Online Appendix for the following JACC article TITLE: Incidence of Heart Failure or Cardiomyopathy After Adjuvant Trastuzumab Therapy for Breast Cancer AUTHORS: Jersey Chen, MD, MPH, Jessica B. Long, MPH, Arti Hurria, MD, Cynthia Owusu, MD, MS, Richard M. Steingart, MD, Cary P. Gross, MD APPENDIX Breast Tumor Histology Consistent with Epithelial Origin Breast Conserving Surgery Breast Cancer Surgery Modified Radical Mastectomy Trastuzumab Anthracycline Adjuvant Therapy Other, Non-Anthracycline Chemotherapy Coronary Artery Disease Cardiovascular Conditions Ischemic Stroke Transient Ischemic Attack Hypertension Renal Failure ICD-0-3 Histology: 8000, 8001, 8010, 8140, 8211, 8230, 8255, 8480, 8481, 8490, 8500, 8503, 8520, 8521, 8522, 8523, 8524, 8525, 8530, 8541, 8574, 8575 HCPCS: 19110, 19120, 19125, 19126, 19160, 19162, 19301, 19302 ICD-9 Procedure: 85.20-85.23, 85.25 HCPCS: 19180, 19182, 19200, 19220, 19240, 19303, 19304, 19305, 19306, 19307 ICD-9 Procedure: 85.41-48 HCPCS: J9355 HCPCS: doxorubicin (J9000, J9001) or epirubicin (J9178, J9180). No patients were treated with daunorubicin (J9150) or idarubicin (J9211). HCPCS: cyclophosphamide (J8530, J9070, J9080, J9090, J9091-J9097), methotrexate (J8610, J9250, J9260), 5-fluorouracil (J9190), paclitaxel (J9264, J9265),docetaxel (J9170, J9171), cisplatin (J9060, J9062), and carboplatin (J9045). CABG HCPCS: 33510, 33511, 33512, 33513, 33514, 33516, 33517, 33518, 33519, 33520, 33521, 33522, 33523, 33525, 33533, 33534, 33535, 33536 CABG ICD-9 Procedure: 36.1x PCI HCPCS: 92973, 92980, 92981, 92982, 92984, 92995, 92996 PCI ICD-9 Procedure: 00.66, 36.01, 36.02, 36.05, 36.06, 36.07, 36.09 AMI/ACS ICD-9 Diagnosis: 410.x1, 411.1, 411.8, 411.81, 411.89 Angina ICD-9 Diagnosis:413.x ICD-9 Diagnosis: 433.x, 434.x ICD-9 Diagnosis: 435.x ICD-9 Diagnosis: 401.x-405.x ICD-9 Diagnosis: 403.01, 403.11, 403.91, 404.02, 404.03, 404.12, 404.13, 404.92, 404.93, 588.0, V42.0, V45.1, 585.x, 586.x, V56.x, Other Elixhauser Conditions Assessed Atrial Fibrillation / Flutter 427.3x Hyperlipidemia 272.x Valvular Disease, Pulmonary Circulation Disorders, Peripheral Vascular Disorders, Paralysis, Other Neurological Disorders, Chronic Pulmonary Disease, Liver Disease, AIDS/HIV, Rheumatoid Arthritis, Coagulopathy, Weight Loss, Fluid and Electrolyte Disorders, blood Loss Anemia, Deficiency Anemia, Alcohol Abuse, Drug Abuse, Psychoses, Depression (14) Abbreviations: ACS, acute coronary syndrome; AIDS, acquired immunological deficiency syndrome; AMI, acute myocardial infarction; CABG, coronary artery bypass graft; HCPCS, Healthcare Common Procedure Coding System; HIV; human immunodeficiency virus; ICD, International Classification of Disease; PCI, percutaneous coronary intervention Online Table 1. Other patient characteristics, by adjuvant therapy group All Breast Cancer patients N % Total Sample 45,53 7 Trastuzu mab N % 437 Anthracycline + Trastuzumab N % 431 Anthracyc line N % Other Chemothe rapy N % 2,71 2 5,257 None N % p 36,7 00 Cancer-free patients N % p vs No ne 36,700 Year of Diagnosis 2000 5,726 12.6 14 3.2 >14 >3. 2 671 12. 8 434 16. 0 <4,5 93 <12 <.00 .5 1 <4,59 3 <12.5 2001 6,014 13.2 14 3.2 <11 <2. 6 705 13. 4 464 17. 1 >4,8 20 >13 .1 >4,82 0 >13.1 2002 5,716 12.6 12 2.7 13 3.0 678 12. 9 408 15. 0 4,60 5 12. 5 4,605 12.5 2003 5,451 12.0 12 2.7 13 3.0 675 12. 8 301 11. 1 4,45 0 12. 1 4,450 12.1 2004 5,606 12.3 21 4.8 35 8.1 763 14. 5 231 8.5 4,55 6 12. 4 4,556 12.4 2005 5,497 12.1 75 17.2 115 26. 7 662 12. 6 179 6.6 4,46 6 12. 2 4,466 12.2 2006 5,687 12.5 118 27.0 130 30. 2 584 11. 1 282 10. 4 4,57 3 12. 5 4,573 12.5 2007 5,840 12.8 171 39.1 100 23. 2 519 9.9 413 15. 2 4,63 7 12. 6 4,637 12.6 Registry* NA San Francisco 1,643 3.6 19 4.3 18 4.2 169 3.2 50 1.8 1,38 7 3.8 Connecticut 3,318 7.3 18 4.1 37 8.6 272 5.2 183 6.7 2,80 8 Detroit 3,039 6.7 22 5.0 31 7.2 464 8.8 237 8.7 Iowa 3,477 7.6 18 4.1 25 5.8 382 7.3 145 New Mexico 1,072 2.4 13 3.0 17 3.9 131 2.5 Seattle 2,777 6.1 28 6.4 25 5.8 213 Utah 1,131 2.5 11 2.5 18 4.2 San Jose 1,112 2.4 12 2.7 11 Los Angeles 3,283 7.2 38 8.7 Greater California 8,786 19.3 109 Kentucky 3,532 7.8 Louisiana 3,070 New Jersey 7,229 Median Household <.00 1 1,387 3.8 7.7 2,808 7.7 2,28 5 6.2 2,285 6.2 5.3 2,90 7 7.9 2,907 7.9 60 2.2 851 2.3 851 2.3 4.1 163 6.0 2,34 8 6.4 2,348 6.4 153 2.9 74 2.7 875 2.4 875 2.4 2.6 106 2.0 56 2.1 927 2.5 927 2.5 28 6.5 345 6.6 206 7.6 2,66 6 7.3 2,666 7.3 24.9 71 16. 5 1,033 19. 6 501 18. 5 7,07 2 19. 3 7,072 19.3 24 5.5 31 7.2 420 8.0 211 7.8 2,84 6 7.8 2,846 7.8 6.7 34 7.8 35 8.1 453 8.6 158 5.8 2,39 0 6.5 2,390 6.5 15.9 70 16.0 72 16. 7 855 16. 3 503 18. 5 5,72 9 15. 6 5,729 15.6 NA Income $0 to <$33,000 8,649 19.0 88 20.1 73 16. 9 1,078 20. 5 542 20. 0 6,86 8 18. 7 $33,000 to <$40,000 6,630 14.6 45 10.3 54 12. 5 765 14. 6 372 13. 7 5,39 4 $40,00 to <$50,000 9,425 20.7 104 23.8 98 22. 7 1,119 21. 3 580 21. 4 $50,000 to <$63,000 9,114 20.0 77 17.6 103 23. 9 1,038 19. 7 508 ≥ $63,000 11,71 9 25.7 123 28.1 103 23. 9 1,257 23. 9 Married 19,97 9 43.9 194 44.4 240 55. 7 2,797 Unmarried 23,83 9 52.4 232 53.1 179 41. 5 Other 1,719 3.8 11 2.5 12 2.8 0.00 1 6,896 18.8 14. 7 6,223 17.0 7,52 4 20. 5 8,970 24.4 18. 7 7,38 8 20. 1 7,338 20.0 710 26. 2 9,52 6 26. 0 7,273 19.8 53. 2 1,35 2 49. 9 15,3 96 42. 0 2,297 43. 7 1,25 3 46. 2 19,8 78 54. 2 163 3.1 107 3.9 1,42 6 3.9 Marital Status <.00 1 20,74 41. 36. 1,20 44. 17,2 46. 45.5 204 46.7 177 1,937 0 1 8 8 5 14 9 * Registries: Hawaii, Atlanta, and Greater Georgia not shown because of cell sizes <11. Cell sizes <11 are suppressed per SEER-Medicare policy None <.0 01