JANUARY 1, 2001 - DECEMBER 31, 2005 UC RIVERSIDE Separation/Settlement Agreements (Excluding Court-Filed Litigation) DATE OF AGREEMENT LITIGATION* PENDING, IF ANY BASIC TERMS COST PURSUANT TO AGREEMENT/RELEASE Agreed to resign from administrative position; appointed as special assistant to the Administration and retained administrative salary ($250,000/yr) for slightly over 5 months through June 30, 2005 before returning to faculty. $ 13,995 (cost of Special Assistant salary minus cost of estimated tenured faculty salary, to which employee was entitled [faculty salary not yet set by Senate review process].) None Agreed to amend date of termination to 1/31/06. Period from 12/14/05 through 1/31/06 would be administrative leave with pay. $8,937.50 None Resign as of 3/31/06 or on date he is able to secure alternate employment outside of UC, whichever is first; administrative leave with pay on 11/22/05 through 3/31/06. Limited response to reference inquiries from prospective employer. $47,850.00 None Resign as of 12/15/05 with last day of work on 9/1/05. 9/2/05-12/14/05 LWOP except one day per month. Provide lump-sum severance payment. $74,817.94 SENIOR MANAGEMENT GROUP 1 Jan. 2005 None STAFF (includes non-senate academics) 2 12/20/05 3 12/5/05 4 9/1/05 * Litigation, for purposes of this table, means non court-filed proceedings in the form of an arbitration, or internal or external administrative proceeding 1 DATE OF AGREEMENT LITIGATION* PENDING, IF ANY None BASIC TERMS Agreed to provide 3-month severance payment and that reason to resign is for personal reasons. Agreed to provide active campus telephone plus email access from 7/1/05 through 9/15/05 and provide a letter of reference. Grievance Agrees to withdraw termination letter and replace it with a three-day suspension without pay. Reinstatement as of 9/8/2005 with back pay minus unemployment compensation and earnings from other employment. 5 7/28/05 COST PURSUANT TO AGREEMENT/RELEASE $14,254.00 6 6/24/05 $23,838.64 7 5/16/05 Grievance 4/27/05 Grievance 2/16/05 None 1/12/05 None 1/12/05 None 8 9 10 11 Agreed to provide 6-mos severance payment, change termination to lay-off. No future employment at UCR. UCR agreed to provide a letter of reference. Transfer to Palm Desert campus at higher negotiated salary than position posting plus two weeks of additional vacation accrual. Change Notice of Intent to Terminate to suspension without pay which will not become a part of file unless further instances of misconduct. Reinstatement: 6/2 to 9/30/2004 LWOP; 10/1/2004 to 1/31/2005 leave with pay; 2/1-10/2005 LWOP; plus medical reimbursement up to $4160. Retirement; Funding both employer and employee portions of retirement contributions for period of time at issue. Retirement; Funding both employer and employee portions of retirement contributions for period of time at issue. $61,504.00 $3,083.33 $16,436.00 $48,357.00 $86,229.08 * Litigation, for purposes of this table, means non court-filed proceedings in the form of an arbitration, or internal or external administrative proceeding 2 DATE OF AGREEMENT LITIGATION* PENDING, IF ANY 12 1/12/05 None 1/12/05 None 1/12/05 None 1/12/05 None 1/12/05 None 1/12/05 None 1/12/05 None 13 14 15 16 17 18 19 1/12/05 None 1/12/05 None 1/12/05 None 20 21 BASIC TERMS Retirement; Funding both employer and employee portions of retirement contributions for period of time at issue. Retirement; Funding both employer and employee portions of retirement contributions for period of time at issue. Retirement; Funding both employer and employee portions of retirement contributions for period of time at issue. Retirement; Funding both employer and employee portions of retirement contributions for period of time at issue. Retirement; employee permitted to make retroactive portions of retirement contributions for period of time at issue. Retirement; Funding both employer and employee portions of retirement contributions for period of time at issue. Retirement; Funding both employer and employee portions of retirement contributions for period of time at issue. Retirement; Funding both employer and employee portions of retirement contributions for period of time at issue. Retirement; Funding both employer and employee portions of retirement contributions for period of time at issue. Retirement; Funding both employer and employee portions of retirement contributions for period of time at issue. COST PURSUANT TO AGREEMENT/RELEASE $6,346.32 $38,566.39 $3,177.70 $140,834.64 $0 $12,206.60 $36,599.30 $42,300.54 $182,330.46 $120,864.65 * Litigation, for purposes of this table, means non court-filed proceedings in the form of an arbitration, or internal or external administrative proceeding 3 DATE OF AGREEMENT LITIGATION* PENDING, IF ANY None BASIC TERMS Retirement; Funding both employer and employee portions of retirement contributions for period of time at issue. None Employee agreed to resign current position effective 12/31/04; agreed to transfer employee to AGSM effective 1/1/05 by 1-yr contract, provided if contract position is terminated prior to 7/1/05, agreed to provide 3 months of severance payment. 22 1/12/05 23 12/23/04 COST PURSUANT TO AGREEMENT/RELEASE $7,602.37 $90,988 24 8/23/04 None 8/18/04 None 8/4/04 Grievance 7/27/04 None 7/2/04 Grievance 4/27/04 None 3/2/04 Grievance 25 26 27 28 29 30 Withdraw proposed termination of 7/21/04 and accept employee's resignation as of 8/31/04. Period from 8/12/04 - 8/31/04 would be leave with pay. Employee resigned as of 11/10/04. Administrative leave with pay from 7/28 to 10/21/04 and use accrued vacation from 10/22 to 11/10/04. Lump-sum severance of $750. Agreed to provide severance payment plus a letter of reference from VCSS Employee agreed to accept layoff effective 7/2/04 with severance payment in lieu of pref. rehire and recall rights and employee agreed not to seek reemployment at UCR. Employee resigned with 7.5 months severance pay plus laptop computer. Employee resigned as of 6/1/04 and UC agrees that employee's performance was satisfactory and provided six months of severance payment. Reinstatement with back pay and applicable retirement service credit and benefits. Employee was offered her previous position but declined for a different position on campus. $1,418.00 $7,185.00 $18,373.00 $16,216.69 $61,875.00 $43,141.56 $29,577.44 * Litigation, for purposes of this table, means non court-filed proceedings in the form of an arbitration, or internal or external administrative proceeding 4 DATE OF AGREEMENT LITIGATION* PENDING, IF ANY 31 BASIC TERMS COST PURSUANT TO AGREEMENT/RELEASE 2/12/04 None 12/17/03 None Agreed to extend effective date of pending layoff, 5/21/04, to provide 120 day notice. Intervening period would be leave with pay. Employee has pref. rehire/recall rights with appropriate medical certification and provides a letter of reference. Employee agreed to resign as of 1/7/04 in exchange for payment. 9/26/03 Grievance Withdraw termination on 2/1/02 and accept employee's resignation. Payment of $5000. $5,000.00 None Withdraw proposed termination of 5/7/2003 and employee would retire as of 7/1/2003. Period from 4/23 - 7/1/03 leave with pay, allowing employee to use remaining accrued vacation and administrative leave with pay. $6,191.05 32 $5,556.00 $53,047.74 33 34 6/30/03 35 4/3/03 Grievance 2/11/03 None 2/3/2003 None 1/6/03 Grievance Withdraw termination letter dated 11/8/2002 and accept employee's resignation as of 11/8/02. Provide letter of reference; severance payment. Resign as of 2/6/03 with severance payment. Agreed not to seek reemployment with UC. Resign as of 6/30/03 and personnel file will reflect resigned for personal reasons. Paid administrative leave from 2/2/03 through 6/30/03. Lay-off; Severance payment in lieu of recall and preferential rehire rights. 10/23/02 None Resign as of 10/25/2002 using two months accrued vacation and sick leave between 9/1 to 10/25/02. 36 37 38 $45,000.00 $14,934.00 $22,592.50 $8,911.36 39 * Litigation, for purposes of this table, means non court-filed proceedings in the form of an arbitration, or internal or external administrative proceeding 5 $0 DATE OF AGREEMENT LITIGATION* PENDING, IF ANY BASIC TERMS COST PURSUANT TO AGREEMENT/RELEASE 40 3/14/02 None 3/4/02 None 41 Resign as of 3/31/02 with administrative leave with pay from 3/1 to 3/31/02. Resign as of 5/31/02 and administrative leave with pay from 2/26 to 5/31/02 and will not seek reemployment from UC. $3,470.00 $11,112.00 42 2/14/02 Grievance 2/14/02 Grievance 10/10/01 Grievance 9/6/01 None Employee agreed to layoff and waive recall rights in exchange for a letter of reference and removal of letter of warning . Employee resigned as of 4/15/2002 with paid administrative leave for 2/15/02 to 4/15/02. Removed suspension letter and return pay for 2 days from 8/2123/2001. Employee resigned as of 10/9/01 with paid administrative leave from 9/20 to 10/9/2001 plus $4958 severance payment; agreed not to seek reemployment with any UC. UCR will provide only dates of employment, title, and date of resignation to any reference Employee resigned as of 8/31/01 w/administrative pay leave from 7/9 to 8/31/01. Severance payment plus employee not to seek reemployment at UC. None Employee resigned as of 3/30/2001 with paid administrative leave from 1/31/ to 3/30/2001 and agreed not to seek reemployment with any UC. UCR will provide only dates of employment, title held, and date of resignation in response to any reference info. 43 44 45 46 3/27/01 $0 $7,871.00 $6,519.00 $9,137.83 $3,997.75 * Litigation, for purposes of this table, means non court-filed proceedings in the form of an arbitration, or internal or external administrative proceeding 6 DATE OF AGREEMENT LITIGATION* PENDING, IF ANY 47 1/10/01 Grievance BASIC TERMS 1 month administrative pay while seeking alternative employment or 3 months severance pay if employment outside of UC. Withdraw document from personnel file. Provide job reference to prospective employers. COST PURSUANT TO AGREEMENT/RELEASE $14,493.00 146766.1E * Litigation, for purposes of this table, means non court-filed proceedings in the form of an arbitration, or internal or external administrative proceeding 7