POLD64H Comparative Public Policy University of Toronto at Scarborough Department of Social Sciences Fall 2011 Monday, 12:00 - 2:00 PM, Room AA208 Instructor: Office: Telephone: E-mail: Webpage: Office Hours: Dr. Phil Triadafilopoulos MW236 (416) 208-4813 / (416) 978-7035 triadaf@utsc.utoronto.ca http://triadafilopoulos.wordpress.com/ Monday 3:00-4:00 PM, Tuesday 10:00-11:00 AM, or by appointment Course Description and Objectives This course offers an introduction to the field of comparative public policy. We will consider the aims and methods of comparative inquiry, survey a range of theoretical approaches used to make sense of policy processes and outcomes, and consider some important issues confronting policymakers, with an eye to making sense of variation and convergence in states’ policies in these areas. Throughout the course, students will be encouraged to consider how theories of policy-making fare in explaining ‘real world’ outcomes and the degree to which comparison yields insights beyond what might be expected from single country studies. Emphasis will also be placed on improving analytical, research and writing skills, and enhancing students’ confidence and ability to communicate effectively in a small group/seminar setting. Required and Recommended Readings All required and recommended readings are posted on the course Intranet page. Please let me know if you have any trouble accessing any of the readings. Course Requirements and Grading Grades for this course will be based on four requirements: Attendance and Participation Weekly Readings Responses Research Paper Proposal Research Paper Cumulative One per class Due in class October 3 Due in class November 21 1 20% 20% 20% 40% Attendance and Participation: This is an advanced, reading-intensive course. You are expected to complete each week’s required readings and actively contribute to class discussions. Unexcused absences will result in a grade of “zero” (0) for that class. Other factors to be taken into consideration in evaluating the quality of your participation include preparation for class, being attentive during class discussions, and raising thoughtful comments and questions. It might be helpful to keep the following questions in mind in preparing for class: 1. 2. 3. 4. What are the central points or arguments being made in the readings? What evidence and methods have they used to support their arguments? How does the week’s reading relate to other material examined in the course? How do you evaluate the authors’ positions? You are expected to be an active participant in class discussions. Active participation entails: - initiating a topic or question providing information and examples to clarify a point trying to synthesize or summarize a part of the discussion seeking clarification where one is unsure adding to and amending what others have said respectfully offering positive and negative reactions to others’ points Being an active participant also involves assisting members of the class by asking them to: - state what they believe the main points of the reading are synthesize or summarize part of the discussion provide examples restate what they’ve said to ensure you understood give their positive and negative opinions Research Paper and Proposal: The major writing requirement for the course is a 3000-word research paper. Your paper could: - explore how two or more countries have contended with a common policy challenge; weigh the merits of a theoretical approach in explaining a particular policy outcome (or outcomes) in one or more countries; or evaluate a policy approach in a single case to judge its utility or moral acceptability (recognizing that policies can be effective but morally dubious). There is significant room for choice in terms of research paper topics. That being said, I would like ensure that your choice is realistic and fits within the parameters of the course. Hence, a research paper proposal outlining your question and research plan is required. 2 The proposal should be approximately 4-5 pages (typed, double-spaced) and include: A title that describes the research project An outline of the project which o describes your topic; o provides an overview of the relevant literature you have consulted; o provides a tentative thesis statement and a description of how you plan to defend your argument; and o identifies any problems you are having or foresee having with the research. A bibliography of at least ten academic books and/or journal articles I ask that you please make a point of seeing me during office hours to discuss your choice of topic and progress on your proposal and paper. Past experience suggests that students that take the time to consult me regularly get more out of the research paper assignment and course. I will also post a sample proposal submitted by a former student to help give you a sense of what is expected from the assignment. Weekly Reading Responses: You will prepare a one-page (typed, single-spaced, 12 point font) response to each week’s readings (beginning with week two), to be handed in at the beginning of the corresponding class session. Do not simply summarize the readings; your responses should critically evaluate the authors’ arguments. Please be sure to cover all of the readings for each week. Please be sure to see me during office hours if you have questions about the weekly reading responses. Policy on Absences You will receive a zero for any missed classes, unless you provide proof of medical or familial emergency (a doctor’s note or death certificate). Given that attendance and participation count for 20 per cent of your final grade, it is in your interest to attend all classes without fail. Late Penalties for Written Work Late proposals and research papers will be penalized 5 per cent per day (including weekends). You are strongly advised to keep electronic and hard copies of your proposals and papers. These should be kept until the marked assignments have been returned. If you are unable to submit your assignments in class, use the essay drop box on second floor of the Management Wing in the main foyer – do not send it via e-mail. 3 Academic Integrity Please be aware of the importance of academic integrity and the seriousness of academic dishonesty, including plagiarism. The more obvious instances of plagiarism include copying material from another source (book, journal, another student, and so on) without acknowledging the source, presenting an argument as your own – whether or not it is a direct quotation – rather than fully acknowledging the true originator of the idea, having another person help you to write your essay, and buying an essay. Taking materials from the internet without acknowledging the source is plagiarism. All of these are instances of academic dishonesty, which the university takes very seriously and they will result in academic penalty. Those penalties can range from failing the assignment, failing the course, having a notation on your academic transcript, and/or suspension from the university. For your information, an excellent website is “How Not to Plagiarize,” by Margaret Procter, Coordinator of Writing Support (U of T): http://www.utoronto.ca/writing/plagsep.html Accessibility Services Students requiring assistance because of a disability should inform me and contact UTSC Accessibility Services (http://www.utsc.utoronto.ca/~ability/) as soon as possible. Writing Centre You are strongly encouraged to take advantage of the assistance and support offered by the UTSC Writing Centre (http://www.utsc.utoronto.ca/~tlsweb/TWC/index.htm). Be sure to arrange appointments well in advance of relevant due dates. I am also happy to discuss strategies for effective writing during regularly scheduled office hours or by appointment. E-Mail Policy Please be sure to use your UTSC e-mail accounts for all course related correspondence. Please also note the course code (POLD64) in the subject line of your messages. I will do my best to respond to e-mail within 48 hours of receiving messages. E-mail received during weekends and holidays may take longer to answer. Please do not submit course assignments via e-mail; all assignments must be submitted to me in class or during office hours. If you are unable to submit your assignments in class, use the essay drop box on second floor of the Management Wing in the main foyer. Intranet Please consult the course Intranet site regularly, as I will post required readings, discussion topics, media reports, announcements of relevant events, and important reminders. 4 Outline of Topics and Readings September 12 – Week One: Course Introduction Required Reading: None September 19 – Week Two: The Aims and Scope of Comparative Public Policy Richard Simeon, “Studying Public Policy,” Canadian Journal of Political Science, VOL. 9, No. 4 (December 1976), pp. 548-580. Arnold J. Heidenheimer, “Comparative Public Policy at the Crossroads,” Journal of Public Policy, VOL. 5, No. 4 (1985), pp. 441-465. Recommended: Alasdair MacIntyre, “Is a Science of Comparative Politics Possible?” in Against the SelfImages of the Age: Essays on Ideology and Philosophy (Notre Dame, Indiana: University of Indiana Press, 1978): pp. 260-279. Donald L. Horowitz, “Is there a Third World Policy Process?” Policy Sciences, VOL. 22, No. 3/4 (1989), pp. 197-212. September 26 – Week Three: Why Compare? How? David Collier, “The Comparative Method,” in Political Science: The State of the Discipline II, ed. Ada W. Finifter (Washington, D.C.: American Political Science Association, 1993), pp. 105-119. Barbara Geddes, “How the Cases You Choose Affect the Answers You Get: Selection Bias in Comparative Politics,” in Political Analysis, VOL. II, ed. James A. Stimson (Ann Arbor: University of Michigan Press, 1990): pp. 131-150. Peter A. Hall, “Aligning Ontology and Methodology in Comparative Research,” in Comparative Historical Analysis in the Social Sciences, ed. James Mahoney and Dietrich Rueschemeyer (Cambridge: Cambridge University Press, 2003): pp. 373-406. Recommended: Charles Tilly, “Comparing,” in Big Structures, Large Processes, Huge Comparisons (New York: Russell Sage Foundation, 1984), pp. 60-86. 5 October 3 – Week Four: Institutionalism - Research Paper Proposal Due In Class! Peter Hall and Rosemary Taylor, “The Three New Institutionalisms,” Political Studies, 44 (1996), pp. 936-957. George Tsebelis, “Decision Making in Political Systems: Veto Players in Presidentialism, Parliamentarism, Multicameralism, and Multipartyism,” British Journal of Political Science, 25 (1995), 289-325. Kathleen Thelen, “Historical Institutionalism in Comparative Politics,” Annual Review of Political Science 2 (1999), pp. 369-404. October 10 – Thanksgiving Day: No Class October 17 – Week Five: Political Economy Approaches David R. Cameron, “The Expansion of the Public Economy: A Comparative Analysis,” American Political Science Review VOL. 72, No. 4 (1978), pp. 1243-1261. Gregg M. Olsen and Julia S. O’Connor, “Introduction: Understanding the Welfare State: Power Resources and Its Critics,” in Power Resources and the Welfare State, ed. Julia O’Connor and Gregg Olson (Toronto: University of Toronto Press, 1998), pp. 3-33. Jonas Pontusson, “From Comparative Public Policy to Political Economy: Putting Political Institutions in their Place and Taking Interests Seriously,” Comparative Political Studies, VOL. 8, No. 1 (1995), pp. 117-147. October 24 – Week Six: Ideas, Paradigms and Frames John L. Campbell, “Ideas, Politics and Public Policy,” Annual Review of Sociology 28 (2002): pp. 21-38. Peter Hall, “Policy Paradigms, Social Learning and the State: The Case of Economic PolicyMaking in Britain,” Comparative Politics, VOL. 25, No. 3 (1993), pp. 275-296. Martin Rein and Donald Schön, Reframing Policy Discourse,” in The Argumentative Turn in Policy analysis and Planning, ed. Frank Fischer and John Forester (Durham and London: Duke University Press, 1993), pp. 145-166. 6 October 31 – Week Seven: Globalization Colin Hay “Globalization’s Impact on States,” in Global Political Economy, ed. John Ravenhill (Oxford: Oxford University Press, 2008): pp. 314-345. Geoffrey Garrett, “Global Markets and National Politics: Collision Course or Virtuous Circle?” International Organization, VOL. 52, No. 4 (1998), pp. 787-824. Grace Skogstad, “Public Policy and Globalization: Situating Canadian Analyses,” Canadian Journal of Political Science, (December 2000), pp. 805-828. November 7 – Week Eight: Sectoral Approaches – Policy Networks/Communities Michael A. Atkinson and William D. Coleman, “Strong States and Weak States: Sectoral Policy Networks in Advanced Capitalist Economies,” British Journal of Political Science, VOL. 19 (1989): pp. 47-67. Tanja A. Borzel, “Organizing Babylon - on the Different Conceptions of Policy Networks,” Public Administration, VOL. 76, No. 2 (1998): pp. 263-273. Grace Skogstad, “Policy Networks and Policy Communities: Conceptualizing State-Societal Relationships in the Policy Process,” in The Comparative Turn in Canadian Politics, ed. Linda A. White, Richard Simeon, Robert Vipond and Jennifer Wallner Vancouver: UBC Press, 2008): pp. 205-220. November 14 – Week Nine: The Welfare State and Social Policy Gøsta Esping-Andersen, “The Three Political Economies of the Welfare State,” in Power Resources and the Welfare State, ed. Julia O’Connor and Gregg Olson (Toronto: University of Toronto Press, 1998), pp. 123-134. Paul Pierson, “Fragmented Welfare States: Federal Institutions and the Development of Social Policy,” Governance, 8 (1995): pp. 449-478. Paul Pierson, “The New Politics of the Welfare State,” World Politics, VOL. 48, No. 2 (1996), pp. 143-179. Recommended: Ito Peng and Joseph Wong, “Institutions and Institutional Purpose: Continuity and Change in East Asian Social Policy,” Politics and Society, VOL. 36, No. 1 (March 2008), pp. 61-88. 7 November 21 – Week Ten: Health Policy - Research Paper Due In Class! Sven Steinmo and Jon Watts, “It’s the Institutions, Stupid! Why Comprehensive National Health Insurance Always Fails in America,” Journal of Health Politics, Policy and Law, VOL. 20, No. 2, (1995), pp. 329-372. Ellen M. Immergut, “The Rules of the Game: The Logic of Health Policy-Making in France, Switzerland and Sweden,” in Structuring Politics: Historical Institutionalism in Comparative Analysis, ed. Sven Steinmo, Kathleen Thelen and Frank Longstreth (Cambrdige: Cambridge University Press, 1992), pp. 57-89. Recommended: Gerard W. Boychuk, “Race, Territorial Integration, and Public Policy in the United States and Canada,” in David M. Thomas, ed., Canada and the United States: Differences that Count, 3rd ed. (Peterborough: Broadview Press, 2007), pp. 111-131. Jacob Hacker, “The Historical Logic of National Health Insurance: Structure and Sequence in the Development of British, Canadian, and U.S. Medical Policy,” Studies in American Political Development, 12 (1998), pp. 57-130. November 28 – Week Eleven: Immigration Policy Daniel J. Tichenor, “Navigating an American Minefield: The Politics of Illegal Immigration,” The Forum VOL. 7, No. 3 (2009): http://www.bepress.com/forum/vol7/iss3/art1/. Triadafilos Triadafilopoulos and Karen Schönwälder, “How the Federal Republic Became and Immigration Country: Norms, Politics and the Failure of West Germany’s Guest Worker System,” German Politics and Society, VOL. 24, No. 3 (Fall 2006): pp. 1-19. Recommended: Gary P. Freeman, “Modes of Immigration Politics in Liberal Democratic Societies,” International Migration Review, VOL. 29, No. 4 (1995), pp. 881-902. Antje Ellermann, “Coercive Capacity and the Politics of Implementation: Deportation in Germany and the United States,” Comparative Political Studies, VOL. 38, No. 10 (2005), pp. 1219-1244. 8 December 1 – Week Twelve: Citizenship Policy - N.B.: December 1 is a Thursday! Marc Morjé Howard, “The Impact of the Far Right on Citizenship Policy: Explaining Continuity and Change,” Journal of Ethnic and Migration Studies, VOL. 36, No. 4 (2010): 735-751. James Ingram and Triadafilos Triadafilopoulos, “Rights, Norms, and Politics: The Case of German Citizenship Reform,” Social Research, Vol. 77, No. 1 (Spring 2010): pp. 353-382. Recommended: Rogers Brubaker, “Citizenship as Social Closure,” chapter in Citizenship and Nationhood in France and Germany (Cambridge: Harvard University Press, 1992), pp. 21-34. Yasemin Nuhoğlu Soysal, “Changing Citizenship in Europe: Remarks on Postnational Membership and the National State,” in Citizenship, Nationality and Migration in Europe, ed. David Ceasarini and Mary Fulbrook (New York: Routledge, 1996): pp. 17-29. 9