Top Priority No. 915/28-1-2002 From, Lov Verma, Member Secretary, State Advisory Committee & Secretary, Govt. of Uttar Pradesh. To, 1. All Principal Secretaries / Secretaries Govt. of Uttar Pradesh. 2. All Heads of Departments/Heads of Officer Govt. of Uttar Pradesh. Uttaranchal Coordination section -1 Lucknow dated July 15, 2002 Subject: Division of State services cadres and final allocation of personnel under U.P. Reorganisation Act-2000 Sir, Govt. of India has constituted State Advisory Committee under Sec-76, UP Reorganisation Act,2000, for bifurcating posts between Uttar Pradesh and Uttaranchal and for the final allotment of the personnel. The said Committee held its third meeting on 02-07-2002 at Nainital. Principles, procedure and system for allocation of posts and final allotment of personnel was finalised in this meeting. Minutes of the aforesaid meeting have been sent to all Principal Secretaries/ Secretaries vide G.O. no. 884/28-1-2002 dated 09 July, 2002. 2. As per the principles finalised by the SAC, following system and procedure for allocation of posts and final allotment of personnel is laid down, to be followed by all departments on the basis of punctuality and highest priority. (A) Division of posts Each department shall make available information regarding the sanctioned posts in every cadre in every pay scale as on cut- off date i.e. 08-11-2000. For getting the information regarding posts in undivided Uttar Pradesh, proforma p-1, p-2, p-3 and p-4 respectively vide G.O. no. 166/28-1-2001 dated 14 Mar, 2001 and G.O. no. 1535/28-1-2001 dated 24-09-2001 alongwith proforma 'A' & 'B' vide G.O. no. 848/28-1-2002 dated 28-01-2002 have been prescribed. Information on the prescribed proformae has not been received from many departments as yet. Those departments which have not furnished the information on the prescribed proformae, will ensure that it is furnished immediately. (B) Norms and procedure for Allotment of the personnel of State services cadres to State of Uttaranchal. (1) First and foremost, persons who have opted be allotted against the cadre posts to the State of Uttaranchal. (Option means the first option exercised by an employee on or before 15-06-2001 and in which no change is permissible.) (2) If vacancies still exist, domiciles of Uttaranchal be allotted to fill up the vacancies. Domiciles of Uttaranchal means those personnel in whose service records any one of the 13 districts of that State has been declared as the home district as on 01-04-2000. (3) If the vacancies still exist, the junior most in the relevant cadre and in the same pay-scale as on the appointed day be allotted. (4) In compliance of the Govt. of India guidelines, only in respect of cases falling under sub-para 3, reservations to Scheduled Castes/Tribes/Other Backward Classes and others be ensured. In addition, as far as possible, junior most personnel of each batch be allotted on the pro-rata basis having regard to the total no. of personnel in that batch of that cadre. (5) If both husband and wife are in govt. service, allotment would be in accordance with the option of the senior spouse. Seniority would determined with reference to the higher pay-scale. However, as per the Govt. of India G.O. dated 11-09-2001, in case of an employee finally allotted to Uttaranchal, the husband/wife of the wife/husband shall be allotted Uttaranchal only, and not Uttar Pradesh. (6) Female employees would be allotted only according to their option, subject to the condition that if their husbands are covered above sub-para(2) or (3), they would be allotted to Uttaranchal only, and not Uttar Pradesh. (7) Those employees who are due to retire within two years will be allotted Uttaranchal only as per their option. (8) Handicapped employees, if they are not covered by Govt. of India G.O. dated 11-09-2001, would be allotted to states only according to their option. G.O. no 1134/ka-1/13(12)/2000 dated 06-11-2000 is amended to the extent aforementioned. If any personnel is working against a post allocated for Scheduled Tribes, a vacancy shall be given to Uttaranchal. If Inter se seniority has not been fixed between departmental personnel and direct recruits, in the batch of a (particular) year, or, in other words, if in a batch, departmental personnel or direct recruits have been placed either above or below, the personnel would be allotted by splitting that batch into two batches. 3. Few departments may experience difficulties in allotting juniormost personnel and determining the reservation policy in accordance with para 2(B), 3 and 4, for resolving which examples are given in Enclosure-1. If any department still has doubts/difficulties, they can contact Secretary or Joint Secretary, Uttaranchal Coordination Department for resolving the same. 4. List of personnel being allotted to Uttaranchal immediately after the final division of posts cadrewise for Uttaranchal shall be given in proforma P-5 (Enclosure-2). Information be kept ready in the said proforma so that it can be available to the department at short notice. 5. Other Issues If, in implementing the above policy, departments or employees come across genuine and hardship cases, a representation accompanied with evidence can be submitted to the State Advisory Committee for its disposal/decision. It is expected that all departments shall ensure action as aforementioned on top most priority basis. Enclosure- As above. Yours Sincerely Sd/(Lov Verma) Member Secretary State Advisory Committee Government of Uttar Pradesh No.:-915/28-1-2002,Dated As above Copies to following for information and necessary action:1. Chief Secretary, Govt. of Uttar Pradesh. 2. Chief Secretary, Govt. of Uttaranchal, Dehradun. 3. Sri R.K. Chandra, Additional Secretary, Ministry of Personnel and Pensions, Government of India, Lok Nayak Bhavan, Third Floor, Khan market, New Delhi. 4. Sri R.R. Prasad, Director,(S.R.)Ministry of Personnel and Pensions, Government of India, Lok Nayak Bhavan, Third Floor, Khan market, New Delhi. 5. Secretary, Reorganisation, Govt. of Uttaranchal, Dehradun. 6. Secretary, Governor's Secretariat, Uttar Pradesh. 7. Secretary, Legislative Assembly/Legislative Council, Uttar Pradesh. 8. Secretary, Public Service Commission, Uttar Pradesh, Allahabad. By order Sd/(Lov Verma) Member Secretary State Advisory Committee Government of Uttar Pradesh Enclosure of G.O. N0. 915/28-1-2002 dtd 15 July, 2002 Certain departments may experience difficulties in allotting junior most personnel and fixing reservations according to para 2(B), 3 and 4 of the above G.O. which can be resolved by following examples :- Example-1 If in any cadre 1995 batch had 100, 1996 batch 200, 1997 batch 300 and 1998 batch 400 personnel and out of them, 100 personnel were to be allotted to Uttaranchal, on pro rata basis of the strength of the batch, the ratio of no. of personnel = 100 : 200 : 300 : 400 = 1 :2:3:4 Division of vacancies according to reservation= General- 50, Other Backward Classes- 27, Scheduled Castes -21, Scheduled Tribes- 2 Pro rata total of the batches- 1+2+3+4= 10 Allotment of personnel batch wise Batch General seats =50 Other Backward classes= 27 Scheduled castes= 21 1995 1995 -1/10×50=5 1/10×27= 2.7=3 1/10×21 = 2.1= 2 1996 1996 -2/10×50=10 2/10×27= 5.4= 5 2/10×21 = 4.2= 4 1997 1997 -3/10×50 =15 3/10×27= 8.1= 8 3/10×21= 6.3= 6 1998 1998- 4/10×50=20 4/10×27= 10.8= 11 4/10×21= 8.4= 8+1 Total-5+10+15+20=50 Total-3+5+8+11= 27 Total-2+4+6+9= 21 Example-2 If the no. of members in the batches is as follows 1995 370,1996 290, 1997 490 in 1998 190 and vacancies are 70, then Pro rata ratio= 370: 290: 490: 190 = 37: 29: 49: 19 = 1.94: 1.52: 2.57: 1 = 2: 2: 3: 1 Ratio total= 2+2+3+1= 8 General seats =35 Other Backward Classes= 18.9= 19 Scheduled Castes= 14.7=15 Scheduled Tribes= 1.4=1 1995 2/8×35=70/8=8.75=9 2/8×19=38/8=4.75=5 2/8×15=30/8=3.75=4 1996 2/8×35=70/8=8.75=9 2/8×19=38/8=4.75=5 2/8×15=30/8=3.75=4 1997 3/8×35=105/8=13.12=13 3/8×19=57/8=7.12=7 3/8×15=45/8=5.625=6 1998 1/8×35=35/8=4.37=4 1/8×19=19/8=2.37=2 1/8×15=15/8=1-875=2 Total-9+9+13+4=35 Total-5+5+7+2=19 Total-4+4+6+2=16-1 Note:- If one vacancy is falling short because of round(ing of) figure(s), that vacancy, owing to round(ing of) figure(s) shall be adjusted in the largest batch. Similarly, if the vacancy increases in any category, it will be decreased from that category, as has been demonstrated in above examples. Example-3 If batches are more and personnel are less. For example, batches are-4 and 3 personnel have to be allotted year Total No. of employees in the batch 1972 37 1973 29 1974 13 1975 03 As, on the basis of calculation by pro rata method, personnel to be allotted from 1975 batch comes to zero, which is against policy and Government Order. Therefore, these three posts/ personnel be allotted as follows:year Total No. of employees in the Allotment of employees batch 1972 37 0 1973 29 1 General 1974 13 1 Other Backward Classes 1975 03 1 Scheduled Castes By order Sd/(Lov Verma) Member Secretary State Advisory Committee Government of Uttar Pradesh Name of Department- Name of cadre - Sl. No 1. Name of employee 2. Designation Pay-scale 3. 4. Optee 5. Domicile 6. Junior most 7.