INSTRUCTIONS FOR USING CONTRACTOR/CONSULANT AGREEMENT (Other Entity version) DETACH THIS PAGE PRIOR TO ISSUING THE AGREEMENT WHEN USING CONTRACTOR/CONSULTANT AGREEMENT This agreement should be used for contractors or consultants who are companies, partnerships or other entities. You must indicate in Item 10 whether the fee is inclusive or exclusive of GST. The default is that the fee is inclusive of GST (if GST is payable). Read the ‘Guide to using the Contractor/Consultant Agreement’ – this explains the legal significance of each field and will assist you with compliance. Key sections of the Agreement There are five main sections in the Contractor/Consultant Agreement: Schedule – this is the table on page 1. It should contain information about the contractor/consultant and the specific agreement reached with them (including variable terms and conditions). You should insert the relevant information in the fields marked in yellow highlighting. Complete all highlighted sections of the Schedule. All non-mandatory fields have an option to select ‘not-applicable’. Terms and Conditions – these are UNSW’s standard terms and conditions (pages 2-4). Do not amend any of the Terms and Conditions. If you wish to negotiate different Terms and Conditions, contact Legal Counsel HR or your Human Resources Consultant. Confidentiality Deed Poll (Annexure A) – This is the standard deed poll which personnel working for the company may be required to sign. This is important because the agreement is between UNSW and the company, not the individuals. You should require each of the Contractor’s personnel who will perform the Services to sign a Deed Poll to protect UNSW’s confidential information and Intellectual Property. Service Standards (Annexure B) – this is an optional section to be used if there are service standards. If you do not require any service standards, you should remove Annexure B. Special Conditions (Annexure C) – this is an optional section to be used if there are special conditions (for example, a cancellation fee, any industry codes which should be complied with etc). Special conditions must not conflict with the general terms and conditions. If special conditions are complex or may have legal implications, you should seek advice from the Legal Counsel HR or the legal office. If there are no special conditions, you should remove Annexure C. If you have any queries or concerns, contact Legal Counsel HR, the legal office or your Human Resources Consultant. PRE-CONDITIONS TO USING CONTRACTOR/CONSULTANT AGREEMENT You must complete the following steps prior to issuing this Contractor/Consultancy Agreement: Contractor has completed VN1 Form Signed: Print Name: Signed: Australian Business Number or Australian Company Number has been obtained Print Name: ABN/ACN: ______________________________ Detach this page prior to issuing the Contractor/Consultant Agreement and store it on your file. CONTRACTOR/CONSULTANT AGREEMENT (Other entity version) This Agreement dated ______________ is between: 1. The University of New South Wales (ABN 57 195 873 179) (UNSW); and 2. [Insert company name/partnership/other entity](ABN/ACN [insert])(Contractor), and comprises the Schedule, the Terms and Conditions, Annexure A and Annexure B (if indicated in Item 6 of the Schedule) and Annexure C (if indicated in Item 14 of the Schedule). SCHEDULE AGREEMENT TERM Item 1 (cl 2.1) Commencement date: [insert date] Item 2 (cl 2.1) Termination date: [insert date] Item 3 (cl 16.1) Notice required to terminate the [insert notice period – normally 4 weeks] Agreement: CONTACT DETAILS Item 4 (cl 19.3) UNSW’s address Contractor’s address Contact person: [insert] Contact person: [insert] Address: [insert] Address: [insert] Telephone: [insert] Mobile: [insert] Email: [insert] Email: [insert] SERVICES TO BE PROVIDED BY THE CONTRACTOR Item 5 (cl 3.1) Description of Services [Insert description of services – for example: To deliver the course ‘Title’ in Semester 1 2008, including: delivering [insert] hours of lectures and tutorials, as scheduled; marking work submitted by students; supervising examinations, as scheduled; being available for [insert] hour each week to meet with students; and responding to queries by students] Not applicable As per Annexure B Not applicable In accordance with the following timetable: Date: Milestone: Instalment [Insert date] [Insert Milestone] $[insert amount] [Insert date] [Insert Milestone] $[insert amount] Item 8 (cl 6.2) Equipment or facilities to be Not applicable Access to photocopying provided by UNSW for the Office (including desk) UNSW email address Contractor’s use Access to telephone Car parking (fee applies) Access to computer Other – [insert] Item 9 (cl 4.1) Authorised personnel to act for [Insert person] [Insert person] the Contractor [Insert person] [Insert person] CONTRACTOR’S FEE Item 10 (cl 7) Contractor’s Fee: $[insert] (including GST) per [insert period – fortnight, month, session] OR [Insert schedule of fees and payments] OR [In accordance with the timetable set out in Item 7] Item 11 (cl 8) Contractor’s Expenses payable Not applicable Other – [insert] by the UNSW: Travel INTELLECTUAL PROPERTY Item 12 (cl 9) IP arising from or in connection UNSW will own IP IP Arrangements as per with the Services: special conditions Contractor will own IP INSURANCE POLICIES Item 13 (cl 11.1) Insurance policies that Public liability insurance (at least $10 million) (mandatory) Contractor must effect: Workers compensation (mandatory) Item 6 (cl 3.1(b)) Item 7 (cl 3.1(c)) Service standards Timetable for provision of services: SPECIAL CONDITIONS Item 14 (cl 15) Special conditions Professional indemnity insurance (required unless Business Unit waives requirement) Other – [insert] Not applicable -1- As per Annexure C TERMS AND CONDITIONS 1. DEFINITIONS AND INTERPRETATION 1.1. In this Agreement: 3.2. The Contractor is required to comply with the rules, regulations, procedures and policies of UNSW, as amended from time to time. This includes, without limitation, code of conduct, occupational health and safety, security, discrimination and harassment and privacy. UNSW rules, regulations, policies and procedures do not form part of this contract. 3.3. The Contractor warrants that the Contractor has no conflict of interest in performing the Services as at the date of this Agreement. If the Contractor becomes aware of any actual or potential conflict of interest, the Contractor will immediately advise UNSW in writing, in which case UNSW may terminate the Agreement pursuant to clause 16. 4. PERSONNEL (a) Agreement Term means the term in clause 2.1, including any extension under clause 2.2. (b) Confidential Information means any information (whether oral, writing or electronic) relating to a party that is not publicly available (other than by breach of this Agreement) and that by its nature is confidential (including but not limited to trade secrets and know how). (c) Fee means the fee payable under Item 9. (d) GST means Goods and Services Tax. (e) Intellectual Property means all statutory and other proprietary rights in respect of inventions, copyright, trade marks, designs, patents, knowhow, trade secrets and all other rights as defined by Article 2 of the Convention establishing the World Intellectual Property Organisation of July 1967 and all rights to apply for the same. (f) Authorised personnel 4.1. Substitution of personnel Personal Information has the meaning given to it in the Privacy and Personal Information Protection Act 1998 (NSW) (PPIP Act). (g) Services means the services in Item 6. 4.2. The Contractor will not substitute other personnel for the authorised personnel without the written consent of UNSW. 4.3. If UNSW reasonably considers that any of the Contractor’s personnel are not performing the Services to the standards expected of UNSW, UNSW may, by providing 14 days notice in writing, require the Contractor to substitute the Contractor’s personnel with another person acceptable to UNSW. 4.4. If the Contractor’s personnel are unavailable or on leave, the Contractor must provide other qualified personnel approved by the UNSW to ensure the Contractor meets its obligation under this Agreement. (h) UNSW means the University of New South Wales and its officers, agents and employees. 1.2. In this Agreement, unless the contrary appears: (a) The singular includes the plural and vice versa. (b) A reference to a person includes a body corporate or partnership and includes that person’s successors, administrators, executors and assigns. Status of personnel (c) A reference to a law includes any amendment to it or replacement of it. 1.3. Headings are inserted for convenience only and do not affect the interpretation of this Agreement. 2. AGREEMENT TERM 2.1. This Agreement commences on the date specified in Item 1, and terminates on the date specified in Item 2, unless terminated earlier in accordance with clause 16 of this Agreement. 2.2. If the Contractor, with the agreement of UNSW, continues to provide the Services after the expiry of the Agreement Term, this Agreement continues to apply. 3. CONTRACTOR’S OBLIGATIONS 3.1. The Contractor will perform the Services: If applicable, the Contractor will appoint the authorised personnel set out in Item 9 to perform and have responsibility for the Services. (a) in a diligent and professional manner, and with the necessary skill and care required to perform the Services; (b) according to any standards that normally apply to the Services and any service standards set under Item 6; (c) before the end of the Agreement Term and according to the deadlines or milestones specified in any timetable set under Item 7. -2- 4.5. The Contractor’s personnel are, and remain, employees, agents or contractors of the Contractor. 4.6. The Contractor is solely responsible for any payments, wages, taxes and insurances owing to, or in respect of, the Contractor’s personnel, as well as any other entitlements or benefits arising from their employment or engagement including (but not limited to) annual leave, sick leave, superannuation and workers’ compensation. 5. ASSIGNMENT AND SUB-CONTRACTING 5.1. The Contractor must not assign or sub-contract any part of the Services without the prior written consent of UNSW. Any such written consent of UNSW does not relieve the Contractor from the Contractor’s obligations under this Agreement. 5.2. Subject to the Contractor’s obligations under this Agreement (including with respect to conflict of interest), the Contractor may provide services to third parties. 6. EQUIPMENT 6.1. The Contractor will provide all equipment necessary to perform the Services and is responsible at his/her cost for insuring the equipment and maintaining it in good working order during the Agreement Term. 6.2. If Item 8 specifies that UNSW will provide equipment or facilities for use by the Contractor, then the Contractor must: Annexure A to this Agreement as a condition of UNSW’s acceptance of any of the Contractor’s personnel, or do any other reasonable thing that gives effect to UNSW’s rights under clauses 9.1(a),(b) and (c). (a) use that equipment or those facilities only for the purpose of providing the Services; 9.2. (b) ensure that equipment and those facilities are used according to any manufacturer’s instructions and any instructions provided by UNSW; and (c) notify UNSW immediately if the Contractor becomes aware that the equipment or facilities are not working properly, or have become lost or stolen. 7. CONTRACTOR’S FEE 7.1. To the extent that any GST is payable in respect of this Agreement, including in relation to the Services, the Contractor is liable to pay that GST and indemnifies UNSW against any failure to comply with this clause. 7.2. Where this Agreement provides that the Contractor is to be paid by progressive payments, UNSW is entitled to defer payment until the Contractor has completed that part of the Services. 7.3. The Contractor must provide invoices to UNSW in the form of a valid tax invoice. Where the Contractor has subcontracted any part of the Services, the invoice must be accompanied by a completed pro forma principal contractor’s statement regarding workers compensation, pay-roll tax and remuneration. 7.4. 8. If Item 12 specifies that the Contractor owns the Intellectual Property, then the Contractor hereby grants UNSW an irrevocable, perpetual, royalty-free, non-transferable and non-exclusive licence to use the Intellectual Property for: (a) purposes arising from or in connection with the Services; and (b) making copies for archival purposes. 9.3. The Contractor warrants that all Intellectual Property created in connection with or arising from the Services will be original and will not infringe intellectual property of third parties, and indemnifies UNSW for any demand, cost or expenses as a result of any breaches by the Contractor of the intellectual property rights of third parties. 9.4. The Contractor must not publish any articles, statements or any other information in connection with or arising from the Services without UNSW’s prior approval in writing. 10. CONFIDENTIALITY AND PRIVACY 10.1. A party must not disclose the other party’s Confidential Information, unless disclosure is required to provide the Services or is authorised in writing by the other party. These obligations continue beyond the expiry or termination of this Agreement. UNSW will pay the Contractor the invoiced Fee within 30 days of receipt of the tax invoice. 10.2. The Contractor must handle all Personal Information in accordance with UNSW’s Privacy Management Plan and the PPIP Act. EXPENSES If Item 11 specifies that UNSW is to reimburse the Contractor for any expenses, then UNSW will pay those expenses provided that the expenses are approved in writing in advance by UNSW and the Contractor has provided evidence that they have or will be incurred. 10.3. UNSW may require the Contractor’s personnel to sign a Deed Poll contained at Annexure A to this Agreement as a condition of UNSW’s acceptance of any of the Contractor’s personnel. 9. INTELLECTUAL PROPERTY 9.1. If Item 12 specifies that UNSW will own the intellectual property, then the Contractor: 11.1. The Contractor must effect and maintain during the Agreement Term the insurance policies specified in Item 13 and any other insurance policy required at law to provide the Services. 11. (a) assigns to UNSW all Intellectual Property created by the Contractor (whether alone or with another person) arising from or in connection with the Services; INSURANCE 11.2. The Contractor must notify UNSW immediately if an insurance policy required under clause 10.1 is cancelled. 11.3. The Contractor must, if requested by UNSW, provide satisfactory evidence to UNSW of the existence and currency of the insurance policies referred to in clause 10.1. (b) agrees that by virtue of this clause all Intellectual Property arising from or in connection with the Services is vested in UNSW; 12. (c) grants UNSW consent to do or omit to do any act which would otherwise infringe the Contractor's moral rights under the Copyright Act 1968 (Cth) in relation to all works arising from or in connection with the Services; INDEMNITY 12.1. The Contractor (and the Contractor’s personnel) performs the Services at its own risk and UNSW will not be liable to the Contractor (or the Contractor’s personnel) for any loss, damage, injury or death sustained by any person or to any property howsoever caused. (d) must do all things reasonably requested by UNSW to give effect to UNSW’s rights under this clause; and 12.2. The Contractor indemnifies UNSW against any claim, liability, loss or damage UNSW suffers because of the Contractor’s failure to act or (e) agrees that UNSW may require the Contractor’s personnel to sign a Deed Poll contained at -3- (d) without reasonable cause carrying out of the Services. negligence with respect to death or injury of a person, damage to or destruction of property, or infringement of Intellectual Property in connection with the Services. 15.5. If UNSW terminates this Agreement, such termination will not release the Contractor from liability in respect of any breach, or nonperformance, of any obligation by the Contractor under this Agreement. NEGATION OF EMPLOYMENT AND AGENCY The Contractor will provide the Services to UNSW as an independent contractor. Nothing in this Agreement constitutes, or shall be taken to mean that the relationship between the parties is an employment relationship, partnership or principal and agent. The Contractor (and the Contractor’s personnel) will not represent itself as an employee or agent of UNSW. 14. 15.6. Upon termination of this Agreement, the Contractor (and the Contractor’s personnel) is required to return all UNSW property and equipment to UNSW. 16. CONTINUING OBLIGATIONS The expiration or termination of this Agreement will not affect any provisions that are expressed to operate or have effect thereafter. SPECIAL CONDITIONS 14.1. The parties agree to comply with any special conditions specified in Item 14 and Annexure C of this Agreement. 17. WAIVER The failure by a party to require performance of an obligation under this Agreement by the other party will not operate as a waiver of the obligation and the other party remains liable to perform all its obligations under this Agreement. 14.2. To the extent that there is any inconsistency between these terms and conditions and the special conditions in Annexure C, these terms and conditions prevail. 15. TERMINATION OF AGREEMENT 18. 15.1. Either party may terminate this Agreement at any time by providing the period of notice specified in Item 3, in writing, to the other party. GENERAL 18.1. This Agreement cannot be varied, unless both parties agree in writing. 18.2. If any provision of this Agreement is held to be unenforceable, the remaining provisions will continue in full force and effect. 15.2. Either party may immediately terminate this Agreement if the other party breaches any term of this Agreement and such breach is not remedied within 7 days of the other party receiving written notice of such breach. 18.3. If written notice is required under this Agreement, such written notice must be delivered to the other party’s address specified in Items 4. 15.3. UNSW may immediately terminate this agreement if the Contractor (or the Contractor’s personnel): 18.4. This Agreement is governed by and is to be construed in accordance with the laws in force in New South Wales. (a) fails to carry out the Services according to the terms of this Agreement; 18.5. This Agreement forms the entire agreement between the parties in respect of the subject matter of this Agreement and supersedes all prior agreements, understandings, undertakings and negotiations in respect of the matters dealt with in this Agreement. (b) becomes bankrupt, or insolvent, or enters into a scheme or arrangement with its creditors; (c) is charged with any offence involving fraud or dishonesty; or EXECUTION EXECUTED for and on behalf of UNSW: …….………………………… (Signature) ……/……/…… Date ……………………………………………… (Print name and position) who acknowledges that he/she has authority to sign the Agreement on behalf of UNSW the 15.4. Upon receipt of written notice of termination by UNSW, the Contractor will cease or reduce work under this Agreement in accordance with the tenure of the notice and will do everything possible to mitigate any consequential loss to either party. UNSW will only be liable to pay that part of the Fee that relates to Services provided up to the date of termination. 12.3. If UNSW becomes liable for the payment of any tax or deduction (including without limitation GST, PAYG Withholding and fringe benefits tax) UNSW may deduct the amount from any monies owing to the Contractor under this Agreement, or if no such monies or insufficient monies are owing, recover the amount from the Contractor as a debt. 13. suspends EXECUTED for and on behalf of the CONTRACTOR: …….………………………… (Signature) ……/……/…… Date ………………………………………………… (Print name and position) who acknowledges that he/she has authority to sign the Agreement on behalf of the Contractor -4- ANNEXURE A – DEED POLL THIS DEED POLL IN FAVOUR OF is made on 2009 University of New South Wales (ABN 57 195 873 179) (UNSW). BY [Contractor Personnel’s name] of [Address] RECITALS A UNSW has engaged [Company Name] (Company) to provide certain services in accordance with a contractor agreement dated [insert date] (Contractor Agreement). B UNSW has spent and will spend effort and/or money in establishing and maintaining its Confidential Information and Intellectual Property. C UNSW has made or may make available to the Company and [Name of Contractor’s Personnel] certain information, and UNSW has provided valuable consideration to the Company for the provision of the Services under the Contractor Agreement. D UNSW requires [Name of Contractor’s Personnel] to make and abide by the following covenants regarding Confidential Information and Intellectual Property. THIS DEED POLL WITNESSES THAT I [Name of Contractor’s Personnel] agree that: 1. I have read and understand the terms of the confidentialty obligations on the Company set out in clause 10 of the Contractor Agreement. 2. I will keep strictly confidential all Confidential Information and will not disclose any of the Confidential Information to any person. 3. I will not use any of the Confidential Information for any purpose other than purposes connected with the proper performance of my duties with regard to the provision of the Services (as defined in the Contractor Agreement). 4. I will not reproduce any of the Confidential Information in any form except to the extent allowed under the Contractor Agreement. 5. I will deliver to UNSW (or otherwise as UNSW directs) all materials containing any Confidential Information in my possession or control immediately when: (a) UNSW requests; (b) the materials are no longer required for the the performance of the Services (as defined in the Contractor Agreement); or (c) my association with the Company ends, whichever happens first. 6. I grant UNSW (and UNSW’s licensees, successors in title and authorised agents) consent to do or omit to do any act which would otherwise infringe my moral rights under the Copyright Act 1968 (Cth) in relation to all copyright works I make in the course of performing the Services or in connection with the Contractor Agreement. 7. If Item 12 of the Schedule to the Contractor Agreement specifies that UNSW will own all Intellectual Property arising from or in connection with the Services: (a) I will assign to UNSW all existing and future Intellectual Property I create in the course of providing the Services (whether alone or with another person); and (b) by virtue of this clause all existing Intellectual Property is vested in UNSW and, on its creation, any furture Intellectual Property will automatically vest in UNSW. 8. I will promptly, on request, execute all documents and do all things necessary to vest or assign full title, right and interest in the Intellectual Property, to UNSW. 9. I indemnify UNSW and will keep UNSW indemnified against any actions, proceedings, costs, claims, demands, liabilities which UNSW may suffer in direct or indirect consequence of any breach by me of the promises contained in this Deed Poll. 10. In this Deed Poll the terms “Confidential Information”, “Intellectual Property” and “Services” have the same meaning as clause 1.1 of the Contractor Agreement. EXECUTED AS A DEED POLL Signed sealed and delivered by [name of Contractor’s Personnel] in the presence of: ) ) ) ............................................................... ............................................................... Witness ............................................................... Name of Witness (print) ............................................................. Date Annexure A to Contractor Agreement ANNEXURE B – SERVICE STANDARDS [Insert service standards if applicable] Annexure B to Contractor Agreement ANNEXURE C – SPECIAL CONDITIONS In addition to the standard terms and conditions, the parties agree to the following special conditions: [Insert any special conditions] Annexure C to Contractor Agreement