Communication: Models, process and problems LEARNING OBJECTIVES: To understand the essential elements of communication To become aware of the various ways people understand the nature of communication To understand the several barriers to communication What is communication? It seems ironic that we do not fully appreciate the potential power of communication in shaping our lives when, in fact, we are busy engaging ourselves in various day-to-day forms, means, and problems of communication. By reflecting on the nature of communication itself – (1) what it is, (2) how it works, and (3) why it happens -- we can empower ourselves with the necessary analytical and pragmatic skills in dealing with the many dimensions of communication which are crucial in everybody’s success in life. 1. What is communication? Even communication experts themselves disagree which among human behaviors count as acts of communication. Although communication may either be verbal (use of language) or non-verbal (use of gestures, facial expressions, etc.), two important issues emerge from the debate. First, is the act intentional? And second, is the act received? Three major positions are possible with these questions (Littlejohn 2002). 1.1 The sender-receiver model There are those who think that communication only involves messages which have been intentionally given to recipients who also received them. In other words, only when the intended message has also been received correctly will communication take place. 1.2 The receiver model There are also those who believe that communication involves messages which are meaningful to receivers. It does not matter whether they are intended messages or not. For as long as receivers think the messages are meaningful in any way, then communication has taken place. 1.3 The communication behavior model Another group of people believe that, while communication ideally should only involve messages intentionally sent and successfully received, this is not the case in ‘real’ communication situations. How can we determine the true intentions of speakers and writers, anyway? This model therefore proposes that all kinds of intentional sending and intentional receiving should be considered as acts of communication. 1 2. How does communication work? It is not enough to be aware of what counts as communication or what does not. A true test in understanding communication is to know how it works. How does communication work? With this question, we can also have many answers (models adapted from DeVito 2001; Littlejohn 2002: 207-232; Rosenblatt et al. 1992; Stanton 1982). 2.1 Linear model This is perhaps the most basic model of communication. Communication involves two people – the sender and the receiver of the message. The communication process is relatively unproblematic: one person sends a message, and then another person receives it. In this way, the flow of information is linear: Sender Receiver Sender Receiver Figure 1: The Linear Model 2.2 Interactional model An interactional view of communication assumes that the sender who encodes a message also receives feedback from the receiver who decodes the message. This view also includes channel or medium of communication, as well as the physical environment (noise, seating arrangement, etc.): Immediate physical environment Sender Encoding Channel or medium Decoding Receiver Feedback Immediate physical environment Figure 2: The Interactional Model 2 2.3 Transactional model This model suggests that both the receiver and sender of the message change roles most of the time. The receiver is also a sender of the message, while the sender is also a receiver of the message. Immediate physical environment Sender Receiver Immediate physical environment Figure 3: The Transactional Model 2.4. Power-in-communication model Simply put, this model of communication stresses the importance of power relations in any form of communication. Not only does power influence communication; it is part of any communication situation. This is, in fact, especially so in business communication where a variety of dominant/subordinate roles are prevalent. Society / Power in Society Sender Sender Receiver Power Relations between participants Receiver Figure 4: The Power-in-Communication Model 2.5 Cultural model Clearly, this model puts culture at the centre of the communication process. Communication happens because of culture, so there is no adequate understanding of the nature and process of communication without recognizing the central role of culture in it. Communication involves language and other non-verbal modes of interaction; all these are culturally-shaped. Communication also involves the transmission and negotiation of meaning; these are also cultural practices. 3 Culture Sender Sender Receiver Receiver Culture Culture Figure 5: The Cultural Model These models, of course, are all incomplete. They are presented to you in such a manner so you will understand the various “sides” of communication clearly. Put together, however, these models give us the following general elements of communication: Participants, Modes of communication, Immediate physical environment, Relations of power, Cultures What these tell us is this: whether you are writing an email to your boss, your female colleague is engaging in a debate with a male colleague, or your project group is discussing a seemingly unresolved problem, these communication contexts will always have participants, take on various modes of communication (is it oral? Written? Simultaneously oral/written like in an online chat?), immediate environments, as well as be shaped by relations of power and cultures. If you know that all these elements work together in every communication context, you may be able to understand more adequately how and why people behave in a particular way. 3. Why does communication happen? There are at least five general reasons why we communicate. These are: (1) to influence people, (2) to establish or maintain interpersonal relationships, (3) to acquire different kinds of knowledge, (4) to help people, and (5) to play (DeVito 2001). Out of these general purposes of communication emerge both some motivations for communication, as well as results which we hope to achieve by communication. Look at the following diagram (DeVito 2001: 17): 4 Inc Rela main tionship tena nce, formatio n fr relati iendship and onsh s, lov ips e relatio others, nships, relate interact to Need to form To influence: control, manipulate, direct To re late: Esta blish /mai nta interp in e relati rsonal onsh ips rea se the d kno wo wle rld dge , sk ill a of on cqu ese Ne ed isit lf, a to k ion nd now ,a cq lea uire kno rn wle dge To , a lea kn cquir rn: o of wle ed oth ones dge er elf wo s, th , ac rld; e qu sk ire ills To play: Escape from work, enjoy oneself sensory MOTIVATION asure, ersion, ple Need for div n gratificatio satisfaction, Enjoyment, pleasure, gratification GENERAL PURPOSES d an e, ud ttit , a ent n o m l t ti ee ec jus ,f dir ad e, or nd nc avi rie . ida beh ef tion u b G c lp, fa he tis e, sa ol in ns , ga o c d to de ed nee lp: Ne he to To ister of n mi eds s, ne her e ot sol n co Need to control, influence, gain compliance, secure agreement RESULTS Influence, power, control, compliance, agreement Figure 6: Purposes, Motivations and Desired Results of Communication 4. What are the barriers to communication? Therefore, communication is a complex activity. This explains why people always get into trouble when they interact with others. According to Bovée and Thill (2000: 1719), communication barriers are usually due to a number of factors: (1) differences in perception and language, (2) Poor listening, (3) Emotional interference, (4) Cultural differences, (5) Physical distraction. 4.1 Differences in perception and language Simply put, all of us have different mental images of the world or reality. Even if we experience the same thing, we may still think of it in different ways. We remember details of an experience based on what we think are worth remembering. So a speaker and a listener may not be able to understand what one is talking about because both have different things in mind. Language, too, is arbitrary. The words that we use may mean differently to different people 4.2 Poor listening Having ears of our own does not necessarily mean we are good listeners. Listening is a skill that needs harnessing. Sometimes, it is a matter of attitude; we are not just interested in what people say because we may be more concerned with the way everyone looks. Focus on the message and the sincerity to understand what another person is saying are crucial elements in good listening. 4.3 Emotional interference Are you mad, happy, excited, agitated, nervous, or fearful? Emotions affect the shape of communication. It is hard to be objective when you are very emotional. You 5 may not be able to think more realistically and truthfully about the content of the message being sent or received. 4.4 Cultural differences Nationality, age, education, social status, economic position, and religion are just some of the sources of cultural differences. If you share very little life experience with your co-communicator, successful communication may be difficult to achieve. The same difficulty may be experienced in the workplace: even the sight of your boss might create a certain distance that will make communication an agonizing experience. Much worse is when you do not know how to deal with the boss; this is because different cultures deal with power relations differently. 4.5 Physical distraction Of course, everything around may be cause for some distraction: noise coming from vehicles, faulty phone connection, unclear photocopy, loud music, poor lighting, health problems, and so on. They may result in loss of concentration and failure to understand what is being communicated by the other party. References 1. Bovée, Courtland L. & Thill, John V. (2005). Business Communication Today (8th ed.). USA: Prentice Hall International, Inc. 2. Chaney, Lillian H. and Martin, Jeanette S. (2002). Intercultural Business Communication (2nd ed.). New Jersey: Prentice Hall. 3. Dance, Frank E. X. and Larson, Carl E. (1976). The Functions of Human Communication – A Theoretical Approach. USA: Holt, Rinehart and Winston. 4. DeVito, Joseph A. (2001). The Interpersonal Communication Book (9th ed.). New York: Longman. 5. Littlejohn, Stephen W. (2002). Theories of Human Communication. USA: Wadsworth Group. 6. Mortensen, C. David (1994). Problematic Communication – The Construction of Invisible Walls. Connecticut and London: Praeger. 7. Rosenblatt, S. Bernard, Cheatham, T. Richard, and Watt, James T. (1992). Communication in Business (2nd ed). New York: Prentice Hall. 8. Sigband, Norman B. and Bateman, David N. (1981). Communicating in Business. USA: Scott, Foresman and Company. 9. Stanton, Nicki (1982). What Do You Mean, ‘Communication’? – An introduction to communication in business. London and Sydney: Pan Books. Further readings Recommended texts 1. Bovee, Courtland L. & Thill, John V. (2005): Business Communication Today. 8th Edition. Prentice-Hall International Inc. -- Pages 2 - 31 2. Locker, Kitty O. (2006): Business and Administrative Communication. 7th Edition. Irwin/McGraw-Hill. -- Pages 2- 33. 6 7