Hazardous Heuristics - Learning and Thinking

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Hazardous Heuristics
Heuristics and Biases: The Psychology of Intuitive Judgement by Thomas Gilovich; Dale W.
Griffin; Daniel Kahneman
Review by: Cass R. Sunstein
The University of Chicago Law Review, Vol. 70, No. 2 (Spring, 2003), pp. 751-782
Published by: The University of Chicago Law Review
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HazardousHeuristics
Cass R. Sunsteint
Thomas
Judgement,
ofIntuitive
Heuristics
andBiases:ThePsychology
2002.
Dale W.Griffin,
eds.Cambridge,
& Daniel Kahneman,
Gilovich,
Pp xvi,857.
In the early1970s,Daniel Kahnemanand Amos Tverskypropapersaboutdecisionsunderuncerduced a seriesof pathbreaking
"peoplerelyon
Theirclaimwas thatin assessingprobabilities,
tainty.'
principleswhichreducethe complex
a limitednumberof heuristic
valuesto simplerjudgand predicting
tasksof assessingprobabilities
didnotarguethatitis irKahnemanandTversky
mentaloperations."2
they
On thecontrary,
rationalforpeopleto use therelevantheuristics.
are quitevaluable.The
claimedthatas a generalrule,the heuristics
erproblemis thatin somecases,theylead "to severeand systematic
theword"systematic."
One ofthemost
It is worthemphasizing
rors."3
was thattheerrorswerenotranfeaturesof theirargument
striking
dom-theycouldbe describedandevenpredicted.
in manyfields,
have provedinfluential
The resulting
arguments
to connect
stemsfromtheeffort
including
law,4wheretheinfluence
of
ratherthanhypothetical,
understanding
legalanalysisto a realistic,
The University
of
ofJurisprudence,
ServiceProfessor
t KarlN. Llewellyn
Distinguished
LiorStrahilevEricPosner,
RichardPosner,
Chicago.ThankstoReidHastie,DanielKahneman,
research
CarynCampbellprovidedexcellent
itz,andAdrianVermeuleforvaluablecomments.
assistance.
Paul Slovic,andAmosTversky,
eds,
1 Thekeypaperscan be foundin DanielKahneman,
and Biases(Cambridge
earlystudies
underUncertainty:
Heuristics
1982)(presenting
Judgment
literature
shouldbe
inthefaceofuncertainty).
Theheuristics-and-biases
abouthumanjudgment
onprospect
whichinvolves
thenatureofpeople'sutility
fromtheliterature
theory,
distinguished
of uncertainty.
See
underconditions
of risk,notmentalshortcuts
underconditions
functions
andFrames(Cambridge
andAmosTversky,
2001)(presenting
DanielKahneman
Choices,
Values,
andrelatedwork).
recentstudiesaboutprospect
theory
2
and BiunderUncertainty:
Heuristics
and Daniel Kahneman,
AmosTversky
Judgment
underUncertainty
3, 3 (citedin note1)
eds,Judgment
Slovic,andTversky,
ases,in Kahneman,
forth
thebasicfindings).
(setting
3 Id.
4 See, forexample,Christine
and RichardThaler,A Behavioral
Jolls,Cass R. Sunstein,
of
50 StanL Rev 1471,1518-19(1998)(exploring
implications
ApproachtoLaw andEconomics,
biasesfordemandforenvironmental
RogerG.Noll
especially
Superfund);
regulation,
judgment
19 JLegal
forRiskRegulation,
andJamesE. Krier,SomeImplications
ofCognitive
Psychology
ofhealthand
fortheregulation
ofcognitive
Stud747 (1990)(exploring
psychology
implications
environmental
risks).
751
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of ChicagoLaw Review
[70:751
howhumanbeingsthinkandbehave.Ifhumanbeingsuse identifiable
heuristics,
andiftheymakesystematic
errors,
we mightbetterunderstandwhylaw is as it is,and we mightgeneratebetterstrategies
for
thatlaw actuallypromotessocialgoals.Mostprovocatively,
ensuring
an understanding
ofheuristics
andbiasesshouldimproveourunderstanding
of thelegitimate
roleofpaternalism
in law.If peoplemake
systematic
errors,perhapsgovernment
has,more oftenthanantipaternalists
think,
goodreasontooverride
theirchoices.
Theinfluence
oftheheuristics-and-biases
literature
also stemsfromitsobviousconnectionwithparticular
withwhichlawyers
problems
andpolicymakers
are concerned.
For example,thesystemof riskregulation
has been
said to showa combination
of "paranoiaand neglect."5
An underofsystematic
standing
errorsmight
helpshowhowandwhythisis so,
andgivea senseofwhatmight
be donebywayofresponse.
KahnemanandTversky
threegeneral-purpose
emphasized
heuristics:
representativeness,
and anchoring.
availability,
The availability
heuristic
has probablybecomethe mostwell-known
in law.6When
peopleuse thisheuristic,
theyanswera questionofprobability
byaskingwhether
examplescomereadilytomind.7
How likelyis a flood,an
airplanecrash,a traffic
jam,a terrorist
ora disaster
attack,
at a nuclear
powerplant?Lackingstatistical
knowledge,
peopletryto thinkofillustrations.
Thus,"a classwhoseinstances
areeasilyretrieved
willappearmorenumerous
thana classofequal frequency
whoseinstances
arelessretrievable."8
Forpeoplewithout
statistical
knowledge,
itis far
fromirrational
touse theavailability
heuristic;
theproblem
is thatthis
heuristic
can lead to seriouserrorsof fact,in theformof excessive
fearofsmallrisksandneglectoflargeones.
KahnemanandTversky
also suggested
thatin thefaceofuncerestimatesare oftenmade froman initialvalue,or "anchor,"
tainty,
whichis thenadjustedto producea finalanswer.'0
The initialvalue
seemsto haveundueinfluence.
Whatpercentage
ofAfrican
countries
5 JohnD. Graham,MakingSense of Risk:An Agendafor Congress,in RobertHahn, ed,
and Lives Saved: GettingBetterResultsfromRegulation183,183 (Oxford1996)
Risks,Benefits,
(proposingmorebalanced approachestowardriskregulation).
6
A Lexis searchoflaw reviewsfoundwellover200 referencesto theavailabilityheuristic
(as ofFebruarv2003).
7 See Tverskyand Kahneman,Judgment
underUncertainty
at 3, 11-14 (cited in note 2)
(discussingtheavailabilityheuristic).
8
Idat11.
9 See TimurKuran and Cass R. Sunstein,AvailabilityCascades and Risk Regulation.51
Stan L Rev 683, 703-05 (1999) (exploringhow the availabilityheuristicand otherbiases "fuel
mass delusionsthathave largeconsequencesforregulatorypolicy");Noll and Krier,19 J Legal
Studat 755 (citedin note 4) (discussingcognitiveerrors).
10 See Tverskyand Kahneman,Judgment
under Uncertainty
at 14 (cited in note 2) ("In
manysituations,
people make estimatesby startingfroman initialvalue thatis adjustedto yield
thefinalanswer.").
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2003]
HazardousHeuristics
753
KahnemanandTversky
arein theUnitedNations?In one study,
spun
to obtaina numberbetween0 and 100,and asked
a wheeloffortune
thenumberthatemergedfromthewheelwas
subjectsto saywhether
It turnedout thatthe
higheror lowerthantherelevantpercentage."l
starting
point,thoughclearlyrandom,greatlyaffectedpeople's answers.Ifthestarting
pointwas65,themedianestimate
was45 percent;
ifthestarting
pointwas 10,themedianestimatewas 25 percent.
The
processof anchoring-and-adjustment
has an obviousapplicationto
thesettingof damageawards,whereanmanylegalissues,including
chorsplaya largerole.12
Whentherepresentativeness
heuristic
is involved,
peopleanswer
or causation-forexample,howlikelyis it
a questionof probability
thatobjectA belongsto class B?-by askingabout the extentto
whichA resemblesB. Suppose,for example,that the questionis
whethersome person,Nick,is a librarianor a farmer.
If Nickis describedas shyandwithdrawn,
and as havinga passionfordetail,most
peoplewillthinkthathe is likelyto be a librarian-and to ignorethe
thatis,thefactthatthepopulationhas farmorefarmers
"base-rate,"
It shouldbe readilyapparentthattherepresentativethanlibrarians.
willproduceproblemswheneverpeople are ignoring
ness heuristic
as theyare proneto do. In one study,
base-rates,
a majority
ofjudges,
in assessingprobabilities,
fellpreyto therepresentativeness
heuristic."3
Sincetheearlydiscussions
ofheuristics
andbiases,therehasbeen
an explosionoffurther
work,sometimes
thebasicclaimsof
contesting
Kahnemanand Tversky,14
but usuallyoffering
moreapplications,
an
of howtheheuristics
improvedunderstanding
work,and a discovery
of many other heuristicsand biases. Heuristicsand Biases: The Psychologyof IntuitiveJudgmentoffersa massive,state-of-the-art
treat-
mentof theliterature,
a similarbook publishedtwo
supplementing
The book is dividedintothreeparts.The first,
decades ago."5
called
Theoreticaland EmpiricalExtensions,
elaborateson thethreemain
heuristics
and on severalrelatedheuristics
and biases,including
optimisticbias.The secondpart,called New TheoreticalDirections,
discussestheroleofemotionsand affect,
and alternative
supporttheory,
Thisdiscussionincludestheview,setforth
on heuristics.
perspectives
mostprominently
thatoutsidethe laboratory,
by Gerd Gigerenzer,
11 Id.
See ChrisGuthrie,
andAndrew
InsidetheJudicial
Jeffrey
Rachlinski,
Wistrich,
Mind,86
howjudges,likejuries,fallvictim
CornellL Rev777(2001)(showing
toanchoring).
13 See id.
14 See GerdGigerenzer,
PeterM. Todd,andtheABC ResearchGroup,SimpleHeuristics
ThatMake Us Smart27-28(Oxford1999)(contrasting
theheuristics-and-biases
notionofheuristics
witha "fastandfrugal"
notionbasedonboundedrationality
andadaptation).
15 See Kahneman,
underUncertainty
Slovic,andTversky,
eds,Judgment
(citedinnote1).
12
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[70:751
workverywell(p 559).Thethirdpart,
heuristics
our"fastandfrugal"
offers
a rangeofcasesinwhichintuiApplications,
calledReal-World
Thesejudgments
includethosebyordinary
go wrong.
tivejudgments
in the"hothand"phenomepeople,whofalselybelieve,forexample,
whoseclinicaljudgnonin basketball(p 601),and thosebyexperts,
are farless accuratethanactuarialjudgmentsof dangerousness
6
ments- a pointwithmanylegalapplications.
forlawandpolicy.
book,fullofimplications
Thisis an impressive
I will
The collectionalso coversan extraordinary
rangeofproblems.
notbe able to comecloseto doingjusticeto ithere.InsteadI havea
witha
purpose:toconnectsomeoftherecentresearch
muchnarrower
andinparticular
thoserelating
toriskandlitigasetoflegalproblems,
two aspectsof thebook deserve
tionbehavior.In thatconnection,
focusof
Thefirst
involvesa shiftfromthestrictly
cognitive
emphasis.
to see howemotionsaffectdecisionand
theearlyworkto an effort
inseveralofthepaperson"dual
Thesecondis theemphasis
judgment.
Accordingto these approcess"approachesto humanthinking.
for
decisions.
One ofthese
two
making
systems
proaches,
peoplehave
retheotheris slower,
butsometimes
error-prone;
is rapid,intuitive,
andmorestatistical.
One ofthepervasivethemesin thiscolflective,
withtheintuitive
andbiasescanbe connected
lectionis thatheuristics
systemmightbe able to
systemand thattheslower,morereflective
raisesthepossibility
Thisemphasison correction
makecorrections.'7
on whichseveralofthepapersalsofocus.
of"debiasing,"
efThisReviewhas fiveparts.PartI discussessomereal-world
PartII examinesone ofthemost
and anchoring.
fectsof availability
and interesting
papersin thebook,in whichDaniel Kahimportant
of
andgeneralization
offera rethinking
nemanand ShaneFrederick
16 See WilliamMeadow and Cass R. Sunstein,
Not Experts,51 Duke L J629,629Statistics,
32 (2001) (arguingthatstatisticaldata is moreaccuratethanexpertreports).
17 The papers do not discussthe natureof the brain,but suggestiveresearchtendsto be
supportiveof thedual-processidea. Some researchsuggeststhatthebrainhas special sectorsfor
reactions,can be triggered
emotions,and thatsome typesof emotions,includingsome fear-type
beforethe more cognitivesectorsbecome involvedat all. See JosephLeDoux, The Emotional
Brain:TheMysteriouis
Underpinnings
of EmotionalLife 157-69,172-73,283-96(Simon & Schusthe amygdala,appears to play a dister 1996).A small,almond-shapedregionof the forebrain,
checkscomingfromthecerebralcortex.See
tinctiverole in registering
fear,withmorereflective
id at 172-73 (suggestingthatstimulationof the amygdalaproduces"a sense of forebodingdanger,of fear,"and that"studiesofhumanswithamygdaladamage also suggestthatit playsa speof the
cial role in fear").Indeed,some "emotionalresponsescan occurwithouttheinvolvement
reasoning,
higherprocessingsystemsof the brain,systemsbelieved to be involvedin thinking,
and consciousness."Id at 161.The thalamicpathway,involvingtheamygdala,"cannotmake fine
distinctions"but has a strongadvantagein speed. Id at 163. It "can providea fastsignal that
warnsthatsomethingdangerousmaybe there.It is a quick and dirtyprocessingsystem."Id. An
A patientwithamygdaladamage was asked to detectemotional
finding:
especiallyinteresting
"mostclasses of expressions,
exceptwhen
expressionon faces,and she succeeded in identifying
the facesshowedfear."Id at 173.
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2003]
HazardousHeuristics
755
thewholeidea of heuristics.8PartIII explorestherole of emotions
optimistic
bias.PartV goesbeyondthe
andaffect.
PartIV investigates
bookunderreviewto offersomespeculative
aboutthepossiremarks
-mental shortcutsthatgenerallywork
bilityof "moralheuristics"
and
errorsin thinking
aboutmorality
well,butthatlead to systematic
law.
I. PARLOR GAMES? THE REAL WORLD OF AVAILABILITY
AND ANCHORING
and biases raiseda naturalset of
The earlyworkon heuristics
doubts: Are peoplelikelyto makesystematic
errors?Are thesephein the real world?Are heuristics
an artifactof
nomenaimportant
On one view,themistakes,
oftenmade by unstrangeexperiments?
by psydergraduate
subjects,are a productof clevermanipulations
or in markets,
people do
and in real-world
environments,
chologists,
Theseissuesreceivehelpfulattention
in theintroducmuchbetter.20
buttheyare notthebook'sexplicitfotion(pp 7-15) and elsewhere,
to emphasizethatthegoal ofthe
cus.To answerthem,itis important
is emphatically
literature
notto showthatpeoheuristics-and-biases
irrational.
On the conple are fools,or thattheyare systematically
KahnemanandTverskyemphasizedthattherelevantheuristics
trary,
workwell.But in thelaboratory,
at least,
are efficient
and generally
and it is theblunsometimes
blunder,
people who use theheuristics
themostacademicattention.
Consider,for
deringthathas attracted
example,thefactthatwhenaskedhowmanywords,on fourpagesofa
novel,endin "ing,"peoplewillgivea largernumberthanwhenasked
letter(p 21) a clear
howmanywordshave"n" as theirsecond-to-last
18 See DanielKahneman
andShanLi;rederick,Representativeness
Revisited:Attribute
Subtheheuristics
andbiasesapproachto cognitive
stitution
processesofattrib(p 81) (generalizing
toquestions
aboutuncertain
"notlimited
utesubstitution,
events").
19 See Gigerenzer,
at 27-28(cited
Todd,andtheABC ResearchGroup,SimpleHeuristics
areadaptive);RichardA. Posner,
RationalChoice,
Behavioral
thatheuristics
innote14) (arguing
Economics,and theLaw, 50 Stan L Rev 1551,1551-53 (1998) (arguingagainstabandonmentof
I do notdeal herewiththeissues
therationality
assumption).
Exceptfora fewbriefnotations,
I believe,in
criticisms
oftheheuristics-and-biases
literature.
numerous
raisedbyGigerenzer's
workwell(whichno one should
criticisms
thatGigerenzer's
suggestthatsomeheuristics
short,
canbe designedso as toreduceoreveneliminate
errors
(whichno one
deny)andthatproblems
ofthelastpoint,see GerdGigerenzer,
Calculated
Risks:
shoulddeny).Fora helpfuldiscussion
How to Know WhenNumbersDeceive You 230 (Simon & Schuster2002) (introducinga three-
forteaching
individuals
"howtoreckonwithrisk").
stepeducational
program
20 Forevidencethatheuristics
evenwhendollarsare
andbiasesoperateintherealworld,
Overreact?
F.M.DebondtandRichardH. Thaler,Do Analysts
see Werner
(pp 678-85)
involved,
of security
overreaction
analysts);RobertShiller,IrrationalExuberance
(finding
systematic
andoverconfidence
in marketbehavior);Colin
136-47(Princeton
anchoring
2000) (discussing
A Reviewand
Camerer and Robin Hogarth,The Effectsof Financial Incentivesin Experiments:
thatfinancial
19JRisk& Uncertainty
Framework,
7,7 (1999)(finding
Capital-Labor-Production
havenevereliminated
anomaliesorpersistent
incentives
irrationalities).
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756
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[70:751
of theavailability
heuristic.
Severalof thepalaboratory
illustration
and demonstrate
thatheuristics
persgo wellbeyondthelaboratory
intherealworld.
produceerrors
andRisk
A. Availability
andsafety.
1. Availability,
health,
abouthealth
It is reasonableto expectthatpeople'sjudgments
andBariskswouldbe affected
andsafety
bytheavailability
heuristic,
offerssome striking
illustrations
(p 730). Should
ruch Fischhoff
in casesofassault?In popularpubliresistance
womenoffer
physical
advice(p 733).Thosewhoclaim
cations,expertsoffercontradictory
is a seriousmistakeconsistdisproportionately
ofpeothatresistance
sources,whomostlysee bad outcomesin
ple fromlaw enforcement
Hencepoliceofficers
resistance.
casesofphysical
maywellbe victims
at least"iftheyremembered
whatthey
of theavailability
heuristic,
ofwhattheywerenot
hadseenandheard,butlackedan appreciation
does notexplorethepossibility
thatthose
seeing"(p 733).(Fischhoff
an
producing
whoresistandare hurtreceivespecialmediaattention,
of
Fischhoff
discusseslay estimates
additionalbias.)More generally,
of forty-one
causesof deathin theUnitedStates.He
thefrequency
are consistent
withtheavailfindsthattheerrorsin theseestimates
beforethedata
abilityheuristic
(and hencetheerrorswerepredicted
wereseen) (p 737).Highlypublicizedcausesofdeath,suchas floods
and tornadoes,
are overestimated,
whereasquieterkillers,such as
are underestimated
strokesanddiabetes,
(p 738).Otherstudiesshow
a similar
pattern."
is actualbehavioraffected
bytheavailability
Apartfromsurveys,
heuristic?
Thereis evidencethatit is. If floodshavenotoccurredin
theimmediate
past,peoplewholiveon floodplainsarefarlesslikely
In theaftermath
of an earthquake,
to purchaseinsurance."
thenumber of people seekinginsuranceforearthquakes
risessharply-but
thatnumberdeclinessteadilyfromthatpoint,as vividmemories
re21 See W. Kip Viscusi,Jurors,
and theMistreatment
of RiskbytheCourts,30 JLegal
Judges,
A possiblecriticismof thesefindingsis thatthey
Stud 107 (2001) (findingsimilarmisestimates).
people typicallyare givena starting
mightshow the effectof anchoring.In the relevantsurveys,
number,such as the numberof deathsfrommotorvehicleaccidentseach year (around40,000).
That startingnumberis necessaryto ensurethatnumbers,
forimperfectly
informedrespondents,
willnotbe all over thelot.But thestartingnumber,as an anchor,mightalso compresstherange
of answers,makinghighnumberslowerand low numbershigherthantheywouldotherwisebe.
22 For a vividdemonstration
in the contextof catastrophes,
and
see JacobGersen,Strategy
Cognition:RegulatoryCatastrophicRisk 57-60, 77 (unpublishedmanuscript2001) (presenting
and analyzingevidencelinkingsubjectivebeliefsabout the likelihoodof floodsand theiractual
occurrence).See also Paul Slovic,et al, CognitiveProcessesand Societal Risk Taking,in Paul
Slovic,ed. The Perceptionof Risk 32. 39-40 (Earthscan2000) (discussinghow individuals'assessmentoffloodingprobabilityis strongly
conditionedby theirrecentexperience).
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2003]
HazardousHeuristics
757
Noticethattheuse oftheavailability
inthesecontexts
cede.23
heuristic
strongly
suggeststhattheheuristics
operateevenwhenthestakesare
large.Anditis possiblethattheuse oftheavailability
heuristic
insuch
contextsis fullyrationalforpeople who lack statistical
knowledge.
is thebestwayofminimizing
Perhapsuse ofthatheuristic
thesumof
decisioncostsand errorcosts. But it seemsless usefulto debatethe
rationality
of the availability
heuristic
thansimplyto observethatit
effect
on actualbehavior.
has a significant
2. Thesourcesofavailability.
Whatin particular
An interesting
producesavailability?
essayatofease ofimagery
on perceived
of
temptsto testtheeffects
judgments
risk(p 98). The studyaskedsubjectsto read aboutan illness(Hyposcenia-B)that"wasbecoming
increasingly
prevalent"
(p 99) on thelothesymptoms
wereconcreteandeasyto
cal campus.In one condition,
imagine
-involving muscleaches,low energy,
and frequentsevere
thesymptoms
werevagueand hard
headaches.In anothercondition,
an inflamed
to imagine,
nervoussysinvolving
liver,a malfunctioning
tem,and a vaguesenseof disorientation.
Subjectsin bothconditions
wereaskedbothtoimaginea three-week
periodinwhichtheyhadthe
ofwhattheyimagined.
Afdiseaseand to writea detaileddescription
terdoingso,subjectswereaskedto assess,on a ten-point
scale,their
thedisease.The basicfinding
likelihoodofcontracting
was thatlikeliin thetwoconditions,
wereverydifferent
hoodjudgments
witheasilyimaginedsymptoms
makingpeople farmoreinclinedto believethat
theywerelikelyto getthedisease.
forpolicyand law.The publicdeThereare severalimplications
mandforlaw shouldbe muchhigherifpeoplecan easilyimaginethe
harmin question;in suchcases,thelaw mightwellreflecta kindof
to imagine,
we mightwellsee a
But iftheharmis difficult
hysteria.25
26
patternofneglect.We wouldtherefore
predictthateasilyimaginable
23 Paul Slovic,et al, Preference
for InsuringAgainstProbable Small Losses: InsuranceImplications,in Slovic,ed, The Perceptionof Risk at 51 (cited in note 22) (discussingstudyof one-
inearthquake-prone
inflood-prone
homeowners
areasandtwo-thousand
homeowners
thousand
heuristic
affected
individual
decisions
toinsure).
areasthatfoundthatbiasfromtheavailability
24 It is reasonable,
as suggesting
to readKahnemanandTversky
thattheheurishowever,
inthisway-thatsomeofthetime,at least,theheuristics
be defended
ticscannotentirely
operof"ing"as
wouldimprove
Considerthediscussion
ate eventhougha littlethought
judgments.
discussed
opposedto "n" as thenext-to-last
letter,
above,and consideralso theLindaproblem,
below.
25 I am emphasizing
theavailability
heuristic
here,butwhenpeopleimaginebad events,
in whichtheyfailto considerthelikelito "probability
theymightalso be vulnerable
neglect,"
hood of harm.See Cass R. Sunstein,ProbabilityNeglect:Emotions,WorstCases, and Law, 112
noton itslikelihowpeople"focuson theadverseoutcome,
Yale L J61,62 (2002)(illustrating
hood"anddiscussing
possiblepolicyimplications).
26 Comparethefinding
afterdrinking,
thatteens'ratesofriskbehaviors-smoking,
driving
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[70:751
harmswouldlead to relatively
and relagreaterprivateprecautions
privategroups
concern.Well-organized
tivelygreatergovernmental
to publishould,and do,takeadvantageofthisheuristic,
attempting
cizevisibleexamplesofharmsto whichtheyseekto drawattention.28
camThe pointalso offersimplications
aboutpublicinformational
wantspeople to take protective
paigns.If the government
steps,it
ina vividrather
shouldprovideinformation
aboutsymptoms
thanstaon examplesthatcan laterbe brought
to
tisticalway(p 102),relying
mind.(Terrorists
showa goodintuitive
oftheavailabilunderstanding
terrorist
actislikelyto
ityheuristic,
simply
becausea highly
publicized
consider
createfarmorefearthanthebarestatistics
warrant;
the*Sepinthefall
tember11attackandtheactsoftheWashington,
DC snipers
of2002.29)
intherealButthereis an interesting
puzzleforthoseinterested
In manycontexts,
worldusesof thisheuristic:
multiple
imagesarelitIt is nothard
erally"available."Considertheproblemofgunviolence.
to findcases in whichthepresenceof gunsled to manydeaths,and
also casesin whichthepresenceofgunsallowedlaw-abiding
citizens
to protectthemselves
In thefaceofconflicting
inagainstcriminals.>
whichcases are especiallyavailable?Whyshouldone or anstances,
otherkindof case be available?The behaviorof themedia,and of
relevantinterest
here.Manypergroups,is undoubtedly
important
are in reality
no suchthing,
ceived"epidemics"
butinsteada product
unsafesex-can be reducedbyaddressing
andbiases,inpartbyexplaining
heuristics
thatthe
leadsteensto overestimate
heuristic
theriskbehaviorof theirpeers.See Baruch
availability
andBiasesinApplication
thatbettereducation
Heuristics
aboutbi(p 747) (arguing
Fischhoff,
asesleadsteenstoreduceundesirably
risky
behaviors).
27 See NollandKrier,
19JLegalStudat767-71(citedinnote4) (analyzing
thecorrelation
ofavailability
withthepolitical
demands
forriskpolicy).
28 See KuranandSunstein,
51 StanL Revat715-35(citedinnote9) (discussing
availabilitycampaigns).
29 Although
extensive
andevenextraordinary
onlytenpeoplewerekilledbythesnipers,
weretaken.Forexample,
OctoberSAT testing
atseveralareaschoolswascanceled.
precautions
See Erik Brady,WeekendPlans Fall Victimto SniperFears,USA TodayA01 (Oct 14,2002) (re-
on theextensive
takenin thewakeoftheWashington
and
porting
precautions
DC, Virginia,
Thesizeofthepanicis noteasytoexplainonthenumbers
alone.The
Maryland
sniperattacks).
statistical
riskofbeingkilledbythesnipers
was,at everystage,quitelow.I believethattheextremefearwasproduced
oftheavailability
heuristic
andprobability
bya combination
neglect.
a two-week
Comparethefactthat,on average,
twenty-five
peopledie in autoaccidents
during
timespanin an area thesizeofWashington
causea panic.See Mark
DC. Suchdeathshardly
But So Are the Odds, USA Today A06 (Oct 18, 2002)
Memmott,Fear May Be Overwhelming,
severalstatistical
withthesniperattacks
inordertohighlight
thepublic's
(drawing
comparisons
overreaction).
30
See Donald Braman and Dan M. Kahan, More Statistics,
Less Persuasion:A Cultural
Theoryof Gun-RiskPerceptions
26-27, 26 n 63, workingpaper (2002), online at
the
http://www.law.uchicago.edu/academics/circulation5.pdf
(visitedFeb 18,2003) (discussing
cultural
determinants
ofgunattitudes
ofcompeting
casesofoffengiventhereadyavailability
siveordefensive
usesofguns).
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2003]
HazardousHeuristics
759
incidents.3'
But this
of mediacoverageof gripping,
unrepresentative
does not providethe whole picture.Beliefsand orientations
are a
to be sure;butwhatis availableis also a prodproductofavailability,
beliefsand orientations.
In otherwords,availability
uctofantecedent
maybe endogenousto individual
predispositions.
Social processesare quiteimportant
here,forapparently
repreanecdotesandgripping
examplescanmoverapidlyfromone
sentative
Once severalpeople startto takean exampleas
personto another.32
bytheiropinion,
probative,
manypeoplemaycometo be influenced
In thedomainofrisks,
"availability
casgivingriseto cascadeeffects.33
cades" help to accountformanysocialbeliefs,and herelocal variawithdifferent
tionsare likely,
examplesbecomingsalientin different
lead likecommunities.
Indeed,processesof deliberationtypically
mindedpeople to accept a moreextremeversionof theiroriginal
ofcertainavailableexamples
views,34
makingit likelythattheeffects
The problem
groupdiscussion.
willbecomegreatlyamplified
through
Bemightwellbe aggravated
bycertainmediaandnewtechnologies.
incidents
can be madewidelyavailablealmost
cause of theinternet,
in whichmisleading
or
instantly,
creating
"availability
cybercascades"
is rapidlyspread.35
With the same technologies,
false information
And
groupdiscussion
can amplify
theseprocessesoffear-mongering.36
different
culturalorientations
playa largerolein deterundoubtedly
31 See Michelle
31,2002),onlineat
Cottle,Summer
Scare,TheNewRepublicOnline(July
(visitedNov 15,2002)("[T]akethese
http://www.tnr.com/docprint.mhtml?i=life&s=cottleO73102
mediasince
addinthehalfdozenothercasesmentioned
bythenational
much-hyped
abductions,
oftheyear... [it]stilldoesn'tqualify
as a newcrimewave.").
thefirst
32 See ChipHeath,ChrisBell,and EmilySternberg,
in Memes:The
EmotionalSelection
81 JPersonality
& Soc Psych1028,1028(2001)(discussing
threestudies
CaseofUrbanLegends,
a morereadywillingness
topassalongstoriesthatevokedrelatively
emotional
stronger
finding
responses,especiallydisgust);Chip Heath, Do People Preferto Pass Along Good or Bad News?
Valence and Relevance as Predictorsof TransmissionPropensity,68 Org Beh & Human Dec
thatwhether
newsis good,bad,or neither,
will
Processes79, 89 (1996) (finding
individuals
a congruent
domainofsocialaction).
itrapidly
so longas itremains
within
propagate
33 See Shiller,
Irrational
Exuberance
at 148-68(citedin note20) (discussing
socialpres51 StanL Rev at 715-36(citedin
suresleadingto information
cascades);Kuranand Sunstein,
of beliefs);Sushil
formation
note 9) (proposinga mechanismfor rapid,self-reinforcing
Fads,and Informational
Biikhchandani,et al, LearningfromtheBehaviorof Others:Conformity,
... implies
cascadestheory
Cascades,12JEconPersp151,168(Summer
1998)("[I]nformational
by a small
pervasivebut fragileherdbehavior.This occursbecausecascade~are triggered
amountofinformation.").
34 See Cass R. Sunstein,
andDissent8,University
ofChicagoLaw & EconomConformity
icsOlinWorking
(visitedFeb18,
PaperNo 164(2002),onlineathttp://papers.ssrn.com/id=341880
howindividual
members'
ofmoremodestviews
andexplaining
suppression
2003) (illustrating
membiastowardextremism,
forgroupsoflike-minded
especially
producesgroupdeliberative
bers); Cass R. Sunstein,DeliberativeTrouble?WhyGroups Go To Extremes,110 Yale L J71, 88-
howdeliberation
are
94 (2000) (explaining
maypolarizetheviewsofgroupsiftheirmembers
like-minded
composedofprimarily
individuals).
35 See Cass R. Sunstein,
80-84(Princeton
2001).
Republic.com
36 See id at 64-69.
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760
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[70:751
A greatdeal ofwork,normawhatturnsoutto be available.37
mining
remains
tobe doneon thistopic.
tiveandempirical,
B. AnchorsandDamages
werememoraThe originalstudiesofanchoring-and-adjustment
thatwhen
ble in partbecausetheywereso amusing.
Theysuggested
information
about
an
are
lack
people
appropriate
value,they highly
evenbyapparently
irrelevant
numbers.But theoriginal
suggestible,
studiesleftopenmanyquestionsaboutthenecessary
for
conditions
andalso abouttheroleofanchoring
outsideofthelaboraanchoring,
tory.
Gretchen
offer
a greatdealofhelpin
ChapmanandEricJohnson
thesequestions(p 120).Chapmanand Johnson
showthat
answering
evenwhenpeoplethinkthatitis not(id);
an anchoris oftenoperating
thatanchorshaveeffects
evenwhenpeoplebelieve,and saytheybelieve,thattheanchoris uninformative
(id); and thatmakingpeople
does notreduceanchoring
awareof an anchor'seffect
(id). Veryextremeor ludicrously
anchorsalso seemto havean effect:
implausible
Estimatesof the yearthatAlbertEinsteinfirstvisitedthe United
Statesare greatlyaffected
byaskingpeopleto beginbyconsidering
anchorsof1215or 1992(p 124).ChapmanandJohnson
alsoshowthat
economicincentives
do noteliminate
theeffects
of anchors(p 125);
is nota resultof casualnessabouttheunderlying
task.It
anchoring
followsthat"debiasing"
is verydifficult
inthiscontext.
Anchorshave majoreffectson legal outcomes.
The plaintiff's
in termsof bothliability
demandinfluences
juryverdicts,
judgments
lowandimplausibly
and amountsawarded(p 137).Evenimplausibly
in negotiation
highdemandsoperateas anchors(id). Openingoffers
on settlements.
An ingenious
havea significant
influence
studyfinds
thatanchorsaffect
wereaskedtocomeup withapjudges,too.Judges
propriate
awardsin a personalinjurycase.40The studyinvolvedtwo
The"no anchor"condition
conditions.
of
involveda simplestatement
thefacts.The "anchor"condition
was thesameas thefirst,
butwith
one critical
difference:
Thedefendant
filedan obviously
momeritless
tionto dismissthecase on thegroundthatthe$75,000jurisdictional
37 See Bramanand Kahan. More Statistics,
Less Persuasionat 1, 18 (cited in note 30) (setofheuristicsaboutgunownership).
tingforththeculturaldeterminants
38 See Tverskyand Kahneman,Judgment
underUncertainty
at 14-16 (cited in note2) (discussingstudiesshowinganchoringeffectpreventsproperscalingadjustment).
39 For a discussionof marketbehaviorand anchoring,
see Shiller,IrrationalExuberanceat
135-42 (cited in note 20) (discussingquantitativeanchorsand moral anchorsin the contextof
thestockmarket).
40 See Guthrie,
6 CornellL Rev at 790-91 (citedin note 12) (preRachlinski,and Wistrich,
sentingjudges witha descriptionof a serious personal injurysuit withor withouta damage
awardanchor).
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2003]
HazardousHeuristics
761
minimum
had notbeen met.Almostall of thejudgesdeniedthemoon ulservedas an anchor,withlargeeffects
tion,whichnonetheless
In theno-anchor
theaverageawardwas
condition,
timatejudgments.
$1.24million,
whileitwas$882,000intheanchorcondition.41
an invaluation"studies,
Anchorsalso playa rolein "contingent
goods,suchas increasedsafety
methodofvaluingregulatory
fluential
and
protection
(p 137). Perhapsthemoststriking,
andenvironmental
evidenceto thiseffectcomesfroma studyofwillin a wayhilarious,
ingnessto payto reduceannualrisksofdeathandinjuryinmotorveand minimum
to elicitbothmaximum
The authorsattempted
hicles.43
to pay forsafetyimprovements.
People werepresented
willingness
theyweredefiwitha riskand an initialamount,and askedwhether
to pay thatamountto eliminate
unwilling
nitelywillingor definitely
theamountdiswilling,
therisk,or "notsure."If theyweredefinitely
unwillplayedwas increaseduntiltheysaid thattheyweredefinitely
ing;if theywereunsure,thenumberwas movedup and downuntil
andmaximum.
theminimum
peoplecouldidentify
ofanchors.
On
totesttheeffects
The authorswerenotattempting
the contrary,
theywere alertto anchoringonlybecause they"had
in which
been warned"of a possibleproblemwiththeirprocedure,
amountofmoneythat
be undulyinfluenced
bythefirst
people"might
theysaw displayed.""To solve thatproblem,the authorsallocated
one withan initialdisplayof?25,
to twosubsamples,
peoplerandomly
theotherwithan initialdisplayof?75.The authorshopedthattheanconsequencesfor
choringeffectwouldbe small,withno significant
values.Buttheirhopewasdashed.Forevery
minimum
and maximum
to paywas higherwiththe?75
levelofrisk,theminimum
willingness
topaywiththe?25 startthe
maximum
than
willingness
starting
point,
intheannualriskofdeathby4 in
Forexample,a reduction
ingpoint!45
to payof?149 withthe?25
100,000produceda maximumwillingness
41 Id at 791. There is a possible responseto the authors'claim to have shownthe effectsof
anchoring:Perhaps the motionto dismisssuggestedthatthe injurywas less seriousthanwas apparent.Whywould a lawyerfilea totallyfrivolousmotionto dismiss?But theabundantevidence
of effectsfromanchorssuggeststhatthisis unlikelyto explain all or even muchof the authors'
finding.See also W. Kip Viscusi,CorporateRiskAnalysis:ARecklessAct?,52Stan L Rev 547,558
(2000) (findingan anchoringeffectfrommonetaryvalue of lifeon juryawards,so muchso that
companiesthatplaced a highvalue on humanlifeended up payinghigherpunitiveawards).
42 See, for example, Ian J.Bateman and Kenneth G. Willis,eds, ValuingEnvironmental
ValuationMethodin theUS, EU, and DevelopPreferences:
Theoryand Practiceof theContingent
ing Countries(Oxford 1999) (presentingseveral studiesof contingentvaluation).
43 See Michael Jones-Leeand Graham Loomes, PrivateValues and Public Policy,in Elke
U. Weber,et al, eds, Conflictand Tradeoffsin Decision Making 205, 210-12 (Cambridge 2000)
(presentingdata forstrongstartingpoint effectson individual'swillingnessto pay forreducing
auto accidentinjuriesand deaths).
44 Id at 210.
45 Id at 211.
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762
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[70:751
to payof?232,withthe?75
starting
value,buta minimum
willingness
inthatcase,of?350).`6
starting
value(anda maximum,
is thatwhenever
The mostsensibleconclusion
peopleare uncerand
tainaboutappropriate
effect,
values,anchorshave a significant
and
sometimesa startlingly
lawyers,
largeone. Clevernegotiators,
sometimes
even
shouldbe able to exploitthoseeffects,
policymakers
or apparently
Thereis a
anchor.
an outlandish
irrelevant
byproviding
forlegalreform
realopportunity
here,inpartbecauseanchorsmight
wellproduceresultsthatare noteasyto defend,
and in partbecause
different
anchorswillensurethatsimilarly
situatedpeople are not
to inform
treatedsimilarly.
Perhapslawyersshouldnotbe permitted
suchas theannualprofits
ofthe
jurorsofpotentially
effective
anchors,
punitive
firm
oreventheplaintiffs
demand,
at leastincasesinvolving
awardsor hard-to-monetize
awards.Or perhapsjudges
compensatory
shouldbe askedto reviewjuryawardscarefully
and byreference
to
ofarbitrary
anchors.
comparison
cases,so as toweakentheeffect
This pointraisesa relatedone: Are groupsable to avoid the
Theevidenceis mixed.In genjudgment
errorsmadebyindividuals?
eral,groupstendto polarize:Theytendto endup in a moreextreme
At thesame
positionin linewiththeirpredeliberation
tendencies.48
time,groupshavebeenfoundto makebetterdecisionsthanindividuals withrespectto certainstatistical
Thereis some eviproblems.49
dencethatgroupsareslightly
betterat avoidingtheproblems
created
On theotherhand,someevidence
heuristic.50
byuse oftheavailability
heuristic
is actually
suggeststhatthe use of the representativeness
ingroups.5"
It seemsclearthatgroupprocessesdo notelimiamplified
natetheuseofheuristics,
anditremains
tobe seenwhether
andwhen
errors.
theyreduceorincreasetheresulting
46 Id.
See NorbertL. Kerr,Robert J.MacCoun, and GeoffreyP. Kramer,Bias in Judgment:
ComparingIndividualsand Groups,103 PsychRev 687,688-93 (1996) (reviewingseveralstudies
of different
typesofgroupand individualjudgmenterrorsand findingno clearpattem).
48 See Sunstein,110Yale L Jat 88-94 (2000) (citedin note34) (finding
thathomogeneity,
a
ofgroups,reinforces
commoncharacteristic
groupmembers'tendenciesto go to extremes).
49 See Alan S. Blinderand JohnMorgan,Are TwoHeads BetterThan One?:An Experimental Analysisof Group vs.IndividualDecisionmaking1,NBER WorkingPaper No 7909 (2000),
online at http://www.nber.org/papers/w7909.pdf
(visitedFeb 18, 2003) (findingthatgroupsrethanindividualsto a statisticalurnproblemand a monespondedas rapidlyand moreeffectively
tarypolicyexperiment).
50 Kerr,MacCoun, awd Kramer,103 PsychRev at 692 (cited in note 47), citingM.F. Stasson,et al, Group ConsensusProcesseson CognitiveBias Tasks:A Social Decision SchemeApproach,30 JapanesePsychRsrch68 (1988).
51 See id,citingG. Stasserand W.Titus,Effects
Load and PercentageShared
of Information
on theDisseminationof UnsharedInformation
duringDiscussion,53 JPersonality&
Information
Soc Psych81 (1987).
47
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2003]
HazardousHeuristics
763
II. Two SYSTEMS
What,exactly,
is a heuristic?
Whenwilla heuristic
be overridden
bycognitive
processesthatproducea moreaccurateunderstanding
of
theproblemin question?In a highlight
ofthiscollection,
Daniel Kahnemanand Shane Frederickmakereal progresson thesequestions
(p 49).Theirdiscussion
is packedwithnewmaterial,
and I touchhere
onlyon thepointsofparticular
relevanceforpolicyandlaw.
A. Dual Processing
andAttribute
Substitution
Muchof theirargument
turnson drawinga connection
between
heuristics
anddual-process
theories.52
Recallthatthosetheoriesdistinguishbetweentwofamilies
ofcognitive
operations,
sometimes
labeled
I
System andSystemII. SystemI is intuitive;
itis rapid,automatic,
and
effortless.
SystemII, bycontrast,
is reflective;
it is slower,self-aware,
and deductive.Kahnemanand Frederickare carefulto disclaimthe
view thatthe two systemsoperateas "autonomoushomunculi";
in
theirview,theyrepresent"collectionsof processesthatare distinguishedbytheirspeed,controllability,
andthecontents
on whichthey
operate"(p 51).TheysuggestthatSystemI proposesquickanswersto
problemsofjudgment,
and thatSystemII operatesas a monitor,
conor overriding
firming
thosejudgments.
Consider,forexample,someone who is flying
fromChicagoto New Yorkin themonthafteran
airplanecrash.This personmightmake a rapid,barelyconscious
rootedin SystemI, thattheflight
judgment,
is quiterisky,
butthere
mightwell be a SystemII override,
a morerealisticassessbringing
mentto bear.In makinga distinction
betweenSystemI andSystemII,
Kahnemanand Frederickannouncea themethatplaysa significant
roleinthisbook.
KahnemanandFrederick
also offera generalclaimaboutthenatureofheuristics:
a processofattribute
Theyoperatethrough
substitution(p 53). In thisprocess,peopleare interested
in assessinga "target
and theydo so bysubstituting
attribute,"
a "heuristic
attribute"
ofthe
object,whichis easierto handle.Considerthequestionwhether
more
peopledie fromsuicidesor homicides.
Lackingstatistical
information,
peoplemightrespondbyaskingwhether
it is easierto recallcases in
52 See generallyShelly Chaiken and Yaacov Trope, eds, Dual-Process Theoriesin Social
Psychology(Guilford1999) (reviewingrole of dual-processtheoriesin social cognitionand individualjudgment).
53 See, forexample,StevenSloman, TwoSystemsofReasoning(p 379) (reviewingevidence
foran "associativesystem"and a "rule-basedsystem"ofcomputation);Paul Slovic,et al, TheAffectHeuristic(p 416) (advancing the distinctionbetween a heuristicthat ordersreactionsinto
"good" and "bad" and deliberatebehaviormeantto manipulatethiseffect);Robyn Dawes, et al,
Clinical versusActuarialJudgment(p 716) (distinguishing
between error-proneclinical evaluationand data-based actuarialjudgment).
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764
TheUniversity
ofChicagoLaw Review
[70:751
The responsemightwell be
heuristic).
eitherclass (the availability
alsoleadtoerrors.
sensible,
butitmight
B. Amending
theTheory
offersome
KahnemanandFrederick
Withtheseunderstandings,
amendments
to the originalpresentation
by Kahneman
significant
thatanchoring
shouldnotbe seenas a heuandTversky.
Theysuggest
an attribute,
butby
operatesnotbysubstituting
risticat all;anchoring
valueseemmoreplausible(p 56).Theyalso argue
makinga particular
is theaftoreplaceanchoring,
thatthethirdgeneral-purpose
heuristic,
urgethat
fectheuristic
(id),discussedbelow.KahnemanandFrederick
(p 63),
punitive
damageawardsare mediatedbyan outrageheuristic
in action.Juheuristic
see as an exampleoftheaffect
whichwe might
damageawards
rorsdo nothavea goodsenseofhowto setpunitive
andtheybegintheprocessbyaskingabouttheout(a hardquestion),
Someof thedefendant's
conduct(an easierquestion).54
rageousness
playsa roleinpunishment
undoubtedly
thinglikean outrageheuristic
of manydifferent
kinds;thereis a largeresearchagenda
judgments
here.
heuristic,
Now turnto theauthors'focus,therepresentativeness
Themostfamousofthese
whichhasleadtosomelargecontroversies.55
woman
involvesquestionsaboutthelikelycareerof a hypothetical
"Lindais 31 yearsold,sinnamedLinda(p 62),describedas follows:
As a stuand verybright.
She majoredin philosophy.
gle,outspoken,
withissuesofdiscrimination
and sodent,shewas deeplyconcerned
in antinuclear
Subcialjusticeand also participated
demonstrations."
eightpossiblefutures
jectswereaskedto rank,inorderofprobability,
forLinda.Six of thesewerefillers(likepsychiatric
socialworkeror
schoolteacher);thetwocrucialones were"bankteller"
elementary
and "banktellerand activein thefeminist
movement."
Mostpeople
said thatLindawas less likelyto be a banktellerthanto be a bank
tellerand activein thefeminist
Thisis an obviouslogical
movement.
A and B
in whichcharacteristics
calleda conjunction
error,
mistake,
A alone.The error
are thought
to be morelikelythancharacteristic
54 Here, Kahneman and Frederickdraw on workin whichI have been involved.See, for
54 Stan L Rev 1153,1157-59,
Judgments,
example,Cass R. Sunstein,et al, PredictablyIncoherent
1167-70 (2002) (discussinghow juries move froma determination
of punitiveintentto a metric
fordamagesor punishment).
55 For a treatment
oftherepresentativeness
heuristicand investment
behavior,see Schiller,
IrrationalExuberanceat 144 (cited in note 20) (reviewingmodels of expectationalfeedbackin
the stockmarket).For some of thecontroversy,
see Barbara Mellers,Ralph Hertwig,and Daniel
EliminateConjunctionEffects?,12 Psych Sci 269
Kahneman,Do FrequencyRepresentations
(2001) (presentingdisagreementover whethertestinganomalies explainKahnemanand Tversky's findingof conjunctioneffectsand whetherfrequencyformatswould eliminatesuch effects).
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2003]
HazardousHeuristics
765
heuristic:
Linda'sdescription
seems
stemsfromtherepresentativeness
movement"
farbetter
to match"banktellerand activein thefeminist
than"bankteller."
As KahnemanandFrederick
note,people'sanswersto theLinda
problemhavebeenexplainedon numerous
grounds(p 67),withcritics
of theproblemincreasedor perhapseven
arguingthatthestructure
generatedlogicalmistakes.Kahnemanand Frederickurgethatthis
pointshouldbe takennotas a challengeto theclaimthatpeopleuse
the representativeness
heuristic,
but as evidencethatundercertain
circumstances,
peoplewillovercometheerrorsproducedbythatheuristic(includingthe conjunction
fallacyand neglectof base-rates).
KahnemanandFrederick
suggestthatwhentheseproblemsare overcome,it is oftenbecauseoftheoperationsofSystemII, whichworks
as a kindofsupervisor.
Henceintelligent
people,andthosewithstatisticalsophistication,
arelesslikelyto err(p 68);forsuchpeople,System
II is especiallyactive.
For law and policy,
thegenerallessonis simple:Wheneverpossible,institutionalize
SystemII, at leastwhenquestionsof factare involved.Frequently
thelegalsystemdisregards
thisadvice,relying
on
intuitions
aboutprobability
juriesand henceon ordinary
and causation.57
The twentieth-century
movementtowardgreaterrelianceon
technicalexpertiseand actualdata mightwellbe seen as an implicit
oftheunreliability
ofordinary
intuitions.
recognition
Indeed,thereis
reasonto thinkthatexpertsthemselves
are vulnerableto heuristics,
and thatrelianceon actuarialdata could improveaccuracy.58
In the
domainof regulation,
riskanalysisis themoststraightquantitative
forwardway of overcoming
the errorsthatsometimesaccompany
heuristics.
Considerthe controversy
over regulationof arsenicin
The
andrepresentativeness
drinking
water.9 availability
heuristics
ensurethatmanypeoplewillbe quitefrightened
of arsenic,evenin exlow doses.Quantitative
riskanalysiscan workas a kindof
tremely
II
on
errors.
check
System
potential
56 Withrespectto intelligence,
thereis a nice qualification:When the problemis veryhard
for everyone,intelligentrespondentsare most likelyto err,because they"are more likelyto
agree on a plausible errorthanto respondrandomly"(p 68).
57 See Gigerenzer,Calculated Risks at 85-86, 139, 159,229-46 (cited in note 19) (offering
several suggestionsforeducatingdoctors,administrators,
judges,law students,and othersabout
avoidingerrorsin riskassessment).
58 See Robyn Dawes, et al, Clinical versusActuarialJudgment
be(p 716) (distinguishing
tweenerror-prone
clinicalevaluationand data-based actuarialjudgment).
59 See Cass R. Sunstein,The Arithmetic
of Arsenic,90 Georgetown L J 2255, 2255-60
(2002) (arguingthatscientificdata onlyproduce a wide "benefitrange"ofpossible arseniclevels
withinwhichthe EPA mustset itsstandard).
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ofChicagoLaw Review
TheUniversity
[70:751
C. Generalizing
Representativeness
unsuggestthatjudgmentheuristics,
Kahnemanand Frederick
derstoodto involveattribute
substitution,
operatenotonlyto answer
butalso in a diverseclassofjudgevents,
questionsaboutuncertain
go so faras to urgethata modest
ments.Kahnemanand Frederick
heuristichelps to explain
of the representativeness
generalization
biases
in
valuations
of publicgoodsand
economic
similar
strikingly
Kahnemanand
evaluations
ofpastevents.In particular,
retrospective
or representative
Tverskyemphasizethe crucialrole ofprototypes,
inmaking
complexjudgments.
exemplars,
topaytosaveanimals?It turnsout
How mucharepeoplewilling
involvedandhighly
sensitive
to theprototypes
thatpeopleare highly
thatinvolves
tothenumber
ofanimalsat stake.A program
insensitive
willingness
ofa popularspecieswillproducea muchhigher
members
ofa lesspopularspecies
thatinvolves
members
topaythana program
to pay does not differ
people'swillingness
(p 71). More strikingly,
theirwillingness
involved;
with
variations
in
the
numbers
large
greatly
to payis aboutthesameto save2,000,20,000,or 200,000birds(p 75).
inusing
Thereis a clearparallelheretopeople'sneglectofbase-rates
Kahto makeprobability
judgments.
therepresentativeness
heuristic
pastexperiences,
also showthatin evaluating
nemanand Frederick
or
noises,painfulmedicalprocedures,
suchas exposureto unpleasant
(p 77). In one experifilmclips,peopleshowduration
neglect
horrific
movieswere
ment,for example,people's evaluationsof horrific
in theirlength(id). In anvariations
bysubstantial
largelyunaffected
weregreatly
ofcolonoscopies
otherexperiment,
people'sevaluations
the
level
of
involved
and
also
influenced
bythelevel
pain
by
highest
in theduraofpainat theend,butnotmuchbysignificant
variations
tionof the procedure(fromfourto sixty-nine
minutes).Here too,
capturedin the
Kahnemanand Frederickurgethatthe prototype,
dominates
evaluation.
PeakAffect
andtheEndAffect,
hereis
an intriguing
Withrespectto law and policy,
implication
willcrowdoutvariablesthat,onreflecthatpeople'suseofprototypes
Thereis a seriousproblemwithcontintion,haveclearimportance.
gentvaluationstudiesif people'sjudgmentsdo not attendto the
in
numberof animalsat stake.And indeed,someof thepathologies
withthisproblem.
Evidencesugregulatory
policydo seemconnected
of
moreabouttheproportion
gests,forexample,thatpeople"worry
A striking
riskreducedthanaboutthenumberof peoplehelped."O
neglectabsolute
studyof thiseffectfindsthatpeople pervasively
60 JonathanBaron, Thinkingand Deciding 500 (Cambridge3d ed 2000) (explainingthe
confusionbetweenrelativeand absoluterisks).
generally-observable
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HazardousHeuristics
767
numbers,
andthatthisneglectmapsontoregulatory
policy.In a similar vein,it has been shownthatwhenemotionsare involved,
people
neglecttwonumbers
thatshouldplainlybe relevant:
theprobability
of
62
harmandtheextentofharm.
III. EMOTIONS, CONTAGION,AND AFFECT
How arejudgments,
aboutthelikelihoodof
especially
judgments
riskor benefit,
influenced
byemotionsand affect?
Severalpapersexplorethatquestion.
A. FalseContagions
andPhonyCures
Paul Rozin and Carol Nemeroff
explore"sympathetic
magical
thinking,"
includingthe beliefsthatsome objectshave contagious
properties,
and thatcauses resembletheireffects.63
Many educated
willnoteat foodtouchedbya sterilized
Americans
cockroach(p 202).
Theyrefusechocolatesthathave been shapedintorealistic-looking
to use sugarfroma bottlelabeled
dog feces(id). Theyare reluctant
"SodiumCyanide,Poison,"eveniftheyare assured,and believe,that
thebottlereallycontainssugarandnevercontainedcyanide(id)-and
indeedeven if theythemselves
placed the label,arbitrarily,
on that
bottle(p 205)! In factpeople are reluctant
to eat sugarlaparticular
because the verywords
beled,"Not SodiumCyanide,"apparently
"SodiumCyanide"automatically
Peobringup negativeassociations.
to weara sweaterthathas been wornforfiveminple are reluctant
utesbya personwithAIDS (p 207).In thiscase,as in othercases ininsensitive
to dose.A sweater
volvingcontagion,
peopleare relatively
wornforfiveminutesbysomeonewithAIDS, andthenwashed,is not
muchmoreundesirable
thana sweaterused bysomeonewithAIDS
fora fullyear.According
tomostrespondents,
a singleliveAIDS virus
thatentersthehumanbodyis as likelyto infectsomeonewiththevi61 See TimothyL. McDaniels, ComparingExpressedand Revealed Preferences
forRisk Reduction:DifferentHazards and QuestionFrames,8 Risk Anal 593, 602-03 (1988) (findingthat
bothordinarypeople and policymakersframevaluationsas percentagechangesfromsome fixed
rate of deaths).
62 See Sunstein,112 Yale L J at 70-83 (cited in note 25) (discussingneglectof probability
when strongemotionsare involved);ChristopherK. Hsee and Yuval Rottenstreich,
Music,Pandas, and Muggers:On theAffective
Psychologyof Value,workingpaper (2002) (on filewithauthor) (suggestingthatthe dualism between valuationby feelingand by calculationproduces a
and ChristopherK. Hsee, Money,
non-linearprobabilityweightingofvalue); Yuval Rottenstreich
Kisses,and ElectricShocks:On theAffective
Psychologyof Risk,12 PsychSci 185,186-88 (2001)
(findingthatin threeseparate studiesundergraduatesfail adequately to account forthe extent
and frequencyof harm).
63 Paul Rozin and Carol Nemeroff,
SympatheticMagical Thinking:The Contagion and
and oppositesin theway
Similarity"Heuristics"(p 201) (reviewinglaws of contagion,similarity,
individualsthink).
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[70:751
rusas 10,000oreven1,000,000
viruses(p 207).Noteinthisregardthat
andreal-world
disgustandfeartendto"travel";inbothexperimental
settings,
peopleareespecially
likelytospread"urbanlegends"thatinvolverisksofcontamination."4
In someofthesecases,theintuitive
fearorrevulsion
canbe easily
I
as
that
is
no
hazard.
overridden, reflection
reveals
there
real
System
senseofalarmor revulsion,
butSystemII
givesriseto an immediate
will usuallyprovidea corrective(even if SystemI continuesto
squawk).But notalways.Paul Slovichas foundthatmostpeopleacwiththesugcepta kindof"intuitive
toxicology,"
showing
agreement
gestionthat"thereis no safelevel of exposureto a cancer-causing
thenyou are
agent"and that"ifyou are exposedto a carcinogen,
likelyto getcancer."65
someintuitions
aboutfeararepart
Apparently
ofeveryday
aboutsocialrisks.
thinking
ThomasGilovichand KennethSavitsky
use theidea that"like
ofa widerangeoffalsebeliefs,
goeswithlike"tounpackthestructure
bothancientandmodern."
beliefsaboutmedicine
reManyprimitive
flectthebeliefthatthesymptoms
ofa diseaseare likelyto resemble
bothitscause and itscure.Accordingto ancientChinesemedicine,
thosewithvisionproblems
shouldeat groundbats,on thetheory
that
whichmight
batshaveespecially
be transferred
topeople
goodvision,
whichremains
(p 619).Homeopathy,
quitepopular,
dependsinparton
theidea thatifa substance
createsdiseasesymptoms
ina healthy
persuffers
son,it willhave a healthyeffecton someonewhocurrently
fromthosesymptoms
(p 620).The idea has somevalidapplications,
of a diseasedo notresembleitscauseor its
butoftenthesymptoms
sanitation
andantibiotics
cure;consider
(p 620).
I speculatethattheimmense
popularity
oforganicfoodsowesa
aboveall totheviewthatthere
greatdealto heuristic-driven
thinking,
is an associationbetweenthenaturaland thehealthy,
and between
To theextentthatpeopletrustscientifically
chemicalanddanger.67
du64 See Heath, Bell, and Stemnberg,
81 J Personality& Soc Psychat 1032-39 (cited in note
32) (presentingthreestudieswherestorieswithhighdisgustfactorstendedto spreadfasterthan
others).
65 NancyKraus,TorbjornMalmfors,
and Paul Slovic,IntuitiveToxicology:Expertand Lay
Judgments
of ChemicalRisks,in Slovic,ed, The Perceptionof Risk285,290-91 (citedin note 22).
66 Thomas Gilovichand KennethSavitsky,
Like Goes withLike: The Role of Representativenessin Erroneousand Pseudo-Scientific
heuristicBeliefs(p 617) (reviewingrepresentative
related errorsin medical beliefs,astrology,graphology,and psychoanalysis).Some of these
themesare illuminatingly
addressedinThomasGilovich,How WeKnow WhatIsn'tSo: TheFallibilityofHuman Reason in EverydayLife(Free Press 1995) (positingthattherepresentative
heuristic,the clustering
illusion,and erroneousperceptionof randomdispersionsaccountforeveryday intuitivefallacies).
67 For criticism
of thatassociation,see JamesP. Collman,NaturallyDangerous:Surprising
Factsabout Food, Health,and theEnvironment
(UniversityScience 2001) (debunkingthebelief
thatnaturaland organicqualitiescorrespondto safetyand wholesomeness).
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2003]
HazardousHeuristics
769
it is oftenbecause theyare neglecting
bious curesand treatments,
heuristic,
and misbase-rates,
makingselectiveuse oftheavailability
of
inevitably
produces
apthe effects randomness,
which
perceiving
butit can be corrected
parentpatterns."'
Here SystemI is theculprit,
bySystemII.
B. TheAffect
Heuristic
In emphasizing
theaffect
refer
heuristic,
KahnemanandTversky
This
to thechapterofthattitlebyPaul Slovicandseveralcoauthors.69
andsuggestive
in thevolume.It
chapteris one ofthemostinteresting
law and polalso createsnumerouspuzzles,manyof theminvolving
icy.
70
responseto objects
People oftenhave a rapid,largelyaffective
and situations,
consumerproducts,
animals,
including
job applicants,
A
an
action.
have
immediate
negative
jurymight
cars,and causes of
in a personalinjurycase; a judgemighthave a
reactionto a plaintiff
reactionto an equal protection
claim;an employer
positiveintuitive
mightinstantly
like,or dislike,someonewho has appliedfora job.71
is a "heuristic"?
But whatdoes itmeanto saythataffect
Slovic,et al,
and
responsesoccurrapidlyand automatically,
urgethatouraffective
fora moresysthatpeople use theirfeelingsas a kindof substitute
It is in thissensethatattribjudgment.72
tematic,
all-things-considered
maybe at
ute substitution,
as meantby Kahnemanand Frederick,
fora morereflective
assesswork;affecttowardan objectsubstitutes
68
See Nassim Nicholas Taleb, Fooled by Randomness:The Hidden Role of Chance in the
examplesof how randomMarketsand in Life (Texere2001) (givingmanyentertaining
areperceived
as inevitable
HowWeKnowat 133-45
effects
consequences);
Gilovich,
generated
newage,andalternative
beliefsinholistic,
medicine).
(citedinnote66) (debunking
69 PaulSlovic,
et al,TheAffect
Heuristic
(p 397).
70 I haveelsewhere
discussedan earlierandlesselaborateversionofSlovic'sworkon afTheLawsofFear,115HarvL Rev
here.See CassR. Sunstein,
andI drawonthatdiscussion
fect,
1119(2002)(reviewing
ofRisk(citedinnote22)).
Slovic,ed,ThePerception
71 See Timothy
David B. Centerbar,
andNancyBrekke,
MentalContamination
D. Wilson,
in employment
decimentalcontamination
and theDebiasingProblem(pp 198-99)(discussing
as itrelatestoracialdiscrimination
andTitleVII recovery).
sions,especially
72 Fortheviewthatemotions
see MarthaNussbaum,
area formofcognition,
Upheavals
of
Thought:The Intelligenceof Emotions 19 (Cambridge 2001) (arguing that emotions"involve
in which,
an external
aboutimportant
objectas salient
judgments
appraising
judgments
things,
we acknowledge
ourownneedinessandincompleteness
beforepartsof
forourownwell-being,
Fortheviewthatcognition
theworldthatwe do notfully
control").
playsa largeroleinproducing emotions,see JonElster,Alchemiesof theMind: Rationalityand the Emotions(Cambridge
withtheseviews.Slovicdoesnotdenythat
1999).It is notclearthatSlovic'sworkis inconsistent
It is clear,however,
or eventhataffect
is a formofcognition.
has cognitive
affect
antecedents,
as Nussbaum
canlead toerrors,
as indeedcanmanyemotional
thattheaffect
heuristic
reactions,
in whatsenseemotional
at 46-48,51 (discussing
agrees.See Nussbaum,
UpheavalsofThought
andimpressions
judgments
maybe falseormistaken).
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TheUniversity
ofChicagoLaw Review
[70:751
mentof theobject.Affectis an exampleof SystemI in operation
quickbuterror-prone.
to treat"afButthereis an obvioussenseinwhichitis unhelpful
forsomeone'sattitude
towardobjects.In some
fect"as an explanation
oris,thatveryattitude,
andtherefore
cannot
affect
settings,
represents,
toexplainTom'sromanexplainoraccountforit.(Woulditbe helpful
toAnnebysayingthatAnneproducesa favorable
affect
ticattraction
thatsometimes
inTom?)Slovic,et al,mustbe urging
affect
worksin
andrepresentativeness:
In manycontexts,
thesamewayas availability
fora morecarefulinpeople'semotionalreactionsare substituting
quiryintothe(factual?)issuesat stake.
The simplest
wayto establishthiswouldbe to proceedas Kahforexample,
thatpeonemanandTversky
originally
did,byshowing,
ple assessquestionsofprobability
byreference
to affect,
andthatthis
errors.
Whatis theprobability
of death
methodleads to predictable
If people'saffect
or eatingpesticides?
fromsmoking,
driving,
flying,
matchedtheirprobability
towardtheseactivities
judgments,
producitwouldcertainly
be plausibleto speakofan afingsystematic
error,
fectheuristic.
Slovic,et al, do nothave data of exactlythissort.But
of an affect
theydo have some closelyrelatedevidence,suggestive
in thedomainofrisk(pp 410-13).Whenaskedto assessthe
heuristic
risksand benefitsassociatedwithcertainitems,people tendto say
andthatbeneficial
activities
thatriskyactivities
containlowbenefits,
as bothhighly
containlowrisks.It is rarethattheywillsee an activity
beneficialand quitedangerous,
or as bothbenefit-free
and dangerfree.Becauseriskandbenefit
aredistinct
this
seems
concepts, finding
to suggestthat"affect"
comesfirst,
andhelpsto"direct"
of
judgments
bothriskandbenefit.
thishypothesis
ofthese
Twostudiesfortify
(pp 411-12).Thefirst
newinformation
abouttherisksassociatedwithsome
testswhether
itemalterspeople'sjudgments
aboutthebenefits
associatedwiththe
item-and whethernew information
about benefitsalterspeople's
The motivation
aboutrisks.
forthisstudyis simple.Ifpeojudgments
andcalculative,
wereanalytical
information
aboutthe
ple'sjudgments
shouldnotproducea judggreatbenefits
of,say,foodpreservatives
mentthattherisksare low-just as information
aboutthegreatrisks
of,say,naturalgas shouldnotmakepeoplethinkthatthebenefits
are
low.Strikingly,
information
aboutbenefits
altersjudgments
however,
aboutrisks,
andinformation
aboutrisksaltersjudgments
aboutbenefits.
Whenpeoplelearnaboutthelowrisksofan item,theyaremoved
to thinkthatthebenefits
are high-andwhentheylearnaboutthe
ofan item,theyaremovedtothinkthattherisksarelow.
highbenefits
The conclusion
is thatpeople assessproductsand activities
through
affect
-and thatinformation
thatimprovespeople's affective
re-
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2003]
HazardousHeuristics
771
ofthoseprodof all dimensions
sponsewillimprovetheirjudgments
uctsandactivities.
The secondstudyasked people to make decisionsundertime
is
claimis thatthe affectheuristic
pressure(p 412). The motivating
esin thesensethatitpermits
thananalyticprocessing
moreefficient
Slovic,et al,hypotheUndertimepressure,
peciallyrapidassessments.
besize thattherewouldbe an unusuallystronginversecorrelation
becauseaffectwillbe thedetweenjudgedriskand judgedbenefit,
and peoplewillhaveless timeto undertake
of assessment,
terminant
thekindof analysisthatcouldbeginto pullthetwoapart(p 412). In
whentimeis scarce,and in
otherwords,SystemI is mostimportant
The hymonitor.
suchcircumstances,
SystemII willbe a less effective
theinversecorrelation
Undertimepressure,
is
pothesisis confirmed:
timepressure.
thanwithout
evenstronger
The affectheuristic
castsa numberoffactsin a newlight.Backinmany
decisionsandreactions
groundmood,forexample,influences
factthatstockpricesincreasesigConsidertheremarkable
domains.73
on sunnydays,a factthatis hardto explainin termsthatdo
nificantly
74
notrelyon affect.Anotherstudysuggeststhatwhenpeopleare anxprocessing,
theyarelesslikelytoengageinsystematic
iousandfearful,
Note herethatthereis
and henceSystemII is especiallyunreliable.75
If
andtheemotions:
betweensocialinfluences
an evidentrelationship
increase
emotionsweakensystematic
theysimultaneously
processing,
Fear itselfis likelyto
to theapparentviewsof others.76
susceptibility
to theacceptanceoffaulty
logicand to presmakepeoplesusceptible
sureto conform.77
implications
Theauthorsemphasizeanotherpointwithimportant
Whenan outcomeis accompaniedbystrongemoforriskregulation:
littleweighton peoin probability
have surprisingly
tions,variations
78
ple's decisions.Whatmattersare theimagesassociatedwiththere73
and DecisionMaking,in WilliamM. Goldsteinand
See Alice M. Isen,Positive
Affect
and Decision Making:Currents,
Connections,and
Robin M. Hogarth,eds,Researchon Judgment
onthinkaffect
"theimpactofmildpositive
Controversies
1997)(exploring
509,512(Cambridge
ingandmotivation").
74 See David Hirshleifer
and the
StockReturns
andTylerShumway,
Good Day Sunshine:
Weather 19-21, 30, Dice Center WorkingPaper No 2001-3 (2001), online at
a strongcorrelation
between
(visitedFeb 18,2003) (finding
http://papers.ssm.com/id=265674
incitiesacrosstheworld).
sunshine
foreachofseveralexchanges
andmorning
stockreturns
75 See Chaikenand Trope,Dual-ProcessTheories
19-20 (citedin note52) (notingthat
stress
orotherwise
toa healththreat,
experiencing
"peoplewhoareanxiousaboutorvulnerable
ofhealth-relevant
orlessextensive
information").
processing
mayengageinlesscareful
76
4 Personality& Soc
See Robert Baron, Arousal, Capacity,and IntenseIndoctrination,
arousalleadstohigher
emotional
thatintense
susceptibilPsychRev238,244-46(2000)(finding
itytoindoctrination).
77 See id at 244.
78 See Cass R. Sunstein,
a neglectofprob112Yale L Jat 70-82(citedinnote25) (finding
andreal-world
basedon a reviewofexperimental
evidence).
ability
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772
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ofChicagoLaw Review
[70:751
in a studyofpeoconfirmation
sult.The pointhas receivedempirical
or
to payto avoidelectricshocks, to be able to kiss
ple's willingness
In onestudy,
topaytoavoid
moviestars.7
favorite
people'swillingness
an electricshockvariedlittle,dependingon whether
itsprobability
or99 percent!80
Withrespecttohope,thosewhooperate
was1 percent
casinosandstatelotteries
are well-aware
oftheunderlying
gambling
mechanisms.
sense
Theyplayon people'semotionsin theparticular
thattheyconjureup palpablepictures
ofvictory
andeasyliving.
With
respectto risks,insurancecompaniesand environmental
groupsdo
thesame.
exactly
It followsthatifgovernment
is seekingto encouragepeopleto
avoidlargerisks,and to worryless oversmallrisks,
it mightwellattemptto appealto theiremotions,
perhapsbyemphasizing
theworstIt shouldbe no surprise
case scenario.
thatsomeofthemosteffective
efforts
to controlcigarette
smokingappeal to people'semotions,
by
themfeelthatiftheysmoke,theywillbe dupesofthetobacco
making
companiesor imposeharmson innocent
thirdparties.8
Thereis also
hereto tryto activateSystemII, bypromoting
an opportunity
critical
of reactionsthatare based on "affective
scrutiny
ties"in cases in
whichpeopleareneglecting
seriousrisksorexaggerating
them.
IV. ARE PEOPLEUNREALISTICALLY
OPTIMISTIC?
Withrespectto mostoftherisksoflife,peopleappearto be unThisclaimis closelyrelatedto thesuggestion,
realistically
optimistic.8
withprominent
advocatesin economics,
thatpeoplemayattempt
to
reducecognitive
dissonancebythinking
thattheriskstheyfaceare
lowerthantheyare in fact.&3
Ifpeoplesystematically
understate
risks,
thereis a seriousproblemforlaw and policy,
and a seriousproblem
79 Rottenstreich
and Hsee, 12 PsychSci at 186-88 (cited in note 62) (findingthatwhen
variationsin probability).
strongemotionsare present,individualsignoreimportant
80 See id at 188 (also reporting
thattherewas a largespread,on thebasis ofprobability,
for
loss of $20, where the median willingnessto pay was $1 fora 1 percent
the less "affect-rich"
chanceof loss and $18 fora 99 percentchanceof loss).
81
See Lisa K. Goldmanand Stanton
A. Glantz,Evaluation
ofAntismoking
Advertising
Campaigns,279 JAMA 772 (1998) (findingthatmore aggressiveanti-smoking
advertisements
thatportraycigarettemakersas manipulativeand emphasizethedangersof secondhand smoke
are farmore effectivethan ads emphasizingyouthaccess,romanticrejection,and the known
shortand longtermeffectsof smoking).
82 See ShelleyE. Taylor,PositiveIllusions:CreativeSelf-Deception
and theHealthyMind611 (Basic 1989) (proposingthata healthyself-conception
is biased towardoptimism).
83
See GeorgeA. Akerlof
andWilliam
T. Dickens,TheEconomicConsequences
ofCogni-
tiveDissonance,in George A. Akerlof,ed, An Economic Theorist'sBook of Tales: Essays That
EntertaintheConsequencesof NewAssumptionsin Economic Theory123-44 (Cambridge1984)
(advancingan economicmodel of cognitivedissonancewithimplicationsforstandardeconomic
puzzlessuchas thesalienceofnoninformational
and thepopularityofSocial Security
advertising
legislation).
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2003]
HazardousHeuristics
773
too forthosewho acceptthe rationalactormodelin the social sciences.
A. Evidence
involverelative
ofoptimism
findings
The mostwell-documented
(as opposedto absolute)risk.About90 percentof driversthinkthat
theyare saferthantheaveragedriverandlesslikelyto be involvedin
a seriousaccident.8People generallythinkthattheyare less likely
thanotherpeople to be divorced,to have heartdisease,to be fired
glance,a beliefin relativeimmufroma job,and muchmore.8At first
does notesbutbyitselfthisfinding
nityfromriskseemsdisturbing,
the risksthattheyactuallyface.
tablishthatpeople underestimate
oftheirownstatistiPerhapspeoplehave an accurateunderstanding
thatotherpeople are
cal riskseveniftheysay and believe,wrongly,
Withrespectto absoluterisk,theevithantheyare.86
morevulnerable
is lessclear,as DanielArmorandSheldenceforunrealistic
optimism
Forsignificant
to thiscollection.
leyTaylorshowin theircontribution
people
unwanted
pregnancy,
relevantevents,
including
andpersonally
of theirsusceptibility
(p 335).With
showan accurateunderstanding
risks
life-threatening
events,
including
respectto somelow-probability
theirownsuscepsuchas AIDS, peopleactuallytendto overestimate
87
bias (id). One surandin thatsenseseemto showpessimistic
tibility,
of personalrisklevelsforsuchhazveyfindsgeneraloverestimates
ardsas breastcancer(wherewomenratetheiractualriskas 40 percent,withthe actualriskbeingroughly10 percent);prostatecancer
withtheactualrisk
(wheremenranktheiractualriskas 40 percent,
at 35 percent,
10 percent);lungcancer(estimated
againbeingroughly
comparedto an actualriskof under20 percent);and stroke(estimatedat 45 percent,comparedto an actualriskof roughly20 percent).88
See Taylor,PositiveIllusionsat 10-11 (cited in note 82).
to HealthProblems,10 J
See Neil D. Weinstein,UnrealisticOptimismabout Susceptibility
Behav Med 481, 486 (1987) (listingresultsfromsurveyobtainingcomparativeriskjudgments
from297 individualsabout a broad rangeof hazards).
86 See W. Kip Viscusi,Smoke-FilledRooms: A Postmortem
on the Tobacco Deal 162-66
(Chicago 2002) (using surveydata to show that smokersdo not ignore risksto themselvesas
muchas underestimatethemin relationto othersmokers).
87 Armorand Taylordoubtthisconclusion,suggesting
that"these estimatesmaysimplyreand reportingextremepossibilities"(p 335).
flectdifficulties
interpreting
88 See HumphreyTaylor,Perceptionsof Risks:The Public Overestimates
theRisks of Most
Major Diseases and TypesofAccidents-Breast and ProstateCancer in Particular(Jan27, 1999),
(visitedFeb 18, 2003)
online at http://www.harrisinteractive.com/harris_poll/index.asp?PID=44
to hazards salient
(reportingsurveydata showingthatthe public overestimatesits susceptibility
in the media).
84
85
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ofChicagoLaw Review
TheUniversity
774
[70:751
theirstatistical
people do underestimate
But in some domains,
overestifinancial
expertsconsistently
risk.Forexample,
professional
and businessschoolstudents
their
matelikelyearnings,
overestimate
thattheywillreceive
salariesandthenumberofoffers
likelystarting
theirlikelihoodof beingin(pp 334-35).People also underestimate
andtheirownfailuretobuy
accident,89
volvedin a seriousautomobile
is at leastconsistent
withthe
insuranceforfloodsand earthquakes
Theevidenceofoptimisoptimistic.
viewthatpeopleareexcessively
to raise questions
tic bias,bothrelativeand absolute,is sufficient
interventions.
aboutinformational
andregulatory
B. Debiasing?
ofapparently
andWilliamKleinexplorea variety
NeilWeinstein
biaswithrespectto relative
promising
strategies
to reduceoptimistic
The punchline?
None of thesestrategies
worked.One study
risk.9'
asked people to generatetheirown listof personal"factors"that
mighteitherincreaseor decreasetheirriskof developinga weight
thatan
problem.The authorshypothesized
problemor a drinking
biasinmanycases;
offactors
woulddecreaseoptimistic
identification
was observed.
Norwas optimistic
biasreducedbyaskno sucheffect
toreadaboutmajorriskfactors
forcertainhazards,
to
ingparticipants
and to offeran
reporttheirstandingwithrespectto thesefactors,
tothelistoffactors.
Theauthors
afterresponding
overallriskestimate
targets(such
concludethat"healthcampaigns
emphasizing
high-risk
ofsmokers)
interventions
thatshowunattractive
as smoking
pictures
aboutundesirable
actions(as
information
and campaigns
conveying
withpamphlets
factors
thatraisetheriskfora particular
health
listing
worsentheverybiasestheyaredesignedto
problem)mayunwittingly
reduce"(p 323).
has beenfoundto reduce
As theauthorsnote,one intervention
bias:
information
about
theirownstanding
on
optimistic giving
people
riskfactors
or abouttheirpeers'standing
on riskfactors.
Buttheyobto
serve,sensibly
enough,thatit is noteasyto adaptthisinformation
mediacampaigns
designedto improvehumanhealth.Thisis a valuof
literature
on thepossibility
ablepaper,addingto thestill-emerging
89
ChristineJolls,BehavioralEconomicsAnalysisof Redistributive
Legal Rules,51 Vand L
Rev 1653,1660-61(1998).
90 See id at 1658-62 (discussingindividuals'failureto insureas a functionof theiroveroptimism).Note thatthe availabilityheuristiccan counteractthisproblemby leadingpeople to
insureagainstsalientrisks.
91 Neil D. Weinsteinand WilliamM. Klein,Resistanceof PersonalRisk Perceptions
to DeincludbiasingIntervention,
(pp 313-22) (discussingfourstrategiesforavoidingover-optimism,
individualsof theirtruerisk,requiringcomparisonswithlow ratherthanhighrisk
inginforming
waysto altertheirriskfactors).
groups,and havingindividualsbrainstorm
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HazardousHeuristics
775
ofSystemII). Butbecausethefocusis on
debiasing(or theactivation
thefindings
do not offerclearguidance
the"above average"effect,
aboutcampaignsdesignedto givepeoplea bettersenseofthestatistiIt wouldbe valuableto learnmoreaboutthattopic.
cal reality.
Fools?
C. Optimistic
withsomeobviDavid ArmourandShelleyTaylorareconcerned
ous puzzles:If people are excessively
optimistic,
whydon'ttheypurandblunder?Whydon'talertpeople
sue ambitious
goalsrecklessly
-take systematic
psychologists?
entrepreneurs?
advantageof human
optimism?
Thisis whatArmorandTaylorsee as the"dilemmaofun-the likelihoodthatif real,thisbias wouldprorealisticoptimism"
If optimism
werewidespread,
duce extremely
seriousharmful
effects.
we shouldprobablysee farmorerecklessness
and failurethanwe
generally
observe.
The authorsresolvethedilemmabygivinga morerefinedsense
of the natureof optimistic
bias.In theirview,people are not indisor
Theirpredictions
are usuallywithin
criminately blindlyoptimistic.
reasonablebounds(p 346). People are less likelyto be optimistic
whentheconsequencesof errorare severe(p 339). In addition,
optimismdecreasesiftheoutcomewillbe knownin thenearfuture(id).
stateof
Optimismalso decreaseswhenpeople are in a predecisional
Whenpeoplearechoosingamonggoals,or amongpossideliberation.
ble coursesofaction,thebiasis attenuated,
anditincreasesagainonly
afterpeople have selectedgoals and beginto implement
theirplans
(p 340).Thereis also evidencethatoptimistic
bias,whenit exists,can
be adaptive,72
the
leadingto (almost)self-fulfilling
policies,increasing
likelihoodofsuccess(p 341).
Theseclaimsraiserealdoubtsabouttheviewthatoptimistic
bias
To be sure,we
providesa good reasonforpaternalistic
interventions.
knowenoughaboutoptimistic
biasto giveseriousconsideration
to informational
campaignsto ensurethatpeoplewillnothavean inflated
In the contextof smoking,
beliefin theirown immunity.
statistical
ofrisks"3
knowledge
mightbe inadequateifpeoplebelievethemselves
immune.94
But in viewofthearguments
relatively
byArmorandTayis generally
lor,theidea thatpaternalism
justifiedby optimistic
bias
Ifpeoplearenotexcesmustbe regardedas an unproven
speculation.
whentheconsequencesoferroraresevere,ifthebias
sivelyoptimistic
A generaltreatmentis Taylor,PositiveIllusions (cited in note 82).
See Viscusi,Smoke-FilledRooms at 221 (cited in note 86) (proposingas a way to reduce
effortsat providingcomparativeriskinformation").
smoking"thatwe targetour informational
94 See JohnZ. Ayanian and Paul D. Cleary,PerceivedRisks of Heart Disease and Cancer
among CigaretteSmokers,281 JAMA 1019,1020-21 (1999) (findingthatmostsmokersthinkthat
theirrisksare average or below average).
92
93
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is smallor nonexistent
whendecisionsareactually
beingmade,andif
peopleoverstate
low-probability
risks,
thereis no problemforthelaw
tocorrect.
V. MORALHEURISTICS?
The heuristics-and-biases
literature
was originally
focusedon issues of probability,
and whilemanyof thechaptersgo beyondthat
topic,theydo notmuchdeal withnormative
questions-with
therole
in
ofheuristics informing
judgments
aboutmorality
andpolitics."
It is
therulesofmorality
naturalto wonderwhether
also haveheuristics
(isn't thatinevitable?),
and whetherthe normative
judgmentsinvolvedinlawandpoliticsare alsoproneto heuristics,
or to rapidSysII override.
andtopossibleSystem
temI assessments
Wecanimaginesomeambitious
claimshere.Armedwithpsychologicalfindings,
utilitarians
mightbe temptedto claimthatordinary
moralcommitments
are a setofmentalshortcuts
thatgenerally
work
well,butthatalsoproducesevereandsystematic
errors(Is retribution
a cognitive
error?Is Kantianism?).
On one view,muchof everyday
withfairness,
concerned
shouldbe seenas a setof
morality,
nominally
heuristics
fortherealissue,whichis howto promoteutility.
Fortheir
couldeasilyturnthetables.Deontologists
part,deontologists
might
wellclaimthattherulesrecommended
are consistent,
byutilitarians
muchofthetime,withwhatmorality
-but also thatutilitarirequires
anism,takenseriously,
producesmistakesin somecases.Theselarge
to be tractable,
debatesare unlikely
and
simplybecauseutilitarians
tobe convinced
aremostunlikely
that
deontologists
bythesuggestion
theirdefining
commitments
aremereheuristics.
Butinsomecases,we
thehypothesis
that
mightbe able to makeprogressby entertaining
certainwidelyacceptedrulesofmorality
are heuristics.
for
Consider,
example,theidea thatone should"neverlie" or"neversteal"-good
butinjunctions
rulesofthumb,
thatbadlymisfire
certainly,
(sanepeois neededtoprotect
thedeathsof
ple think)whenthelie,or thetheft,
innocent
ofrelepeople."'I turnto severalpossible"moralheuristics"
vancetolaw.97
95 An exceptionis the suggestivediscussionby PhilipTetlock.See PhilipE. Tetlock,IntuitivePoliticians,Theologians,and Prosecutors(pp 596-98) (urgingthatmanypeople believe in
"taboo tradeoffs,"
and thatwe mightsee suchpeople notas defectiveintuitiveeconomists,
butas
defendersofsacredvalues).
96 Note the rule-utilitarian
defenseof these ideas: They mightmisfirein particularcases,
butit mightbe best forpeople to treatthemas firmrules,because a case-by-caseinquirywould
warrantan exceptionto the
prove even more errors.If people ask whetherthe circumstances
prohibitionon lyingor stealing,theremightwell be excessiveor self-serving
lyingand stealing.
The strongvoice ofconscience-callingforadherenceto whatI am callingmoralheuristicseven
- probablyservessome valuable social functions.
in cases in whichtheybadlymisfire
For fallible
humanbeings,a decision to go rightto the issue of consequences,withoutfirmmoral rules of
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HazardousHeuristics
777
A. Pointless
Punishment
aboutpunishment
withthe
seemdisconnected
People'sintuitions
in a waythatsuggestsa moralheuristic
consequencesofpunishment,
studyof people's
is at work.Consider,forexample,an intriguing
harmsfromvaccinesand
judgments
aboutpenaltiesincasesinvolving
birthcontrolpills.98In one case,subjectsweretoldthattheresultofa
higherpenaltywouldbe to makecompaniestryharderto makesafer
In an adjacentcase,subjectsweretoldthattheconsequence
products.
ofa higherpenaltywouldbe to makethecompanymorelikelytostop
withtheresultthatless safeproductswouldbe
makingtheproduct,
a groupofjudges,gave the
on the market.Most subjects,including
samepenaltiesin bothcases.Can thisoutcomebe defendedin principle? Perhapsitcan,butitis moresensibleto thinkthatpeopleare opto theeffect
thatpenaltiesshouldbe a proeratingundera heuristic,
oftheact,andshouldnotbe
portionalresponseto theoutrageousness
considerations.
basedon consequential
If thisclaimseems too adventurous,
considera similartestof
whichaskedsubjects,
including
judgesandlegpunishment
judgments,
In one
islators,to choose penaltiesfordumpinghazardouswaste.99
thumb,would likelyproduce seriousproblems.
97 For a discussionofmoralissues thatappeals to intuitions,
see F.M. Kamm,Responsibility
and Collaboration,28 Phil & Pub Aff169, 173 (1999) (discussingconsequentialismand collaborationwithevil). Kamm's treatmentis extremelyimpressive,
but it seems to place undue emphasis on moralintuitionsabout exoticcases of thekindneveror rarelyencounteredin ordinarylife.
I believe thatthe relevantintuitionsordinarilyworkwell,but thatwhen theyare wrenchedout
of familiarcontexts,in whichtheymake a greatdeal of sense,theirreliability,
forpurposesof legal and moral analysis,is unclear.Consider the followingintuition:Do not kill an innocentperson, even if thisis necessaryto save others.In all likelihood,a societydoes much betterifmost
if onlybecause judgmentsabout necessityare likelyto be unreliable
people have thisintuition,
But in a hypotheticalcase, in whichit reallyis necessaryto killan innocentperand self-serving.
son to save fiveothers,our intuitionsmightwell turnout to be unclearand contested.And ifour
intuitionsabout the hypotheticalcase turnout to be very firm(do not kill innocentpeople,
ever!), theymightnot deserve to be so firm,simplybecause theyhave been wrenchedout of the
real worldcontext,whichis wheretheyneed to be to make sense.
I wonderwhethersome legal and philosophicalanalysis,based on exotic moral dilemmas,
mightnot be replicatingthe early work of Kahneman and Tversky:uncoveringsituationsin
whichintuitions,
normallyquite sensible,turnout to misfire.The ironyis that Kahneman and
some philosophers,includTverskymeantto devise cases thatwould demonstratethe misfiring;
ing Kamm, devise cases withthe thoughtthat the intuitionsare reliable and should formthe
buildingblocks forsound moral judgments.An understandingof how heuristicswork suggests
even when theyare veryfirm.Much workrereason to doubt the reliabilityof those intuitions,
mains to be done on thiscomplicatedtopic;mydiscussionin thisPart is intendedas a tentative
start.For a more detailed discussion,see Cass R. Sunstein,Moral Heuristics(forthcoming).
98 See JonathanBaron and Ilana Ritov,Intuitions
about Penaltiesand Compensationin the
Contextof TortLaw, 7 J Risk & Uncertainty17, 17 (1993) (reportingthatpeople use overgeneralized rulesto determinepenalties,ignoringtheirdeterrenteffectson futurebehavior).
99 See JonathanBaron, et al, AttitudesTowardManaging Hazardous Waste,13 Risk Anal
judges,law183, 183 (1993) (reportingthatin a studyof CEOs, economists,environmentalists,
makers,and hazardous waste policyexperts,retributivepenaltieswere preferredover welfare-
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[70:751
case,thepenaltywouldmakecompanies
tryharderto avoidwaste.In
thepenaltywouldlead companiesto cease makinga benefianother,
in
cial product.Mostpeople did notpenalizecompaniesdifferently
to require
the twocases.Perhapsmoststrikingly,
people preferred
companiesto clean up theirown waste,even if the wastedid not
threaten
anyone,
insteadofspending
thesameamounttocleanup far
moredangerous
wasteproducedbyanother,
now-defunct
company.
It
is reasonabletobelievethatinthinking
aboutpunishment,
peopleuse
a simpleheuristic,
the now-familiar
Thisheuristic
outrageheuristic.
butin somecases,
producesreasonableresultsin mostcircumstances,
itseemstoleadtosystematic
errors.
B. Aversion
to Cost-Benefit
Analysis
An automobilecompanyis decidingwhetherto take certain
foritscars.In deciding
todo so,itconducts
whether
safety
precautions
a cost-benefit
in whichit concludesthatcertainprecautions
analysis,
are notjustified-because,
say,theywouldcost$100millionandsave
of$10million
hasa "ceiling"
onlyfourlives,andbecausethecompany
per lifesaved.How willordinary
peoplereactto thisdecision?The
answeris thattheywillnotreactfavorably.'??
Theytendtopunishcomon
that
base
their
decisions
cost-benefit
evenifa high
panies
analysis,
valuationis placedon humanlife.By contrast,
theydo notmuchpunishcompaniesthatare willingto imposea "risk"on people.'0'
What
underlies
thesemoraljudgments?
It is possiblethatwhenpeopledisapprove
oftrading
moneyfor
froma setofmoralprinciples
risks,
theyaregeneralizing
thataregenerallysound,and even useful,but thatworkpoorlyin some cases.
moralprinciple:
Do not knowingly
Considerthe following
cause a
humandeath.People disapproveof companiesthatfailto improve
safetywhentheyare fullyaware thatdeathswillresult-whereas
peopledo notdisapproveof thosewhofailto improvesafetywhile
notto know,forcertain,
thatdeathswillensue.Companies
appearing
thatfailto do cost-benefit
butthatareawarethata "risk"exanalysis,
or to jurors,thattheycaused
ists,do notmakeclear,to themselves
thatthiswas whattheyweregoingto do.
deathswithfullknowledge
above all, of companiesthatcause deathknowPeople disapprove,
maximizingpenaltiesforknowingpolluters).
100 See Viscusi,52 Stan L Rev at 586-90 (citedin note41) (concludingthatjurorsholda varietyof biases thathinderappropriateapplicationof cost-benefit
analysis,includingpossiblya
bias againsttheuse ofcost-benefit
analysisitself).
101 See id. See also PhilipE. Tetlock,CopingWithTradeoffs:
PsychologicalConstraints
and
PoliticalImplications,
in ArthurLupia, MathewD. McCubbins,and Samuel L. Popkin,eds, ElementsofReason: Cognition,Choice,and theBounds ofRationality
239,252-57 (Cambridge2000)
different
"taboo tradeoff'behaviorsand theirpoliticalimplications).
(summarizing
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HazardousHeuristics
779
is at work,one thatimI suggest,
then,thata genuineheuristic
ingly.
engagein acts
on thosewho knowingly
poses moralcondemnation
thatwillresultinhumandeaths.
to cause death
The problemis thatit is notalwaysunacceptable
fewand an unintended
at leastifthedeathsare relatively
knowingly,
of generallydesirableactivity.
Much of whatis done,by
byproduct
is likelyto resultin one or more
both industry
and government,
to
deaths.Of courseit wouldmakesense,in manyof thesedomains,
does notsupport
takeextrastepsto reducerisks.Butthatproposition
fromthemoralpoint
theimplausible
claimthatwe shoulddisapprove,
ofview,ofanyactiontakenwhendeathsareforcseeable.
in principle,
thewideI believethatit is impossibleto vindicate,
Butto adapta claim
to cost-benefit
balancing.
spreadsocialantipathy
heuristic
byStephenJayGould(p 68),"a
abouttherepresentativeness
in myhead continuesto jumpup and down,shoutlittlehomunculus
tradingdollarsfora
analysis,
ing at me" thatcorporatecost-benefit
The voice of the
knownnumberof deaths,is morallyunacceptable.
I am suggesting,
butinis nottheresultof conscience,
homunculus,
steadofa crudebutquitetenaciousmoralheuristic.
C. ActsandOmissions
ofwhether
andwhythedistincTherehas beenmuchdiscussion
tionbetweenacts and omissionsmightmatterforlaw and policy.In
one case,forexample,a patientmightask a doctornotto providelifethusensuringthe patient'sdeath.In another
equipment,
sustaining
case,a patientmightask a doctorto injecta substancethatwillimmemoralintuidiatelyendthepatient'slife.Peopleseemtohavea strong
andeventhe
equipment,
tionthatthefailuretoprovidelife-sustaining
-but that
is acceptableandlegitimate
ofsuchequipment,
withdrawal
And indeedconstitutional
law retheinjectionis morallyabhorrent.
But whatis themorallyrelevantdifto thiseffect.'02
flectsjudgments
ference?
thatthe action-omission
It is worthconsidering
the possibility
asfora morecomplexanddifficult
distinction
operatesas a heuristic
sessmentof themoralissuesat stake.Fromthemoralpointofview,
in termsof
worsethanharmful
omissions,
harmful
actsare generally
and thelikelyconsequences
boththestateofmindofthewrongdoer
of the wrong.But harmful
acts are not always worsethanharmful
The moralpuzzlesarisewhenlife,or a cleverinterlocutor,
omissions.
comesup witha case inwhichthereis no morallyrelevantdistinction
drivenby a
but whenmoralintuitions,
betweenacts and omissions,
102 See Washington
v Glucksberg,521 US 702,724-25 (1997) (upholdingthe stateofWashington'slaw thatprohibitsaidinga suicide).
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[70:751
heuristic
thatopposesactionsmorethanomissions,
strongly
suggest
In suchcases,we might
thattheremustbe sucha difference.
hypotheof principles
size thatmoralintuitions
reflectan overgeneralization
thatusuallymakesense-but thatfailto makesensein theparticular
moralintuitions
case.103In otherwords,
reflect
SystemI; theyneedto
be corrected
bySystemII. I believethatthepersistent
acceptanceof
of life-saving
withdrawal
equipment,alongsidepersistentdoubts
abouteuthanasia,
is a demonstration
ofthepoint.
Considerin thisregardthedisputeovertwowell-known
problemsin moralphilosophy.04
The first,
calledthetrolley
problem,
asks
people to supposethata runawaytrolleyis headedforfivepeople,
whowillbe killedifthetrolleycontinues
on itscurrent
course.The
questionis whether
youwouldthrowa switchthatwouldmovethe
trolley
ontoanothersetoftracks,
killingone personratherthanfive.
Most people wouldthrowthe switch.
The second,called the footis thesameas thatjustgiven,butwithone difference:
bridgeproblem,
The onlywayto save thefiveis to throwa stranger,
nowon a footbridgethatspansthetracks,
intothepathof thetrolley,
killingthat
but preventing
the trolleyfromreachingthe others.Most
stranger
peoplewillnotkillthestranger.
Butwhatis thedifference
betweenthetwocases?A greatdealof
workhas been doneon thisquestion,
oftensuggesting
philosophical
thatourintuitions
canbe defended
inprinciple.
Let mesuggest
a simAs a matterofprinciple,
pleranswer.
thereis no difference
between
thetwocases.People'sdifferent
reactions
arebasedon moralheuristicsthatcondemnthethrowing
ofthestranger
butsupport
thethrowIn thefootbridge
ingoftheswitch.
case,theheuristic
says,Do notlay
hands on people in orderto cause theirdeaths.Such heuristicsgener-
Buttheymisfire
a distincin drawing
allypointin therightdirection.
tionbetweenthetwocases.In thissense,theaction-omission
distinctionleadsto systematic
errors.
Is thereanything
to be saidto thosewhobelievethattheirmoral
thetrolley
judgments,
andfootbridge
areendistinguishing
problems,
andreflect
no heuristic
at all? Consideran intrigutirely
deliberative,
ingexperiment,
designedto see howthehumanbrainresponds
to the
twoproblems.
The authorsdo notattempt
to answerthemoralquestionsinprinciple,
buttheyfind"thattherearesystematic
in
variations
103 See Jonathan
Baron,Nonconsequentialist
Decisions,17 Beh and BrainSci 1,1 (1994) ("I
suggestthatnonconsequentialist
principlesarise fromovergeneralizing
rulesthatare consistent
withconsequentialismin a limitedset ofcases.").
104 See JoshuaD. Greene,et al, An fMRI Investigation
of EmotionalEngagementin Moral
293 Sci 2105,2105-06(2001) (relyingon a studyofthetwofamiliarmoraldilemmasto
Judgment,
argue thatmoraldilemmasrequireemotionalthoughtprocessesto varyingdegrees,influencing
moraljudgments).
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HazardousHeuristics
781
ofemotionsin moraljudgment,"'105
theengagement
and thatbrainareas associatedwithemotionare farmoreactivein contemplating
the
thetrolley
As in
footbridge
problemthanin contemplating
problem.'06
thecase offear,wherean identifiable
regionofthebrainmakeshelpfullyimmediate
butnotentirely
reliablejudgments,'07
andwhereother,
in the
so too,perhaps,
also identifiable
regionscan supplycorrectives,
contextofmorality
andlaw.
D. Betrayals
A betrayaloftrustis likelytoproducea greatdeal ofoutrage.Ifa
babysitter
neglectsa child,or ifa security
guardstealsfromhis emthaniftheidenticalactswereperformed
ployer,
peoplewillbe angrier
by someonein whomtrusthas notbeen reposed.So far,perhaps,so
thatpeople willfavorgreater
good.And it shouldnot be surprising
Perforbetrayalsthanforotherwiseidenticalcrimes.108
punishment
can be justifiedon thegroundthatthebetrayalof
haps thedisparity
trustis an independent
harm,one thatwarrants
greaterdeterrence
fromthefactthattrust,
-a pointthatdrawsstrength
and retribution
thatis harder
once lost,is noteasilyregained.But considera finding
to explain:People are especiallyaverseto risksof deaththatcome
fromproductsdesignedto promotesafety,
so muchso thatpeople
as a resultofachavebeenfoundto prefera greaterchanceofdying,
lowerchanceofdyingin a crash
cidentsfroma crash,to a significantly
as a resultofa malfunctioning
airbag.109
Indeed,"mostpeoplearewillingto double theirchanceof dyingto avoid incurring
a verysmall
chanceofdyingviabetrayal.""10
Whatexplainsthisseemingly
bizarreand self-destructive
preferis at work:Punish,and neverreward,
ence? I suggestthata heuristic
The heuristic
workswell.Butitmisfires
in
betrayals
oftrust.
generally
somecases,as whenthosewho deployit end up increasing
therisks
face.An airbagis nota security
theythemselves
guardor a babysitter,
It is a prodthosewhomtheyhavebeenhiredto protect.
endangering
105
Id at 2106.
Id (presentingevidence thatdifferent
areas of the brain are affectedforthe two classic
moralproblems).
107 See LeDoux, The EmotionalBrain at 157-69 (cited in note 17) (discussingthe amygdala
as a regionof the brainresponsibleforperceivingfear).
108 See JonathanJ.Koehler and Andrew D. Gershoff,
BetrayalAversion:WhenAgentsof
ProtectionBecome AgentsofHarm,Org Beh & Human Dec Processes (forthcoming
2003) (relying on fiveempiricalstudiesto findthatacts of betrayalelicitedstrongerdesired punishments
thanotherbad acts).
109 Id at 40 (findingthat"when faced witha choice among pairs of safetydevices ... most
people preferredinferioroptions (in termsof risk exposure) to options that included a slim
(0.01 %) riskof betrayal").
110 Id at 33-34.
106
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[70:751
uct,to be chosenifit decreasesaggregate
risks.If an airbag makes
peoplesaferon balance,itshouldbe used,evenifina tinypercentage
ofcasesitwillcreatea riskthatwouldnototherwise
exist.To rejectair
ofbetrayal
bagson grounds
is irrational
butunderstandable
-the sort
ofmistake
towhichheuristics
oftenleadhumanbeings.
Thedistinctive
oftheanti-betrayal
feature
heuristic
is thatitinvolves
moralandlegal
offact.
judgments
rather
thanjudgments
Theseare speculative
on somecomplexsubjects.
remarks
Butif
heuristics
andsometimes
lead people
playa roleinfactual
judgments,
to makesystematic
errors,
thereis reasonto believethatheuristics
also help producenormative
judgments,
bothmoraland legal,and
sometimes
produceerrorsthereas well.If thisis harderto demonitis largely
strate,
becausewe areableto agreeaboutwhatconstitutes
errorin thedomainoffacts,and oftenless able to agreeaboutwhat
constitutes
errorin thedomainofvalues.I believethatHeuristics
and
Biases: The Psychologyof Intuitive
willilluminateproblems
Judgment
oflaw andpolicyformanyyearsto come.Andwe shouldnotbe surprisediftheideas of attribute
substitution,
and of thecorrection
of
assessments
rapid,intuitive
by morereflective
processes,
have anaas well.
loguesinmoralandlegalintuitions
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