Vanderbilt University Human and Organizational Development Class Number 2700 Spring 2016 Public Policy William R. Doyle Office: 207D Payne Office Hours: Mondays and Wednesdays, 2-4 or by appointment w.doyle@vanderbilt.edu Phone (615) 322-2904 This class is about big problems. There are problems that we all face that are too big to be solved by individuals working alone or even small groups of people working together. Failure to deal with these problems will make life worse for everyone. Our solutions to these problems—like people hurting or killing one another, or making sure that everyone has enough money to live, or ensuring that people have good health or good education—constitute public policy. The nature of public policy is that it must be carried out by government. This makes public policy an inherently political process. Public policy is also a technical process in that some solutions to problems work better than others. The goal for this class is to understand both the political side of public policy—how governments come up with solutions to problems— and the technical side of public policy—which solutions seem to work best for which problems. All policy solutions involve both political and technical tradeoffs. This means that not everyone will like every policy solution. It also means that a given policy solution won’t solve every aspect of a given problem. The course is organized as follows. In the first half the class we’ll study how societies choose which problems to deal with and the way that solutions are identified. This half of the course defines the context for policymaking, lays out what policies are, how they are created, and how they are implemented and evaluated. The other half of the course requires students to apply what was learned to three contemporary issues in public policymaking: murders in the city of Chicago, the lack of water in California, and the 11 million people living in the United States without legal status. For each issue, we will discuss some specific policies in specific contexts and seek to better understand the process of policy creation, implementation and evaluation for that area. Evaluation Students’ performance will be evaluated according to the following criteria: Participation: 100 points (10 percent of final grade) Quizzes: 100 points (15 percent of final grade) Policy Memos (3 total): 100 points (25 percent) Midterm: 100 points (25 percent) Final Exam: 100 points (25 percent) Honor Code All assignments for this class, including quizzes, policy memos, midterm, and final are to be conducted under the obligations set out in Vanderbilt’s Honor Code. Please click to review the honor code. Participation Each students’ active participation in reading and classroom discussions is vital. The grade in participation will be determined by the student’s active participation in the class. There are many ways to participate, including active listening. Participation will be graded on a 100 point scale. Quizzes To ensure students remain current with the readings, online quizzes will be assigned. These quizzes are open book, open notes and are to be completed by individual students working alone prior to the class for that day. The quiz will cover all of the readings assigned for the week. Performance on these quizzes will count for one half of the quiz grade. These quizzes can only be taken once. In addition to the online quizzes, four in-class quizzes will be distributed to students during selected class meetings during the semester. The dates of these quizzes will not be announced in advance. The quizzes will be closed-book, closed notes and will consist of several short answer questions that can be finished in a few minutes by students who have completed the readings for the week. In-class quizzes will count for the remaining half of the quiz grade. Policy Memos During the course of the class, we will extensively examine three different policy areas. For each policy area, students will be asked to complete an assignment that I describe as a policy memo. This assignment will vary depending on the policy area. Each one of these assignments will be graded on a 100 pt scale, with evaluation based both on the written assignment and in-class presentations. Students will be randomly assigned to present one of their policy memos to the class. 2 Midterm A midterm based on the readings will be given in class on February 25. The exam will be closed book, closed notes and will consist of several essay questions. The midterm will be graded on a 100 pt scale. Final The final exam will cover all of the materials from the course. It will consist of several essay questions. The final will be graded on a 100 point scale. Grading Scale The following scale will be used for grading: • A: 93-100 • A-:90-92 • B+: 87-89 • B: 83-86 • B-: 80-82 • C+: 77-79 • C: 73-76 • C-: 70-72 • D+: 67-69 • D: 63-66 • D-: 60-62 • F: 59 and below Communication My office is in 207D Payne, and my phone number is (615) 322-2904. Please always feel free to stop by during office hours (Mondays and Wednesdays 2-4) or to call. If my office hours don’t work for you, please make an appointment. Student communications, including emails are my priority. However, due to the volume of email I receive, I may miss your message. To help with this problem, please place the phrase “HOD 2700” in your subject line. I will search for these messages every time I log on. You can also use OAK’s email function, which will automatically do this for you. 3 Schedule Note: Items with an “Online” tag can be linked to directly from this syllabus by clicking on the Online link. Items with a * are available in the “Readings” section of our OAK webpage January 11 Introduction January 13 Contexts of Policymaking: Foundational Readings Declaration of Independence Online Constitution of the United States Online Bill of Rights Online Amendments to the Constitution Online Read the Fourteenth Amendment closely Federalist Papers # 10 Online Federalist Papers # 51 Online Complete online quiz before class January 18 Rev. Martin Luther King, Jr. Day: no class. January 20 Defining Public Policy Lowi, T. J. (1964). American business, public policy, case studies and political theory. World Politics, (16):677–715 Online Complete online quiz before class January 25 Group Theories: Pluralism *Dahl “With the Consent of All” *Samuel Bowles and H. Gintis, “Democracy and Capitalism” *Milton Friedman, “Capitalism and Freedom” Complete online quiz before class 4 January 27 Rational Choice Thoery *Downs: Introduction and Chapter 1, An Economic Theory of Democracy *Mayhew Congress: The Electoral Connection pp. 11-33, 49-73 Complete online quiz before class February 1 The Collective Action Problem Ostrom, E. (2009) Beyond Markets and States: Polycentric Governance of Complex Economic Systems. Nobel Prize Lecture, available: Online. Complete online quiz before class February 3 Agenda Setting *Kingdon “Agenda Setting” *R. Cobb and C. Elder, “Issues and Agendas” Complete online quiz before class February 8 Policy Diffusion Mintrom, M. and Vergari, S. (1998). Policy Networks and Innovation Diffusion: The Case of State Education Reforms. The Journal of Politics, 60(01):126–148 Online Complete online quiz before class February 10 Social Construction Schneider, A. and Ingram, H. (1993). Social construction of target populations- implications for politics and policy. American Political Science Review, 87(2):334–347 Online *Stone “Introduction” and “Market and Polis” Complete online quiz before class 5 February 15 Policy Adoption Schneider, J. (2008)“House and Senate Rules of Procedures: A Comparison” Online Mann, T. E. and Ornstein, N. J. (2012). It’s Even Worse Than It Looks: How the American Constitutional System Collided With the New Politics of Extremism. Basic Books Introduction, Chapters 1 and 7 Complete online quiz before class February 17 Budgeting Levitt, M. R. (2014). The federal budget: Issues for FY 2016 and beyond. Technical report, Congressional Research Service, Washington, DC Online Congressional Budget Office “An Update to the Budget and Economic Outlook: 2015-2025” Online Focus on Chapter 1 Complete online quiz before class February 22 Policy Implementation Kerr, S. (1995). On the folly of rewarding a while hoping for b. The Academy of Management Executive, 9(1):7–14 Online Brodkin, E. Z. (2011). Policy work: Street-level organizations under new managerialism. Journal of Public Administration Research and Theory, 21:i253–i277 Online Complete online quiz before class February 24 Policy Evaluation Ludwig, J., Kling, J. R., and Mullainathan, S. (2011). Mechanism Experiments and Policy Evaluations. The Journal of Economic Perspectives, 25(3):17–38 Online Kowalski, A. E. (2014). The early impact of the affordable care act state-by-state. Technical Report 20597, National Bureau of Economic Research Online February 29 Review 6 March 2 Midterm Exam, in Class March 7 and March 9 Spring Break March 14 Policy Topic 1: Murders in Chicago General Resource: University of Chicago Crime Lab Online. Read all subsections under key crime policy findings. Also worth seeing is Jens Ludwig’s lecture: Online Complete online quiz before class March 16 Policy Research Session March 21 Presentations: Murders in Chicago March 23 Presentations: Murders in Chicago March 28 Policy Topic 2: Water in California Key Resource: Public Policy Institute of California, Climate Change/Energy Area Online Hanak, E., Frank, R., Howitt, R., Lund, J., and Szeptycki, L. (2015a). Allocating California’s Water Online Hanak, E., Mount, J., Chappelle, C., Lund, J., Medellín-Azuara, J., Moyle, P., and Seavy, N. (2015b). What If California’s Drought Continues? RENEWABLE RESOURCES, 29(4):16 Online Complete online quiz before class March 30 Policy Research Session 7 April 4 Presentations: Water in California April 6 Presentations: Water in California April 11 Policy Topic 3: Federal Immigration Policy Complete online quiz before class April 13 Policy Research Session April 18 Presentations: Federal Immigration Policy April 20 Presentations: Federal Immigration Policy April 25 Review Final Exam April 27 8