Morningstar Document Research
Common Searches: Banking Research
QUERY
SEC FILING
SEARCH SYNTAX
Bank Capitalizations
All Filings
1. In the Advanced dataset, in the Word Search Field, type:
( (considered w/20) (significantly or critically or adequately or
well) ) w/5 (undercapitalized or capitalized) )
2. Select SIC Codes: 6021, 6022, 6029
3. Click Submit
Credit Crunch
All Filings
In the Advanced Dataset, in the Word Search Field, type:
deteriorating w/10 (credit or liquidity)
2. Click Submit
Cease & Desist Orders
All Filings
1.In the Advanced Dataset, in the Word Search Field, type:
(Federal Reserve or FDIC) w/5 issu! w/25 cease desist
2. Select SIC Codes: 6021, 6022, 6029
3. Click Submit
Subprime Losses
All Filings
In the Advanced Dataset, in the Word Search Field, type:
(write down or loss or impairment or charge off or allowances)
w/20 (subprime or sub-prime)
2. Click Submit
Risk Weighted Ratios
All Filings
1. In the Advanced Dataset, in the Word Search Field, type:
tier 1 capital w/5 weighted assets
2. Click Submit
Credit Agreements
Exhibits
1. In the Exhibits’ Dataset, in the Title Search Field, type:
credit w/5 agreement
2. Click Submit
TIP: Narrow your search by keyword searching in the Body
Word Search Field or by geographical filters or by Company
Name or Ticker
Term Loans
10-K
Exhibits
1. In the Advanced Dataset, in the Word Search Field, type:
term w/3 loan!
2. Select 10-K Form Group
3. Click Submit
TIP: Add keywords to narrow your search like short term,
reinstated term, amended term
1. In the Exhibits’ Dataset, in the Title Search Field, type:
term loan w/5 agreement
2. Click Submit
Auction Rates
S-1
10-K
10-Q
8-K
DEF 14/DEF 14A
1. In the Advanced Dataset, in the Word Search Field, type:
auction rate! w/5 (securit! or risk! or disclos!)
2. Click Submit
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8/5/2009