INNOVATIVE FUNDING OF EDUCATIONAL OUTREACH BY A STATE AGENCY David C. Kopaska-Merkel Geological Survey of Alabama, PO Box 869999, Tuscaloosa, AL 35486-6999, davidkm@gsa.state.al.us ABSTRACT The educational role of state geological surveys is increasing, yet state funding for this role is commonly lacking. Staff members of the Geological Survey of Alabama/State Oil and Gas Board of Alabama have developed and implemented a successful Outside Funding Model to support educational outreach programs. Staff members created an informal organization within the agency and raised money specifically for educational outreach. The primary vehicles for fund raising are an annual charity golf tournament, sales of t-shirts and field-trip guidebooks, and small grants awarded by a variety of organizations. The money raised is used to fund a wide variety of educational activities that would not be possible otherwise. The Alabama Outside Funding Model could be duplicated by surveys or similar agencies in other states. Keywords: education, education - geoscience, education science. INTRODUCTION The implementation of state (Teague, 1995) and national science education standards and the on-going growth in population, land development, and environmental concerns has increased the demand for educational outreach by state geological surveys. State geological surveys and related state agencies are increasingly being called upon to engage in diverse kinds of educational outreach to young people, teachers, and the general public. The need for educational outreach by geological surveys has been compounded by the spread of electronic communication, which has made it easier for the public to contact geological surveys and expect quick results. The popularity of Earth Science Week also has increased the demand for educational outreach. The proliferation of educational arms of professional scientific societies in recent years (e.g., Geological Society of America, Society for Sedimentary Geology [SEPM]) and their increased visibility at technical meetings (e.g., GSA national meetings) attest to a growing recognition among geoscientists that they can and should work to further science education. Unfortunately, several factors can inhibit successful knowledge transfer from scientist to teacher or to the general public. Potential problems include: inability to communicate effectively to nonscientists; ignorance of the needs of teachers and others; lack of time or funds for educational outreach; and absence of an institutional mechanism for outreach. Unfortunately, where the need is greatest (i.e., states whose funding for science education is severely limited), 146 the resources of scientific organizations that could assist educators are also in short supply. This report describes the efforts of staff members of the Geological Survey of Alabama to improve science-education outreach despite a virtual absence of official time and funds and no formal institutional mechanism. The Outside Funding Model presented here could be applied by other surveys and related organizations in other states that wish to support science education. Throughout this report, reference is made to the Geological Survey of Alabama. However, in a situation unique to Alabama, the Survey’s sister agency, the State Oil and Gas Board of Alabama, shares a building and director with the Survey, and staff members of both agencies work together on educational projects. THE PROBLEM IN ALABAMA The Geological Survey of Alabama is the state’s oldest scientific agency (founded in 1848), and for most of its history the agency has supported science education chiefly by producing informative publications for the general public. These range from popular accounts of the petroleum (Smith, 1917) and gold resources in the state (Adams, 1930; Simpson and Neathery, 1980; Lesher et al., 1989) to guides designed for use by fossil and mineral collectors (Copeland, 1963; Daniel et al., 1966) to state geologic maps (Osborne et al., 1989). This activity is supported by the agency’s General Fund budget, because publishing reports of activities is a significant part of the Survey’s charter. However, the demand for educational publications is increasing and becoming more sophisticated. Many science teachers present their needs and requests to agency staff. These include requests for information or classroom visits; requests for field trips; requests for participation in water festivals, science fairs, Earth Day activities, and Earth Science Week activities; inquiries about the availability of publications written at a nontechnical level or on subjects of general interest; requests for rock, mineral, fossil, or biological specimens; and inquiries about the availability of workshops or seminars for science teachers. Unfortunately, state funding is not adequate to address these educational needs in addition to tasks required by the Survey’s mandate. Geological Survey of Alabama funding comes chiefly from two sources, neither of which includes a significant amount of money earmarked for educational outreach. About 2/3 of the Survey’s budget is provided by the State’s General (non-education) Fund, with the remainder coming from research cooperative agreements. The cur- Journal of Geoscience Education, v.49, n.2, March, 2001, p. 146-149 rent level of funding does not permit the agency to complete all of the scientific research activities deemed to be of high priority, and therefore General Fund dollars for educational outreach (or other activities on the agency’s “wish list”) would require a budget increase. To date, the State Legislature has not supported Survey requests for additional funding for educational outreach. Although the Survey has been highly successful in obtaining research funds, most have been for technical research or for the solution of particular technical problems. Many of the federal funding agencies that provide funding for education are reluctant to fund proposals submitted by noneducational entities, nor do Survey staff have much experience in applying for grant money for educational projects. In sum, both of the Survey’s major sources of funding potentially could support educational outreach, but neither has provided much money for this purpose. In addition, gradual staff reduction during the late 1990’s has created a situation in which most employees’ time is fully committed to existing research activities. The result of the dearth of uncommitted time and money is that Survey staff members have filled most requests for educational-outreach assistance on their own time, if at all. Until recently, there has been no mechanism for performing educational outreach that would cost money or take more than a few minutes to complete. A SOLUTION IN ALABAMA Shortly after appointment as agency head in August 1996 the current state geologist set up a system of informal Discussion Groups. The groups consisted of staff members who were interested in particular problems facing the agency. The purpose of these groups was to formulate suggested solutions that could be presented to the State Geologist. The Educational Discussion Group was one of the first formed, and continues to function several years later simply as the Education Group. The original charge of the Educational Discussion Group was to advise the state geologist about ways to improve the agency’s educational outreach, especially to science teachers because this assistance is multiplied when teachers pass knowledge on to their students. Many staff members were frustrated by their inability to reach out to teachers, students, and others in substantive ways. One obvious suggestion was to seek official funding for education, but this effort has not yet borne fruit. The Discussion Group also suggested that agency staff members raise outside money for education. This approach was submitted to the State Attorney General’s office and found to be legal (with some restrictions; the Survey cannot accept donations from companies regulated by, or doing business with, its sister agency, the State Oil and Gas Board). The Educational Discussion Group became the Education Group, composed of 20 people (about 25 percent of the staff of the Survey and of its sister agency, the State Oil and Gas Board). One member of the group, avid golfer Frank Hinkle, suggested an annual charity golf tournament, and this has been the chief fund-raising mechanism for 4 years. The tournament has produced as much as $3,600 (net) per year. Expenses are dominated by the fee charged by the golf course, and also include the cost of door prizes (all participants receive door prizes, some of which are donated), the cost of providing food and drink for participants, and a modest amount of time. Income derives from hole sponsorships, registration fees, mulligan sales, and some donations. All money raised by the Education Group is kept in a business account, which is handled by a staff member who volunteers to be treasurer. Major expenditures are voted on via e-mail, and usually decided by consensus. Financially, the group functions like a small social club. Other income for the Educational Fund comes from sales of t-shirts and field-trip guidebooks, but these account for less than 5 percent of the annual income. This money has been supplemented by small grants or in-kind donations from various organizations including the Geological Society of America and its Southeastern Section, the Society for Sedimentary Geology, Legacy Inc. (an Alabama environmental organization), and several Alabama universities. By coauthoring grants with geoscientists from local universities, the Education Group has been able to compete successfully for small grants, which account for 10 to 15 percent of annual income. The Education Group has raised more than $11,000 for educational outreach over the past 4 years with a minimum investment. These funds have been used for a wide variety of activities, some of which are listed below. It should be noted that the Survey and Board have contributed directly to many of these activities by permitting some expenditure of staff time (as available). • Development of fossil and biodiversity kits that are lent to schools and others • Collection of fossil specimens and their donation to schools, science centers, and teachers • Purchase of educational publications and their dona- tion to schools, science centers, and teachers • Rapid distribution of agency educational publica• • • • • • • • tions at no charge to schools, science centers, and teachers Purchase of educational materials for the agency library Development of a small display of fossils Shadowing of staff members by middle-school students Participation in science fairs and similar events Exhibition and distribution of materials at conferences of science teachers One-day geological field workshops for teachers (Figure 1) Development and printing of field-trip guidebooks for teachers and lay people (Kopaska-Merkel et al., 1998a, b) Participation in an annual city festival via a “fossil dig,” in which children dig for fossils in a large sand pile Kopaska-Merkel - Innovative Funding of Educational Outreach by a State Agency 147 Figure 1. K-12 science teachers examine Cretaceous marine fossils at an outcrop in west-central Alabama. Field trip co-sponsored by Geological Survey of Alabama and University of West Alabama. • Participation in Earth Science Week and Earth Day events and Water Festivals in partnership with schools and other organizations • Serving as a distribution agent for individuals and organizations desiring to provide publications, rock and mineral specimens, and fossil specimens at no charge to large numbers of science teachers and the general public Perhaps of equal importance, the Education Group has created within the Survey a sense that educational outreach is an active and vital component of agency activities. A cadre of nearly two dozen staff members has gained experience with educational outreach, fund-raising, and interacting with science teachers and with educational organizations. As a result, educational materials are published by the Survey more frequently, and these publications are more useful to science teachers than many older educational publications. Recent educational publications include classroom activities (Kopaska-Merkel, 1996), pamphlets and fact sheets (table 1), and posters (DeJarnette, 1999). A complete list of Survey publications (excluding pamphlets and fact sheets) and news about education programs can be found on the agency web site. Moreover, by proving its abilities, the agency has improved its chances of leveraging funding for educational activities from the State Legislature and other sources. TRANSFERABLE OUTSIDE FUNDING MODEL A transferable Outside Funding Model has been developed based on the success of the Alabama example. This model could be applied in other states by any state agencies, and has six basic components. 148 Pamphlets Earthquakes Educational outreach of the Geological Survey of Alabama Ground water, the underlying issue Landslides, hidden danger Radon, silent invader The sand dunes of coastal Alabama Speaker’s Bureau of the Geological Survey of Alabama Surface water, resource for today and tomorrow The white beaches of coastal Alabama Fact Sheets Paddlefish Polyodon spathula State fossil of Alabama, Basilosaurus cetoides Alabama’s state rock and mineral, hematite and marble Other State geologic map (postcard) Mosasaur and sea turtle (postcard) Alabama’s water (page size) Annual wall calendar (various) Table 1. Educational publications available in limited quantities at no charge from the Geological Survey of Alabama Form an Educational-Outreach Action Group and Set Goals - The group should be comprised of persons (government staff and/or volunteers) who are aware of the needs related to education and want to assist in meeting those needs. This group should meet with the approval of, and preferably include, the State Geologist or other appropriate agency chief officer. Goals should be modest at first, and target the broadest audience for the least money. For example, set a simple goal of taking part in Earth Science Week, or developing and posting the most-requested educational items on the agency web site. Consult the State Attorney General’s Office for legal guidelines on raising outside funds for educational activities. Develop strategies for outside funding. These can include charity golf tournaments, sales of t-shirts and guidebooks, raffles, and seeking small grants or in-kind donations from professional societies, local businesses, rock and mineral clubs, and educational institutions. Manage the funds using a business account at a local bank. Expenditures can be made by a vote of the Action Group or their designees. Collaborate with local universities, schools, and other state and federal agencies to accomplish specific project goals, co-author education-related grant proposals, and seek volunteers for group assistance and membership. Keep the State Geologist informed about group activities and needs. Encourage clients to inform their state legislators of same. Journal of Geoscience Education, v.49, n.2, March, 2001, p. 146-149 ACKNOWLEDGMENTS The author thanks Donald F. Oltz, State Geologist of Alabama and Oil and Gas Board Supervisor, for permission to publish this account. There would have been nothing to say were it not for the enthusiastic efforts of all present and former staff members of the Geological Survey of Alabama who have contributed their time to geoscience education. Staff members Barbara Ball, Robert M. Mink, James D. Moore, Andrew K. Rindsberg, and Irene Thompson reviewed the manuscript. Journal reviews by Steven Good and Richard M. Busch were extremely helpful. REFERENCES Adams, G. I., 1930, Gold deposits of Alabama, and occurrences of copper, pyrite, arsenic and tin: Alabama Geological Survey Bulletin 40, 91 p. Copeland, C. W., Jr., 1963, Curious creatures in Alabama rocks, a guidebook for amateur fossil collectors: Alabama Geological Survey Circular 19, 45 p. Daniel, T. W., Jr., Neathery, T. L., and Simpson, T. A., 1966, Rocks and minerals of Alabama, a guidebook for Alabama rockhounds: Alabama Geological Survey Circular 38, 106 p. DeJarnette, S. S., 1999, Alabama’s water: Alabama Geological Survey Educational Series 11, 1 plate. Kopaska-Merkel, D. C., 1996, Three for the classroom: Alabama Geological Survey Educational Series 8, 8 p. Kopaska-Merkel, D. C., Rindsberg, A. K., Logue, T., Puckett, T. M., and Vick, C., 1998, Mississippian of north Alabama: A hands-on fossil workshop for teachers: Alabama Geological Survey Education Group Field Trip Guidebook 2, 96 p. Kopaska-Merkel, D. C., Rindsberg, A. K., and Thurn, R. L., 1998, Cretaceous of west-central Alabama: A hands-on fossil workshop for teachers: Alabama Geological Survey Education Group Field Trip Guidebook 3, 58 p. Lesher, C. M., Cook, R. B., and Dean, L. S., 1989, Gold deposits of Alabama: Alabama Geological Survey Bulletin 136, 229 p. Osborne, W. E., Szabo, M. W., Copeland, C. W., Jr., and Neathery, T. W., 1989, Geologic Map of Alabama, scale 1:500,000: Alabama Geological Survey Special Map 220, 1 plate. Simpson, T. A., and Neathery, T. L., 1980, Alabama Gold: Alabama Geological Survey Circular 104, 169 p. Smith, E. A., 1917, Oil prospecting in Mobile County (April 2, 1917): Alabama Geological Survey Leaflet 1, 3 p. Teague, Wayne, 1995, Alabama Course of Study: Science: Alabama State Department of Education Bulletin 4G, 150 p. About the Author David C. Kopaska-Merkel was educated at the College of William and Mary and at the University of Kansas. He has worked for Shell Exploration and Production Co., the University of Toronto, the Northeastern Science Foundation, and the Geological Survey of Alabama. Current research interests include carbonate geology in general and microbial bioherms in particular. Dr. Kopaska-Merkel is chair of the Geological Survey of Alabama’s Educational Group, Head of the Ground Water Section of the Geological Survey of Alabama, and an adjunct faculty member of the University of Alabama. Civilization and natural resources – the former would not have been possible without the latter. Brian Skinner, Stephen Porter, and Daniel Botkin “The Blue Planet” Kopaska-Merkel - Innovative Funding of Educational Outreach by a State Agency 149