coverstory By Dan Strassberg, Senior Technical Editor Look before you leap Taking the specsmanship out of spectrum analysis At a glance ..........................44 RF spectrum analyzers’ 1-dB gain-compression point......................................44 For more information ......46 Photo courtesy Bryan Leister 42 edn | October 17, 2002 www.edn.com AMONG THE BIGGEST CHALLENGES RF AND MICROWAVE SPECTRUM ANALYZERS PRESENT TO USERS IS FIGURING OUT THE INSTRUMENTS’ MEASUREMENT ACCURACY. R F and microwave spectrum analyzers aren’t even conceptually simple. Calling them calibrated superheterodyne re- ceivers merely hints at what they do and how they do it. Calling them frequency-domain oscilloscopes reveals even less. Moreover, if you take only a superficial view of the technology, you can incorrectly conclude that the instruments haven’t changed much in the last decade. In fact, however, in this increasingly wireless world, spectrum analyzers that display signals to 3 GHz and more—often to 7 GHz, and sometimes to more than 20 GHz—are changing significantly and growing dramatically in importance. What’s more, selecting the most appropriate analyzer for a task can present major challenges, especially when your managers don’t understand why the selection process should involve more than just comparing prices and some numbers from a couple of vendor data sheets. Few engineers and even fewer managers understand that spectrum-analyzer specifications often conceal more than they reveal and that a data sheet’s most important information can be what the instrument manufacturer doesn’t say. For example, some manufacturers merely provide typical values of parameters that their competitors supply as worst-case. In addition, test conditions can profoundly affect specifications that some vendors would like you to think are independent of those conditions. The sidebar, “ RF spectrum analyzers’ 1-dB gain-comwww.edn.com pression point,”discusses one such arcane specification. Gain compression quantifies the effect of an interfering signal whose amplitude and frequency you don’t want to measure on the measured amplitude of a signal you are investigating. Most suppliers understand that if you’ve never used a spectrum analyzer from the same model family as the one you are thinking of buying, your evaluation of the product will take at least two weeks, and is likely to take as long as a month. Ideally, you would have in your lab, side by side, for the entire month, demonstration units of your two top product candidates. You could then compare them under conditions that are not only identical, but also pertinent to your application. In practice, you sometimes can obtain the necessary units for the same lengthy period and conduct such an evaluation. A facet of modern spectrumanalyzer design that simplifies evaluation and use of the instruments—especially October 17, 2002 | edn 43 coverstory RF spectrum analyzers AT A GLANCE for first-time users—is the inclusion of automatic setups for performing tests defined by standards bodies for various wireless-communication protocols (Reference 1). 컄 RF and microwave spectrum analyzers are growing in importance to EEs who work on a variety of projects—not just wireless communications. SERVICE COUNTS Often, you will discover that evaluating and using the instrument requires accessories, such as splitters, directional couplers, and the like. If you don’t have the necessary items, and an accessory manufacturer or distributor can’t deliver them quickly enough, an instrument vendors’ field engineer in your area may be able to lend them to you. You might think that this sort of customer service is so costly, it would have ceased to exist decades ago, or would be available only to the largest companies. However, spectrum-analyzer vendors say that good support is good business, and 컄 Increased automation and the use of new technologies, especially high-speed ADCs and DSPs, are making the instruments more accurate and easier to use. 컄 For those who are unfamiliar with spectrum analyzers, making a wise choice of instruments is an engineering project in itself. There is no substitute for extensive side-byside comparisons in the lab. they have never stopped providing it. Manufacturers include support costs in the instruments’ price structure. Because of the high probability that a company will buy more than one analyzer but will need support for only its first unit, the manufacturer has multiple opportunities to recoup the support costs or to offer attractive discounts to repeat buyers. Although portable units often cost less than $10,000, and some handheld units cost substantially less, high-performance RF spectrum analyzers (that is, wideband, low-noise instruments) tend to be fairly expensive; many benchtop units cost more than $30,000. The difficulty of evaluating a unit works to the selected vendor’s advantage. The complexity of the product combined with the likelihood of repeat sales creates the potential for benefits to both the customer and the vendor. After investing so much time in evaluating the product, finding out how to take advantage of its unique capabilities, and learning how to deal with its eccentricities and quirks, a customer who has received satisfactory RF SPECTRUM ANALYZERS’ 1-dB GAIN-COMPRESSION POINT By Joop Klaassen, Agilent Technologies Gain compression is a known phenomenon of four varieties— single-tone, SSB (single-sideband), FM-sideband, and AMsideband—associated with mixers and amplifiers. SSB gain compression can exist in an RF spectrum analyzer in which a large interfering signal outside the displayed frequency range compresses a small test signal on the display. These signals TABLE A—COMPRESSION MEASURED ON AGILENT E4440A PRECISION SPECTRUM ANALYZER Input to spectrum analyzer (dBm) ⳮ20 ⳮ10 ⳮ5 0 1 2 3 4 5 6 7 8 8.28 9 10 Interfering signal (dBm) ⳮ18.04 ⳮ7.92 ⳮ2.92 2.08 3.08 4.1 5.1 6.1 7.1 8.1 9.1 10.1 10.38 11.1 12.1 Test signal (dBm)1 ⳮ25 ⳮ25 ⳮ25 ⳮ25 ⳮ25 ⳮ25 ⳮ25 ⳮ25 ⳮ25 ⳮ25 ⳮ25 ⳮ25 ⳮ25 ⳮ25 ⳮ25 Compression (dB) 0 0 ⳮ0.04 ⳮ0.11 ⳮ0.12 ⳮ0.14 ⳮ0.16 ⳮ0.2 ⳮ0.26 0.36 ⳮ0.54 ⳮ0.87 ⳮ1 ⳮ1.49 ⳮ2.79 Compression point First-IF overload First-IF overload First-IF overload First-IF overload First-IF overload 1. To obtain a 25-dBm test signal at the combining network output, you must apply a 8.64-dBm signal to the network's input. 2. Test-signal frequency=1000 MHz. 3. Interfering signal frequency=997 MHz. 4. Span=100 kHz; RBW=10 kHz. 44 edn | October 17, 2002 might be so small that they are at or near the analyzer’s noise floor, and you need to lift them out of the noise by setting the analyzer’s input attenuator to 0 dB. Analyzer users need to understand their instrument’s behavior, so that they know when to expect compression. They also need to know which circuits the large signal affects and how to interpret the warning indications on the analyzer screen. A basic block diagram of Agilent Technologies’ E4440A precision spectrum analyzer shows the two detectors that warn you when the analyzer is overloaded and not showing the proper signal (FFigure A). To understand these warnings, you must understand the compression measurement. The measurement of the 1-dB SSB compression point uses the test signal and the interfering signal. You combine the two signals, which you generate with two signal sources, using an RF directional coupler, to prevent them from interfering with each other. Because the shape of the com- bined signal resembles that of an SSB signal, the measurement technique is called the SSB method. The test signal is a 25-dBm carrier. The interfering-signal power level varies from 20 to 10 dBm. You must calibrate both signals over the entire range using a power meter. SEPARATING THE SIGNALS The analyzer’s final IF (intermediate-frequency) filters determine the amount by which you must separate the signal frequencies to enable the analyzer to produce proper results. If the frequencies are too close, the final IF stage might already be overloaded, and the signal presented to the analyzer’s display will be distorted. A rule of thumb is to separate the two carriers by at least 15 times the RBW (resolution bandwidth), so that the strong signal does not influence the final IF path. Thus, when using a 10-kHz RBW, the spacing should exceed 150 kHz. Many analyzers have no overload detectors, or they have only one. In those cases, you www.edn.com service will probably buy many more of the selected manufacturer’s products. A change of vendors would require another large, time-consuming investment in learning the fine points of a different complex instrument. MIXING The concept that underlies the operation of spectrum analyzers is known as mixing, heterodyning, or frequency conversion. Fundamentally, mixing is multiplication, an inherently nonlinear process. Spectrum analyzers mix the incoming signals (whose frequency is fIN—shorthand for any frequency in a range of fIN1 to fIN2) with a signal from a variable-frequency LO (local oscillator) at frequency fLO to produce a signal at an IF (intermediate frequency), fIF. Usually, fLOfINfIF; that is, the frequency of the LO is higher than that of the input signals, although must observe the test signal to ensure that it follows the compression curve and does not deteriorate. You start the test by measuring both sources’ output with a power meter. The test-signal frequency is F and the interferingsignal frequency is F-offset. You then disconnect the power meter, apply the signals to the analyzer, and set the analyzer to the testsignal frequency with a 100-kHz span, 10-kHz RBW, and 0-dB attenuation. While the test signal remains at 25 dBm, you raise the interfering signal from 20 dBm to 5 dBm in 5-dB steps, then to 10 dBm in 1-dB steps. Each time, you verify that the test signal is at its original 25-dBm value and record the change in decibels until you find a difference of 1 dB. You then select a new RF frequency. For this test, the frequencies were 50, 200, 1000, 1400, and 2500 MHz. Table A and Figure B show the measurements on an E4440A analyzer at 1 GHz. At that frequency, the 1-dB difference occurred at a spectrum-analyzerinput level of 8.28 dBm. Combining-network losses explain why the spectrum-analyzwww.edn.com designs in which fLOfINfIF are also possible. A classical spectrum analyzer sweeps fLO, so that, over a short time span, the mixer output represents the input in a band of frequencies from fIN1 to fIN2. The analyzer then detects the mixer output’s envelope (removes the output’s fIF component) and displays the envelope as a function of time to create a picture of the input-signal amplitude as a function of frequency. Much of spectrum analyzers’ architectural complexity results from an unavoidable aspect of mixing: The mixer output at fIF represents not only the input at fLOfIN, but also the input at fLOfIN. If you were to attempt to convert in one step a band of frequencies from, say, 30 MHz to 3 GHz to the very common IF of 10.7 MHz, you would probably have the LO sweep from 40.7 to 3010.7 MHz. (You could also have the LO sweep Figure A Even where their extreme portability is nonessential, handheld spectrum analyzers are becoming increasingly popular. By the time you read this article, Rohde & Schwarz’s 100-kHz to 3-GHz FSH3 should be available from Tektronix in North America at a US price of less than $7000. When the unit debuted in Europe a few months ago, its price was less than €7000. TEST SIGNAL TERMINATOR POWER METER INTERFERING SIGNAL FINAL IF OVERLOAD FIRST IF OVERLOAD FFT LOCAL OSCILLATOR A spectrum analyzer can overload at several circuit points. Although not all analyzers do so, those that provide overload indications at several points make it easiest to notice conditions that cause measurement errors. er-input values (left-hand column) are smaller than the corresponding interfering-signal levels (second column). 0 0.5 1 COMPRESSION OF TEST SIGNAL (dB) 1.5 Author’s biography Joop Klaassen is a technical-sup2 port engineer in Agilent Technologies’ signal-analysis division (San2.5 ta Rosa, CA). He earned a BSEE 3 from the Technische Hogeschool 20 5 1 3 5 7 9 (Arnhem, Netherlands) and for INTERFERENCE INPUT LEVEL (dBm) more than 15 years has specialized As the level of the interfering signal increases, gain in spectrum-analyzer measFigure B compression increases monotonically and reaches 1 dB urements for Agilent in the Netherlands and the United States. with a spectrum-analyzer input of 8.28 dBm at 1 GHz. October 17, 2002 | edn 45 coverstory RF spectrum analyzers from 19.3 to 2989.3 MHz.) Were you to choose the first alternative, the sigFigure 1 nal at the mixer output would represent not only the input over the desired frequency band, but also, simultaneously, the input over the frequency band from 51.4 to 3021.4 MHz. At any instant, the mixer output would represent the sum of the inputs at a pair of frequencies separated by 21.4 MHz (fIF•2)—the desired frequency plus an undesired (in this case, higher) frequency, called the image. To further complicate the discussion, National Instruments’ PXI-5660 is a 2.7-GHzthe mixer output never represents the in- bandwidth signal analyzer embodied within put at just one (or just two) frequencies; two 3U-high PXI modules—a triple-width freobtaining such an output would imply an quency converter and a single-width digitizer. IF bandwidth of zero. The IF bandwidth, The display at the top center is a waterfall or the analyzer’s RBW (resolution band- diagram, which depicts how a spectrum varies width), is always greater than zero. The as a function of time. The time dimension is minimum RBW that you can select is a normal to the plane of the screen. figure of merit for a spectrum analyzer. However, if you could select an RBW of of the highest to the lowest fLO. In this zero, all swept-frequency spectrum case, the ratio is reduced from more than analyses would require infinite time, be- six octaves (40.7 to 3010.7 MHz) to less cause a zero-bandwidth bandpass filter than one (3.43 to 6.4 GHz). needs an infinite amount of time to reTURNING FREQUENCY INTO TIME spond to a change in its input. At the input to the swept-frequency A solution to the image problem involves multiple frequency conversions. It analyzer, signals at frequencies throughis common for spectrum analyzers to out the instrument’s input range can sihave three IF stages. An analyzer that cov- multaneously exist. At the mixer output, ers 30 MHz to 3 GHz might first convert however, the range of frequencies is draits inputs to frequencies greater than 3 matically reduced, because instead of exGHz. This approach places all of the un- isting simultaneously, the signals—transdesired image frequencies above the an- lated to frequencies close to fIF—exist alyzer’s input-frequency range, so that a sequentially in time, as the sweep tunes fixed-cutoff-frequency lowpass filter can the instrument across the frequency remove them. If the first IF were at, say, band of interest. Thus, after the first mix3.4 GHz, the LO would sweep from 3.43 er, the swept-frequency analyzer doesn’t to 6.4 GHz, and the image band would need very wide bandwidth, which greatcover 6.83 to 9.8 GHz. Another benefit of ly simplifies the design of most of the inthis approach is that it reduces the ratio strument’s circuits. On the other hand, modern communication signals often exist for only brief instants and recur at low duty cycles, requiring instruments that can more or less continuously examine wide frequency bands. Such instruments exist. Manufacturers call them by a variety of names, including signal analyzer, vector-signal analyzer, and wireless-communications analyzer. All instruments in this class make extensive use of DSP technology— but so do a growing number of spectrum analyzers. Generally, though, DSP-based spectrum analyzers and signal analyzers differ considerably in specifications and intended applications. The signal analyzers more quickly acquire data, and they store long digitized records of timedomain data, handle vector quantities (phase as well as magnitude), and perform complex analyses of signals that have been digitally modulated in accordance with such formats as 64-QAM (64level quadrature-amplitude modulation). The spectrum analyzers are usually more compact and less expensive than the signal analyzers but offer significantly greater dynamic range. Most DSP-based spectrum analyzers’ block diagrams at least superficially resemble the block diagrams of spectrum analyzers that use classical analog signal processing. Like their classically architected brethren, the DSP-based units make extensive use of analog IFs. However, following the last mixer, you find not analog filtering but a high-speed, highresolution ADC and a DSP that performs digital filtering. The benefits are improved selectivity (narrower RBW) with fewer compromises in sweep speed as you reduce the RBW. Agilent, however, re- FOR MORE INFORMATION... For more information on RF and microwave spectrum analyzers and related instruments, go to www.edn.com/info and enter the reader service number. When you contact any of the following manufacturers directly, please let them know you read about their products in EDN. Advantest 1-732-346-2600 www.advantest.com Enter No. 331 Anritsu Co 1-800-267-4878 www.anritsu.com Enter No. 334 AeroComm 1-800-492-2320 www.aerocomm.com Enter No. 332 HC Protek 1-201-760-9898 www.protektest.com Enter No. 335 Agilent Technologies 1-800-452-4844 www.agilent.com Enter No. 333 IFR Systems 1-800-835-2352 www.ifrsys.com Enter No. 336 46 edn | October 17, 2002 Information Security Associates Inc 1-203-329-8387 www.ISA-TSCM.com Enter No. 337 JMS Consulting 1-503-292-7035 www.pcez.com/~jmsc/ Enter No. 338 Morrow Technologies Corp 1-727-531-3531 www.vigilcom.info Enter No. 339 National Instruments 1-800-258-7022 www.ni.com Enter No. 340 Science Workshop 1-516-731-7628 www.science-workshop.com Enter No. 341 Tegam Inc 1-440-466-6100 www.tegam.com Enter No. 342 Tektronix Inc 1-800-426-2200 www.tektronix.com Enter No. 343 SUPER INFO NUMBER For more information on the products available from all of the vendors listed in this box, enter no. 344 at www.edn.com/info. www.edn.com coverstory RF spectrum analyzers cently announced (albeit with almost no fanfare) vector-modulation-analysis capabilities for its PSA series of DSP-based spectrum analyzers. These capabilities are a significant departure for spectrum analyzers, which have heretofore made only scalar (magnitude) measurements. The day may not be too far off when the familiar architecture undergoes significant changes. Instead of using analog mixing, the analyzers may employ the ADC as part of the mixer. ADCs that take 64 million 14-bit samples per second already exist. If you could precede such an ADC with an appropriate T/H (trackand-hold) amplifier, you could intentionally undersample, with the requisite accuracy, communications signals at frequencies well above the ADC’s 32-MHz Nyquist frequency. Suppose that you could sample a modulated 200-MHz carrier in this manner. If the sidebands did not extend past half the sample rate on either side of the carrier frequency, and no other signals could be aliased into the baseband, you would obtain an accurate digitized replica of the modulation. Of course, most new digital-communications systems operate at carrier frequencies of 2.35 to 5.8 GHz, so a signal analyzer containing a T/H amplifier that worked with modulated 200-MHz carriers would still have to incorporate mixing. Today, however, you can’t buy a greater-than-200-MHz-bandwidth T/H amplifier whose accuracy is commensurate with that of a 14-bit-resolution ADC. Still, such devices, though not yet in production, are allegedly now feasible. When and if they reach the market, they will enable architectural changes that will eliminate one or more stages of frequency conversion from signal analyzers and DSP-based spectrum analyzers. SIGNAL ANALYSIS GOES MODULAR A modular, 2.7-GHz signal analyzer recently announced by National Instruments breaks many of the rules for instruments of this type. The PXI-5660 (Figure 1) is not a benchtop instrument but a pair of 3U-height PXI modules—a three-slot frequency-converter and a single-slot, 14-bit, 64M-sample/sec digitizer with 16M words (32 Mbytes) of digitizer memory (expandable to 32M words for $2000 more). SFDR (spurious-free dynamic range) is 80 dB, but you can trade off measurement speed to achieve 48 edn | October 17, 2002 greater dynamic range. National Instruments claims that the measurement speed that yields 80 dB of SFDR is 200 times as great as that of instrumentlevel signal analyzers that offer no better SFDR. The two modules together are much smaller than instrument-level products that perform similar functions, but the modules don’t constitute a complete analyzer. They plug into a PXI card cage, which accommodates the necessary CPU module, includes the necessary power supply, and can accommodate additional modules. The $12,995 base price includes the two modules, a spectralmeasurement-tool-set software package, modulation-analysis data, and several drivers. Although the price is much lower than that of instrument-level signal analyzers, the modular products also require the purchase of the card cage, the CPU, a keyboard, a pointing device, and a display. The manufacturer also recommends that you have either its LabView or LabWindows CVI development environments, because you will probably want to develop your own custom applications. The earlier discussion of the trade-off between a swept-frequency spectrum analyzer’s RBW and sweep speed should remind buyers and users of spectrum analyzers and related instruments of an important characteristic of these products’ design: Without implementing architectural changes, it is generally impossible for the instrument designers to improve one characteristic or specification without adversely affecting another. Fortunately, the growing need for the instruments—not just in the development, deployment, and maintenance of wireless-communications systems, but for purposes such as measurement and control of EMI—is bringing about such architectural changes. However, spectrum-analyzer manufacturers point out that one kind of dramatic improvement requires no changes to the instruments’ design. By carefully analyzing their applications, users can often modify their test protocols to reduce test times without sacrificing measurement accuracy. One manufacturer estimated that such improvements could satisfy almost half of the requests he received for faster instrumentation. This manufacturer suggested that, before they contemplate the purchase of additional instruments, companies that use spec- trum analyzers in production test should call in the supplier’s applications staff to investigate the possibility of such improvements. Although manufacturers always hope to sell more instruments, they view helping their customers to make the most efficient use of their existing instruments as an important tool for maintaining customer loyalty.왏 References 1. Strassberg, Dan,“Advanced wireless technology revamps spectrum analysis,” EDN, March 1, 2001, pg 50. 2. Rauscher, Christoph, V Janssen, and R Minihold, Fundamentals of Spectrum Analysis, Rohde & Schwarz GmbH, 2001, Available in North America from Tektronix. 3. Spectrum-analysis basics, Agilent Technologies, AN 150. (To download any listed Agilent application note, go to www.agilent.com and enter the AN number in the search engine. Be sure to include a space between “AN” and the number.) 4. Eight hints for making better spectrum-analyzer measurements, Agilent, AN 1286-1. 5. Spectrum-analyzer measurements and noise (Measuring noise and noise-like digital-communications signals with a spectrum analyzer), Agilent, AN 1303. 6. Optimizing RF and microwave spectrum-analyzer dynamic range, Agilent, AN 1315. 7. Optimizing spectrum-analyzer amplitude accuracy, Agilent, AN 1316. 8. Optimizing spectrum-analyzer measurement speed, Agilent, AN 1318. 9. Making precompliance conducted and radiated emissions measurements with EMC analyzers, Agilent, AN 1328. 10. Barlowe, Murray and B Barlowe, Build your own spectrum analyzer, Science Workshop, 1992. Author’s bio graphy Senior Technical Editor Dan Strassberg has been covering test-and-measurement topics at EDN for 15 years. Before that, he spent more than a quarter of a century designing and managing the design of measurement instruments and systems. You can reach him at 1-617-558-4205, email dstrassberg@edn.com. www.edn.com