Participants in SASB’s Industry Working Groups for the Financials Sector The Financials industry working groups were held in February-March 2013. Organization name is listed for affiliation purposes only, no organizational support or endorsement is implied. First Name Last Name Title Organization Name Stakeholder Type Jay Bruns VP Public Policy The Hartford Group Corporations Marisa Buchanan Vice President Marisa Buchanan Corporations Ashwani Chowdary Vice President Bank of America Corporations David Devos Global Director of Sustainability Prudential Corporations Ted Grant Global Director of Research & Development AccountAbility Corporations Betsy Graseck Managing Director Morgan Stanley Corporations Michelle Greene NYSE Euronext Corporations Rachel Guthrie Head of Corporate Responsibility at NYSE Euronext Manager, Corporate Responsibility TD Bank Group Corporations Amy Hall Manager, Corporate Responsibility Report RBC Corporations Evan Harvey Director of Corporate Sustainability NASDAQ Corporations Tammy Haygood VP Investment UBS Securities Corporations Jeffrey Howell VP, Commercial Sales Chicago Title Company Corporations Natasha Kohne Managing Partner Akin Gump Strauss Hauer & Feld, LLP Corporations Alex Kramm Senior Equity Research Analyst UBS Securities Corporations Thomas Laurent Project Manager Thomas Laurent Corporations Carin Lavery Manager of Reporting and Communities ANZ Corporations Jonathan Lee President Neighborly Energy Corporations Susan Levitt Head of Issuer Relations Susan Levitt Corporations Fernando Gracia Martino CSR CECA- Confederacion Espanola de Cajas de Ahorros Corporations Anne-Marie McGonnigal VP, Global Sustainable Finance Morgan Stanley Corporations Dominik Mjartan Senior Vice President Southern Bancorp Corporations Neill Mooney Managing Director AlphaWatt Limited Corporations Trang Nguyen Business Analyst Visa Corporations Kevin O'Shea SVP HSBC Private Bank Corporations Diane Priestes Sr Sustainability Analyst Erie Insurance Corporations Don Reed Managing Director PricewaterhouseCoopers Corporations Raimund Schwendner apl. Prof., Dr. Raimund Schwendner Corporations Camilla Seth Executive Director Camilla Seth Corporations Muhammad Junaid Shekha Chief Internal Auditor Muhammad Junaid Shekha Corporations Steve Sherman Chief Operating Officer Greenchoice Bank Corporations Michele Skupic VP, Regional Sales Chicago Title Company Corporations Sunserae Smith Consultant Sunserae Smith Corporations Monica Sood TD Environment TD Bank Group Corporations Jo Spaulding Regulatory Compliance Manager MetLife Bank Corporations Amy Springsteel Director of Corporate Responsibility ING U.S. Corporations Kat Taylor CEO One PacificCoast Bank Corporations Vibeke Tegneby Sustainability Manager DNB Corporations Marc van Weede EVP, Global Head of Sustainability Aegon Corporations James Vanreusel CFO SPBD Microfinance Corporations Rebecca Wilkinson Asst. Vice President State Street Corporation Corporations Stephen Young Global Executive Director Caux Round Table Corporations Mary Abad Investment Specialist/Banker Citigroup Market Participant (Investors, Research Analysts, Exchanges) Bruno Bastit Senior SRI and Sustainability Analyst Hermes Fund Manager Market Participant (Investors, Research Analysts, Exchanges) Nicholas Bernhardt Managing Director EcoBizCheck Market Participant (Investors, Research Analysts, Exchanges) Bruno Bertocci Head of Sustainable Equities UBS Securities Market Participant (Investors, Research Analysts, Exchanges) Derek Bingham VP GS Sustain Goldman Sachs Market Participant (Investors, Research Analysts, Exchanges) Herbert Blank Senior Consultant S-Network LLC Market Participant (Investors, Research Analysts, Exchanges) Dragomir Boyadzhiev Managing Partner Copula Capital Advisors Market Participant (Investors, Research Analysts, Exchanges) John Buckley Head of CSR BNY Mellon Market Participant (Investors, Research Analysts, Exchanges) Michael Bykhovsky CEO Michael Bykhovsky Market Participant (Investors, Research Analysts, Exchanges) Karla Canavan Commercial Director West Bunge Market Participant (Investors, Research Analysts, Exchanges) Paul Capuzziello President Capuzziello Wealth Management Group Market Participant (Investors, Research Analysts, Exchanges) Hudson Cashdan Partner Glenwood Capital LLC Market Participant (Investors, Research Analysts, Exchanges) Gaston Ceron Equity Analyst Morningstar Market Participant (Investors, Research Analysts, Exchanges) Jeffrey Cherry CEO/Managing Partner The Porter Group, LLC Market Participant (Investors, Research Analysts, Exchanges) Gregory Chiampou Principal Telegraph Hill Advisory Market Participant (Investors, Research Analysts, Exchanges) Milla Craig Principal Millani Perspectives Market Participant (Investors, Research Analysts, Exchanges) Rob Daggett CDO Portfolio Administrator USBank Market Participant (Investors, Research Analysts, Exchanges) Stu Dalheim Vice President, Shareholder Advocacy Calvert Investments Market Participant (Investors, Research Analysts, Exchanges) Jean-Philippe Desmartin Head of ESG Research Oddo Securities Market Participant (Investors, Research Analysts, Exchanges) Suzanne Duncan SVP, Global Head of Research Suzanne Duncan Market Participant (Investors, Research Analysts, Exchanges) Nicholas Elfner Director of Corporate Bond Research Breckinridge Capital Advisors Market Participant (Investors, Research Analysts, Exchanges) Paul Ellis Owner Paul Ellis Market Participant (Investors, Research Analysts, Exchanges) Ralf Frank Secretary General DVFA Market Participant (Investors, Research Analysts, Exchanges) Amberjae Freeman ESG Analyst RBC Market Participant (Investors, Research Analysts, Exchanges) Seth Freeman CEO and Chief Investment Officer EM Capital Management Market Participant (Investors, Research Analysts, Exchanges) Gunnar Friede Director/Senior Portfolio Manager Deutsche Bank Market Participant (Investors, Research Analysts, Exchanges) Shin Furuya VP, Responsible Investment Research Domini Social Investments, LLC Market Participant (Investors, Research Analysts, Exchanges) Diane Glossman Diane Glossman Market Participant (Investors, Research Analysts, Exchanges) Wayne Gordon Strategist Wayne Gordon Market Participant (Investors, Research Analysts, Exchanges) Michael Grossman Director New Island Capital Management Market Participant (Investors, Research Analysts, Exchanges) Matthew Haigh Dr. University of London Market Participant (Investors, Research Analysts, Exchanges) Lakhbir Hayre Lakhbir Hayre Market Participant (Investors, Research Analysts, Exchanges) R. Paul Herman CEO / Founder HIP Investor Market Participant (Investors, Research Analysts, Exchanges) Gerrit Heyns Partner Osmosis Investment Management Market Participant (Investors, Research Analysts, Exchanges) Marc Iarchy Partner Phoenix Corporate Finance Partners Market Participant (Investors, Research Analysts, Exchanges) Nicolas Jacob Senior Analyst Oddo Securities Market Participant (Investors, Research Analysts, Exchanges) Adam Kanzer Managing Director and General Counsel Domini Social Investments, LLC Market Participant (Investors, Research Analysts, Exchanges) John Katovich Founder and President John Katovich Market Participant (Investors, Research Analysts, Exchanges) David Katz COO Compass North Advisors Market Participant (Investors, Research Analysts, Exchanges) Tanya Khotin Portfolio Manager Hugo Neu Market Participant (Investors, Research Analysts, Exchanges) Christoph Klein Managing Director DB Advisors Market Participant (Investors, Research Analysts, Exchanges) John Knox Managing Director John Knox Market Participant (Investors, Research Analysts, Exchanges) ReginaldMichel Koizumi SRI Analyst Sustainalytics Market Participant (Investors, Research Analysts, Exchanges) Gwen Le Berre Vice President Gwen Le Berre Market Participant (Investors, Research Analysts, Exchanges) Leland Lehrman Partner Leland Lehrman Market Participant (Investors, Research Analysts, Exchanges) stephanie leighton Portfolio Manager Trillium Asset Management, LLC Market Participant (Investors, Research Analysts, Exchanges) Anson Liu VP Heng Long International Co. Ltd. Market Participant (Investors, Research Analysts, Exchanges) Steve Loren Chair, Sustainable Investing Committee NYSSA Market Participant (Investors, Research Analysts, Exchanges) Michael Lucente Managing Member self-employed Market Participant (Investors, Research Analysts, Exchanges) Tim MacDonald Principal Partnership Architect Stonebridge Partners Market Participant (Investors, Research Analysts, Exchanges) Rebecca Maclean Senior Research Analyst Trucost Market Participant (Investors, Research Analysts, Exchanges) Seth Magaziner Investment Analyst Trillium Asset Management, LLC Market Participant (Investors, Research Analysts, Exchanges) Divya Mankikar Vice President Trucost PLC Market Participant (Investors, Research Analysts, Exchanges) Andy Mason SRI Analyst Standard Life Investments Market Participant (Investors, Research Analysts, Exchanges) Mary Jane McQuillen Managing Director & Portfolio Manager ClearBridge Investments Market Participant (Investors, Research Analysts, Exchanges) David Meyers Principal Green Ant Advisors Market Participant (Investors, Research Analysts, Exchanges) Mel Miller Chief Economist First Affirmative Financial Network Market Participant (Investors, Research Analysts, Exchanges) Andrew Mitchell Research Analyst Independent Market Participant (Investors, Research Analysts, Exchanges) Doug Morrow VP, Research Corporate Knights Market Participant (Investors, Research Analysts, Exchanges) Matt Moscardi Senior Analyst MSCI Market Participant (Investors, Research Analysts, Exchanges) Pierre-Henri Moulard Director Ennesys Market Participant (Investors, Research Analysts, Exchanges) Dennak Murphy Director SEIU Capital Stewardship Market Participant (Investors, Research Analysts, Exchanges) Michael Muyot President CRD Analytics Market Participant (Investors, Research Analysts, Exchanges) Nnena Nkongho Director Lache Management Services Market Participant (Investors, Research Analysts, Exchanges) Patricia Nwobodo Executive Savannah Bank PLC Market Participant (Investors, Research Analysts, Exchanges) Shirley Peoples Senior Sustainability Analyst Calvert Investments Market Participant (Investors, Research Analysts, Exchanges) Maclovio Pina Analyst Morningstar Market Participant (Investors, Research Analysts, Exchanges) Alfonso Ponce Senior Manager Deloitte Market Participant (Investors, Research Analysts, Exchanges) Andrea Psoras Analyst NYSSA Market Participant (Investors, Research Analysts, Exchanges) Saima Qadir Consultant Saima Qadir Market Participant (Investors, Research Analysts, Exchanges) Keren Raz Associate Keren Raz Market Participant (Investors, Research Analysts, Exchanges) Tames Rietdijk CEO Bright Exchange Market Participant (Investors, Research Analysts, Exchanges) Max Rutten Managing Partner Max Rutten Market Participant (Investors, Research Analysts, Exchanges) Melissa Sage Package Underwriting Specialist SJA Agency Market Participant (Investors, Research Analysts, Exchanges) Nidhi Shandilya Assistant Vice President State Street Corporation Market Participant (Investors, Research Analysts, Exchanges) Juan Pablo Sierra Capital Markets Specialist Juan Pablo Sierra Market Participant (Investors, Research Analysts, Exchanges) James Sinegal Director Morningstar Market Participant (Investors, Research Analysts, Exchanges) Kate Starr Vice President, Capital Deployment F.B. Heron Foundation Market Participant (Investors, Research Analysts, Exchanges) Mirjam Staub-Bisang Dr. Independent Capital Management AG Market Participant (Investors, Research Analysts, Exchanges) Hideki Suzuki ESG Analyst Bloomberg LP Market Participant (Investors, Research Analysts, Exchanges) Lisa TamayoKennedy President investorMetrix Market Participant (Investors, Research Analysts, Exchanges) Michael Van Patten Founder & President Mission Markets Market Participant (Investors, Research Analysts, Exchanges) Shelina Virani Principal YRisk Lending Academy Market Participant (Investors, Research Analysts, Exchanges) Steve Waygood Chief Responsible Investment Officer Aviva Investors Market Participant (Investors, Research Analysts, Exchanges) Daniel Werner Equity Analyst Morningstar Market Participant (Investors, Research Analysts, Exchanges) Alison Williams Analyst Alison Williams Market Participant (Investors, Research Analysts, Exchanges) Seth Wilson Chief Risk Officer NASDAQ Market Participant (Investors, Research Analysts, Exchanges) Michael Wong Equity Analyst Morningstar Market Participant (Investors, Research Analysts, Exchanges) Yuki Yasui Officer in Charge UNEP FI Market Participant (Investors, Research Analysts, Exchanges) Alan Zimmermann Analyst Macquarie Market Participant (Investors, Research Analysts, Exchanges) Simon Abrams Senior Manager Ernst & Young Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Francisco Acuna CEO InTrust Global Investments Gregg Anderson Director Crowe Horwath LLP Eduardo Atehortua Senior Consultant Deloitte Sonay Aykan Research Associate New Jersey Institute of Technology Brian Benn Principal Environmental Financial Solutions, LLC Susan Blesener Founder and Managing Partner The Art of Value Jon Bosco Partner eDelta Consulting Barbara Brown Principal BrownFlynn Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Eileen Brown Financial Advisor Water Tower Financial Partners Pål Brun Director Ernst & Young Benedict Buckley Research Analyst World Resources Institute Catherine Chong PhD Student University of Bath Ben Collins Research and Policy Campaigner Rainforest Action Network Steven Crane Core Faculty Presidio Graduate School Mary Beth Farrell Principal Mary Beth Farrell John Finisdore Principal Sustainable Flows Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Gil Friend CEO Natural Logic Yoshihiro Fujii Sophia University Louise Gardiner Visiting Scholar for Center on Japanese Economy and Business in Columbia Business School Owner Charles Gates Managing Director eDelta Consulting Ann Goodman President Telesys Julia Gordon Director, Housing Finance and Policy American Progress James Hawley Professor St. Mary's College Estella He MBA Candidate Thunderbird School of Global Management First Principles Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Philip Henderson Senior Financial Policy Specialist NRDC Nicolas Hennebert Partner Nicolas Hennebert Axel Hesse Dr SD-M GmbH Aram Hong Senior Ernst & Young Myra Jefferson Managing Principal Lion-S Financial Group, LLC James Jones Director - Katie School of Insurance Illinois State University Sayer Jones Lead Accountant Meyer Memorial Trust Cary Krosinsky Founding Director Carbon Tracker Initiative Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Rina Kupferschmid CEO ESG Analytics Ltd Katherine Lampen Senior Manager Deloitte Andrew Logan Director, Oil Industry Program CERES Linda Lowson CEO, Esq CSR Insight, LLC Phillip Ludvigsen Director, Carbon Advisory KPMG Marc Marano Investment Banker Canaccord Genuity John Matthews Assistant Professor Villanova University Mark Mellen Manager Mark Mellen Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Devika Modak Sr. Consultant, Financial Services Navigant Consulting LLC Bonny Moellenbrock Executive Director Investors' Circle Andrea Moffat Vice President, Corporate CERES Karl-Heinz Morrow Consultant Carlisle & Gallagher Consulting Group Igor Oliveira Consultant Dinamus Sara Olsen President and CEO SVT Group Julia Philpott Senior Manager, Global Solutions Julia Philpott Joy Poland President Building Bridges 2012 Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Veena Ramani Director, Corporate Program CERES Christine Rhodes Manager - Climate Change and Sustainability Ernst & Young Christine Robinson Senior Manager Christine Robinson Stefan Ruegg Senior Manager AccountAbility Michael Sadowski Vice President SustainAbility Roberto SalazarCordova President S2M Foundation Thomas Scheiwiller Director AccountAbility Michael Schoenberger Enterprise Risk Management Fannie Mae Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Mark Serwinowski President and Founder MetaVu Gregg Sgambati President New Jersey Captive Insurance Association Edward Soule Associate Professor Georgetown University Coro Strandberg Principal Strandberg Consulting John Sundy Compliance Manager ValuAmerica Gabriel Thoumi Senior Fellow Integra LLC Mark van Clieaf Managing Director MVC International Cornis Van Der Lugt Senior Fellow Stellenbosch University Business School Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Andrew Whitmean Director Manomet Center for Conservation Sciences Joanie Zysk Cost Accountant Joanie Zysk Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants) Public Interest & Intermediaries (Gov't, NGOs, Academics, Accountants, Auditors, Consultants)