Dispatch Ja n u a r y/ Fe b r u a r y 20 03 Official publication of the RCDSO Vol. 17, No. 1 Access to Dental Care for 6 Elections 2003 Special elections report Seniors 14 Access Dental Care College explores access to dental care for seniors 17 Dental Audits Update on new program protocol 18 Aboriginal Health College invites aboriginal communities to work in partnership Incorporation • PEAK • Ounce of Prevention • College Outreach Contents Dispatch Vol. 17 , No. 1 January/February 2003 4 President’s Message 18 Aboriginal Health Registrar invites aboriginal communities to work in partnership with College. 6 Elections 2003 Read our special elections report and meet your new Council. 20 Incorporation Avoid common errors in the incorporation process. Cover Story 14 Access Dental Care Dispatch Vol. 17 , No. 1 January/February 2003 Dispatch is the official publication of the Royal College of Dental Surgeons of Ontario (RCDSO). RCDSO is the regulatory body governing the practice of dentistry in Ontario. It is published four times a year. The editor welcomes comments and suggestions from our readers. Registrar Irwin Fefergrad, BA, BCL, LLB Symposium College explores access to dental care for seniors. Editor Peggi Mace Editorial Assistant Aurore Sutton 21 Amalgam Waste Disposal Circulation of proposed regulation and standard is only the first step. 22 Advertising by Dentists Frequently asked Q + A 16 Dental Clinic Closure College supports battle to keep unique clinic open. Graphic Design Artful Dodger Communications Inc. Material published in Dispatch should not be reproduced in whole or in part in any form or by any means without written permission of the College. Please contact the editor for permission. The subscription rate is included in the annual membership fee. A one-year subscription is available for $40.00. This includes the annual report. Royal College of Dental Surgeons of Ontario 6 Crescent Road Toronto, ON M4W 1T1 Phone: 416-961-6555 Toll-Free: 1-800-565-4591 Fax: 416-961-5814 E-mail: info@rcdso.org Web site: www.rcdso.org Publication Mail Agreement # 1563645 23 2003 Membership Directory 17 Dental On-Site Audits Update on new program protocol 2 Dispatch • Jan/Feb 2003 The new RCDSO membership directory is in production - we need your help! Ensuring Continued Trust Printed in Canada on chlorine free, recyclable paper. ISSN # 1496-2799 Contents Dispatch Vol. 17 , No. 1 January/February 2003 26 Practice Check Handling the release or transfer of patient records 32 On Appeal Review of Complaints Committee decisions are excellent educational resource. RCDSO COUNCIL MEMBERS President - Dr. Cam Witmer Vice-President - Dr. Douglas Smith 34 Ounce of Prevention The perils of late reporting a potential claim Elected Representatives District 1 (Ottawa) - Dr. Douglas Smith District 2 (Durham/York) - Dr. Larry Parker District 3 (Northern Ontario) Dr. Albert Bouclin District 4 (Halton-Peel) - Dr. Randy Lang District 5 (Muskoka-Simcoe) - Dr. Eric Luks District 6 (London) - Dr. George Grayson District 7 (Haldimand/Norfolk) Dr. Cam Witmer 28 Practice Check Dental treatment for patients with pacemakers and implantable cardioverter defibrillators 36 Complaints Corner A look at current trends observed by the Complaints Committee. District 8 (Hamilton/Wentworth) Dr. Frank Stechey District 9 (Toronto North) - Dr. Virginia Luks District 10 (Toronto West) Dr. Bohdan Kryshtalskyj District 11 (Toronto Central) - Dr. Marvin Klotz District 12 (Toronto East) Dr. Hartley Kestenberg Appointed By Lieutenant-Governor In Council Lynne Arnill, Duntroon 38 Mailbag Vic Braney, West Hill Robert Marr, Mississauga Doug McVeigh, Bobcaygeon 40 PEAK Article Are you ready for an emergency? 30 Dental Ethics 101 Challenge yourself with a new ethical dilemma. 31 New Brochure on Complaints Process Robert Metras, Mississauga John Pappain, Brampton Lloyd Pollack, Toronto Krystyna Rudko, Ottawa 41 Proposed Letter Elesh Ruparel, Richmond Hill Standing Joan Stewart, Cache Bay We need to hear from you. Ben Wiwcharyk, Thunder Bay Academic Appointments University of Toronto - Dr. Philip Watson 42 Dental Ethics 101 Discussion of this issue’s case study 47 Executive Committee Orientation University of Western Ontario Dr. David Charles Issue Enclosures • Summaries of Recent Discipline Committee Hearings 48 From The Registrar New Council and Committees swing immediately into action. Ensuring Continued Trust • PEAK: Emergency Drugs Dispatch • Jan/Feb 2003 3 President’s Message Communication and Consultation Hallmark Full and Open Of Term As President My Actions As President Will Be In the Interest of the Public, This College and All Dentists In Ontario WITH THIS MY FIRST COLUMN AS YOUR NEW PRESIDENT, I WANT TO PUBLICLY THANK MY COLLEAGUES ON COUNCIL, AND THE DENTISTS IN DISTRICT 7 FOR THEIR CONTINUING SUPPORT. This is not a responsibility that I take lightly. I pledge to do my best over the next two years to reply to your vote of confidence in me. I want to take this opportunity to share with you a few of my thoughts about what is important to me as I take on the role as your president. During my over 30 years in practice as a general dentist, and particularly during my four years on Council - two years on Executive Committee and one year as Vice President - my experience has shown time and time again that respectful communication and consultation always takes precedence. I am determined that this will be one of the hallmarks of my term as president of this College. The importance of this open dialogue has never been more crucial. We are rapidly becoming the national leader in the regulatory arena, and not just in dentistry. This is directly due to the outstanding calibre of our Council, our incredibly talented and dedicated staff, and of course, our phenomenal Registrar. It is now part of the normal course of events at the College to deal with issues of vital importance on a 4 Dispatch • Jan/Feb 2003 Dr. Cam Witmer (right) joins Executive Committee members Dr. David Charles (left) and public member Ben Wiwcharyk (centre) for a break during the special orientation on January 24 for the new Executive Committee. provincial, national and international level. I would like to specifically refer to two very difficult issues that we must address. The first is the continuing difficulty that this College, and others too, face in getting approval for proposed regulations. We currently have eight regulations sitting at the Ministry of Health and Long-Term Care. These regulations appear to have hit an obstructive wall in the Ministry. They are stalled there; some of them for close to 10 years. This is a very troublesome and frustrating situation. Look at the specific example of the dental waste amalgam regulation that Council approved in principle in November 2002. This College led the province, the country, and indeed the world, by commissioning the only study of its kind ever done to determine the fate of mercury amalgam in the dental office. Based on this landmark study by Dr. Philip Watson and his colleagues, the College proposed a province-wide regulation that would require the mandatory use of amalgam separators in dental offices. This Ensuring Continued Trust approach would eliminate the growing trend for the over 430 municipalities to create individual by-laws: by-laws that, as the Watson report has demonstrated, cannot be adhered to by dentists. Our draft regulation has garnered the support of the Ministry of Environment and the Ministry of Municipal Affairs, and has the personal support of the Minister of Health. This regulation is of vital importance to the public of Ontario. Yet it is stalled within the Ministry of Health. I believe that the time has come to sit down with the Minister of Health and the Premier to resolve these issues. That is why the first official letter I signed as President is to the Minister of Health urging swift passage of this regulation to affirm the ability of government and the regulator to work together for the common good. I have also offered to make myself available at any time for a face-to-face meeting. Of course, we are not a one issue College. Recently I participated in the one-day symposium on access to dental care in long-term care facilities organized and hosted by the College. I expericontinued on page 47 Le mot du président Processus ouvert et approfondi de communication et de concertation comme pierre angulaire du mandat du président Mes actions en tant que président seront dictées par l’intérêt du public, de ce Collège et de tous les dentistes en Ontario DANS MON PREMIER MESSAGE EN TANT QUE PRÉSIDENT, JE TIENS À REMERCIER PUBLIQUEMENT MES COLLÈGUES DU CONSEIL D’ADMINISTRATION ET LES DENTISTES DU DISTRICT 7 DE LEUR SOUTIEN CONSTANT. C’EST UNE RESPONSABILITÉ QUE JE NE PRENDS PAS À LA LÉGÈRE. JE M’ENGAGE À FAIRE DE MON MIEUX AU COURS DES DEUX PROCHAINES ANNÉES POUR RÉPONDRE À VOTRE VOTE DE CONFIANCE. Je profite de cette occasion pour partager avec vous certaines de mes idées sur ce que je crois important alors que je prends mes fonctions en tant que votre président. Mon expérience - plus de 30 ans en tant que dentiste généraliste et en particulier mes quatre années au sein du Conseil d’administration : deux ans au Comité exécutif et un an au poste de vice-président - a prouvé à maintes reprises qu’une communication et une concertation respectueuses sont primordiales. Je suis résolu à en faire l’une des caractéristiques de ma présidence. L’importance de ce franc dialogue n’a jamais été plus cruciale. Nous sommes rapidement en train de devenir le leader national dans l’arène de la réglementation, et pas seulement en dentisterie. Ceci est directement dû à l’envergure exceptionnelle de notre Conseil, à notre personnel incroyablement talentueux et dévoué, et bien sûr, à notre Registraire hors pair. C’est maintenant dans la nature des choses au Collège de traiter de sujets d’importance majeure au niveau provincial, national et international. Je souhaite évoquer en particulier deux problèmes très difficiles que nous devons examiner. Le premier est la difficulté constante que ce Collège, et d’autres aussi, rencontre pour obtenir l’approbation des règlements proposés. Nous avons actuellement huit règlements en attente au Ministère de la Santé et des Soins de longue durée. Ces règlements semblent se heurter à une forte opposition au sein du ministère. Ils sont au point mort; certains d’entre eux depuis près de 10 ans. C’est une situation très pénible et frustrante. Prenons l’exemple spécifique du règlement sur les rejets de résidus d’amalgame dentaire que ce Conseil a approuvé en principe en novembre 2002. Le Collège a montré l’exemple à la province, au pays, et en fait au monde entier, en commissionnant la première étude du genre pour déterminer le sort du mercure lié aux amalgames dans le cabinet dentaire. Selon cette étude historique menée par Dr. Philip Watson et ses collègues, le Collège a proposé un règlement à l’échelle provinciale qui exigerait l’utilisation obligatoire des séparateurs d’amalgame dans les cabinets dentaires. Cette approche éliminerait la tendance croissante pour les plus de 430 Ensuring Continued Trust municipalités de créer différents arrêtés municipaux : arrêtés municipaux auxquels, comme le rapport Watson l’a démontré, les dentistes ne peuvent pas se conformer. Notre projet de règlement a reçu l’appui du Ministère de l’Environnement et du Ministère des Affaires municipales, ainsi que l’appui personnel du ministre de la Santé. Ce règlement est de la plus grande importance pour le public de l’Ontario. Pourtant il reste dormant au sein du Ministère de la Santé. Je crois qu’il est temps de s’asseoir avec le ministre de la Santé et le Premier ministre de l’Ontario afin résoudre cette situation. C’est pourquoi la première lettre officielle que j’ai signée en tant que président est adressée au ministre de la Santé, recommandant l’adoption rapide de ce règlement pour établir la volonté du gouvernement et de ce Collège de travailler de concert dans l’intérêt commun. J’ai également offert de me rendre disponible à tout moment pour un entretien en tête-à-tête. Naturellement, notre tâche au Collège ne se résume pas à résoudre un seul problème. Récemment, j’ai participé au colloque d’une journée que le Collège a organisé et animé et qui était consacré à l’accès aux soins dentaires dans les établissements de soins de longue durée. J’ai éprouvé un regain d’enthousiasme et de fierté d’appartenir à ce Conseil. Nous avons invité tous les intervenants à travers la province : directeurs d’établissement, dentistes de la santé publique, médecins, dentistes généralistes, groupes de protection du consommateur, et représentants des suite à la page 47 Dispatch • Jan/Feb 2003 5 Elections 2003 Returning Officers Report IN ACCORDANCE WITH BY-LAW NO.6: ELECTION AND SELECTION OF COUNCILLORS, THE RETURNING OFFICERS, GREG MOORS, DAYNA SIMON AND JULIE WILKIN, COUNTED THE BALLOTS AT THE RCDSO OFFICE ON WEDNESDAY, DECEMBER 11, 2002. FOLLOWING IS THEIR REPORT ON THE ELECTION OF THE COLLEGE’S GOVERNING COUNCIL FOR THE 2003-2004 TERM OF OFFICE. Electoral District 1 Electoral District 7 Dr. Douglas Smith was declared elected by acclamation. Dr. Cam Witmer was declared elected by acclamation. Electoral District 8 Electoral District 2 Number of eligible voters - 954 Number of valid ballots received - 307 The 307 eligible ballots were marked as follows: For Dr. David Clark - 96 For Dr. Larry Parker - 211 Number of eligible voters - 497 Number of valid ballots received - 292 The 292 eligible ballots were marked as follows: For Dr. Peter Kalman - 102 For Dr. Frank Stechey - 190 Dr. Larry Parker was therefore declared elected. Dr. Frank Stechey was therefore declared elected. Electoral District 9 Electoral District 3 Number of eligible voters - 351 Number of valid ballots received - 244 The 244 eligible ballots were marked as follows: For Dr. Albert Bouclin - 130 For Dr. William Hettenhausen - 101 For Dr. Terrance Witzu - 13 Dr. Albert Bouclin was therefore declared elected. Electoral District 4 Dr. Randy Lang was declared elected by acclamation. Dr. Virginia Luks was declared elected by acclamation. Electoral District 10 Dr. Bohdan Kryshtalskyj was declared elected by acclamation. Electoral District 11 Number of eligible voters - 565 Number of valid ballots received - 177 The 177 eligible ballots were marked as follows: For Dr. Marvin Klotz - 103 For Dr. Richard Speers - 69 Electoral District 5 Dr. Marvin Klotz was therefore declared elected. Dr. Eric Luks was declared elected by acclamation. Electoral District 12 Electoral District 6 Number of eligible voters - 664 Number of valid ballots received - 472 The 472 eligible ballots were marked as follows: For Dr. Peter Fendrich - 186 For Dr. George Grayson - 286 Number of eligible voters - 774 Number of valid ballots received - 347 The 347 eligible ballots were marked as follows: For Dr. S. Hartley Kestenberg - 180 For Dr. Gary Pitkin -167 Dr. S. Hartley Kestenberg was therefore declared elected. Dr. George Grayson was therefore declared elected. 6 Dispatch • Jan/Feb 2003 Ensuring Continued Trust Elections 2003 Meet Your New Council AT THE INAUGURAL MEETING OF THE NEW RCDSO COUNCIL ON JANUARY 15-16, 2003, COUNCIL MEMBERS ELECTED A PRESIDENT, VICE-PRESIDENT AND MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE 2003-2005 TERM. President - Dr. Cam Witmer District 8 (Hamilton/Wentworth) Dr. Frank Stechey Doug McVeigh, Bobcaygeon District 9 (Toronto North) - Dr. Virginia Luks John Pappain, Brampton Elected Representatives District 1 (Ottawa) - Dr. Douglas Smith District 10 (Toronto West) Dr. Bohdan Kryshtalskyj Lloyd Pollack, Toronto District 2 (Durham/York) - Dr. Larry Parker District 11 (Toronto Central) - Dr. Marvin Klotz District 3 (Northern Ontario) Dr. Albert Bouclin District 12 (Toronto East) Dr. Hartley Kestenberg Vice-President - Dr. Douglas Smith District 6 (London) - Dr. George Grayson District 7 (Haldimand/Norfolk) Dr. Cam Witmer Krystyna Rudko, Ottawa Elesh Ruparel, Richmond Hill Joan Stewart, Cache Bay Ben Wiwcharyk, Thunder Bay District 4 (Halton-Peel) - Dr. Randy Lang District 5 (Muskoka-Simcoe) - Dr. Eric Luks Robert Metras, Mississauga Appointed By Lieutenant-Governor In Council Lynne Arnill, Duntroon Academic Appointments University of Toronto - Dr. Philip Watson Vic Braney, West Hill University of Western Ontario Dr. David Charles Robert Marr, Mississauga Elections 2003 Non-Council Members Selected for College Committees THE NEW RCDSO EXECUTIVE COMMITTEE RECOMMENDED NAMES OF MEMBERS TO SERVE ON DESIGNATED COLLEGE COMMITTEES FOR THE 2003-2005 TERM. IN ACCORDANCE WITH RCDSO BY-LAW NO.5, THESE COLLEGE MEMBERS HAVE BEEN RANDOMLY SELECTED TO ENSURE A FAIR AND IMPARTIAL PROCESS. This blind selection process was first used in 2001. Here’s how it works. Prior to the selection, a file card is created for each interested applicant. The card is sealed in an envelope with the district number written on the front as the only identification. Then at a formal meeting the Registrar, district by district, opens the sealed envelopes, shuffles the cards, and selects a file card at random. As each file card is drawn, the Registrar shows it to the assembly, and then reads the candidate’s name aloud. The file cards are then given to the recording secretary who enters the candidate’s name into the minutes of the meeting. These non-council people are then interviewed by the Executive Committee, and placed on a committee, subject Ensuring Continued Trust to the approval of Council. This time round there were 81 eligible applicants. District 1: Dr. George Trigylidas District 2: Dr. Malcolm Yasny District 3(a): Dr. Terrance Witzu District 3(b): Dr. Leslie Armstrong District 4: Dr. Lorne Akler District 5: Dr. Stephen Brown District 6: Dr. Marcel Paiement District 7: Dr. Katherine Zettle District 8: Dr. Victor Krueger District 9: Dr. Sven Grail District 10: Dr. John Anthony District 11: Dr. Louis London District 12: Dr. Jim Ho Dispatch • Jan/Feb 2003 7 E L ECT E D M E M B E R S Council Elections 2003 Council Profiles Dr. Douglas Smith District 1 Dr. Smith has a DDS from the University of Toronto and has worked as a general practitioner in Ottawa since graduation. He has served on a number of committees with both the Ottawa Dental Society, and the Ontario Dental Association (ODA). Dr. Smith was a member of the ODA's Board of Governors, and is a recipient of the ODA Service Award. He is currently a member of the Bytown Study Club, a member of the Canadian Academy of Restorative Dentistry and Prosthodontics, and a Fellow of the Pierre Fouchard Society and of the Academy of Dentistry International. Dr. Larry Parker District 2 Dr. Parker studied dentistry in Johannesburg, South Africa, followed by two years of clinical practice in London, England. Additional studies included a DDS from Dalhousie University, a Diploma in Orthodontics from the University of Toronto, and a MSc from the School of Graduate Studies and the Hospital for Sick Children. Dr. Parker is a part-time lecturer and researcher at the University of Toronto's Faculty of Dentistry. This year he is president of the Toronto Orthodontic Study Club, in addition to this fifth year on Council. He has a full-time orthodontics practice in Richmond Hill. Dr. Albert Bouclin District 3 Dr. Bouclin earned his DDS from the University of Toronto in 1970 after completing a BSc at the University of Manitoba, and teaching high school for three years. For the past three years, he has been a member of the Quality Assurance Committee of the RCDSO. He is an active member of the Sudbury Dental Society, and has served on its executive. Dr. Bouclin served for four years on the Board of Governors of the Ontario Dental Association. He practises general dentistry in Garson, Ontario. Dr. Randy Lang District 4 8 This is Dr. Lang's 16th and 17th year serving on the Council of RCDSO. He is an orthodontic lecturer at the University of Toronto, and a past president of the Ontario Association of Orthodontists. He is a faculty member of Omicron Kappa Upsilon, a Fellow of the International College of Dentists, the American College of Dentists, and the World Federation of Orthodontists. He is the co-chairman of the Dispatch • Jan/Feb 2003 Ensuring Continued Trust editorial board of Oral Health. He currently practises orthodontics in Mississauga and Etobicoke. Dr. Eric Luks District 5 Dr. Eric Luks is well-known in the province for his continuing commitment to the dental community for the past 30 years. He has served in many capacities in dental education, association leadership, as well as dental governance at the College. Dr. Luks has served as president of the Ontario Society for Orthodontists, the Toronto Orthodontic Club, and the Great Lakes Association of Orthodontists. He has also been an instructor with the graduate department of orthodontics at the University of Toronto’s Faculty of Dentistry. Dr. Luks received his DDS from the Faculty of Dentistry at the University of Toronto in 1965, and a Diploma in Orthodontics and MSc from the same university. He maintains an orthodontic practice in north Toronto, as well as Port Carling. More recently he has served as president of the College, and by examination became a Fellow of the Royal College of Dentists of Canada. He was honoured this past year as an Alumnus of Distinction by the University of Toronto Alumni Association. Dr. George Grayson District 6 Dr. Grayson attended the University of Windsor where he received a Bachelor of Science, and Queen's University in Kingston where he received a Master of Science in Microbiology and Immunology. He then entered the University of Western Ontario (UWO) Faculty of Dentistry and graduated in 1974. Dr. Grayson received his North East Regional Board Certificate in 1983, and has practised in Michigan. He previously was a Council member in 1984/85 as the first UWO graduate to this position, and in 2001/02 to replace his friend and colleague Dr. Robert Brandon. He has also sat as a provincial representative on the board of the Windsor Essex County Health Unit for four years. Currently he practises in Windsor, and is consultant for a number of dental companies. Dr. Cam Witmer District 7 Dr. Witmer has been in private practice since graduating with his DDS from the University of Western Ontario in 1972. He has been very active with the Ontario Dental Association, serving on its Executive Council for a number of years. He is also involved in his community, working with the Kitchener-Waterloo Handicapped Services, the Heart and Stroke Foundation, and the Kinsmen of Canada. Dr. Frank Stechey District 8 Dr. Stechey is a 1971 graduate of the University of Toronto. He is past president of Hamilton's Academy of Dentistry, and currently works parttime as general family dentist. A consultant forensic dentist for police services and children's aid societies, Dr. Stechey is an American Academy of Forensic Sciences (AAFS) Fellow. He was a dental identification team member at the New York World Trade Center disaster. He is also an International Academy for Sports Dentistry (IASD) Fellow, and is the team dentist for the Hamilton Bulldogs hockey team, a farm team of the Montreal Canadiens and Edmonton Oilers, and for the Toronto Rock lacrosse team. Dr. Virginia Luks District 9 Dr. Virginia Luks is the first female to hold an elected office at the College, and is serving her second term as a member of the RCDSO Council. She received her dental and specialty training in orthodontics at Case Western Reserve University in Cleveland, Ohio. Additionally, she completed her Master's of Science degree in the area of obstructive sleep apnea. Dr. Luks recently received her fellowship in Orthodontics from the Royal College of Dentists of Canada, and currently she is completing her certification with the American Board of Orthodontics. Dr. Luks plays an active role in many study groups of a general, interdisciplinary and specialty nature. She is the eldest daughter of Dr. Eric Luks, and they practise orthodontics together in both North Toronto and Muskoka. Ensuring Continued Trust Dispatch • Jan/Feb 2003 9 E L ECT E D M E M B E R S Council Elections 2003 E L ECT E D M E M B E R S Council Elections 2003 Dr. Bohdan Kryshtalskyj District 10 District 11 Dr. Kryshtalskyj earned his BSc, DDS, and Diploma in Oral and Maxillofacial Surgery and Anaesthesia from the University of Toronto. He has a full-time practice in west Toronto. He is Chief, Division of Oral and Maxillofacial Surgery and Dentistry at the Trillium Health Centre; staff oral and maxillofacial surgeon at Toronto General Hospital University Health Network and the University of Toronto. He is a member of the Royal College of Dentists; and a Fellow of the American College of Oral and Maxillofacial Surgeons, the American College of Dentists, the Academy of Dentists Internationale, and of the Pierre Fouchard Academy. He is contributing editor of the oral and maxillofacial surgery section of Oral Health. Dr. Marvin Klotz 1982. In addition, he is editor of the AORTA magazine. Dr. Klotz previously served on the RCDSO Council from 1991-1996 and was a member of several committees, including executive and chair of quality assurance. He has been actively involved on the local, provincial and national levels of organized dentistry including as a governor of the Ontario Dental Association from 1968-1974, and editor of Ontario Dentist from 1978-1981. He is the recipient of many distinguished honourary memberships, and is active in his community. Dr. Klotz is a graduate of the University of Toronto with a DDS in 1960, and from Northwestern University with a MSc in 1964. He is a certified specialist in pediatric dentistry, and obtained a Fellowship in the Royal College of Dentists in 1967. Dr. Klotz has been on the teaching staff at the University of Toronto since 1980 in both the undergraduate and graduate departments. He has been editor of the faculty's Alumni Today magazine since its inception in Dr. Hartley Kestenberg ACADEMIC APPOINTMENTS District 12 Dr. Kestenberg graduated with a DDS from the University of Toronto in 1982, followed by a Diploma in Dental Anaesthesiology in 1987, also from the University of Toronto. He has since been practising anaesthesia and general dentistry in Scarborough. He is past president of the Ontario Dental Society of Anaesthesiology, and has served as an executive member with the Toronto East Dental Society. He has taught in several departments at the Faculty of Dentistry, University of Toronto, and is currently a part-time clinical instructor in the Department of Anaesthesia. This is Dr. Kestenberg's first term serving on the RCDSO Council. Dr. Philip Watson Dr. Philip Watson graduated from Dentistry at the University of Toronto in 1967 and completed a Masters Degree at Indiana University School of Dentistry in 1971. Dr. Watson is Professor and Head of Biomaterials at the Faculty of Dentistry, University of Toronto. His clinical specialty is Prosthodontics. University of Toronto Dr. David Charles University of Western Ontario 10 A Montreal native, Dr. Charles graduated from the McGill Faculty of Dentistry in 1965. He joined the RCDSO when posted to Canadian Forces Base Trenton as a dental officer in the Royal Canadian Dental Corps. Presently an Associate Professor at the School of Dentistry at the University of Western Ontario, he teaches in the Division of Prosthodontics, and maintains a one day a week extramural practice. As an avid Dispatch • Jan/Feb 2003 Ensuring Continued Trust cyclist, he rode 7,650 kilometres across Canada in 2000 to raise money for needy dental students. LIEUTENANT-GOVERNOR IN COUNCIL APPOINTEES Council Elections 2003 Lynne Arnill Ms. Arnill has been a public member of the Council for six years. During this time, she has served on the Executive Committee, Discipline Committee, Patient Relations Committee and the Fitness to Practice Committee. Ms. Arnill is an active community member. Vic Braney Mr. Braney is currently proprietor of a private investigation firm based in Toronto. He has more than 30 years experience as a general manager with a large Ontario-based retailing and distribution company. Robert Marr Mr. Marr is a retired small business owner from Mississauga. He has an admirable record of community involvement, and was named Streetsville Rotarian of the Year in 1995-96. Doug McVeigh Doug joined Medbuy in 1996 as Chief Operating Officer. Presently, he is President and CEO of Medbuy Corporation, Canada's largest group purchasing organization owned by leading hospitals across Canada. Doug has expanded the company from $145 million to $219 million over a six year timeframe by developing and implementing various strategic planning programs that include membership growth, new membership classifications, increased contractual activities within an established range of contract portfolios, and increased efficiencies in the corporation. Additionally, Medbuy Corporation has developed a 100% wholly-owned subsidiary, Canadian Health Marketplace (CHM), an e-commerce business-tobusiness health care platform. Doug is the chairman of the Board for CHM, and was instrumental in the development of the business case and presentation to the Medbuy Board to gain approval to launch the company in 2000. Robert Metras Mr. Metras is currently vice-president in the eHealth Solutions Group, BCE Emergis Inc. In Canada and the US, BCE Emergis offers the health insurance industry – including insurance companies, third party administrators, governments, workers’ compensation boards and large provider organizations – e-commerce solutions for the ever increasing complexities of the health-care market. Mr. Metras is a 1975 graduate of the University of Western Ontario, and is taking graduate courses in Epidemiology at the University of Michigan. He has chaired several community boards, as well as having served as executive assistant to a federal cabinet minister. He is past president of the Ontario Municipal Water Association, and a member of the Board of Governors and Senate at the University of Western Ontario. Ensuring Continued Trust Dispatch • Jan/Feb 2003 11 LIEUTENANT-GOVERNOR IN COUNCIL APPOINTEES Council Elections 2003 John Pappain Mr. Pappain is currently president and chief executive officer of KMS Power Income Fund. He is chairman of the Land Division Committee of the Regional Municipality of Peel, past chairman of the Board of Governors of Peel Memorial Hospital and chairman of the City of Brampton Committee of Adjustment. He also sat on the Board of Governors of Sheridan College until December 2000, and is past chair of its Finance Committee. Lloyd Pollack Mr. Pollack, was born and educated in Toronto. After graduation from the University of Toronto with a major in chemistry, he then studied and graduated from Osgoode Hall Law School. Since his call to the Bar, he has practised in Toronto. In 1986, he received his Queen's Counsel. Very active in community work, Mr. Pollack served on the City of York Planning Board for eight years, the last six as vice-chairman. He was also on the executive of the Cedarvale Ratepayers Association for many years, and served as president of the Association for about five years. Krystyna Rudko Ms. Rudko is a communications and marketing strategist who has spend over 15 years working in the field of demographic and trends analysis. Professionally trained in media relations and in cultural and diplomatic protocols, she is a respected public speaker, and has led projects for the United Nations Fund for Populations Activities, the United Nations Department of Technical Cooperation for Development, USAID, and the Shanghai Bureau of Statistics. She has lectured at Queen's University, the University of Chicago, and in Addis Ababa, Ethiopia. Ms. Rudko acquired experience in public consultations, crisis management, federal-provincial relations, and policy development in her role as Director, External Relations for Canada's Demographic Review, and last in Statistics Canada's Social Statistics Development Project. Elesh Ruparel Mr. Ruparel has a background in finance and has served with on the Council of Registered Brokers of Ontario as a member of both its Discipline Committee and Complaints Committee. He has served the College for the past four years on the Discipline Committee, Property, Finance and Administration Committee, and the Executive Committee. He is very active in the East Indian community. Joan Stewart Ms. Stewart has served the College during the past five years on the Discipline Committee, Registration Committee, Complaints Committee, and as chair of the Patient Relations Committee. With an extensive background in community service, her volunteer work with the Canadian Cancer Society includes 15 years as chair of the annual daffodil fundraising campaign. She is also a life member of the Ladies Auxiliary of the Royal 12 Dispatch • Jan/Feb 2003 Ensuring Continued Trust Canadian Legion, and has worked for a number of local candidates for office at all levels of government. She is now serving on the West Nipissing Environmental Corporation of Sturgeon Falls. Elections 2003 College Committees 2003 - 2005 Complaints Committee Dr. Marvin Klotz, chair Dr. Hartley Kestenberg Dr. George Grayson Dr. Louis London (non-council) Dr. Lorne Akler (non-council) Dr. Marcel Paiement (non-council) Doug McVeigh Vic Braney Joan Stewart Discipline Committee Dr. Eric Luks, chair Dr. Philip Watson, vice-chair Dr. Albert Bouclin Dr. Virginia Luks Lynne Arnill Dr. John Anthony (non-council) Dr. Jim Ho (non-council) Dr. Stephen Brown (non-council) Dr. Katherine Zettle (non-council) Dr. Victor Krueger (non-council) Robert Metras John Pappain Elesh Ruparel Robert Marr Ben Wiwcharyk Elections Committee John Pappain, chair Krystyna Rudko Robert Marr Patient Relations Committee John Pappain, chair Dr. Malcom Yasny (non-council) Dr. George Trigylidas (non-council) Dr. Virginia Luks Robert Metras Executive Committee Dr. Cam Witmer, chair Dr. Doug Smith Dr. David Charles Krystyna Rudko Ben Wiwcharyk Quality Assurance Committee Dr. Randy Lang, chair Dr. Bohdan Kryshtalskyj Dr. Leslie Armstrong (non-council) Dr. Sven Grail (non-council) Lloyd Pollack Finance, Property and Administration Committee Dr. Bohdan Kryshtalskyj, chair Dr. Doug Smith Lloyd Pollack Dr. Randy Lang Dr. Cam Witmer (ex-officio) Registration Committee Dr. Larry Parker, chair Joan Stewart Dr. Virginia Luks Dr. Frank Stechey Fitness to Practice Committee Dr. Randy Lang, chair Dr. Terrance Witzu (non-council) Lloyd Pollack Legal and Legislation Committee Doug McVeigh, chair Dr. Frank Stechey Dr. Albert Bouclin Dr. Philip Watson Dr. Cam Witmer (ex-officio) Professional Liability Program Committee Krystyna Rudko, chair Dr. David Charles Dr. Steven Cohen (non-council) - 3 year term Dr. Dominic Belcastro (non-council) - 3 year term Dr. Mary Krywulak (non-council) - 3 year term Dr. Ron Palinka (non-council) - 2 year term Dr. Ron Yarascavitch (non-council) - 2 year term Ben Wiwcharyk Mr. Wiwcharyk has served the College on the Discipline Committee for the past three years. He has a background in real estate and securities. He has 20 years experience as an owner/operator of a business systems and equipment company. He is currently president/owner of Sherlock Properties, consisting of commercial real estate and apartment blocks. He also serves the Thunday Bay community as a director for Thunder Bay Development, Canadian Lakehead Exhibition and Thunder Bay Kennel and Training Club. Ensuring Continued Trust Dispatch • Jan/Feb 2003 13 LIEUTENANT-GOVERNOR IN COUNCIL APPOINTEES Audit Committee Dr. Frank Stechey, chair Dr. Larry Parker Doug McVeigh Dr. Cam Witmer (ex-officio) Access Dental Care Symposium Rated As Great Success By All Participants Another First for RCDSO: College Hosts One Day Session To Help Identify Barriers To Delivery of Oral Health In the Long-Term Care Sector AN HISTORIC OCCASION - THAT’S THE FEEDBACK FROM REPRESENTATIVES FROM THE LONG-TERM CARE SECTOR WHO PARTICIPATED IN THE ACCESS DENTAL CARE SYMPOSIUM ON JANUARY 10, 2003, HOSTED AND ORGANIZED BY THE COLLEGE. Gathered together, for what many said was the first time, were a broad spectrum of individuals and organizations all passionately interested in the question of how to improve the oral health care of people in the long-term care sector, whether institutionalized or at home. Nearly 20 invited participants joined RCDSO Council members and staff in an informal discussion led by the College Registrar Irwin Fefergrad. Participants included long-term care providers; general practice dentists who serve this population group both on a not-forprofit and for-profit basis; clinical dentists; medical director from a home for the aged; public health dentists; consumer advocacy groups; for-profit company representatives; academics and researchers; long-term care physicians; professional services director from a long-term care facility; government policy staff; dental advocacy group reps and the dental regulatory college. The symposium is one of a series of consultations by the College to help identify issues related to the delivery of oral health care in the long-term sector. As then College President Dr. Eric Luks explained in his opening remarks: once the (left to right) Dr. John Roberts and Dr. Andres Traverse College has collected enough 14 Dispatch • Jan/Feb 2003 Ensuring Continued Trust information, Council will examine the issue and determine if RCDSO is in a position to offer or participate in solutions. Dr. Luks emphasized that the Barriers To Oral Health Care Some of the major barriers to effective delivery of oral health care in the long-term care sector included: • no systemized plan for delivery of services • inadequate funding and no coordination of funding • care delivery fragmented • provincial standards not linked to resources and outcomes • inadequate equipment, transportation and staffing • lack of societal value for this population group • lack of appreciation for multidisciplinary approach to care of seniors • oral health care seen as discretionary • lack of government leadership • complicated population with 53% cognitively impaired • fear and lack of knowledge about this patient population by dentists (left to right) Margaret Ringland and Dr. Ira Marder Symposium Participants Concerned Friends of Ontario Citizens in Care Facilities - Chris Denn Council of Ontario Medical Officers of Health - Dr. Dan Otchere (dentist) Direct Dentistry Services - Liz Scott and Jan Zewlewski College will make every attempt to meet the challenges involved. “There is no denying the importance of this problem,” said College Registrar Irwin Fefergrad. “With 80% of the people in the long-term care sector in need of oral health care, it is important that this College play a realistic role in working towards a range of solutions. “Arriving at solutions will not be easy. This is a long-standing and very complex problem. The population group offers some unique challenges with about 53% cognitively impaired,” explained Fefergrad. “From the informed and energetic dialogue at the symposium, it is abundantly clear there will be no one cookie-cutter solution.” The dentists who participated came excited to share their personal experiences about success stories using a range of models. The symposium heard from individual dentists who have a passionate interest in this area volunteering their time and expertise, to committed dental directors in public health units, to for-profit companies serving long-term facilities. At the end of the day participants unanimously agreed that an important momentum had begun. RCDSO has agreed to act as an information broker to share relevant research among the group, and has agreed to reconvene another meeting of the group to continue discussions. Durham Regional Health Department - Dr. Pat Abbey (dentist) Ministry of Health and Long-Term Care, Long-Term Care Branch - Karin Fairchild Ontario Association of Non-Profit Homes and Services for Seniors - Margaret Ringland Ontario Association of Public Health Dentistry - Dr. Peter Wiebe (dentist) Ontario Dental Association - Dr. David Matear (dentist) Ontario Dental Association - Rose Abate and Frank Bevilacqua Ontario Long-Term Care Association - Dr. Ira Marder (dentist) Ontario Long-Term Care Physicians Association - Dr. James Edney Ottawa Hospital/Grace Manor - Dr. John Roberts (dentist) Plainsview Dental Office, Burlington - Dr. Andres Traveres (dentist) St. Peter’s Hospital Seniors Dental Clinic, Hamilton - Dr. Jame Morreale (dentist) Toronto Rehabilitation Institute - Dr. Karen Burgess (dentist) and Dr. James Edney (left to right) Dr. Dan Otchere, Dr. Peter Wiebe, Chris Denn Ensuring Continued Trust Dispatch • Jan/Feb 2003 15 Supports Battle To Keep Unique Clinic Open College Fred Lum/The Globe and Mail. Reprinted with permission from The Globe and Mail. SPECIAL ORAL AND MAXILLOFACIAL SURGERY PROGRAM OFFERS SERVICES NOT AVAILABLE ANYWHERE ELSE IN ONTARIO AND ACTS AS MAGNET TO TOP NORTH AMERICAN STUDENTS Oral and maxillofacial surgeons Dr. Cameron Clokie (left) and Dr. George Sandor (right) In November and late December 2002, the College actively supported the heroic efforts of oral and maxillofacial surgeons Dr. George Sandor and Dr. Cameron Clokie to keep alive the special oral and maxillofacial surgery program at the Toronto General Hospital, part of the University Health Network group of teaching hospitals in downtown Toronto. The hospital announced late in the afternoon of December 20, 2002, the cancellation of the oral and maxillofacial surgery program by denying it access to the operating rooms from January 1 to at least April 1, 2003, for both elective and emergent care. In an 16 Dispatch • Jan/Feb 2003 unprecedented move the hospital said, without exception, any patient requiring treatment in an operating room must be transferred to another hospital. The College has actively supported Dr. Sandor and Dr. Clokie right from the beginning. As College Registrar Irwin Fefergrad explained, the College’s mandate is to represent the public interest: when the public’s health could be compromised, RCDSO has an obligation to speak out. The College took an active role in arranging media interviews and handling media calls, and providing ongoing support and advice to these RCDSO members. As Dr. Clokie, discipline head of oral Ensuring Continued Trust and maxillofacial surgery, described at a media conference on December 30, 2002, the persons served by this program are the most challenging cases, very vulnerable people, and most cannot be treated in a routine dental clinic setting, but require an operating room environment, with the appropriate back-up. The clinic treats close to 2,000 patients a year and specializes in surgery in the oral and maxillofacial complex for people with serious infections of the throat and jaws, accident victims, cancer and HIV patients. These patients would now be redirected to other hospitals, or may have to travel out of province or to the United States, or even go without treatment at all. The clinic is also home to nine residents in a four-year training program. Dr. Sandor, director of the graduate training program, said these residents who had turned down offers from top American universities to study at the clinic have now been set adrift. The accreditation of the program is now at risk and this could affect the graduation of some of the residents. The program has been housed at TGH for over 50 years. It has an international reputation and has attracted applicants to its fellowship position from Finland, Switzerland, Australia, Argentina and the United States. At the time of printing, mediation between the two groups resulted in an extension of the clinic until the end of June. Sandor and Clokie are now looking for a new home for the clinic. Health Canada Non-Insured Health Benefits (NIHB) Program Update New Protocol Developed To Achieve Objectives of Both Health Canada and the Dental Regulatory Authorities THE NON-INSURED HEALTH BENEFITS (NIHB) PROGRAM, DENTAL REGULATORY AUTHORITIES (DRAS), CANADIAN DENTAL ASSOCIATION (CDA) AND THE PROVINCIAL DENTAL ASSOCIATIONS HAVE REACHED AN AGREEMENT ON A PROTOCOL WITH RESPECT TO THE NIHB, DENTAL PROVIDER AUDIT PROGRAM. The protocol has been developed to ensure that the following two objectives are met: 1. Health Canada’s requirement to maintain accountability for the appropriate expenditure of public funds. 2. The DRAs obligation to protect the public interest through the regulation of the profession of dentistry, and in doing so, to abide by the fairness provisions of various pieces of provincial and federal legislation. The protocol has identified three options. Each DRA will select one of the three options for implementation within their jurisdiction. The three options are: 1. referral to the dental regulatory authority; 2. dental regulatory authority/Health Canada conjoint on-site investigation/audit; 3. Health Canada administrative onsite audit. Full details of the options are contained in the document called NonInsured Health Benefits (NIHB) Program and Dental Regulatory Authorities, December 2002. It is available on-line at the RCDSO Web site www.rcdso.org. The DRAs and Health Canada will conjointly implement this protocol “ This agreement only came about because of the sincere effort by all the players to work ” collaboratively. - RCDSO Registrar Irwin Fefergrad effective on January 1, 2003, for the period up to and including June 30, 2003. The option selected by each DRA will remain in effect for the identified Ensuring Continued Trust period. An evaluation of the effectiveness of the implementation of the protocol will be conducted, after which it may be extended for a further period of time. As RCDSO Registrar Irwin Fefergrad explained: “This agreement only came about because of the sincere effort by all the players to work collaboratively. A special thanks to the staff at Health Canada involved in this project - Dr. Peter Cooney, Valerie Malazdrewicz, Tom Bird and Dr. Harry Ames. This kind of co-operation has set a very encouraging and positive tone for our future relationships.” Mr. Fefergrad, along with ODA’s Director of Government Relations Frank Bevilacqua, were part of a national working group struck to negotiate with Health Canada officials. Other members of this team were from the Canadian Dental Association - Andrew Jones, Dr. Daryl Smith and Marc Favreau; Dr. Gordon Thompson, Alberta; and Dr. Diane Legault, Quebec. This article was prepared in co-operation with Health Canada’s Non-Insured Health Benefits Program. Dispatch • Jan/Feb 2003 17 Registrar Invites Aboriginal Communities to Work in Partnership Ontario wants to create a better connection between regulatory college and aboriginal communities. COLLEGE REGISTRAR IRWIN FEFERGRAD ISSUED AN INVITATION TO ABORIGINAL LEADERS TO ACCESS THE REGULATORY SYSTEMS IN THEIR PROVINCES AS YET ANOTHER WAY TO ENSURE BETTER QUALITY AND ACCESS TO ORAL HEALTH SERVICES. RCDSO WAS CHOSEN TO PROVIDE THE REGULATOR’S PERSPECTIVE DURING A TWO-DAY CONFERENCE ON HEALTH CARE MANAGEMENT IN ABORIGINAL COMMUNITIES ORGANIZED BY THE ABORIGINAL MANAGEMENT INSTITUTE ON NOVEMBER 4 AND 5, 2002 IN WINNIPEG, MANITOBA. Participants were primarily band councillors and health centre directors from Quebec, Ontario, Manitoba, and as far away as the Yukon. Other session lead- ers were from Manitoba, Alberta and British Columbia. “In Ontario we would like to create more of a connection between the College and aboriginal communities,” said Fefergrad. “We want to work together in partnership to improve oral health care delivery in aboriginal communities in Ontario. “Dentists need to be challenged to provide care in all communities in Ontario. The model for oral health care delivery hasn’t changed significantly in the last 125 years. We need to examine better and different ways of how to deliver oral health care outside the traditional dental office,” said Fefergrad. “Invite us to your communities, and College staff will work with you to develop protocols to help address problems with access and quality of care.” Course participants (left to right): Patricia Big Canoe, Band Councillor (Health Portfolio), Chippewas of Georginia Island First Nations, Sutton, Ontario; Sandra Big Canoe, Chair, Southeast Area Health Board of Ontario, Chippewas of Georginia Island First Nations, Sutton, Ontario; RCDSO Registrar Irwin Fefergrad 18 Dispatch • Jan/Feb 2003 Ensuring Continued Trust These comments certainly dovetail with the long-term vision of the First Nations and Inuit Health Branch (FNIHB) of Health Canada as explained at the conference by the (left to right): Co-chair Dr. Gilles Pinette, Associate Director, Special Premedical Studies Program, University of Manitoba, Winnipeg, Manitoba; RCDSO Registrar Irwin Fefergrad; course participant Roland Peltier, Health Director, Wikwemikong Health Centre, Manitoulin Island, Ontario. Branch’s Chief Executive Advisor Keith Conn. The FNIHB’s long-term vision is a reconfigured health system that focuses on primary care and prevention and promotion with opportunities for First Nations and Inuit to control health services. tries such as Costa Rica (4.8), or the Ukraine (4.4). In the results of a 1997 regional health survey by the Assembly of First Nations that covered First Nations people living on-reserve all across Canada and the Inuit of Labrador, about 48% of adults The oral health care needs of the First said that they needed some dental care. Nations people are unique according to Almost 1/4 had had a dental problem or the December 2001 presentation by the pain within the last month. The most Canadian Dental Association to the common types of dental care that people Commission on needed, in order of the Future of Heaimportance, were In Ontario we would like lth Care in Canrestoration such as ada. The decayed, fillings and crowns, to create more of a missing, filled maintenance such teeth (DMFT) rate as checkups or connection between the for 12-year old cleaning, prosthetic College and aboriginal First Nations chilwork and extracdren is 4.4. This is tion. communities. We want two or three times to work together in higher than the RCDSO’s RegisDMFT for nontrar detailed the partnership to improve Aboriginal chilongoing discusdren in Canada sions with FNIHB oral health care delivery where statistics are to address conin aboriginal communities gathered, and is cerns with the comparable to the audit process and in Ontario. DMFT rates in confidentiality developing counissues in the deliv- Ensuring Continued Trust ery of oral health care. Mr. Fefergrad stated unequivocally that the College “does not cut deals on complaints related to fraud, economic abuse or sexual abuse.” He stressed that the College continually must demonstrate that the dental profession deserves the right to self-regulation. “In our last government review, we shone,” he explained. “We need to maintain that level of accountability and transparency.” Other topics covered during the twoday meeting included privacy, confidentiality and access to information; development of strategies to recruit and retain health-care professionals; legal liability and medical negligence; and dealing with patient complaints in the workplace. If you have any questions about this story, please contact Irwin Fefergrad, Registrar at 416-934-5625, toll free at 1-800-565-4591 or by e-mail at ifefergrad@rcdso.org; or Peggi Mace, Communications Director at 416-9345610, toll free at 1-800-565-4591, or by e-mail at pmace@rcdso.org. Dispatch • Jan/Feb 2003 19 Suggestions to Help Avoid Some of the Common Errors In The Incorporation Process THE COLLEGE IS PLEASED to report that more than 125 applications for a Certificate of Authorization have been received, and 115 Certificates of Authorization have been issued as at December 31, 2002. To assist you in avoiding delays in processing your application, please note some of the most common errors made in the application process, and please share this information with your lawyer. Stale-dated Statutory Declaration Ensure that your Statutory Declaration is executed not more than 15 days before the application is submitted to the Registrar. Too often, the application form is invalid because more than 15 days have passed from the time the Statutory Declaration was signed and dated to the time the College received the application form. When this occurs, it is necessary to complete the entire application form again. This type of error will cost you valuable time and money as it directly impacts the validity of your Certificate of Status, which is also time sensitive. Reference: Ontario Regulation 39/02 made under the RHPA, 1991, paragraph 6 of subsection 2(1) Stale-dated Certificate of Status/No Certificate of Status T h e C o l l e g e h a s r e c e i ve d m a ny inquiries from members, lawyers and 20 Dispatch • Jan/Feb 2003 accountants questioning why the College requires a Certificate of Status verifying the existence of the corporation for a newly formed corporation. This is a Ministry of Health requirement and applies to all health professions regulated under the Regulated Health Professions Act, 1991. Receipt of an application form that does not include the Certificate of Status is not only incomplete but the application form itself becomes invalid since the Certificate of Status must be executed not more than 30 days before the application is submitted to the Registrar. Omitting this document will delay the application process since a new application form must now be completed and resubmitted to the Registrar. Reference: Ontario Regulation 39/02 made under the RHPA, 1991, paragraph 3 of subsection 2(1) Undertaking(s) and Statutory Declaration not dated Quite often a third party completes the application form, with the dentist simply providing his/her signature on the requisite forms (the application form itself, the undertaking(s) and the statutory declaration). It has been our experience that while these forms have been signed and witnessed they have not been dated, thus making them invalid. When completing the application form ensure that you sign and date all pertinent secEnsuring Continued Trust tions to avoid any unnecessary delays. Certificate of Incorporation of the Corporation and/or Articles of Incorporation not notarized and/or certified In accordance with government legislation, a certified copy of the Certificate of Incorporation of the corporation is required. Please note that the College will accept a notarized copy of the original Certificate of Incorporation and/or a notarized copy of the original Articles of Incorporation. The College will not accept Articles of Incorporation and/or Certificates of Incorporation that have not been notarized and/or certified by a lawyer and/or notary public. Certified and/or notarized copies of these documents executed by Shareholders of the Corporation will not be accepted. Submitting documentation that has not been notarized will cause delays. Reference: Ontario Regulation 39/02 made under the RHPA, 1991, paragraphs 4 & 5 of subsection 2(1) Photocopied and/or Scanned Application Forms When applying for a Certificate of Authorization, the legislation requires that a completed application be submitted in a form approved by the College. At its August 28, 2002 meeting, the RCDSO Council approved the application form. It is this College’s policy to accept only the original application form as approved by Council. As such, photocopied and/or scanned copies of this application form will not be processed. To avoid delays, please ensure that you submit the original Application Form for a Certificate of Authorization. It is understood however, that if you have more than one Director and/or Shareholder that the Undertakings in Form (C) and Form (D) will need to be photocopied and will be acceptable. Reference: Ontario Regulation 39/02 made under the RHPA, 1991, paragraph 1 of subsection 2(1) How to Order a Free Incorporation Kit If you would like to receive a free copy of the incorporation kit, please contact: • Kim Vivash, Administrative Assistant, Registration 416-961-6555, ext. 4346 toll free 1-800-565-4591 e-mail: kvivash@rcdso.org Who to Call at the College If you have other questions about the College process, you may contact any of the following College staff: • Julie Wilkin, Co-ordinator, Professional Incorporation 416-934-5612 toll free 1-800-565-4591 e-mail: jwilkin@rcdso.org • Rob Lees, Manager, Registration 416-961-6555, ext. 4353 toll free 1-800-565-4591 e-mail: rlees@rcdso.org • Dayna Simon, Assistant to the Registrar, Legal 416-934-5618 toll free 1-800-565-4591 e-mail: dsimon@rcdso.org • Irwin Fefergrad, Registrar 416-934-5625 toll free 1-800-565-4591 e-mail: ifefergrad@rcdso.org PLP Coverage Extended to Dental Health Professional Corporations In addition to providing malpractice coverage for dentists and partnerships of dentists, the College’s Professional Liability Program also provides coverage for dental health professional corporations that hold a current certificate of authorization from the Royal College of Dental Surgeons of Ontario. This coverage relates to the performance of professional services and not to ancillary services performed on behalf of the corporation that are not within the scope of practice of dentistry. There is no additional cost for this coverage and it is not necessary for the dentistry professional corporation to notify the Professional Liability Program when a Certificate of Authorization has been granted. Circulation of Proposed Regulation & Standard Only First Step College Emphasizes No Regulation Or Practice Standard Enforceable Until Lengthy Process Completed and Membership Notified EARLY IN JANUARY THE College circulated to all members and key stakeholders two important documents for review and input. One was a proposed regulation relating to amalgam waste disposal. The other was a proposed standard of practice relating to amalgam waste disposal. Both these documents are only proposals. They were forwarded from the Legal and Legislation Committee to Council, and approved in principle only by Council at its November 2002 meeting. Following the normal RCDSO process, this approval in principle of a regulation is made by Council so that it can circulate the proposed regulation for input by College members and external key stakeholders including the Ontario Dental Association. Generally at least 60 days is provided for written submissions to be made to the College. The next step in the process is that this input is sent to the appropriate College committee, usually the Legal and Legislation Committee, for its consideration. The committee then makes a recommendation to a future Council meeting about what, if anything, needs to be done. At that time, Council could decide to pass the proposed regulation, or take no action, or pass a different form of the regulation. If changes to the regulation were significant, that new proposed regulation would be approved in principle, and then recirculated to members and key stakeholders for comment. Even after Council passes a regulation, it is not enforceable unless, and until • the approval of the Minister of Ensuring Continued Trust Health and Long-Term Care is given; • the Ontario Cabinet passes the regulation, has it signed by the Lieutenant-Governor In Council, and published the regulation in the Ontario Gazette. Once that lengthy process is completed and the regulation, approved by Council, passed into law by the government, the College would notify you, and provide you with advice about how to comply with the regulation. Some regulations, such as the proposed amalgam waste regulation, need to have a published standard of practice in place at the time the regulation becomes enforceable. That accompanying standard, even if finally approved by Council, would only become effective once the appropriate regulation became law. Dispatch • Jan/Feb 2003 21 Advertising By Dentists: Frequently Asked Q+A Advertising is definitely one topic that generates a lot of questions year after year here at the College. In fact, with new media like the World Wide Web gaining in popularity, the number of questions just continues to expand. Because of the increasing interest in this area, a quick review of some of the most common questions that we receive may be useful. The College’s Practice Advisory on Professional Advertising clearly outlines the existing regulations. It is available on our Web site at www.rcdso.org. Just click on the Practice Advisory heading on the home page. Can fee reductions be advertised? Dentists may advertise reduced fees, but when they do, the advertisements must be specific. So for example, either the fee itself is advertised, or the percentage off a specified fee, or the percentage off a fee as per a specified year of the suggested ODA Fee Guide. The fee must apply to ALL patients, whether they have insurance or not, and whether they are aware of the advertisement or not. ices they provide in their practices. However, in describing one’s practice, comparisons and suggestions of uniqueness or superiority are not permitted. The use of “I” and “we” in articles written about the practice may be considered as comparison or suggestion of uniqueness, and may therefore be inappropriate. Comparative adjectives, especially those ending in “er” or “est” should also be avoided for similar reasons. Coupons cannot be used. Can we offer prizes? The regulations prohibit a dentist from offering a rebate, credit or other benefits to patients. This includes any gifts or special offers such as a free electric toothbrush in conjunction with services being provided. As well it also prohibits any other gifts or prizes directly or through contests. In describing my practice, what are the limitations? Dentists may include the types of serv- 22 Dispatch • Jan/Feb 2003 Is it appropriate to include references to the practice’s sterilization techniques? No. All dentists must comply with the College’s Guidelines on infection control. References to the cleanliness of the office, or to the sterilization techniques used should not be included in advertisements. Phrases such as state of the art, leading edge, and advanced in reference to Ensuring Continued Trust equipment, materials and/or techniques should not be included in advertisements. You may wish to include in your advertisement an invitation for patients to call the office with questions/concerns, and suggest that they can visit the office before they make appointments. How can I ensure that my proposed advertisement complies with the regulations? You may mail, e-mail or fax your advertisement - print, video, audio or Web to the College. Dr. Fred Eckhaus, Assistant to the Registrar, Dental, would be pleased to review your proposed advertisement, and advise you on its appropriateness within the existing regulations. You can contact Dr. Eckhaus by calling 416-934-5624, toll free at 1-800-565-4591, or by e-mail at feckhaus@rcdso.org. A New Year...and A Facelift for Dispatch THE FIRST ISSUE OF DISPATCH FOR 2003 UNVEILS A NEW LOOK. TO BE HONEST, IT IS WITH SOME TREPIDATION THAT WE LAUNCH THIS FACEFLIFT. YOU’VE TOLD US THAT WE HAVE A WINNING PRODUCT, BUT AT THE SAME TIME WE NEED TO CONTINUOUSLY STRIVE TO MAKE IMPROVEMENTS. We think that these small changes only enhance all the things that readers have told us over and over again that they like about Dispatch. In fact, we hope that the new look will make the magazine even more vibrant, and easier to read. Here’s a quick checklist of some of the improvements: • We’ve emphasized a linear layout so that the pages are more open and easier to read. • To help you navigate through the magazine, we’ve developed clearly identifiable icons or graphics for all our regular columns. • Gone are the coloured borders on the top of pages. That means there’s more room on the pages, and that means more white space so the copy is easier to read. • Photographs are used more creatively. • The President’s column is now in both official languages. • Other subtle changes have been made in how the stories are laid out on the page to try and eliminate odd word breaks and white spaces - again to help make the magazine easier to read. We hope you like it. As always, your feedback is welcomed. Just send me an e-mail at pmace@rcdso.org, or give me a call at 416-934-5610, toll free at 1800-565-4591, or drop me a note by surface mail. Peggi Mace Communications Director Membership Directory In Production - We Need Your Help! The new RCDSO membership directory is in production. We want to be sure that we have the most accurate information about each member listed. Any changes that you wish to have reflected in this latest version of the directory must be received by the College on or before March 31, 2003. In order to ensure accuracy, all changes must be received in writing. As you know, the College is required by law to have available to the public, the current business address for all RCDSO members. Any change in this information must be reported to the College within 30 days of the change occurring. You may choose to designate another address as your preferred mailing address for College communications. This second address is not available to the public. Please use the form on page 45 to send us your up-to-date address information. You can send it to the College by mail or by fax at 416-961-5814. Ensuring Continued Trust Dispatch • Jan/Feb 2003 23 Clear Distinction Between Supervision of In-Office Laboratory and a Commercial Operation IN ONTARIO, ONLY A REGISTERED DENTAL TECHNOLOGIST (RDT) OR A DENTIST MAY SUPERVISE A COMMERCIAL DENTAL LABORATORY. IT IS THE COLLEGE’S POSITION THAT ANY DENTIST WHO PROPOSES TO SUPERVISE A COMMERCIAL LABORATORY MUST BE ABLE TO FULFILL THE SAME ROLE AS THE RDT. In today’s market, many dental offices are seeking to offer patients full-service by providing many aspects of dental care at a single location. That includes offering an on-site dental laboratory for the convenient construction and repair of some dental prostheses and appliances. In this scenario, laboratory services are provided exclusively for the patients of that office. The treating dentist is able to oversee its operation, and assume responsibility for the quality of the finished products. The College is frequently contacted by members and others to find out if a dentist may supervise an in-office laboratory like the one described above. Other inquiries relate to the operation of a commercial dental laboratory that offers services to the professional community-at-large. The College draws a clear distinction between an in-office laboratory, and a commercial operation. In Ontario, only a registered dental technologist (RDT) or a dentist may supervise a commercial dental laboratory. It is the College’s position that any dentist who proposed to supervise a commercial laboratory must be able to fulfill the same role as the RDT. The College of Dental Technologists (CDTO) has published guidelines about laboratory supervision for its members that stipulate the supervising RDT must: 24 Dispatch • Jan/Feb 2003 • Assume full responsibility and accountability at all times for the technical aspects of dental technology practice, as well as for the administration of the laboratory. • Be responsible for overseeing the design, construction, repair and alteration of each dental prosthetic, restorative or orthodontic device that is processed in the laboratory. • Ensure that no case can be released, other than on an interim basis, without his/her authorization. Such authorization means that the supervisor has: 1. Examined all records supplied by the prescribing dentist, and any other records (e.g. impressions, intra-oral records, models, diagrams, written and verbal instructions) necessary to the design, fabrication, repair or alteration in question. 2. Certified that the records reviewed are adequate to design, construct, repair or alter the case. 3. Examined the case for conformity to the prescription. 4. Certified that the case was designed, constructed, repaired or altered in accordance with appropriate standards. 5. Confirmed that the invoice accurately reflects the processes, materials and charges for the case. • Only supervise a single laboratory on a single day. RCDSO will use this same document to determine whether a member of this College has performed according to acceptable standards, and is maintaining his or her responsibilities as a health-care professional. You can access the complete CDTO document at www.cdto.ca/english/lab.pdf. In addition, all invoices, design consultations, and any document authorizing the release of the case must clearly identify the supervising RDT or dentist. Members are reminded to look for the official verification stamp of the supervising RDT that signifies that the case conforms to continued on page 43 Section 32(1)(a) of the Regulated Health Professions Act stipulates that no person shall design, construct, repair or alter a dental prosthetic, restorative or orthodontic device unless the technical aspects of the design, construction, repair or alteration are supervised by a member of the College of Dental Technologists of Ontario or the Royal College of Dental Surgeons of Ontario. Ensuring Continued Trust Is Your Practice In Need of a Preventative Check-Up? The voluntary practice review program is underway for 2003, and the call goes out for volunteers. THE QUALITY ASSURANCE (QA) Committee has approved continuation of the voluntary practice review program for this year. Originally launched in mid-1998, the program has seen over 200 dental office reviewed - all on a voluntary basis. A practising colleague carries out the half-day preventative checkup. The goal is to provide assistance, and helpful and practical advice about a number of key areas of your practice. Because of the educational nature of the program, dentists who volunteer for a practice review will receive six MCDE credit points for their participation. Feedback from dentists who have already participated is extremely positive. Dentists have remarked on the understanding, consideration and support offered by the reviewers. Those practices reviewed on a voluntary basis will not be subject to another review for at least five years. Although the province has not yet passed the government regulation that would make the participation in the quality assurance program mandatory, the QA Committee believes it is important to proceed on a voluntary basis while awaiting government action. If you would like to volunteer your practice, or have any questions about the volunteer dental practice review program, contact Dr. Bob Carroll, Manager, Professional Practice at 416934-5611, toll free at 1-800-565-4591, or by e-mail at rcarroll@rcdso.org. Feedback from Dentists Who Volunteered For The Practice Review We found the whole process very affirmative for staff. They were left with the feeling that they were doing a good job, but at the same time eager to improve in the areas pointed out by the reviewer. The reviewer’s style was very constructive. He was able to point out areas that needed improvements without creating resentment or discouragement. Our staff’s personal esteem was strengthened, and we are working better as a team as a result of our review. Dr. Thomas Williams Mississauga An excellent experience. It is good to know when our practice out in the trenches is doing things as best as possible. The RCDSO is commended for its proactive stance on this issue. Dr. John Sujak Waterloo The whole staff appreciated and enjoyed the practice check and it was definitely a positive experience. I would like to thank RCDSO for this review. Dr. Arasaratnam Selvarajah Don Mills CDHO Notice of Illegal Practice of Dental Hygiene THE COLLEGE OF DENTAL HYGIENISTS of Ontario (CDHO) has informed RCDSO that Ms. Elena Stancu has held herself out to be a dental hygienist and performed controlled acts without being registered with CDHO. She had told her employer she was a registered paradental practitioner. In June 2002, a judge of the Ontario Court ruled that Ms. Stancu has breached provisions of the Dental Hygiene Act, 1991, and the Regulated Health Professions Act, 1991. The judge ordered her to refrain from any further breaches of the law, and awarded CDHO costs of $10,000. The CDHO suggests that employers check with CDHO to ensure that the individual that they propose to hire is registered as a dental hygienist in Ontario. Ensuring Continued Trust Dispatch • Jan/Feb 2003 25 Practice Check How To Handle the Release or Transfer of Patient Records The release of a patient’s dental charts or recent radiographs cannot be contingent on the settlement of the patient’s account. DENTISTS WHO ARE REQUESTED TO PROVIDE PATIENTS OR OTHERS WITH RECORDS AND/OR RADIOGRAPHS ARE REQUIRED BY LAW TO COMPLY WITH THIS REQUEST IN ORDER THAT ALL PATIENTS MAY HAVE THE BENEFIT OF CONTINUITY OF CARE. The records may be necessary for the transfer of a patient to the care of another dentist, for the referral to a specialist, or for legal reasons. Dental records belong to the dentist, and, in the case of an adult, must be kept for at least 10 years after the last entry. However, patients do have the right to examine and copy information from their own records, or to have copies of pertinent portions of their records provided to them directly, or sent to another practitioner. Information usually required by a patient’s new dentist would include: 26 Dispatch • Jan/Feb 2003 • A summary of all information relevant to the patient’s ongoing treatment plan i.e. clinical notes plus information obtained from other practitioners. • Copies of the most recent full mouth series or panoramic film, and any other radiographs taken within the last 24 months. If a patient, or their authorized representative, requests all the information in the patient’s record, they are entitled to copies of everything, even if the request does not appear to be relevant to the patient’s ongoing care. Ensuring Continued Trust A dentist’s responsibilities with respect to an associate or partnership relationship are the same as outlined above. The dentist must ensure that patient care is not compromised due to a breakdown in a principal/associate relationship. Patient Consent Required Dentists have the responsibility to keep in confidence any information those patients or their colleagues may have divulged, unless the patient or their authorized representative, such as their lawyer, has given permission to the dentist to impart this information. Practice Check This consent can either be in writing in the form of a patient release, or other correspondence. This consent may also be provided verbally directly from the patient. When it is verbal, the consent should be recorded in the patient’s record. Compensation Dentists are permitted to ask for outof-pocket expenses for copying patient records and radiographs. But the dentist cannot charge an hourly rate or fee to put together the information requested. Depending on the reason for the patient transfer, as a goodwill gesture it might be advisable to absorb the costs incurred. In the case where there is a delinquent account, the dentist is still required to prepare and transfer records on request. Other avenues of settling overdue accounts must be pursued. Release of Dental Records for Missing/Deceased Persons Release of patient records without the consent of the personal representative of the deceased would constitute professional misconduct, unless the dentist is required to do so by law. Dentists should request that the police provide either a search warrant issued by a justice of the peace, or a coroner’s warrant in order to obtain dental records for an investigation. Dental-Legal Reports A dentist should expect that a lawyer would pay the professional fee for the preparation of a dental-legal report. The fee is usually based on the amount the dentist would earn per hour, on average, in his or her usual practice. The dentist should be prepared to disclose, upon request, the hourly rate or fee that he or she will charge for the document preparation. If you have any questions about this article, please contact Dr. Bob Carroll, Manager of Professional Practice at 416-934-5611, toll free at 1-800-5654591, or by e-mail at rcarroll@rcdso.org. Supreme Court Of Canada Decision on Patient Records In June 1992, the Supreme Court of Canada delivered a unanimous judgment in McInerney v. MacDonald, a case involving confidentiality of health-care records. Although the case involved a physician’s records, there is no reason to believe that the court would make a different finding in the case of a dentist’s records. The court considered two questions: 1. Are the treatment records prepared by a practitioner the property of that practitioner, or are they the property of the patient? The court found that “the physician, institution or clinic compiling the medical records owns the physical records.” 2. Does the patient have a right to examine and obtain copies of all documents in the record? The court found that, because of the patient’s vital interest in the infor- mation contained in the records, the patient has right to inspect the records, and to obtain copies of the records. Practitioners may be able to refuse access to records if “there is a significant likelihood of a substantial adverse effect on the physical, mental or emotional health of the patient, or harm to a third party.” Although the court did not give examples, this argument has been used in the past where the records concerned psychiatric treatment of the patient. The court also held that the patient is entitled to examine and copy the records, provided the patient pays a legitimate fee for the preparation and reproduction of the information. The court also held specifically that the practitioner must disclose not only records made by the practitioner, but also information obtained from other practitioners. Patient Records Cannot Be Held As Ransom for Account Collection A s the College’s Guidelines on the release and transfer of patient records outline: “Since patients have the right of access to or a copy of their complete patient dental record, dentists are required to follow the direction of a patient and provide copies of what the patient has requested.” As the Complaints Committee has reminded members in the past, a patient’s records are not to be held as ransom for the collection of accounts. The regulations under the Regulated Health Professions Act, and the College Guidelines require that members transfer records upon the receipt of a written direction signed by the patient so that continued patient care is not compromised or delayed. The College Guidelines on the release and transfer of patient records is available on the College Web site at www.rcdo.org, or you can order a free copy by calling Aurore Sutton, Communications Assistant at 416961-6555, ext. 4303, toll free at 1-800-565-4591, or by e-mail at asutton@rcdso.org. Ensuring Continued Trust Dispatch • Jan/Feb 2003 27 Practice Check Dental Treatment for Patients with Pacemakers & Implantable Cardioverter Defibrillators OVER THE YEARS, SOME CONCERNS HAVE BEEN RAISED ABOUT DENTAL TREATMENT FOR PATIENTS WHO HAVE PACEMAKERS OR IMPLANTABLE CARDIOVERTER DEFIBRILLATORS (ICD). MUCH OF THESE CONCERNS ARE UNFOUNDED AND BASED ON ERRONEOUS INFORMATION. THE TWO MAIN AREAS OF CONCERN ARE: 1) REQUIREMENTS FOR PROPHYLACTIC ANTIBIOTIC COVERAGE FOR DENTAL TREATMENT, AND 2) INTERFERENCE THAT EQUIPMENT IN A DENTAL OFFICE CAN HAVE ON THE FUNCTION OF A PACEMAKER OR AN ICD. Prophylactic Antibiotic Coverage The American Heart Association does not feel that antibiotics are necessary for patients with pacemakers or ICDs. A cardiologist may wish to recommend antibiotics if the device has been implanted within the last few months before the dental treatment date, or if there are any other heart conditions that may recommend the use of pretreatment antibiotics. It would be prudent for dentists to check with the patient’s cardiologist if the device has been implanted within the last six 28 Dispatch • Jan/Feb 2003 months, or if other heart problems exist. Interference with Function A pacing system consists of a generator that will produce an electric impulse that is transmitted by a lead. This lead is in contact with heart tissue and its signal assists in producing regular heartbeats. This electrical message can be interfered with by electric or magnetic fields called electromagnetic interference (EMI). Electric motors and equipment can generate EMI. Since Ensuring Continued Trust some types of dental equipment can produce EMI, dentists are naturally concerned when treating patients with pacemakers and ICDs. For the last 15 years, this problem has almost been eliminated by the fact that the implantable devices have been made with filtering systems designed to block EMI from reaching the sensor of the device. Therefore, almost all patients today do not need to worry about dental equipment causing this effect. However, in some cases with some patients who may be quite frag- Practice Check ile, it is prudent to be cautious. A patient’s device identification card can provide the model number and the manufacturer of their device. With this information, the patient’s dentist can investigate if their device has an adequate filtering system. As stated above, it is unlikely that any device less than 15 years old will not have an adequate filtering system. The following is a list of the dental equipment often identified as a potential problem and the actual effects on a pacemaker or ICD. Dental x-rays Dental x-rays taken on the patient will not affect an implanted pacemaker or ICD. The energy density of an x-ray is not sufficient to interfere with the device or cause damage. Ultrasonic equipment for cleaning instruments The equipment generally operates in the 50-500 watt output range. Tests have indicated safety up to 1000 watts as it relates to the effect on implanted devices. Also, research indicates a patient’s device would have to be 30 cm from the machine in order to have an effect. This set of circumstances would not be likely to happen in a dental office unless the machine was very much larger than normal, and the patient was positioned with their device 30 cm from the operating machine. Ultrasonic dental scalers These machines have typical power outputs of 30 watts and operate at 25 kHz. This energy level will not affect the pacemakers and ICDs made in the last 15 years in any significant amount due to the filtering mentioned earlier in this article. The ultrasonic machines must be properly grounded in order to prevent conducted current leakage from the handle of the cleaner. Dentists would be aware of this problem, as all patients would report small shocks when the machine was used. Therefore, it should not be a concern. One study* did report a small impact if the scaler was closer than 37cm from the implanted device. For those patients with very fragile conditions, a dentist may wish to consult the patient’s cardiologist regarding this minor effect. Pulp testers The current flow and direction of a pulp tester is not of sufficient strength to cause any problems. Electronic apex locators For most patients the current flow will not be a problem. However, it would be wise to check with the patient’s cardiologist prior to using this instrument as it could have negative consequences to very sensitive patients. Dental drills, chairs, mixers Use of dental drills, chairs, mixers, etc. will not affect pulse generators. The motors are small and do not radiate sufficient EMI to affect the pulse generator. Similar to the ultrasonic scaler, a faulty electrical grounding could conduct current into the body if in direct contact. Amounts that were less than those sufficient to produce a mild shock would not cause any effect. If a shock was experienced the effect could be to switch the device from the demand mode to the fixed rate mode. The danger of this effect is minimized for two reasons. First, the shock the patient experienced would signal the dentist or dental hygienist to discontinue the use of the machine. Once the use was stopped, the device would likely return to the correct mode. Second, most modern devices allow the patient to take corrective action to vary their device. Electrosurgery equipment This equipment represents the most likely cause of a problem, and caution Ensuring Continued Trust should be exercised. A dentist might consider alternatives to electrosurgery and electrocautery. However, with appropriate precautions this equipment can be used. A dentist should have sufficient training in the use of this equipment with pacemaker and ICD patients to make him or her quite comfortable with its use in these circumstances. Dentists should be familiar with the appropriate placement of electrodes in these circumstances, and whether or not it is required or safe to suspend the detection function of an ICD during the procedure. If you have any questions about this article, please contact Dr. Bob Carroll, Manager of Professional Practice at 416934-5611, toll free at 1-800-565-4591, or by e-mail at rcarroll@rcdso.org. SUMMARY 1. antibiotic coverage - not necessary 2. ultrasonic scaler and apex locators - OK for most patients but a minor concern in very fragile patient 3. electrosurgical instrument - significant concern - discuss all issues with cardiologist including risk/benefit ratio. 4. all other dental equipment - OK 5. Dentists and patients should not be apprehensive in seeking or receiving dental treatment. * Journal of Oral Surgery, Oral Medicine and Oral Pathology, January 1998 Dispatch • Jan/Feb 2003 29 Dental Ethics 101 - Case Study Crank it up! Patient Seeks a High From Nitrous “ ” Oxide-Oxygen Conscious Sedation Alan Norris is a 35-year-old advertising salesman for a local company who came to your general practice because a coworker said that you were painless and used laughing gas. You first saw Alan three months ago as an emergency patient with a pericoronitis associated with a partially erupted mandibular third molar. His medical history and vital signs were unremarkable. His dental history included several painful experiences as a child, which made him afraid of the dentist. He also admits to using recreational drugs, especially marijuana, in college, although he didn’t inhale. All of his dentists used the “gas,” and he added, “this is the only way I can tolerate dental drilling.” 1. Continue to treat Mr. Norris using nitrous oxide-oxygen conscious sedation. 2. Continue to treat Mr. Norris using nitrous oxide-oxygen conscious sedation, but lower the dosage during the appointment. 3. Discuss your concerns with Mr. Norris and attempt to determine if he is a substance abuser. If he denies being an abuser, proceed with #1 or #2. 4. Discuss your concerns with Mr. Norris, and if he admits to being an abuser, insist that he seek out professional counselling before you resume treatment using nitrous oxideoxygen conscious sedation. You used nitrous oxide-oxygen conscious sedation during the surgical extraction and his restorative appointments. This is his third appointment, and you are concerned that his need for gas was more for pleasure than the avoidance of pain. He inhales deeply during the appointments and asks you to crank it up. He even told your assistant in confidence, “this gas is great, it really gives me a high.” (Printed with the permission of Dr. Thomas K. Hasegawa, Baylor College of Dentistry, Dallas, Texas.) You are now faced with an ethical dilemma. Circle the course(s) of action that you would follow. Now turn to page 42 to find the case study discussion of this ethical dilemma. 30 Dispatch • Jan/Feb 2003 5. Discontinue treating Mr. Norris. 6. Consider another alternative. Ensuring Continued Trust New Brochure for Public Explains Complaint Process Ensuring public trust is one of the profession’s highest priorities. THE COLLEGE’S PHILOSOPHY OF WORKING THROUGH A RESPONSIVE AND RESPECTED PROCESS PERCEIVED AS FAIR BY BOTH THE DENTAL PROFESSION AND THE PUBLIC IS THE KEY MESSAGE OF A NEW BROCHURE FROM THE COLLEGE THAT EXPLAINS THE COMPLAINT PROCESS TO THE PUBLIC. The copy on the front cover of the brochure encourages patients to discuss any problems with their dentist. As the brochure copy explains, patients must be able to put their trust in dentists, and dentists themselves rank this as one of the profession’s highest priorities. In fact, the College is totally funded by the dues paid by each dentist in the province. Commonly asked questions such as how to make a complaint, time limit for filing a complaint, and the appeal process are covered. The College’s successful alternate dispute resolution program is also explained in detail. Copies of this brochure are available free-of-charge from the College by calling Aurore Sutton, Communications Assistant at 416-961-6555, ext. 4303, toll free at 1-800-565-4591, or by e-mail at asutton@rcdso.org. The brochure is also on-line on our Web site at www.rcdso.org. College Publication Turns Into Best Seller OUR GUIDE FOR ONTARIO DENTISTS AND PATIENTS ON MEDICAL HISTORY RECORDKEEPING HAS TURNED INTO A BEST SELLER. A number of community colleges in the province have asked for copies to use the guide as a teaching tool in programs for both dental assistants and dental hygiene students. To date requests have come in from Niagara College, Confederation College, Cambrian College and Conestoga College. Other regulatory authorities across Canada, such as Prince Edward Island, have asked for copies to share with their registrants. Alberta is considering circulation of a copy to every dentist in the province (at their cost). Another province is hoping to use our Guide as a model for development of one of their own. And, as you can see if you turn to our Mailbag section, the value of the Guide has not escaped the notice of an Ontario cabinet minister. The guide is the culmination of an enormous amount of work by the Quality Assurance Committee, College Ensuring Continued Trust staff and experts in the field who kindly volunteered their time to work on the project. Dispatch • Jan/Feb 2003 31 On Appeal When the Complaints Committee issues a decision, the member or the complainant has a right of a review by the Health Professions Appeal and Review Board (HPARB) - as long as it is not a referral of specified allegations to the Discipline Committee. Under the Regulated Health Professions Act, HPARB hears appeals and reviews decisions made by the self-governing regulatory agencies of the 23 regulated health professions. Summaries of some HPARB reviews are published in Dispatch as an educational resource for both members and the public. Institutional parties may be named, but individual parties will not. If you would like a full version of any of these decisions, you can either contact the Board directly at 416-327-8515, or call the College’s Petula Widyaratne, Co-ordinator, Complaints at 416-961-6555, ext. 5311, toll free at 1-800-565-4591, or by e-mail at pwidyaratne@rcdso.org. CASE 1 The Complaint The patient complained to the College about his care and treatment when he attended as an emergency patient. The patient had an existing cervical spine disease that he advised prohibited him from sitting for longer than one hour. The treatment, however, extended beyond the one hour. The complainant alleged that the member, a new graduate, lacked experience and caused undue suffering. The complainant also refused to pay the balance of fees owing. Complaints Committee The Complaints Committee decided to caution the member in writing because it appeared from the investigation that the member did not take into account the cervical spine disease in determining the length of treatment, and misrepresented himself as someone who was experienced. Health Professions Appeal and Review Board The patient was dissatisfied and appealed to the Board. The Board found that the investigation was adequate, but ordered the Committee to remove the caution. The Board reviewed the medical record and noted that it was very thorough and nowhere on the record was there any reference to 32 Dispatch • Jan/Feb 2003 any cervical spine condition. There was also no reference to medication, and therefore the Board was of the view that the member could only go by the information that was made available to him by the patient. The Board also accepted the member’s observation and judgement that the work that was required was endodontic work could not be done in an one hour sitting. CASE 2 The Complaint The patient complained to the College about the care of his late aunt, alleging that the member had avoided communicating with him about the cost of her replacement denture, and that the denture prepared did not fit. The College’s investigation revealed that there were several pieces of correspondence from the member to the complainant. The member offered to treat the patient until the denture felt comfortable. While no dentist fee was being charged, the member advised that there would be a reimbursement cost to the denturist. Complaints Committee The Committee engaged the services of an expert who advised that the achievement of a satisfactory balance between the comfort and the retention of the Ensuring Continued Trust denture could be most challenging. In this case, it appeared that the patient was less than co-operative because the patient did not attend the appointments booked. The Committee therefore ordered no further action. Health Professions Appeal and Review Board The patient was dissatisfied and appealed to the Board. The Board reviewed the investigation of the College including the expert’s report and confirmed the Committee’s decision. The complainant tried to seek an order from the Board requiring the College to provide money. The Board stated that it had no jurisdiction over money awards, nor did the Complaints Committee. Any matter of financial recovery is for the civil courts. CASE 3 The Complaint The patient was insured and dental insurance was afforded the patient. The carrier complained to the College that the member was either charging for services not rendered, or was providing inappropriate treatment because, for a period of three years, the member had billed six procedures for flap surgery and six procedures for surgical curettage when on several occasions the patient had received root planing by a On Appeal periodontist. The insurer’s letter of complaint stated that in its view it was “...unusual to see a pattern of root planing from a periodontist and a periodontal surgery from a general practitioner.” The member in question was a general practitioner. The College’s investigation revealed that, in fact, work charged by the periodontist was done by the periodontist, and the work charged for by the member was done by the member. The patient was very satisfied with the member’s work. Complaints Committee The Committee was not pleased with poor records of periodontal examination and charting by the member. The Committee wished to determine whether or not there was sufficient evidence to refer to Discipline, and asked the Registrar for an opinion. The Registrar reviewed the file and advised the Committee that it was doubtful whether there was sufficient evidence to prove the case. He also added, and commented to the Committee, that they might wish to take into account that there was a satisfied patient. The Committee saw fit to take the Registrar’s advice, and did not refer specified allegations to Discipline but asked the member to attend for an oral caution. Health Professions Appeal and Review Board The insurance company was dissatisfied and appealed to the Board. In particular, the insurance company felt that the Registrar’s involvement in advising the Committee as to the evidentiary basis for proof of discipline should not have been given consideration. Also, the insurance company was of the view that a more thorough investigation might have, in fact, produced that proof. The Board reviewed in detail the investigation of the College and found that it was adequate. It stated that: “The Board is satisfied that all reasonably available and relevant information had been acquired by the Committee. The Committee has no powers to compel individuals, such as the patient, to cooperate with the Committee or to provide information to it”... when the patient is not the complainant. The Committee went on to say that an investigation did not need to be exhaustive in order to satisfy the Board that it is adequate. The Board commented on the Registrar’s involvement. The Board noted that the Registrar was involved only at the request of the Committee, and only to assist the Committee because it had doubts as to the adequacy of the evidence available to prove the case. “In view of these doubts, it was appropriate for the Committee to seek advice and guidance on this point, and it did so by obtaining the opinion of the College Registrar.... The Registrar’s opinion confirmed the concerns of the Committee.” The Board therefore confirmed the decision of the Complaints Committee. [Editor’s Note: The proposed amendments to the Regulated Health Professions Act (RHPA) made by this College requires the Complaints Committee to satisfy itself that any case which the Committee wishes to refer to Discipline must be provable. This was part of the College’s own submission during the RHPA review.] CASE 4 The Complaint The patient complained to the College because the member, a general dentist, did some orthodontic work. The patient reported tenderness. After an xray was taken, which the member noted presented severed internal resorption, several teeth were extracted. The patient was aware that the member was not an orthodontist. The patient subsequently attended before a periodontist for a periodontal evaluation, and it was noted that there were serious Ensuring Continued Trust periodontal problems affecting numerous teeth. Complaints Committee The Committee noted that the crown and bridge work on teeth 47 and 26 was attempted with insufficient biological width to hope to have successful crown margins established. The panel believed that the member failed to diagnose ongoing periodontal potential problems for this patient, and further, there was a lack of full mouth xrays prior to the orthodontic treatment. The member agreed to enter into a written undertaking with the College in which he agreed to successfully complete courses approved by the Registrar in periodontics related to diagnosis and treatment planning, including cases which involve orthodontic and crown and bridge services; and also a hands-on course approved by the Registrar in these areas. In addition the undertaking restricted the member from initiating any orthodontic treatment without having first completed the courses, and then having his practice monitored at his own expense by an orthodontist approved by the Registrar. The Committee was of the view that the issues of concern which had been detected in its review of the case would all be addressed by the courses required by the undertaking. Health Professions Appeal and Review Board The patient was dissatisfied and appealed to the Board. The Board was of the view that the remedial action was required and this led to the undertaking, and the remedial action was reasonable, and that the public interest was suitably protected via that vehicle. In the event the member breached the undertaking, it could result in a referral to the College’s Discipline Committee. The Board therefore supported and upheld the Complaints Committee’s decision. Dispatch • Jan/Feb 2003 33 Ounce of Prevention Risk Management Advice from PLP This feature in Dispatch has been prepared by the College’s Professional Liability Program (PLP) to offer guidance to members regarding the prevention of malpractice claims, or the minimization of the magnitude of an existing claim. The Perils of Late Reporting PLP staff appreciates the anxiety created when a patient gives an indication, either orally or in writing, that there is some dissatisfaction with the treatment outcomes, and that a demand for compensation and/or refund may be made. If this situation arises, let PLP help you. We are as close as your telephone. had performed negligent extractions, improper root canal treatment and had placed an ill-fitting bridge. The patient demanded compensation. Dr. Laite responded to the patient, indicating that he would consider paying an amount of $2,000. Dr. Laite did not report the matter to PLP, nor did he obtain a release from the patient. Timely reporting not only preserves a dentist’s right to coverage, but it also can result in matters being resolved on a mutually satisfactory basis for you and your patient. Conversely, failure to report a potential claim can result in a denial of coverage. Most times PLP is able to convince the insurers that their position has not been prejudiced by a dentist’s failure to give notice of a potential claim; however, rarely, coverage has been denied. Over the next 2 1/2 years, the patient wrote four more letters. During that time, all members of the College received notice that there was to be a change of malpractice insurers. Members were informed that it was imperative that they give notice to PLP of any instances that could reasonably be expected to give rise to an insurance claim, no matter how insignificant they might be. Members were further advised that failure to do so before a specified date might result in the claim being uninsured. Dr. Laite still did not report this matter. Case 1 Dr. Laite, a general dentist, treated a patient over a period of five years. During that time he performed extractions, root canal treatment and restorative treatment and placed a bridge. The patient subsequently moved and, soon after, developed dental problems. She wrote a letter to Dr. Laite alleging he 34 Dispatch • Jan/Feb 2003 After receipt of the fifth letter from the patient, Dr. Laite increased his offer of payment to the patient to $4,000 and, shortly thereafter, contacted PLP. Ensuring Continued Trust Discussion PLP informed Dr. Laite that it was possible the malpractice insurer would deny coverage due to the late reporting. Following deliberation, the insurer denied coverage because a) Dr. Laite delayed in reporting the claim to PLP, b) the claim arose before the policy was in force, and c) his actions were considered to have prejudiced the underwriter’s ability to defend the matter. PLP advised Dr. Laite that, if he had not already done so, he should retain defence counsel immediately. We wish we could tell you that everything turned out well for the member, but we simply do not know. This sort of situation is most distressing to PLP staff, as it surely must have been to the member. Unfortunately, in this case, there was no argument to be made. The failure to report was simply insurmountable. Case 2 Dr. Slowe, a general dentist, treated a patient for 14 years. The patient moved and presented to a new dentist who informed her that a crown, recently inserted by Dr. Slowe, was faulty and Ounce of Prevention required replacement. The patient then demanded a refund of fees paid to Dr. Slowe for the crown. Without prior advice from PLP, Dr. Slowe provided the refund. Six months later, the patient advised Dr. Slowe she had seen a specialist who had prepared a treatment plan for follow-up dental reparative work, totalling $25,000. Dr. Slowe refused the patient’s demand for more money. Six months later, Dr. Slowe received a letter from the patient’s lawyer, notifying her that the patient intended to file a claim for damages. Dr. Slowe then contacted PLP. A Statement of Claim was subsequently served, alleging supervised neglect and demanding $250,000 compensation for pain and suffering. Discussion The malpractice insurer agreed to investigate and defend this claim subject to a reservation of its rights under the Notice of Occurrence or Claim and Co-operative Provisions in the policy. Notice of Occurrence or Claim refers to a general condition of the policy, which states that: “Upon the (member) becoming aware of any occurrence which might reasonably be expected to be the basis of a claim covered herein, WRITTEN NOTICE SHALL BE GIVEN by or on behalf of the (member) to the Adjuster.” Co-operative Provisions refers to a general condition of the policy, which states that: “The (member) shall not, except at his own cost, voluntarily make any payment, assume any obligation or incur any expense.” PLP POINTERS You should call PLP when: • You receive a call or letter from a patient or patient’s representative seeking compensation. • You are served with a legal action. • You rendered treatment to a patient where the result is adverse and not consistent with the anticipated outcome. • Your patient is unhappy with and complaining about the treatment rendered. • You are unsure whether or not to call - if in doubt, call PLP. There is no downside to doing so. In Order to Protect Your Right to Coverage Notify PLP immediately if your patient wants or might want money. Do not take any steps that may jeopardize your right to coverage. Phone: 416-934-5600 Toll free: 1-877-817-3757 E-mail: PLP@rcdso.org Dr. Slowe breached each of these provisions of the policy. First, she did not notify PLP at the outset of the claimant’s dissatisfaction with treatment and demand for a refund. Second, Dr. Slowe failed to obtain PLP’s input, including both assistance in drafting a letter to the claimant, and a release for the claimant to sign, before making the refund. PLP eventually convinced the malpractice insurer that, although Dr. Slowe should have reported the matter when she was first aware of the potential claim, neither her failure to do so, nor her refund with respect to the crown had prejudiced its position. Ensuring Continued Trust Coverage was afforded and PLP was able to settle the claim. The refund made without the prior knowledge of PLP did not serve to reduce the deductible applicable under the policy. If you have questions about how to handle a particular situation with a patient, call PLP and one of our Claims Examiners will be happy to assist you. If you have questions or comments about this article, contact Dr. Judi Purvs, Dental Claims Advisor at 416934-5600, ext. 3103, toll free at 1-877817-3757. Dispatch • Jan/Feb 2003 35 Complaints Corner Complaints Corner is designed as an educational tool to help Ontario dentists and the public gain a better understanding of the current trends observed by the College’s Complaints Committee. These scenarios are edited versions of some of the cases dealt with by the Committee. The law does not allow for either the dentist or the complainant to be identified. If you have any questions about any of these scenarios, please contact the College’s Registrar Irwin Fefergrad at 416-934-5625, toll free at 1-800-565-4591, or by e-mail at ifefergrad@rcdso.org. THEME: INFORMED CONSENT TO TREATMENT Case 1 The patient complained that there had been no mention of potential risks prior to the extraction of two wisdom teeth by an oral & maxillofacial surgeon. He subsequently suffered what he described as vicious hiccupping for three days. The Complaints Committee was satisfied that the patient records supported the member’s position that at two prior consultation appointments, he had discussed potential complications. As well, the patient signed an informed consent document. The Committee understood that dentists must inform patients of material risks or potential complications of treatment. “ To the panel, this is indicated where there is at least the possibility of a known risk occurring and where the known risk carries significant health consequences - that is, it can pose a threat to the patient’s life, health or comfort - and such relevant factors as the patient’s age, medical history and medications are taken into account. In the panel’s opinion, while hiccuping may be a known side-effect of Valium, and may be a significant consequence, the probability of such an event is remote and it is impossible for a practitioner to anticipate every eventuality. 36 ” Dispatch • Jan/Feb 2003 No action was taken against the member. See the table at the end of this article for details on the probability of material risks. Case 2 The patient alleged that an oral & maxillofacial surgeon did not caution her about the nerve damage that could occur from removal of a painful swollen lesion in the lower left cheek. The member’s records included a signed consent form. The Complaints Committee obtained an opinion from an expert in oral & maxillofacial surgery who examined the patient. In the expert’s opinion, the probability of permanent neurological damage from such a procedure in the location concerned was remote. The expert believed that the residual paraesthesia did not follow the pattern normally seen for an injury to the left mental nerve, and it was the result of unforeseen peculiarities specific to the case. In the expert’s opinion, the standard of care was followed. The Committee took no action against the member. Case 3 The patient alleged that she was not told of possible risks or complications of removal of her partially impacted wisdom teeth. The procedure was difficult and she was referred to an oral & maxillofacial surgeon for its completion. She suffered permanent nerve damage in the area. The member said he explained that Ensuring Continued Trust there was a low risk of complications, including paraesthesia. While he had to take great care because the roots of tooth 48 were in intimate association with the inferior alveolar nerve, he had never had a case of permanent paraesthesia in his many years of experience with extractions. The Complaints Committee obtained an opinion from an expert in oral & maxillofacial surgery. The expert stated that there was no doubt that this patient was at risk for nerve injury, but the member “shows a woeful disregard for the literature and as a result has seriously underestimated the risks, whatever his own anecdotal experience.” The expert concluded that “the explanations prior to obtaining consent were inadequate.” The Committee required the member to attend for an oral caution. Case 4 The patient complained that she did not sign a consent form prior to a gingival graft procedure and was not properly informed of the risks. She said the graft was unsuccessful and resulted in a life-threatening infection. The member maintained that he thoroughly discussed the proposed treatment, including options and risks, three times with the patient, once with her physician husband present. She declined to sign the consent form at the first appointment and staff forgot to give it to her again. In the Complaints Committee’s view, “proper informed consent is not conditional solely on a written consent ... For Complaints Corner Material Risks All health procedures bear some risk of adverse effects. However, as the panel said in Case 1, a practitioner cannot risks that may be encountered. And how are conflicting studies or ranges of probabilities to be interpreted? The following table attempts to be a more realistic guide, albeit very generalized. The main criteria are the probability of the risk occurring and the seriousness of the consequences of the risk. Dentists should also take account of such factors as the patient’s age, medical history, and medications. Medium/Significant High/Serious/Grave Probability of Serious Consequences Occurring Low/Mild/Common/Obvious Helpful Suggestions The theme of consent to treatment was explored in the Complaints Corner in the Oct/Nov 2002 issue of Dispatch. However, consent alone is not enough. The patient must be given all the information necessary to enable a reasonable person in his/her circumstances to make an informed decision about the proposed treatment. The cases above are samples of those involving informed consent that come before the Complaints Committee. The subject can be challenging. This topic was thoroughly and clearly discussed by Eleanore Cronk in an authoritative and comprehensive article commissioned by RCDSO on the subject called Informed Consent in 2001: Don’t Leave the Office Without It. It was included as an insert with the June 2001 issue of Dispatch. It is available on the College Web site at www.rcdso.org by clicking on expert articles. Or you can call us to request a free copy of the article. However, it is helpful in this Complaints Corner to highlight just one aspect of this theme — material risks. anticipate every eventuality. Material risks are those that must be disclosed to a patient. Some writers have defined material risk as any significant risk with a 1% chance of occurring. So, for example, studies indicate a 0.2-1.4% chance of permanent paraesthesia from third molar extraction, and an approximately 30% chance of temporary paraesthesia. While this is a useful yardstick, the courts have not been so quantitative. Neither will research conveniently provide statistical probabilities for all the Seriousness of Consequences example, a standard pro forma consent form signed by a patient is merely evidence of some discussion. Confirmation that the discussion was full and complete, that there was disclosure of all necessary information, and that the patient understood the nature of the information must be established by other means, such as individualized letters, notes, patient chart notations and statements by others.” The Committee believed that the member’s position was amply supported by his patient records and by two members of his staff. The Committee noted that the family dentist had also explained the procedure in detail. The Committee was satisfied that the member obtained the patient’s informed consent to the graft surgery and took no action against the member. Known risk of High Probability: Common or Likely Known risk of Medium-Low Probability: Possible but Remote No known risk: Probability Nil, Negligible or Speculative DISCLOSE RISK e.g. disfigurement from orthognathic surgery; permanent disability from TMD surgery DISCLOSE RISK e.g. permanent paraesthesia from routine 3rd molar extraction or lower posterior implant or mandibular block; death from GA DISCLOSURE NOT REQUIRED e.g. death from LA; stroke from scaling; hearing loss from root planing DISCLOSE RISK e.g. infection from surgery; RCT from deep filling; temp paraesthesia from 3rd molar extn; failure of endo treatment DISCLOSE RISK for cosmetic/elective treatment e.g. debonding of veneers; sensitivity after composites DISCLOSURE NOT REQUIRED e.g. temp paraesthesia from scaling; lockjaw from RCT DISCLOSURE NOT REQUIRED for necessary treatment e.g. RCT after shallow fillings DISCLOSE RISK for cosmetic/elective trt DISCLOSURE NOT REQUIRED for necessary treatment, e.g. bleeding, soreness from cut tissue DISCLOSURE NOT REQUIRED e.g. sore gums from radiographs; tissue damage from drilling Ensuring Continued Trust DISCLOSURE NOT REQUIRED e.g. eye strain from overhead lamp; back strain from dental chair Dispatch • Jan/Feb 2003 37 Mailbag We want to hear from you.We welcome your feedback on anything you read in Dispatch, or about any of the College’s policies, programs and activities. Some letters or excerpts printed may not contain the name of the author due to the confidential nature of the original correspondence. In all the letters printed in Mailbag, the author has given his/her permission for its use.The College reserves the right to edit letters for length and clarity. Due to space limitations, all letters may not be printed. Please send your letters by: Surface mail: Mailbag RCDSO 6 Crescent Road Toronto, ON M4W 1T1 Positive Feedback for ADR Process I thought you might appreciate some feedback on the recently concluded College-sponsored ADR mediation. I believe that it is a productive use of College resources to sponsor the mediation of disputes between members for reasons which lawyers well know, and need not be recited here. I must tell you how impressed I was with the College staff person assigned to the case. He had a complete grasp of the issues, he had thoroughly reviewed and knew the material, he understood the dental aspects and, most surprising to me, he had a tremendous grasp of the accounting issues that had to be resolved. I firmly believe that his input was critical to having the matter resolved. It is highly commendable that the College is offering ADR to its members, and I believe that the College is, once again, a leader in the profession for doing so. (name withheld on request) Praise for PLP I found the Dentistry 101 for Lawyers presentation by Dr. Judi Purvs very helpful. I came back to the office and drafted a defence with a much clearer picture of the issues (and the plaintiff’s teeth) in my mind. Thank you! Elizabeth Kerr Barrister and Solicitor Brunner and Lundy Fax: 416-961-5814 E-mail: pmace@rcdso.org Thank you for the support of the Toronto General Hospital dental clinic through the press last month. Every bit helps. Dr. Daniel Omura Ontario Society of Oral Maxillofacial Surgeons Reaffirming My Belief in the Fairness of the College I just received the latest issue of Dispatch and came across the Letters of Apology section and saw the write-up about a dentist in my community. When that dentist’s newspaper advertisements on TMJ and learning disabilities first appeared, many patients, friends and colleagues questioned me about the validity of the information. Many people were left perplexed, or even outright enraged. I kept mentioning that the RCDSO should be made aware of these publications. However, many of my dental colleagues would say, “Ah, but they wouldn’t do anything about it.” So when I saw the letter of apology I was very relieved. RCDSO did do something about it, just as they should. Thank you for reaffirming my belief that RCDSO has a fair and just system, and is always on the lookout for the welfare of the general public. Dr. Montserrrat Bouvier Ottawa Thanks to the Complaints Committee (Editor’s Note: From time to time PLP Dental Claims Advisor Dr. Judi Purvs gives a Dentistry 101 seminar to lawyers who do work for the Professional Liability Program so that they can better understand dental issues and terminology.) I received your letter dated October 23, 2002. I want to thank you and all involved for your thorough investigation of my complaint. I am satisfied with the effort put into the inquiry, and therefore, I am happy with the panel’s decision. Bahadeddin Ghotb Toronto Congrats to the Registrar and College Team Feedback on Registrar’s Speaking Engagement I want to congratulate you and your team on the recent issue of Dispatch. The content is good as usual, but the look of it as a publication is great. It just makes a person want to go through it. It helps convey the fresh approach of openness and approachability that you’ve brought to the RCDSO. I am a dentist practising in London, Ontario. Let me say thank you for your inspiring talk at our local dental society last month. It is always a pleasure to hear you speak. Dr. Barbara Barnard London 38 Dispatch • Jan/Feb 2003 Ensuring Continued Trust Mailbag Handling Sexual Harassment In the Dental Office I have practised in Ontario for 22 years, and eagerly digest all information from the College, and dental associations. I must congratulate you on what is without doubt the best journal to cross my desk during that time. The information was extremely well-organized, to the point, and timely. In particular, the article on sexual harassment of dental staff by a patient was of interest. We had a situation in our office a few months ago that was handled a little differently, but I feel was very professional, and protected the patient’s confidential information. The staff member involved informed me of the harassment, and she offered to write the patient a very professional note stating that regulations prohibit relationships with patients, and that she was willing to continue to take care of him in the office, but would not be able to see him in any other manner. This was documented in his chart, and the patient was very well behaved over subsequent visits. The patient was not aware that I was informed, so he is comfortable returning to the office, not feeling that the whole office is watching or gossiping about him. Keep up the good work on Dispatch! Dr. David Cornell Brampton shape the future of our College and our profession. Dr. James Fawcett Lindsay Cabinet Minister Responds I acknowledge and thank you for your recent letter and for providing me with copies of your bi-monthly publication Dispatch and your medical recordkeeping guide. I am certain publications such as these will advance the goals of the Royal College of Dental Surgeons of Ontario by continuing to foster the trust of the public and dentists across the province. The Royal College of Dental Surgeons of Ontario continues to build on its reputation as a leader among regulatory colleges in Canada, and initiatives such as your leadership conference this past August demonstrate your commitment to both the dentists of Ontario and the patients they care for. Again, thank you for your letter and copies of your recent publications. Frank Klees, MPP Minister of Tourism and Recreation Gratitude for Scholarship Leadership Role of the College Congratulations once again on a marvellous presentation of the Dispatch. You are to be congratulated for the upbeat, informative and critical information that is being brought forward on the many important issues challenging our profession. You should indeed be proud of the two significant leadership conferences hosted by the College in the past few months. Reading about them gives me much satisfaction and pride to acknowledge that leadership role that our College has been taking on these very vital issues. Your staff and the members of Council have indeed been productive and successful in carrying out the objectives of the legislation, and ensuring that the interests of the public are protected and enhanced. Well done. I was also pleased to see the response of the College and Dr. Eric Luks’ reply to the National Post article in regards to the dentists and the issue of fraud and billing abuses. It was offensive and troubling to me, especially the position reportedly taken by some of our members. I had written to the Alumni Today some eighteen months ago on the subject and, although the issue is always a concern, the vigilance of the RCDSO, of necessity, must be forcefully brought forward to the attention of the public and other professionals in support of the principles of self-regulation. I most sincerely endorse the comments of Dr. Luks and his reflections on the leadership provided by the Registrar of the College. My congratulations and best wishes to you [Registrar Irwin Fefergrad] and that you should continue to It is with great gratitude and honour that I accept your generous donations, the Royal College of Dental Surgeons scholarship in basic sciences, and the James Branston Willmott scholarship. I intend to work hard to maintain my current academics and continue to strive to become a contributing member of society. Again, thank you for your kind contribution. David Cheng Second Year Dentistry University of Toronto Impressed With Our Work In my search to find a design firm to handle some of our publications, I happened upon your impressive Web site and annual report. Would you mind telling me the name of the design firms that you used for these projects? Tim Humphreys Corporate Communications Advisor Real Estate Council of Ontario continued on page 44 Ensuring Continued Trust Dispatch • Jan/Feb 2003 39 Are You Prepared for A Medical Emergency? THE ABILITY TO MANAGE MEDICAL EMERGENCIES IN THE DENTAL OFFICE IS OF CRITICAL IMPORTANCE. WHILE SYNCOPE IS THE MOST FREQUENTLY REPORTED EVENT, IT HAS BEEN ESTIMATED THAT AN AVERAGE OF ONE OTHER MEDICAL EMERGENCY WILL ARISE EVERY FOUR YEARS IN THE TYPICAL GENERAL PRACTITIONER’S OFFICE. WILL YOU BE PREPARED? Preparing for a medical emergency begins with prevention. Before initiating treatment, all necessary and relevant medical information should be obtained in order to determine the clearest indication of the patient’s health status. Depending on the nature and extent of the services contemplated, appropriate alterations to dental treatments may be advisable to safely manage the care of a medically compromised patient. In addition, key dental office staff - especially persons directly involved with the delivery of care to the patient - should have current certification in basic life support (BLS), or cardiopulmonary resuscitation (CPR). In the Winter 2000 issue of Dispatch, the College provided recommendations to prepare for a medical emergency, including a list of six essential drugs that should be readily available in the emergency kit of every dental office. However, it is not enough to merely have these drugs available; members must be prepared to use them if necessary. With this in mind, the advisory board to PEAK is pleased to offer the following article: Emergency Drugs, from Dental Clinics of North America (Volume 46, October 2002). The article 40 Dispatch • Jan/Feb 2003 plainly sets out the six essential drugs that should be included in the office emergency kit, and goes on to suggest several supplementary drugs that should be considered. It then reviews the management of common emergencies that may be encountered in a typical general practice, incorporating the drugs discussed in the article. Key points to consider: • The most important aspect of nearly all medical emergencies in the dental office is to prevent or correct insufficient oxygenation of the brain and heart. • The management of a medical emergency starts with the assessment and, if necessary, the treatment of the airway, breathing and circulation (the ABCs of CPR). Only after the ABCs are addressed should the use of emergency drugs be considered. • Six drugs should be readily available in a dental office emergency kit. The essential emergency drugs include oxygen, epinephrine, nitroglycerin, injectable diphenhydramine or chlorpheniramine, salbutamol* inhalation aerosol, and ASA (aspirin). • Dentists should know the indications and relevant doses for each of the essential emergency drugs. • Depending on the type of practice Ensuring Continued Trust conducted by the dentist, supplementary drugs should also be considered for the office emergency kit. PEAK (Practice Enhancement And Knowledge) is a College service for members, whose goal is to regularly provide Ontario dentists with copies of key articles on a wide range of clinical and non-clinical topics from the dental literature around the world. It is important to note that PEAK articles may contain opinions, views or statements that are not necessarily endorsed by the College. However, the PEAK advisory board is committed in its desire to provide quality material to enhance the knowledge and skills of member dentists. If you have any suggestions for subjects to be addressed by PEAK, or questions about this membership service, please contact Dr. Michael Gardner, Assistant to the Registrar, Dental at 416934-5616, toll free at 1-800-565-4591, or by e-mail at mgardner@rcdso.org. * In the article, the list of essential emergency drugs includes the drug albuterol (Ventolin). Please note that, in Canada, the generic name for this drug is salbutamol. We Need To Hear From You About Proposed Letter of Standing BECAUSE THE COLLEGE HAS EXPERIENCED SOME DIFFICULTY IN OBTAINING ACCURATE INFORMATION - EVEN FROM WITHIN CANADA - COUNCIL IS LOOKING AT A UNIVERSAL FORM FOR ALL APPLICANTS. As the members are probably aware, dentists applying for a certificate of registration/licensure in Canada or the United States must provide a letter of standing from any jurisdiction in which he/she has engaged in the practice of dentistry. Many other countries similarly have such requirements. In Ontario, this requirement is in Section 5 of the Registration Regulation, Ontario Regulation 832/93 made under the Dentistry Act, 1991. The Act requires an applicant to provide details of a proceeding or a finding of professional misconduct, incompetence or incapacity in order to protect the public interest. Due to different terminology, laws, policies and so forth in the various Calendar of Events Mark Your Calendar May 15 & 16 Toronto RCDSO Council* Westin Prince Hotel 900 York Mills Road jurisdictions of the world, the College has experienced some difficulty in obtaining accurate information, even from within Canada. That is why at the June 2002 Council meeting Council tentatively approved the development of a universal letter of standing form that all applicants to Ontario would be asked to complete, and to provide to the College. In other words, the regulatory authority from the jurisdiction in which he/she may have practised in must complete the form. Examples of questions that would now require an answer include: • whether the applicant has or has had any terms, conditions, and limitations on his/her license; • whether the applicant is the subject Nov. 13 & 14 Toronto of an active formal complaint, or one that concluded with some action being taken; • whether the applicant is the current subject of a Registrar’s investigation or one that concluded with some action being taken; • whether the applicant is or has been the subject of disciplinary charges and the details therein; • whether the applicant is or has been the subject of a Fitness to Practise hearing or inquiry and the details therein. The College would be interested in receiving comments, pro and con, from you in this matter. Please have your response in to us by Friday, March 28, 2003. You can send your comments to Rob Lees, Manager, Registration by fax at 416-961-5814, e-mail at rlees@ rcdso.org, or by regular surface mail. RCDSO Council* Westin Prince Hotel 900 York Mills Road Seating is limited so if you wish to attend please let us know in advance by calling Angie Sherban, Senior Executive Assistant, at 416-934-5627, toll free at 1-800-5654591, or by e-mail at asherban@rcdso.org. * RCDSO Council meetings are open to the public, with the exception of any in camera portion dealing with personnel issues or other sensitive or confidential material. Meetings begin at 9:00 am. The agenda is available either at the meeting or in advance on request. Ensuring Continued Trust Dispatch • Jan/Feb 2003 41 Discussion of Dental Ethics 101 Case Study on page 30 Patient Seeks a High From Nitrous Oxide-Oxygen Conscious Sedation This discussion of the ethical dilemma that was presented on page 30 focuses on the ethical issues surrounding a patient’s request to crank it up relative to the use of nitrous oxide-oxygen. These ethical questions include: • • • • Is the dentist the agent of the patient? Should the dentist provide euphoria on demand? What is the potential for nitrous oxide-oxygen abuse? Can nitrous oxide-oxygen administration in the dental office trigger a relapse for a patient in recovery for substance abuse? Introduction Nitrous oxide-oxygen conscious sedation serves an important role in the management of fear and anxiety for dental patients, and it is commonly used in dental practice. According to Dr. Stanley Malamed in his text, Sedation: A Guide to Patient Management, it is presumed to be a safe, nearly ideal sedative agent that is used to control pain and anxiety. The benefits of this modality are well-documented and the disadvantages and contraindications are few. Should the Dentist Crank it Up? Is the dentist the agent of the patient? Is he or she obligated to provide treatment when a patient requests or demands it? A dentist could perceive his/her primary role as serving the patients’ needs by fulfilling their requests, whatever those requests may be. Although this is foreign to our common understanding of the role of health professionals, a US expert in dental ethics, Dr. David Ozar, has described this relationship as the agent model of the dentist-patient relationship, where the dentist acts merely to fulfill the patient’s requests. In this distorted relationship, a patient requesting a controlled substance to meet their addiction needs would receive it from the dentist, without regard for the patient’s well-being or the profession’s standards, norms or legal responsibilities. The agent model is an inappropriate description of the 42 Dispatch • Jan/Feb 2003 dentist-patient relationship because the model ignores the values of the profession as it functions in our society. But Alan Norris’s case is not about a patient’s request for a narcotic analgesic, but rather for a nitrous oxide high. Should the dentist provide euphoria on demand? What are some of the issues related to nitrous oxide sedation and its potential abuse? Dentists benefit their patients by providing competent care and sedative agents like nitrous oxide-oxygen that provide a real benefit for patients by helping manage their fear and anxiety. Alan experienced several painful dental experiences as a child and remarked, “This (gas) is the only way I can tolerate dental drilling.” However, when the patient seeks an immediate high from this modality, the therapeutic benefit of the drug is exploited. Side effects of nitrous oxide-oxygen include the possibility of psychedelic or sexual phenomena. These side effects are avoided, not sought, in the competent management of this sedation technique. For example, to avoid allegations of sexual impropriety during nitrous administration, Malamed recommends that dentists should never sedate any patient with any technique or sedation without an assistant present in the room, and that nitrous oxide-oxygen should not routinely be used in concentrations greater that 50%. These recommendations are consistent with those in the RCDSO Guidelines on the use of sedation and general anaesthesia in dental practice that can be found on the College Web site at www.rcdso.org. One of the safety features of nitrous oxide-oxygen conscious sedation is that it can be titrated, so that other than the patient’s breathing, it is the dentist who controls the dosage. The purpose of titration is to identify the ideal sedation level for each patient, rather than a fixed dose for all. Malamed has observed that using a fixed dosage for patients will lead to increased reports of negative reactions to nitrous oxide-oxygen because many patients will be over-sedated. Alan has disclosed that he used recreational drugs, especially marijuana, in college, although he didn’t inhale. Ensuring Continued Trust Should the dentist ask Alan if he is a substance abuser and should that effect the dentist’s decision to use nitrous oxide? Nitrous oxide has been a substance of abuse since its discovery in 1772 and its potential for abuse and neurologic effects are well-documented. Nitrous oxide has an abuse potential because it can produce euphoria. If Alan admits to abusing drugs, it is the responsibility of the dentist, or any healthcare provider, to recommend professional counselling, and to avoid prescribing controlled substances that may worsen the abuse. This sedation technique should be used cautiously with known substance abusers. Ozar proposes that the ideal dentist-patient relationship is an interactive model, in which communication and cooperation during decision-making about the patient’s oral health occurs because both parties acknowledge that each is capable of choice, and that they both have values that they are trying to live by. If Alan admitted during these discussions that he is in a recovery program, should that affect the dentist’s decision to crank it up? One of the controversies over nitrous oxide is its possible effect on the patient who is in recovery for alcohol or other chemical dependency. Can nitrous oxide-oxygen administration in the dental office trigger a relapse for a patient in recovery for substance abuse? Some experts believe that the euphoric effects of nitrous oxide can inadvertently trigger the familiar sensations of any psychoactive substance. These sensations can stimulate the craving for a drink and/or another drug, and potentiate the relapse of the addiction. Conversations with counsellors in chemical dependency and well-being programs affirm the view that there are no studies that support this claim. But they do describe clients in recovery who have been triggered by nitrous oxide in the dental office and have relapsed. While this is a controversial area of discussion, one thing is clear: Dentists who provide nitrous oxide sedation, or prescribe any drug of abuse, need to stay current on the treatment of the drug abuser, addicted or recovering patient and how to effectively manage the patient who is seeking a high. Conclusion Dentists are not obligated to provide a high for patients who request that they crank up the nitrous oxide-oxygen conscious sedation. The proper goal of this sedative technique is the control of fear and anxiety through the proper titration of the ideal sedation level for each patient. Dentists who provide this sedation technique should be knowledgeable in treating the drug abuser, addicted or recovering patient to assure that any further use of nitrous oxide will benefit and not harm the patient. The above discussion is reprinted from the Texas Dental Journal with the permission of Dr. Thomas Hasegawa, Baylor College of Dentistry, Dallas, Texas. A full reprint of Dr. Hasegawa’s discussion paper can be obtained by contacting Peggi Mace, Communications Director at 416- 961-5610, or toll free at 1-800-565-4591, or by e-mail at pmace@rcdso.org. Dental Laboratory continued from page 24 acceptable standards. If a dentist supervises the commercial laboratory, members should look for the signature or Ontario Dental Association (ODA) stamp of the supervising dentist. If the invoice or document does not properly identify the supervising RDT or dentist, members should take precautionary measures to determine if a qualified practitioner was on-site during the design and/or fabrication of the dental appliance. If in doubt, members should call CDTO at 416-438-5003, toll free at 1-877Ensuring Continued Trust 391-2386. If you have any questions about this article, please call Dr. Michael Gardner, Assistant to the Registrar, Dental, at 416-934-5616, toll free at 1-800-5654591, or by e-mail at mgardner@ rcdso.org. Dispatch • Jan/Feb 2003 43 Consolidated College College By-laws NowBy-laws Now On-line THE COLLEGE NOW HAS ITS CONSOLIDATED BY-LAWS ON-LINE. JUST GO TO OUR WEB SITE AT WWW.RCDSO.ORG, CLICK ON THE WORD BY-LAWS IN THE MENU ON THE LEFT HAND SIDE OF THE SCREEN. PAPER COPIES OF THE BY-LAWS ARE AVAILABLE ON REQUEST. Please contact Aurore Sutton, Communications Assistant, at 416-961-6555, ext. 4303, toll free at 1-800-565-4591, or by e-mail at asutton@rcdso.org. In the future, as new by- laws are passed, or amendments made, they will be available immediately on-line, and available in paper format on request. Mailbag continued from page 39 Thanks for Help In Hour of Crisis Dr. Cameron Clokie and I wanted to take this opportunity to thank the College and the Registrar Irwin Fefergrad for your help in this hour of crisis that our graduate training program in oral and maxillofacial surgery is currently facing. Today, on December 21, 2002, as the rest of the Ministry of Health was winding down for its holiday season, we received official notification from the Toronto General Hospital’s adminstration at 3:49 pm, that effective January 1, 2003, all oral and maxillofacial surgery access to operating rooms at the Toronto General Hospital would be suspended until April 1, 2003. This meant both elective and emergent care. They had instructed us that if we have a patient requiring treatment in an operating room, then they must be transferred to another hospital. They were making no exceptions. Dr. Clokie and I responded immediately by calling the College Registrar first to help us resolve issues of grave importance with regards to patient care and safety, standards of care, the future of the residency program, and the future of the fine women and men potentially involved in their training. in touch with one of Canada’s foremost health-care and class action lawyers to help mediate in this grave situation. This assistance and advice, as always in our past dealings, has once again proven to be invaluable. We are indebted to Mr. Fefergrad for his counsel. The dental profession is extremely fortunate to have someone of his talent as its registrar here in Ontario. I thank you once again. George K.B. Sandor, Md, DDS, FRCDC, FRCSC, FACS Director, Graduate Program in Oral and Maxillofacial Surgery Associate Professor, University of Toronto Co-ordinator, Oral and Maxillofacial Surgery The Hospital for Sick Children The Bloorview MacMillan Children’s Centre The Registrar responded quickly and immediately. He met with us personally. He directed us to the appropriate media channels to help us begin to make our case. He helped us get 44 Dispatch • Jan/Feb 2003 Ensuring Continued Trust Your Change of Address Is Important Information Each member of the College is required by law to report In order to ensure accuracy, all changes must be received the address of his or her primary place of business. This in writing. Please forward changes by mail or by fax using address is then available to the public from the College the form below. Register. A member must report any change within 30 days of the change occurring. By Mail: Registration Royal College of Dental Surgeons of Ontario 6 Crescent Road Toronto, ON M4W 1T1 By Fax: 416-961-5814 You may choose to designate another address as your preferred mailing address for College communications. This second address is not available to the public. Surname Given Names RCDSO Registration No. Previous Practice Address New Practice Address Street Street City Province Phone Fax Postal Code City Province Phone Fax E-mail E-mail Effective Date Signature Previous Home Address New Home Address Street Street City Province Phone Fax Postal Code City Province Phone Fax E-mail E-mail Effective Date Signature Ensuring Continued Trust Postal Code Postal Code Dispatch • Jan/Feb 2003 45 Outreach to Members College College Registrar Irwin Fefergrad (centre) was a guest speaker at the 2002 annual fellowship dinner of the Academy of Dentistry International, the American College of Dentistry and the International College of Dentists on November 6, 2002 in Toronto. Other featured speakers were (left) former RCDSO Registrar Dr. Roger Ellis, secretary-treasurer of the American College of Dentistry, and (right) Dr. Don Stewart, host and regent of the Academy of Dentistry International. Important Notice on Holding Oneself Out To The Public As Being Specially Trained/Certified IT HAS COME TO THE COLLEGE’S ATTENTION THAT SOME DENTISTS WHO ATTEND COURSES AND RECEIVE CERTIFICATES HAVE BEEN INFORMING THE PUBLIC OF SUCH CERTIFICATION. The College wishes to remind all dentists that the use of the term “certified,” or in fact, any other form of that word, by dentists other than those who have registered with the College as specialists under the Regulated Health Professions Act, could be considered as providing misleading information to the public. 46 Dispatch • Jan/Feb 2003 If you have any questions about this matter, please contact Dr. Fred Eckhaus, Assistant to the Registrar, Dental at 416-934-5624, toll free at 1-800-565-4591, or by e-mail at feckhaus@rcdso.org. Ensuring Continued Trust Substance Abuse Focus of Education Session During Executive Committee Orientation RCDSO President Cam Witmer (left) thanks Dr. J. C. MacMillan (right) at the end of Dr. MacMillan's powerful presentation on substance abuse and dependency during Executive Committee's orientation on January 24 in Toronto. Dr. MacMillan is one of North America's leading addiction counsellors and specializes in working with healthcare professionals. His presentation was designed to help sensitize both the Committee and complaints/investigaton staff to the unique situation of health-care professionals with dependency problems. President’s Message enced a new sense of excitement and pride in being a continued from page 4 member of this Council. We invited stakeholders from across the province: facility administrators, public health dentists, physicians, dentists, consumer advocates, and representatives from the major service provider groups in the sector. The enthusiasm was electrifying. There was a tremendous appreciation and recognition that this was the first organized effort ever to co-ordinate such a wide multidisciplinary approach to finding solutions to provide oral health care for these special people. There is no question that finding solutions will be complex and difficult. As dentists we must take ownership of this issue and seize the initiative. The College is doing just that. I believe that our actions on these two issues alone demonstrate that as a regulatory college we are here to protect and serve the public, and to guide all dentists in the delivery of oral health care. Finally, I want to share with all the dentists in this province two of the fundamental principles that will guide me during my term as President. I believe that the success of this and any College is founded in these fundamentals. 1. It is my belief and commitment that the President, the Executive Committee and this Council must operate and function with an open and visible agenda at all times. 2. It is my belief that recommendations from the President, from the Executive Committee, and ultimately from Council, must be the result of fair, full and open consultation at all levels. By following this course, I strongly believe we have the potential to enter into the golden age in the history of this College. Le mot du président groupes principaux de fournisseurs de services dans le suite de la page 5 secteur. L’enthousiasme était extraordinaire. Ce tout premier effort organisé par le Collège, et visant à coordonner une telle approche multidisciplinaire afin de régler les problèmes de disponibilité des soins dentaires pour ce segment de la population, fut fortement reconnu et apprécié par tout le monde. Il est évident qu’apporter des solutions sera complexe et difficile. En tant que dentistes, nous devons nous attaquer à ce problème et faire preuve d’initiative. C’est exactement ce que fait le Collège. Je pense que notre plan d’actions en ce qui concerne ces deux problèmes démontre à lui seul notre détermination, en tant qu’autorité de réglementation, à protéger et servir le public, et à guider tous les dentistes dans l’administration des soins dentaires. En conclusion, je désire faire part à tous les dentistes de cette province de deux des principes fondamentaux qui me guideront durant ma présidence. Je crois que le succès de ce Collège, et de tout autre, repose sur ces principes fondamentaux. 1. Je crois et je m’engage à ce que le président, le Comité exécutif et ce Conseil agissent et procèdent toujours selon des intentions claires et précises. 2. Je suis convaincu que les recommandations du président, du Comité exécutif, et du Conseil, doivent découler d’un processus juste et ouvert de concertation à tous les niveaux. En appliquant ces principes, je crois fermement que nous sommes en mesure d’entrer dans l’âge d’or de l’histoire de ce Collège. Ensuring Continued Trust Dispatch • Jan/Feb 2003 47 From the Registrar’s Office A Buzz of Excitement At the College As New Council and Committees Swing Immediately Into Action College Will Continue To Lead With Sound, Proactive Leadership Irwin Fefergrad THERE IS A BUZZ OF EXCITEMENT EVERYWHERE AT THE COLLEGE AS WE BEGIN TO WORK WITH THE NEWLY ELECTED COUNCIL AND COMMITTEES. WE ARE OFF THE GROUND RUNNING. COUNCIL JUST MET IN MID-JANUARY, AND BY THE END OF JANUARY THE EXECUTIVE COMMITTEE HAS ALREADY MET TWICE, COMPLAINTS COMMITTEE HAS HAD ITS ORIENTATION, AND THE DISCIPLINE COMMITTEE MET FOR A TWO-DAY ORIENTATION THE FIRST WEEK OF FEBRUARY. Willingness to serve at the College has never been higher. There were elections in six of the 12 districts. As well, there were over 80 applications for noncouncil committee positions. There was also a number of applications for the Professional Liability Program Committee. This level of interest is unprecedented in the recent history of the College. It is due in part no doubt to the outstanding example of leadership set by our outgoing President Dr. Eric Luks and the previous Council. Their forthright actions made this College an important and exciting place to be. The commitment, dedication, and the care and concern of the new Council and committee members is palpable. As the new team moves into place, it is a safe prediction that selfregulation continues to be in good hands. There is no question the College will continue to offer sound, proactive leadership under the experienced guidance of our new president, Dr.Cam Witmer. I am reminded of an interesting article in a recent issue of the Harvard Business Review. It said that leadership starts with truth. An organization, or in our case, a Council that is proactive, that is involved in doing, will beget progress. An organization that spends too much time evaluating, sending things for endless review and discussion, creates stagnation and paralysis. Or, as one business guru summed it up, we are describing “the principled and purposeful organization.” There is much talk these days about corporate leadership. Leadership, I think, can be summed up by three key 48 Ensuring Continued Trust Dispatch • Jan/Feb 2003 The commitment, dedication, and the care and concern of the new Council and committee members is palpable. characteristics: honesty, transparency and fairness. It means setting goals that aim for greatness and not mediocrity. It means reminding ourselves of our core values, and in particular, of our belief systems and sticking to those, and not pledging or mortgaging our honour. It means building trust every day of the week. It means encouraging risk-taking decisions, after getting the information, and assessing the consequences of not taking the decision. It means caring, being sensitive, compassionate and understanding. I look forward with great anticipation to this era of dynamic leadership from the College in the health-care regulatory field. I wish us all the best of luck and good fortune in the two years ahead. P.S. With the new year, and a new Council, we have also new College offices. The renovations are almost complete, and we invite you to drop by and visit. The coffee is always on, and we would be delighted to see you. Just give Paul Harrison, our Director of Finance, Property and Administration, a call at 416-9345620, toll free at 1-800-565-4591 and he will give you a guided tour. And when you are here, drop by my office on the 5th floor. I look forward to meeting you.