EX
AM
FX
®
THE COLLEGE OFFERS PROGRAMS IN :
FINANCIAL PLANNING
FINRA Securities Training
ASSET MANAGEMENT
RETIREMENT PLANNING
GRADUATE PROGRAMS
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Affiliate Description
The College for Financial Planning has partnered with ExamFX to provide you with the nation’s top
FINRA securities license training. ExamFX is the preeminent online pre-licensing educator in the nation.
With a 96% satisfaction rate, ExamFX pre-licensing study materials have helped more than 2 million
people prepare for their insurance and securities examinations.
The Top Reasons to Choose the College of Financial Planning & ExamFX
• The highest pass-rates in the industry. 93% of students who scored higher than 70% on the Guarantee Exam passed their exam on the first attempt!
• Money back guarantee. We guarantee each student will pass his or her exam on the first attempt. If a student fails the exam within three days after scoring 80% on the Guarantee Exam, we will refund the cost of the material.*
• State & testing provider specific content. All materials are state- and provider-specific so you study what you need to know, with simulations that look and feel like the actual exams.
• Unmatched support. We have representatives available six days a week, including evening hours with experts on hand to
answer industry and state-specific questions. Representatives are educated in all aspects of the courses we offer, so $ ,
when questions are asked, they’re answered, fast.
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• Multimedia functionality including videos & flashcards. Learn the way you learn best. We offer a rich multimedia
online course. Our materials work with many learning styles including visual and auditory. Interactive and self-paced features let you study the way that works best for you.
• The most current materials possible. We are able to offer the most up-to-date state- and provider-specific study
materials and exam simulations. Our content experts frequently review state-specific content and provider formats. They know when changes are going to happen, so they’re able to make the appropriate changes to our study materials and simulations.
• Apply the cost of your exam preparation toward a financial credential. When you pursue your pre-license training via the College for Financial Planning you can apply the cost of your pre-license education toward one of our professional designation programs or even the CFP Certification Professional Education Program.
Choose Your Exam
Series 63 | Series 6 | Series 7 | Series 65 | Series 66 | Series 24 | Series 26
*Copy of the exam results and product code required.
CALL – 800.237.9990 | CLICK – WWW.CFFPINFO.COM
College For Financial Planning | Educating The Nation’s Top Financial Advisors.
Series 63 Uniform Securities Agent State Law Examination
The Series 63 is required by each state. The Series 63 authorizes holder to transact business within the state. All Series 6 and Series 7
holders must also carry the Series 63
Series 6 Investment Company Products/Variable Contracts Limited Representative
The Series 6 qualifies the holder to sell “packaged” investment products such as mutual funds, closed end funds, UIT’s, and variable
insurance
Series 6 & 63 Bundle of Materials for Both Examinations
Series 7 General Securities Registered Representative
The Series 7 qualifies the holder to sell all types of registered securities such as Series 6 “packaged” investment products (mutual funds,
closed end funds, UITs & variable insurance), individual stocks, individual bonds (corporate, municipal, U.S. Treasuries), Options
(calls, puts, LEAPs), and DPP’s (Direct Participation Programs)
Series 65 Uniform Investment Advisor Law Examination
The Series 65 is required for those providing any type of financial advice or service on a fee/non-commission basis (i.e. hourly fee or
asset based management fee.
Series 66 Uniform Combined State Law Examination
The Series 66 combines the Series 65 and Series 63 exams/licenses into a single examination.
Series 24 General Securities Principal
The Series 24 qualifies the holder to supervise and sign off on business conducted by someone holding their Series 7 license.
Series 26 Investment Company Products/Variable Contracts Limited Principal
The Series 26 qualifies the holder to supervise and sign off on business conducted by someone holding their Series 6 license
Printed materials are optionally available for $25 per course. Enrollment includes electronic versions of all study materials and tools.
Certified Financial Planner Board of Standards Inc. owns the marks CFP®, CERTIFIED
FINANCIAL PLANNER™, and the federally registered CFP (with flame design)® in the
U.S., which it awards to individuals who successfully complete initial and ongoing
certification requirements.
CALL – 800.237.9990 | CLICK – WWW.CFFPINFO.COM