Conviction and sentencing of offenders in New Zealand: 1991 to 2000 Philip Spier Ministry of Justice First published in December 2001 by the Ministry of Justice PO Box 180 Wellington New Zealand ã Crown Copyright ISSN 1172-0638 ii Foreword The “Conviction and Sentencing” report, which is published annually, is now well established as the primary source of information on the criminal justice sector. It contains the most comprehensive range of statistics available on New Zealand criminal court proceedings and sentencing. The Ministry of Justice is committed to providing quality policy advice on the criminal justice sector. Robust policy can only be developed from a base of good information. Reports such as this are therefore a critical cornerstone for future policy advice. Policy development also benefits from consultation and collaboration with individuals or groups who have an interest in the issue under investigation. For the public to be fully equipped to discuss policy proposals, it is essential that they be well informed. The Ministry can assist in this process and this report is one of the means by which the Ministry seeks to keep the public informed about trends and developments in the criminal justice system. The Ministry will also publish other reports which are likely to be of interest to the public as they become available. In recent years, more than 45,000 cases annually have involved people being remanded on bail. Offending while on bail is an issue that remains prominent in public debate. Therefore, the Ministry identified a need to produce a regular series of statistics on this topic so that changes may be tracked over time. A method for producing annual statistics on offending while on bail was developed in 1999 so that this information could also be included as a regular feature in the annual publication. Over the past years, there has been a gradual modification of the contents and presentation of this report. We are always looking for ways to enhance the final product, and welcome suggestions on how further improvements can be made to the report. Belinda Clark Secretary for Justice iii iv Acknowledgements I wish to thank Sue Triggs from the Department for Courts, and Geoff Dunn, Andrea King, and Ruth Fairhall from the Ministry of Justice for their helpful suggestions and comments on a draft copy of this report. Thanks also to Sue Montgomery from the Department of Corrections, and Judy Paulin and Alison Chetwin from the Ministry of Justice for reviewing Chapter 9 on the use of home detention in 2000. The information on the length of time people spend in custodial remand presented in Section 4.5 of the report was produced by Christopher Clark, a Research Adviser in the Ministry of Justice. Chapter 8 of this report presents information on trends in the use of bail and in offending while on bail. This chapter was written by Barb Lash, a Research Adviser in the Ministry of Justice. Philip Spier Senior Research Adviser Ministry of Justice v vi Contents Foreword Acknowledgements iii v Contents vii Tables xi Figures xvii Executive Summary xix 1 2 3 Introduction 1.1 Background 1.2 Quality of the data 1.3 Comparability with previous reports 1.4 Structure of the report Prosecutions and convictions for all offences 2.1 Introduction 2.2 Outcome of prosecutions 2.3 Convictions for offences in each major offence category 2.4 Average seriousness of all offences 2.5 Convictions for violent offences 2.6 Convictions for other offences against the person 2.7 Convictions for property offences 2.8 Convictions for drug offences 2.9 Convictions for offences against the administration of justice 2.10 Convictions for offences against good order 2.11 Convictions for traffic offences 2.12 Convictions for miscellaneous offences 2.13 Regions where convictions were finalised in 2000 2.14 Gender, ethnicity, and age of offenders convicted in 2000 2.15 Victims of sex offences Sentencing for all offences 3.1 Introduction 3.2 Sentencing for all cases 3.3 Sentencing for violent offences 3.4 Sentencing for other offences against the person 3.5 Sentencing for property offences 3.6 Sentencing for drug offences 3.7 Sentencing for offences against the administration of justice 3.8 Sentencing for offences against good order 3.9 Sentencing for traffic offences 3.10 Sentencing for miscellaneous offences 3.11 Sentences imposed in each region in 2000 for all offences 3.12 Gender, ethnicity, and age of offenders given each sentence in 2000 1 1 1 2 3 5 5 5 8 11 13 16 17 18 19 21 22 23 24 26 29 31 31 33 37 44 47 51 55 59 62 66 68 70 vii 4 5 6 7 8 9 viii Custodial sentences and remands 4.1 Introduction 4.2 Types of offences resulting in custodial sentences 4.3 Custodial sentence lengths imposed 4.4 Prison inmate numbers 4.5 Custodial remands 4.6 Community-based sentences imposed cumulative to custodial sentences 4.7 Age, gender, and ethnicity of offenders sent to prison in 2000 Community-based sentences 5.1 Introduction 5.2 Periodic detention 5.3 Community programme 5.4 Community service 5.5 Supervision Monetary penalties 6.1 Introduction 6.2 Use of fines 6.3 Use of reparation for all offences 6.4 Use of reparation for property offences Court statistics on young offenders 7.1 Introduction 7.2 Number of 14 to 16 year olds apprehended by the Police 7.3 Outcomes of prosecutions of young people 7.4 Types and seriousness of cases that were proved 7.5 Sentencing of young offenders 7.6 Final court of sentencing Trends in the use of bail and in offending while on bail 8.1 Introduction 8.2 Those on bail and other types of remand 8.3 Offending while on bail 8.4 Nature of offending while on bail Use of home detention in 2000 9.1 Introduction 9.1.1 “Front-end” home detention 9.1.2 “Pre-parole” home detention 9.1.3 Determination of application for release to home detention 9.1.4 Other provisions relating to home detention 9.2 Courts’ use of “front-end” leave to apply 9.3 Whether inmates had a home detention hearing 9.3.1 Whether “front-end” inmates had a hearing 9.3.2 Whether “pre-parole” eligible inmates had a hearing 9.4 Whether release to home detention was approved 9.4.1 Whether “front-end” inmates had release to home detention approved 9.4.2 Whether “pre-parole” eligible inmates had release to home detention approved 73 73 73 75 76 77 80 80 83 83 83 85 86 88 91 91 92 96 99 105 105 106 108 110 113 115 117 117 117 119 122 125 125 125 126 126 126 127 130 130 132 135 135 140 9.5 Home detention served 9.5.1 “Front-end” home detention served 9.5.2 “Pre-parole” home detention served 10 Recidivism patterns for people convicted in 1995 10.1 Introduction 10.2 All offenders 10.2.1 Prior histories of offending for all offenders 10.2.2 Reoffending by all offenders 10.3 Violent offenders 10.3.1 Prior conviction histories for violent offenders 10.3.2 Reoffending by violent offenders 10.4 Burglars 10.4.1 Prior conviction histories for burglars 10.4.2 Reoffending by burglars 11 Summary of main findings 11.1 Prosecutions and convictions for all offences 11.2 Sentencing for all offences 11.3 Custodial sentences and remands 11.4 Community-based sentences 11.5 Monetary penalties 11.6 Court statistics on young offenders 11.7 Trends in the use of bail and in offending while on bail 11.8 Use of home detention in 2000 11.9 Recidivism patterns for people convicted in 1995 References 144 145 146 147 147 147 147 153 162 162 163 164 164 165 167 167 171 173 174 175 176 178 178 182 185 Appendix 1 Some recent criminal justice research publications of the Ministry of Justice and the former Department of Justice 187 Appendix 2 Outcome of prosecutions in 2000, by type of offence 191 Appendix 3 Ethnicity, age, and gender of all offenders convicted 195 Appendix 4 Ethnicity, age, and gender of all offenders receiving each type of sentence 205 ix x Tables Table 2.1 Table 2.2 Table 2.3 Table 2.4 Table 2.5 Table 2.6 Table 2.7 Table 2.8 Table 2.9 Table 2.10 Table 2.11 Table 2.12 Table 2.13 Table 2.14 Table 2.15 Table 2.16 Table 2.17 Table 2.18 Table 2.19 Table 3.1 Table 3.2 Table 3.3 Table 3.4 Table 3.5 Table 3.6 Table 3.7 Table 3.8 Table 3.9 Table 3.10 Outcome of all charges prosecuted, 1991 to 2000 Outcome of all charges prosecuted in 2000, by type of offence Total number of charges resulting in conviction, by type of offence, 1991 to 2000 Percentage of all convictions involving each type of offence, 1991 to 2000 Number of convictions with each level of offence seriousness and average seriousness of all convictions, 1991 to 2000 Average seriousness of convictions, by type of offence, 1991 to 2000 Number of convictions for violent offences, 1991 to 2000 Number of convictions for other offences against the person, 1991 to 2000 Number of convictions for property offences, 1991 to 2000 Number of convictions for drug offences, 1991 to 2000 Number of convictions for offences against the administration of justice, 1991 to 2000 Number of convictions for offences against good order, 1991 to 2000 Number of convictions for traffic offences, 1991 to 2000 Number of convictions for miscellaneous offences, 1991 to 2000 Regions where convictions were finalised in 2000, by type of offence Total number of cases resulting in conviction in 2000, by type of offence and gender of offender Total number of cases resulting in conviction in 2000, by type of offence and ethnicity of offender Total number of cases resulting in conviction in 2000, by type of offence and age of offender Number of convictions for various sex offences, by age and gender of the victim, 2000 Total number of convicted cases resulting in each type of sentence, 1991 to 2000 Percentage of convicted cases resulting in each type of sentence, 1991 to 2000 Average seriousness of cases resulting in each type of sentence, and average seriousness of all cases resulting in conviction, 1991 to 2000 Number of convicted cases involving violent offences resulting in each type of sentence, 1991 to 2000 Percentage of convicted cases involving violent offences resulting in each type of sentence, 1991 to 2000 Number of convicted cases involving violent offences with each level of offence seriousness and average seriousness of violent offences, 1991 to 2000 Number of convicted cases involving each violent offence, 1991 to 2000 Percentage of convicted cases resulting in a custodial sentence, by type of violent offence, 1991 to 2000 Average custodial sentence length imposed (in months), by type of violent offence, 1991 to 2000 Number of convicted cases involving other offences against the person resulting in each type of sentence, 1991 to 2000 6 8 8 9 12 13 14 16 17 18 20 21 22 24 25 26 27 28 29 34 34 36 38 38 39 41 42 43 45 xi Table 3.11 Table 3.12 Table 3.13 Table 3.14 Table 3.15 Table 3.16 Table 3.17 Table 3.18 Table 3.19 Table 3.20 Table 3.21 Table 3.22 Table 3.23 Table 3.24 Table 3.25 Table 3.26 Table 3.27 Table 3.28 Table 3.29 Table 3.30 Table 3.31 Table 3.32 Table 3.33 Table 3.34 xii Percentage of convicted cases involving other offences against the person resulting in each type of sentence, 1991 to 2000 Number of convicted cases involving each other offence against the person, 1991 to 2000 Percentage of convicted cases resulting in a custodial sentence, by type of other offence against the person, 1991 to 2000 Average custodial sentence length imposed (in months), by type of other offence against the person, 1991 to 2000 Number of convicted cases involving property offences resulting in each type of sentence, 1991 to 2000 Percentage of convicted cases involving property offences resulting in each type of sentence, 1991 to 2000 Number of convicted cases involving property offences with each level of offence seriousness and average seriousness of property offences, 1991 to 2000 Number of convicted cases involving each property offence, 1991 to 2000 Percentage of convicted cases resulting in a custodial sentence, by type of property offence, 1991 to 2000 Average custodial sentence length imposed (in months), by type of property offence, 1991 to 2000 Number of convicted cases involving drug offences resulting in each type of sentence, 1991 to 2000 Percentage of convicted cases involving drug offences resulting in each type of sentence, 1991 to 2000 Number of convicted cases involving drug offences with each level of offence seriousness and average seriousness of drug offences, 1991 to 2000 Number of convicted cases involving each drug offence, 1991 to 2000 Percentage of convicted cases resulting in a custodial sentence, by type of drug offence, 1991 to 2000 Average custodial sentence length imposed (in months), by type of drug offence, 1991 to 2000 Number of convicted cases involving offences against the administration of justice resulting in each type of sentence, 1991 to 2000 Percentage of convicted cases involving offences against the administration of justice resulting in each type of sentence, 1991 to 2000 Number of convicted cases involving each offence against the administration of justice, 1991 to 2000 Percentage of convicted cases resulting in a custodial sentence, by type of offence against the administration of justice, 1991 to 2000 Average custodial sentence length imposed (in months), by type of offence against the administration of justice, 1991 to 2000 Number of convicted cases involving offences against good order resulting in each type of sentence, 1991 to 2000 Percentage of convicted cases involving offences against good order resulting in each type of sentence, 1991 to 2000 Number of convicted cases involving each offence against good order, 1991 to 2000 45 46 46 47 47 48 49 50 50 51 52 52 53 54 54 55 56 56 57 57 59 60 60 61 Table 3.35 Table 3.36 Table 3.37 Table 3.38 Table 3.39 Table 3.40 Table 3.41 Table 3.42 Table 3.43 Table 3.44 Table 3.45 Table 3.46 Table 3.47 Table 3.48 Table 3.49 Table 3.50 Table 4.1 Table 4.2 Table 4.3 Table 4.4 Table 4.5 Table 4.6 Table 4.7 Table 4.8 Table 5.1 Percentage of convicted cases resulting in a custodial sentence, by type of offence against good order, 1991 to 2000 Average custodial sentence length imposed (in months), by type of offence against good order, 1991 to 2000 Number of convicted cases involving traffic offences resulting in each type of sentence, 1991 to 2000 Percentage of convicted cases involving traffic offences resulting in each type of sentence, 1991 to 20001 Number of convicted cases involving each traffic offence, 1991 to 2000 Percentage of convicted cases resulting in a custodial sentence, by type of traffic offence, 1991 to 2000 Average custodial sentence length imposed (in months), by type of traffic offence, 1991 to 2000 Number of convicted cases involving miscellaneous offences resulting in each type of sentence, 1991 to 2000 Percentage of convicted cases involving miscellaneous offences resulting in each type of sentence, 1991 to 2000 Number of convicted cases involving each miscellaneous offence, 1991 to 2000 Percentage of convicted cases resulting in a custodial sentence, by type of miscellaneous offence, 1991 to 2000 Average custodial sentence length imposed (in months), by type of miscellaneous offence, 1991 to 2000 Most serious sentence imposed for all convicted cases finalised in each region in 2000 Total number of cases resulting in conviction in 2000, by most serious sentence imposed and gender of the offender Total number of cases resulting in conviction in 2000, by most serious sentence imposed and ethnicity of the offender1 Total number of cases resulting in conviction in 2000, by most serious sentence imposed and age of the offender Total number of cases resulting in a custodial sentence, by type of offence, 1991 to 2000 Percentage of cases resulting in a custodial sentence involving each type of offence, 1991 to 2000 Total number of custodial sentences imposed of various lengths, and average custodial sentence length imposed (in months), 1991 to 2000 Annual average daily prison inmate numbers, 1991 to 2000 All cases involving a remand in custody, by type of offence and outcome of case, 2000 Estimated total number of cases involving a period of remand in custody of various lengths, and average custodial remand period (in days), 1993 to 2000 Total number of cases resulting in both a custodial and a community-based sentence, 1993 to 2000 Age, gender and ethnicity of offenders in all cases resulting in a custodial sentence in 2000 Total number of cases resulting in periodic detention as the most serious sentence, by type of offence, 1991 to 2000 61 62 62 63 64 64 65 66 67 67 68 68 69 71 71 72 74 74 75 77 78 79 80 81 84 xiii Table 5.2 Table 5.3 Table 5.4 Table 5.5 Table 5.6 Table 5.7 Table 5.8 Table 5.9 Table 5.10 Table 5.11 Table 5.12 Table 5.13 Table 6.1 Table 6.2 Table 6.3 Table 6.4 Table 6.5 Table 6.6 Table 6.7 Table 6.8 Table 6.9 Table 6.10 Table 6.11 Table 6.12 Table 6.13 Table 6.14 xiv Percentage of cases resulting in periodic detention as the most serious sentence involving each type of offence, 1991 to 2000 Number of periodic detention sentences imposed of various lengths, and average length of periodic detention sentences (in months), 1991 to 2000 Total number of cases resulting in a community programme as the most serious sentence, by type of offence, 1991 to 2000 Percentage of cases resulting in a community programme as the most serious sentence involving each type of offence, 1991 to 2000 Number of community programme sentences imposed of various lengths, and average length of community programme sentences (in months), 1991 to 2000 Total number of cases resulting in community service as the most serious sentence, by type of offence, 1991 to 2000 Percentage of cases resulting in community service as the most serious sentence involving each type of offence, 1991 to 2000 Number of community service sentences imposed of various lengths, and average length of community service sentences (in hours), 1991 to 2000 Total number of cases resulting in supervision as the most serious sentence, by type of offence, 1991 to 2000 Percentage of cases resulting in supervision as the most serious sentence involving each type of offence, 1991 to 2000 Number of supervision sentences imposed of various lengths, and average length of supervision sentences (in months), 1991 to 2000 Total number of cases resulting in a supervision sentence in conjunction with periodic detention, by type of offence, 1991 to 2000 Total number of convicted charges resulting in a fine, by type of offence, 1991 to 2000 Percentage of all convicted charges resulting in a fine, by type of offence, 1991 to 2000 Amounts of fines imposed, 1991 to 2000 Other sentences imposed with fines, 1991 to 2000 Percentage of fines imposed with other sentences, 1991 to 2000 Number of convicted charges resulting in an order for all or part of the fine to be paid to the victim, by type of offence, 1991 to 2000 Total number of convicted charges resulting in reparation, by type of offence, 1991 to 2000 Percentage of all convicted charges resulting in reparation, by type of offence, 1991 to 2000 Amounts imposed for all offences resulting in reparation, 1991 to 2000 Other sentences imposed with reparation, 1991 to 2000 Percentage of reparation sentences imposed with other sentences, 1991 to 2000 Number of convicted property charges resulting in a sentence of reparation, by type of property offence, 1991 to 2000 Percentage of convicted property charges resulting in a sentence of reparation, by type of property offence, 1991 to 2000 Number of convictions for property offences resulting in reparation in each region, 1991 to 2000 84 85 85 86 86 87 87 88 88 89 89 90 93 93 94 94 95 95 96 97 98 99 99 100 100 102 Table 6.15 Table 7.1 Table 7.2 Table 7.3 Table 7.4 Table 7.5 Table 7.6 Table 7.7 Table 7.8 Table 7.9 Table 7.10 Table 8.1 Table 8.2 Table 8.3 Table 8.4 Table 8.5 Table 8.6 Table 8.7 Table 9.1 Table 9.2 Table 9.3 Table 9.4 Table 9.5 Table 9.6 Table 9.7 Percentage of convictions for property offences resulting in reparation in each region, 1991 to 2000 Number of offenders aged 14 to 16 apprehended by the Police for non-traffic offences, by type of offence, 1991 to 2000 Outcomes of cases prosecuted involving young people for all offences except non-imprisonable traffic offences, 1991 to 2000 Gender, ethnicity, and age of young people involved in cases finalised in 2000, by outcome of prosecutions Number of proved cases involving young offenders, by type of offence, 1991 to 2000 Percentage of all proved cases involving young offenders involving each type of offence, 1991 to 2000 Number of proved cases involving young offenders with each level of offence seriousness and average seriousness of offences, 1991 to 2000 Number of proved cases involving young offenders resulting in each type of sentence, 1991 to 2000 Percentage of proved cases involving young offenders resulting in each type of sentence, 1991 to 2000 Percentage of proved cases involving young offenders that were finalised in each court, 1991 to 2000 Court where proved cases involving young offenders were finalised in 2000, by type of offence Percentage of all cases prosecuted that involved a remand on bail, by major charge, 1993 to 1998 Major charge for which people were remanded on bail, 1993 to 1998 Number and percentage of people on bail who offended while on bail, 1993 to 1998 Percentage of people on bail who offended while on bail, by major charge for which remanded on bail, 1993 to 1998 Major offence committed while on bail, 1993 to 1998 Major offence committed while on bail as a percentage of all cases where an offence was committed on bail, 1993 to 1998 Percentage of offences of each type committed while on bail, by major charge for which remanded on bail in 1998 Whether leave to apply for home detention was granted for prison sentences of two years or less imposed in 2000 Whether front-end inmates sentenced in 2000 had a home detention hearing in 2000 Whether inmates who were “pre-parole” eligible had a home detention hearing in 2000 Whether inmates who were “pre-parole” eligible had a home detention hearing in 2000, by prison Outcome of home detention hearing for front-end inmates sentenced in 2000 Whether all front-end inmates sentenced in 2000 had release to home detention approved in 2000 Outcome of home detention hearing for “pre-parole” eligible inmates who had a hearing in 20001 103 107 108 109 111 112 112 114 114 116 116 118 119 120 121 122 122 123 128 131 133 134 136 138 141 xv Table 9.8 Table 9.9 Table 9.10 Table 9.11 Table 10.1 Table 10.2 Table 10.3 Table 10.4 Table 10.5 Table 10.6 Table 10.7 Table 10.8 Table 10.9 Table 10.10 Table 10.11 Table 10.12 Table 10.13 Table 10.14 Table 10.15 Table 10.16 Table 10.17 Table 10.18 Table 10.19 Table 10.20 Table A2.1 Table A2.2 Table A2.3 Table A2.4 Table A2.5 Table A2.6 Table A2.7 Table A2.8 Table A3.1 Table A3.2 xvi Whether all “pre-parole” eligible offenders had release to home detention approved in 2000 Whether all “pre-parole” eligible inmates had release to home detention approved in 2000, by prison Reason for home detention ending in 2000 for “front-end” inmates Reason for home detention ending in 2000 for “pre-parole” inmates Prior offending histories of all people convicted in 1995 Prior conviction histories of all people convicted in 1995, by gender Prior conviction histories of all people convicted in 1995, by ethnicity Prior conviction histories of all people convicted in 1995, by age Prior conviction histories of all people convicted in 1995, by most serious sentence imposed Prior conviction histories of all people convicted in 1995, by type of offence Time to previous conviction for all people convicted in 1995 Prior convicted cases and custodial sentences of all people convicted in 1995 Reconvictions within one or two years by all people convicted in 1995 Reconvictions within two years of all people convicted in 1995, by gender Reconvictions within two years of all people convicted in 1995, by ethnicity Reconvictions within two years of all people convicted in 1995, by age Reconvictions within two years of all people convicted in 1995, by most serious sentence imposed in 1995 Reconvictions within two years of all people convicted in 1995, by type of offence Reconvictions within two years of all people convicted in 1995, by number of convictions prior to 1995 Length of time to first reconviction for all people convicted in 1995 Prior conviction histories of people convicted of a violent offence in 1995, by type of offence previously convicted for Reconvictions within two years of people convicted of a violent offence in 1995, by type of offence reconvicted for Prior conviction histories of people convicted of burglary in 1995, by type of offence previously convicted for Reconvictions within two years of people convicted of burglary in 1995, by type of offence reconvicted for Outcome of prosecutions for violent offences, 2000 Outcome of prosecutions for other offences against the person, 2000 Outcome of prosecutions for property offences, 2000 Outcome of prosecutions for drug offences, 2000 Outcome of prosecutions for offences against justice, 2000 Outcome of prosecutions for offences against good order, 2000 Outcome of prosecutions for traffic offences, 2000 Outcome of prosecutions for miscellaneous offences, 2000 Number of cases involving European offenders resulting in conviction in 2000, by type of offence, and age and gender of offender Number of cases involving Mäori offenders resulting in a conviction in 2000, by type of offence, and age and gender of offender 142 144 145 146 148 148 149 150 151 152 152 153 154 154 155 156 156 157 158 158 163 163 164 165 191 192 192 192 193 193 193 194 196 196 Table A3.3 Number of cases involving Pacific people offenders resulting in a conviction in 2000, by type of offence, and age and gender of offender Table A3.4 Number of cases involving offenders of “other” ethnicity resulting in a conviction in 2000, by type of offence, and age and gender of offender Table A3.5 Total number of cases resulting in conviction, by type of offence and gender of offender, 1996 to 2000 Table A3.6 Total number of cases resulting in conviction, by type of offence and gender of offender, 1991 to 1995 Table A3.7 Total number of cases resulting in conviction, by type of offence and ethnicity of offender, 1996 to 2000 Table A3.8 Total number of cases resulting in conviction, by type of offence and ethnicity of offender, 1991 to 1995 Table A3.9 Total number of cases resulting in conviction, by type of offence and age of offender, 1996 to 2000 Table A3.10 Total number of cases resulting in conviction, by type of offence and age of offender, 1991 to 1995 Table A4.1 Number of cases involving European offenders resulting in conviction in 2000, by most serious sentence imposed, and age and gender of offender Table A4.2 Number of cases involving Mäori offenders resulting in conviction in 2000, by most serious sentence imposed, and age and gender of offender Table A4.3 Number of cases involving Pacific people offenders resulting in conviction in 2000, by most serious sentence imposed, and age and gender of offender Table A4.4 Number of cases involving offenders of “other” ethnicity resulting in conviction in 2000, by most serious sentence imposed, and age and gender of offender Table A4.5 Total number of cases resulting in conviction, by most serious sentence imposed and gender of the offender, 1996 to 2001 Table A4.6 Total number of cases resulting in conviction, by most serious sentence imposed and gender of the offender, 1991 to 1995 Table A4.7 Total number of cases resulting in conviction, by most serious sentence imposed and ethnicity of the offender, 1996 to 2000 Table A4.8 Total number of cases resulting in conviction, by most serious sentence imposed and ethnicity of the offender, 1991 to 1995 Table A4.9 Total number of cases resulting in conviction, by most serious sentence imposed and age of the offender, 1996 to 2000 Table A4.10 Total number of cases resulting in conviction, by most serious sentence imposed and age of the offender, 1991 to 1995 197 197 198 199 200 201 202 203 206 206 207 207 208 209 210 211 212 213 Figures Figure 2.1 Figure 2.2 Figure 3.1 Figure 3.2 Percentage of prosecutions resulting in each type of outcome, 1991 to 2000 6 Percentage of all convictions involving each type of offence, 1991 to 2000 9 Percentage of convicted cases resulting in each type of sentence, 1991 to 2000 35 Percentage of convicted cases involving violent offences resulting in each type of sentence, 1991 to 2000 39 xvii Figure 3.3 Figure 3.4 Figure 3.5 Figure 4.1 Figure 8.1 Figure 8.2 Figure 8.3 Figure 9.1 Figure 9.2 Figure 10.1 Figure 10.2 Figure 10.3 Figure 10.4 Figure 10.5 Figure 10.6 Figure 10.7 Figure 11.1 Figure 11.2 xviii Percentage of violent offence cases resulting in a custodial sentence, and average seriousness of violent offences resulting in conviction, 1991 to 2000 Percentage of property offence cases resulting in a custodial sentence, and average seriousness of property offences resulting in conviction, 1991 to 2000 Percentage of drug offence cases resulting in a custodial sentence, and average seriousness of drug offences resulting in conviction, 1991 to 2000 Percentage of entire case spent in custodial remand for all cases involving a remand in custody in 2000 Percentage of all cases prosecuted that involved a remand on bail, by major charge, 1998 Percentage of people on bail who offended while on bail, 1993 to 1998 Percentage of people on bail who offended while on bail, by major charge for which remanded on bail, 1998 Summary of “front-end” home detention in 2000 Summary of “pre-parole” home detention in 2000 Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years, by gender Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years, by ethnicity Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years, by age Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years, by sentence Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years, by major offence Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years, by number of prior convictions Summary of “front-end” home detention in 2000 Summary of “pre-parole” home detention in 2000 40 49 53 79 119 120 121 139 143 159 159 160 160 161 161 162 179 181 Executive Summary This is the eleventh report in an annual series. As with the other reports, trends in prosecutions, convictions, and sentencing are examined, this time over the ten year period 1991 to 2000, using data extracted from the Law Enforcement System. Trends over the decade in the number of 14 to 16 year olds apprehended by the Police, and in offending by young people which resulted in an appearance in court are also examined. Trends in the use of bail and in offending while on bail are also presented for the period 1993 to 1998. Special topics investigated this year are: the use of home detention in 2000; and recidivism patterns for people convicted in 1995. The information presented in this report is based on charges or cases processed by courts. It should be noted that a change in the number of offences prosecuted in court in a particular period does not necessarily reflect a change in the actual number of offences committed in the same period. Not all offences which are committed are discovered by, reported to, or recorded by the Police. Also, not all offences that come to the attention of the Police result in prosecution, with resolution/clearance rates and prosecution rates differing significantly by type of offence. Prosecutions • The total number of criminal prosecutions peaked in 1996 at nearly 277,000, and has generally decreased since then. The figure in 2000 was 262,921. A large part of the decrease in prosecutions in 1997 was attributable to the offence of failing to register a dog under the Dog Control Act 1996 becoming an infringement offence. There were about 6,700 fewer prosecutions for this offence in 1997 compared with 1996. Also of note, is that there were nearly 3,000 fewer prosecutions for driving while disqualified in 2000 compared with 1999. • The proportion of all prosecutions resulting in a conviction has generally shown a slowly decreasing trend over the decade, reaching the lowest level recorded in the decade in 2000 (66%). At least part of the decrease is likely to be linked to the use of diversion by the Police. Violent offence prosecutions are the least likely (53%), and traffic offence prosecutions are the most likely (80%), to result in conviction. • The number of discharges without conviction under section 19 of the Criminal Justice Act 1985 has shown an increasing trend over the decade, with the number in 2000 being more than double the number in 1991. The majority of the increase occurred for nonimprisonable offences, with smaller increases occurring for imprisonable offences of low to moderate seriousness. Convictions Violent offences • The total number of convictions for violent offences has generally shown a slowly decreasing trend since 1995, after a rapid increase between 1991 and 1995. The 2000 xix figure (14,639) is the lowest recorded since 1993. The number of convictions for violent offences in 2000 was still 53% greater than the figure in 1991. • The total number of convictions for violent sex offences (rape, unlawful sexual connection, attempted sexual violation, and indecent assault) peaked at 2,084 in 1996, but has decreased since then. In 2000, there were 1,297 convictions for violent sex offences. The number of convictions for rape (138) and attempted sexual violation (42) in 2000 were the lowest recorded in the decade. • The number of convictions for aggravated robbery has decreased in the last three years after showing an increasing trend between 1991 and 1997. The 2000 figure (434) is the lowest recorded since 1994. • Convictions in the two most serious categories of assault - “grievous” and “serious” assault - increased strongly in number between 1991 and 1998, but have levelled off since then. • Convictions for assaults on children aged less than 14 years increased significantly in the early 1990s (from 152 in 1991 to 299 in 1994). Since 1994, the number of convictions has averaged 300 each year, with the 2000 figure (281) being a little lower than this. • Convictions for all types of threatening and intimidation offences have increased strongly in number over the decade. Property offences • Property offences comprise the second largest group of offences resulting in conviction. In 2000, 29% of all convictions were for offences against property. The total number of convictions for property offences remained reasonably stable between 1992 and 1996 at around 57,000 convictions annually, but has decreased significantly in the last four years. The 2000 figure (50,039) was the lowest recorded in the decade. • Most of the decrease in property offences in the last four years was due to a decrease in the number of convictions for fraud. Between 1994 and 1996 there were around 21,000 to 22,000 convictions for fraud each year, but by 2000 the number had dropped to under 15,000. This is the lowest number of convictions for fraud recorded in the decade. • The number of convictions for burglary increased a little in 2000 after generally showing a downward trend since 1991. The 2000 figure (6,363) was still the second lowest recorded in the decade. • The number of convictions for motor vehicle conversion averaged about 2,750 between 1992 and 1997, but has dropped in the last three years to be at the lowest level recorded in the decade (2,188 in 2000). Drug offences • xx A large increase in convictions has occurred over the decade for offences relating to the possession of pipes or other drug-related utensils, with the number of such offences more than doubling from 951 in 1991 to 2,034 in 1999, before decreasing slightly to 1,993 in 2000. • Convictions for possession or use (other than for supply) of drugs other than cannabis have shown an upward trend in the second half of the decade, with a particularly large increase occurring between 1999 and 2000. The 2000 figure (678) is the highest recorded in the decade. Within this category, the number of convictions for possession or use of LSD has increased over the decade from an average of 35 in each of the years 1991 to 1994, to 120 in 2000. The number of convictions for the possession or use of “stimulants or depressants” in 2000 (230) was the highest recorded in the decade. Offences against the administration of justice • Non-molestation orders were replaced by protection orders when the Domestic Violence Act 1995 commenced on 1 July 1996. There were 2,265 convictions for breaches of protection orders in 2000, more than nine times the number of breaches of nonmolestation orders in 1991 (242). • The number of convictions for failure to answer bail has continued to increase through the decade, with the 2000 figure (4,293) being 78% greater than the figure in 1991 (2,411). Offences against good order • The number of convictions for good order offences in 2000 was the highest recorded in the decade. Convictions for disorderly behaviour have nearly tripled over the decade from 2,193 in 1991 to 6,160 in 2000 Convictions for trespassing offences have also shown an increasing trend over the decade. Traffic offences • Convictions for traffic offences decreased in number considerably between 1991 and 1993 (from nearly 80,000 to just over 62,000). From 1993 to 1998, there was an average of approximately 62,000 convictions each year, but the number dropped to just over 57,000 in 2000. This was the lowest number of traffic convictions recorded in the decade. Traffic offences accounted for 33% of all convictions in 2000, compared with 43% of convictions in 1991. Despite this decrease in convictions, traffic offences still comprise the largest group of offences resulting in conviction. • Initiatives introduced by the Land Transport Act 1998 such as photo drivers licences, the power to forbid unlicensed drivers from driving until they get a valid licence, and the power to impound at the roadside vehicles driven by disqualified or unlicensed drivers, appear to have had a significant impact on convictions for traffic offences. The number of convictions recorded in 2000 for driving causing death or injury, driving with excess alcohol, driving while disqualified, and careless driving were the lowest recorded in the decade. In contrast, the number of convictions recorded for “failing to comply with a prohibition of an enforcement officer” (mostly driving while forbidden) reached 6,457 in 2000 compared with 66 in 1998. xxi Miscellaneous offences • The number of convictions for liquor offences involving “minors” decreased from 1,006 in 1999 to 92 in 2000. This decrease coincides with amendments to the Sale of Liquor Act 1989 and to section 38 of the Summary Offences Act 1981 that came into force on 1 December 1999. These amendments changed the offences of purchasing of liquor by minors, minors being found in restricted or supervised areas, and minors drinking liquor in a public place to infringement offences. The amendments also lowered the legal drinking age from 20 to 18. Gender, ethnicity, and age of offenders • Male offenders accounted for 83% of all cases that resulted in conviction in 2000 (for which the gender of the offender was known), and female offenders accounted for 17% of cases. • Of all convicted cases in 2000 for which the ethnicity of the offender was known, 47% involved Europeans, 42% involved Mäori, 9% involved Pacific peoples, and 2% involved offenders of some other ethnicity. • Nineteen percent of all cases that resulted in conviction in 2000, and for which the age of the offender was known, involved teenage offenders, 40% involved offenders in their twenties, 24% involved offenders in their thirties, and 17% involved offenders aged 40 or over. Sentencing Custodial sentences and remands • Throughout the decade, 7% to 8% of people convicted each year received a custodial sentence. In 2000, 7,931 cases resulted in a custodial sentence, a lower number than was imposed in the three previous years. • The average custodial sentence length imposed (including preventive detention) for all offences increased over the decade from 10.2 months in 1991 to 14.2 months in 2000. • The number of corrective training sentences imposed has shown a decreasing trend over the decade, with the 2000 figure (225) being less than half the number imposed in 1991 (620). • The number of preventive detention sentences imposed in 1999 (18) and 2000 (13) were a little higher than in previous years in the decade. • The number of female sentenced inmates in 2000 (240) was the highest recorded in the decade. During 2000, there was an average of 4,735 sentenced male inmates in prison at any one time, a slightly lower number than in the previous year, but still the second highest number recorded in the decade. • The average daily number of both male and female prisoners in custody on remand was higher in 2000 (734 and 33 respectively) than in any other year in the decade. xxii • Nine percent of all cases finalised in 2000 involved offenders who were remanded in custody at some stage during the hearing of the case. Only the minority (19%) of defendants who had a period in custodial remand in 2000 spent their whole case remanded in custody. Almost half (48%) of the defendants who had some time in custodial remand spent only one-quarter or less of their case in custodial remand. • The Crimes Amendment Act (No. 3) 1993 increased the maximum penalty for sexual violation (rape and unlawful sexual connection) from 14 years to 20 years imprisonment. In addition, legislation that came into force on 17 July 1999 increased the maximum penalty for sexual violation to 25 years if the offence involved home invasion. Since the 1993 legislative change, the average length of the custodial sentences imposed for rape have been considerably longer. In the period 1991 to 1993, rapists had sentences imposed of 70.5 months (5 years 11 months), on average, but sentences increased to 97.3 months in 1999, before dropping slightly to 95.6 months (8 years) in 2000. • After remaining reasonably constant between 1994 and 1998 (at an average of 52.3 months or 4 years 4 months), custodial sentences imposed for unlawful sexual connection increased in length by a little under a year in 1999 to 62.6 months, before dropping slightly to 61.4 months (5 years 1 month) in 2000. • The average length of the custodial sentences imposed for manslaughter have been longer in the last two years than in earlier years in the decade. In 2000, the average custodial sentence imposed for manslaughter was 69.3 months (5 years 9 months). • In 2000, 38% of burglars were imprisoned – the highest percentage recorded in the decade. The length of the custodial sentences awarded for burglary increased through the decade, with burglars being imprisoned for nearly six months longer, on average, in 2000 than in 1991. • Before the Land Transport Act 1998, the maximum penalty for driving with excess alcohol (excluding cases resulting in death and injury) was three months imprisonment regardless of the number of previous occasions the person had been convicted of the offence. Now, people convicted of driving with excess alcohol for the third or subsequent time can be imprisoned for up to two years, while first or second time offenders can still only be imprisoned for up to three months. The average length of custodial sentences imposed for driving with excess alcohol cases increased in both 1999 and 2000. The average sentence in 2000 was 5.6 months - almost three times the average in the period 1991 to 1998 (2.1 months). Community-based sentences • Over the decade, between 31% and 36% of all convictions each year have resulted in the imposition of a community-based sentence, with the 2000 figure (31%) being the lowest recorded in the decade. • Periodic detention is the most commonly imposed community-based sentence, and in terms of principal sentences imposed it is in fact the second most commonly imposed sentence behind the fine. Nineteen percent of convicted cases in 2000 resulted in periodic detention. In 2000, there were 18,436 periodic detention sentences imposed – the lowest number recorded in the decade. xxiii • In 2000, there was 250 breach convictions per 1,000 periodic detention sentences imposed – the highest figure recorded in the decade. • The community programme sentence continues to be used less and less by the courts. In 2000, only 204 such sentences were imposed - which was 0.2% of all sentences imposed. • The average length of periodic detention, community service, and supervision sentences imposed have decreased over the decade. Monetary penalties • The use of monetary penalties (in particular, fines) as the most serious sentence has fluctuated over the decade between 48% and 53% of cases. Part of the fluctuation is due to legislative changes affecting the number of non-imprisonable offences resulting in conviction and a fine. • The fine is the most commonly imposed sentence. The majority of fines (63% in 2000) are imposed with no other penalty. A driving disqualification is the most commonly imposed sentence in conjunction with a fine (32% of charges where a fine was imposed in 2000). • The total amount of fines imposed by the courts in 2000 was $23.5 million. The median fine imposed in both 1999 and 2000 was $300. This is higher than in previous years in the decade when the median fine was between $200 and $250. • There were small increases in 1994 and 1995 in the use of reparation for all property offences. These increases coincided with amendments to the Criminal Justice Act in late 1993 which, amongst other changes, strengthened the direction to the courts to consider imposing reparation in all cases unless it would be clearly inappropriate to do so. However, in subsequent years, the use of reparation has been only marginally higher than the level before 1994. Other sentences • There has generally been a slowly increasing trend over the decade in the proportion of cases in which the person was convicted and discharged. In 6% of cases in 2000 the person was convicted and discharged - twice the proportion in 1991 (3%). Most offence types showed an increase over the decade in the proportion of cases that were convicted and discharged. Court statistics on young offenders • There has generally been an increasing trend throughout the decade in the number of cases involving young people that are dealt with in formal court proceedings. In 2000, there were 4,024 cases involving young people that came before the courts, 47% more than the number in 1991 (2,735). • The number of cases involving violent offences proved against young people more than doubled between 1991 and 1998 (from 210 to 456). However, in the last two years, the number has been lower than this (390 in 1999 and 403 in 2000). Of note is that the xxiv number of 14 to 16 year olds apprehended for violent offences by the Police in 2000 was the highest figure recorded in the decade, but this was not reflected in the court statistics. • Over half (56%) of proved cases involving young offenders in 2000 were property offences, with burglary being the most common such offence. • The proportion of proved cases involving young offenders that resulted in imprisonment or adult community-based sentences in 2000 (6% and 7% of cases respectively) were the lowest figures recorded in the decade. In contrast, the proportion of cases resulting in a Youth Court supervision order in 2000 (39%) was the highest recorded in the decade. Trends in the use of bail and in offending while on bail • For each year from 1993 to 1998, around half of the finalised cases which did not start and finish on the same day involved a remand on bail. In 1998, there were 47,891 cases that involved a remand on bail. • The proportion of people who offended while on bail changed very little between 1993 and 1998. The percentage increased slightly from 20% to 22% of those granted bail between 1993 and 1995, before decreasing to a similar extent in the next three years to be 20% in 1998. • Sixteen percent of those on bail charged with a violent offence in 1998 offended while on bail. Of this group, 5% committed another violent offence while on bail, 3% committed a property offence, 2% committed an offence against justice, 3% committed a traffic offence, and 3% committed other types of offences. Use of home detention in 2000 • Home detention became available in New Zealand from 1 October 1999. Home detention allows some offenders to serve part of their prison sentence outside prison under electronic surveillance, and under intensive supervision by Probation Officers. Statistics are presented on the use of home detention in 2000. • There were 5,385 cases in 2000 where a court imposed a prison sentence of two years or less, and information was recorded in the data on whether leave to apply for home detention was granted. For 1,602 (30%) of these cases, leave to apply for home detention was granted by the court. Of the 1,602 “front-end” inmates granted leave to apply in 2000, 731 (46%) had a home detention hearing in 2000, and 392 (25%) eventually had their release to home detention approved in 2000. • Male offenders were considerably less likely than females to be granted leave to apply by the courts (28% of cases compared to 45%). In addition, males coming to prison with leave to apply were less than half as likely as females to be eventually released to home detention (22% of male inmates compared with 48% of female inmates). • People imprisoned for a drug offence were more likely than other offenders to be granted leave to apply (45% of cases). In addition, drug offenders with leave to apply were significantly more likely to eventually be released on home detention than inmates imprisoned for any other type of offence. xxv • There were 1,040 inmates who were eligible to apply for release to home detention as a pre-parole option in 2000. Of these, 189 (18%) had a home detention hearing before a District Prisons Board or the Parole Board in 2000, and 87 (8%) eventually had their release to home detention approved in 2000. Recidivism patterns for people convicted in 1995 • Only a quarter of the people convicted in 1995 were first offenders. The people convicted in 1995 had an average of 12 prior convictions, although the median number of prior convictions was much lower than this at 4. Thirty percent of the people convicted in 1995 had more than 10 previous convictions. • Just under 40% of the people convicted in 1995 were reconvicted within one year, with the majority of people (51%) being reconvicted within two years. • Male offenders convicted in 1995 had much more extensive offending histories than females, and were also much more likely to be reconvicted in the next two years than females. As well as being more likely to be reconvicted, males were reconvicted at a faster rate than females. • Mäori offenders convicted in 1995 were more likely to be reconvicted within two years (69% of cases) than European offenders and Pacific peoples (61% and 58% of cases respectively). Mäori had faster reconviction rates than non-Mäori within the first ten months after the 1995 case. • In general, the likelihood of reconviction reduced with the age of the offender. Young offenders had a faster rate of reconviction than older offenders within the first ten months after the 1995 case. • The more extensive the offending history of a person prior to 1995, the greater the likelihood that the person would be reconvicted within two years. Only a quarter of first offenders in 1995 were reconvicted within two years, compared to 88% of people with more than 50 convictions prior to the 1995 case being reconvicted within two years. Those people with a greater number of prior convictions had a faster rate of reconviction than offenders with no or a small number of past convictions. • Violent offenders tend to be generalist rather than specialist offenders. Of the violent offenders convicted in 1995, less than half (44%) had been convicted previously of a violent offence, but the majority had been convicted previously of property and traffic offences. In the two years following the 1995 case, 21% of violent offenders were reconvicted for a violent offence. A similar proportion (20%) were reconvicted for a property offence, and 31% were reconvicted for a traffic offence. • Burglars were slightly more likely to be reconvicted for a violent offence than people who were convicted of a violent offence in 1995 (24% of cases compared to 21% of cases respectively). xxvi Introduction 1.1 Background This report is the eleventh in a series of reports published annually examining trends in prosecutions, convictions, and sentencing over a ten year period. This report covers the period from 1991 to 2000. As well as presenting statistics, explanations for any changes that have occurred are given where the reason for the change is known. The Ministry of Justice and the former Department of Justice have published other research reports examining various aspects of offending, sentencing, and the criminal justice system. The most recent of these are listed in Appendix 1. In this report conviction trends are examined for offending overall, for offences categorised into groups, and for some selected individual offences. The grouped offence categories reported on are violent offences, other offences against the person, property offences, drug offences, offences against good order, offences against the administration of justice, traffic offences, and other offences not otherwise classified (i.e. “miscellaneous” offences). For each of the grouped offence categories, detail is provided on the offences that were most frequent, most serious, or thought to be of particular interest. Unless otherwise specified, the data have come from the Case Monitoring Subsystem of the Law Enforcement System (on the former Wanganui Computer System). This subsystem records the court processing of charges. A database has been established consisting of depersonalised information that has been extracted from the Case Monitoring Subsystem. The data used for this report relate to charges and cases finalised between 1991 and 2000. 1.2 Quality of the data Data from the Case Monitoring Subsystem on the outcome of charges (including the sentences imposed) cannot be regarded as being absolutely exact. It would be impossible to guarantee perfect accuracy even in the best of circumstances when dealing with an enormous number of charges. Incorrect codes are occasionally entered on the computer, and duplicated records sometimes arise for a variety of reasons. Some of the problems with the data were overcome in the production of this report, and while there may be small errors in some of the figures shown, the data are certainly sufficiently accurate to indicate trends over time in prosecutions, convictions, and sentencing. Some information is presented in the report on the gender, ethnicity, and age of offenders. These data are usually recorded by the prosecuting authority (mostly the Police) at, for instance, the time of arrest. Data on the gender and date of birth (used to calculate the age) of offenders are generally accurate. Official police practice is for ethnicity to be self-identified by the offender (and then coded on the Law Enforcement System into the categories: 1 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Caucasian, Mäori, Pacific Island, Negro [sic], Indian, Asian, and Other). However, in practice, ethnicity is likely to be recorded by a mixture of self-identification and recorder judgement. Recording ethnicity by means other than self-identification can lead to people being classified in the wrong ethnic groups. Also, no allowance is made for people wanting to specify more than one ethnic group. Data on the ethnicity of offenders convicted in 2000 were available for 86% of cases. Offenders who default in the payment of their fine or reparation sentence can be resentenced by a judge to imprisonment, corrective training, periodic detention, or community service. This type of re-sentencing is not usually recorded in the data used for this report. However, often when a person is re-sentenced for default in the payment of a monetary penalty they have other offending being dealt with in the same case, and this other offending is included in the data. Nevertheless there is significant under-counting of community service cases in particular, and, to a much lesser extent, periodic detention cases resulting only from enforcement action for non-payment of monetary penalties. Imprisonment is rarely used for such cases. Offenders sentenced to a community-based sentence can, under certain circumstances (such as a further conviction for an imprisonable offence, a conviction for breach of the community-based sentence they are serving, or if the offender has failed or is unable to comply with any condition or requirement of the sentence), have their sentence reviewed, sometimes resulting in some other (possibly more serious) sentence being imposed. This type of re-sentencing is not usually recorded in the data used for this report. People who have a suspended sentence of imprisonment imposed can have the sentence activated because of a subsequent conviction within the suspension period. While the activation of prison sentences is not usually recorded in the data used for this report, the person is often at the same time imprisoned for the reconviction offence, which is recorded in the data. If the reconviction offence did not result in imprisonment, but the earlier prison sentence was activated, then the number of prison sentences presented in this report would be an under-count. Over the ten year period there have been legislative changes which have affected the way some minor offences (both traffic and non-traffic) have been recorded in the data used for this report. Sometimes a large change in the number of convictions was due to the decriminalisation of an offence rather than a change in offending patterns. Where possible, this has been highlighted in the report. 1.3 Comparability with previous reports There has been one change to the presentation of information in this report compared to the previous publication. Within the “Traffic” offence category it is no longer possible to present separate information on driving causing death and driving causing injury offences because of changes to the way these offences are recorded on the Law Enforcement System. Therefore, statistics on these offences have been combined in this report. The reader is also reminded that the previous publication outlined significant changes from prior publications in the way information was presented and the way charges are formed into cases. Therefore, the 2 Introduction ___________________________________________________________ corresponding section in the previous publication should be consulted before making comparisons with previously reported data. Since the annual publications were first produced there have been a number of other changes made to the data reported in them such as: the formats used to group offences into the main offence categories and the offence sub-categories have been modified; and the Ministry’s seriousness of offence scale was updated in 1995 and 2000. The changes mean that the figures presented in the earlier publications in the series cannot always be compared with those in the current publication. The corresponding section in previous reports has outlined the changes that have occurred in a particular year, and this should be consulted before making comparisons with previously reported data. 1.4 Structure of the report The following chapter presents information on the outcome of prosecutions for all offences over the last ten years, and discusses trends found in these data. The chapter goes on to examine convictions in more depth, and presents information on trends between 1991 and 2000 in the number of convictions for particular types of offence. The chapter also includes an examination of changes in offence seriousness over the ten year period. Chapter 2 also presents information for 2000 on the gender, ethnicity, and age of offenders who were convicted. In addition, information is presented on the regions where offences were finalised in 2000. Information is also presented on the age and gender of the victims of sex offences that resulted in the conviction of an offender in 2000. The third chapter deals with trends in sentencing for all cases resulting in conviction. Information is provided on the number of sentences of each type that were imposed and the seriousness of offences resulting in each type of sentence. A description is also given of the sentences imposed for each of the grouped offence categories. Custodial sentences are examined in more depth for particular types of offence, with information on the proportion of cases that resulted in a custodial outcome and on the length of the custodial sentences awarded. Information is also presented for 2000 on the gender, ethnicity, and age of offenders receiving each type of sentence. Chapter 3 also presents information on the sentences imposed in each region in 2000. The fourth chapter discusses the use of custodial sentences and remands. This chapter summarises some information from chapter 3, as well as providing some new information. The new material includes information on the average number of males and females in prison at any one time over the decade, detailed information on the lengths of prison sentences imposed over the decade, and the number of cases resulting in a community-based sentence cumulative to a prison sentence (under sections 30(4), 39(1), 47(1) or 55(1), and subject to section 8A, of the Criminal Justice Act 1985). Chapter 5 discusses the use of community-based sentences. This chapter summarises some information from chapter 3, as well as providing some new information. The new material includes detailed information on the lengths of community-based sentences imposed over the decade, and the number of cases resulting in both periodic detention and supervision over the last decade. 3 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ The sixth chapter presents information on the use of fines and reparation. The chapter includes information on the number of fines imposed, the amounts of fines imposed, and sentences imposed in conjunction with fines. Chapter 6 also presents similar information for reparation, and, in particular, examines whether amendments to the Criminal Justice Act in late 1993 had an effect on the use of reparation in subsequent years. Chapter 7 focuses on the types of offences for which young offenders were prosecuted in court over the last decade, and the sentences that were imposed in the cases proved between 1991 and 2000. Before presenting this information, statistics on the number of 14 to 16 year olds apprehended by the Police over the decade are examined. These figures give a better indication of overall trends in offending by young people than do court statistics. The eighth chapter presents information on trends in the use of bail and in offending while on bail. Information on the use of home detention in 2000 is presented in chapter 9. Chapter 10 presents the findings of some research that examined recidivism patterns for people who were convicted in 1995. Chapter 11 provides a summary of the main findings described in the earlier chapters. 4 Prosecutions and convictions for all offences 2.1 Introduction This chapter examines trends in the number of prosecutions and convictions for all offences for each year from 1991 to 2000. The information presented in this chapter is based on the number of criminal charges processed by courts. A change in the number of offences prosecuted in court, such as the decrease which occurred between 1996 and 1997 (as seen in Table 2.1), does not necessarily reflect a change in the actual number of offences committed in the same period. The relationship between all offences committed, and offences prosecuted in court, is difficult to determine. Not all offences that are committed are discovered by, reported to, or recorded by the Police. Young et al. (1997) found that less than 13% of the offences that were disclosed in their victimisation survey were recorded by the Police. Also, not all offences that come to the attention of the Police result in a prosecution, with there being big differences between the resolution/clearance rates and prosecution rates for different types of offences. Fluctuations occur in the number of prosecutions and convictions for different offences from year to year. It is often not clear whether fluctuations are attributable to an actual change in offending, or whether other factors are responsible. As well as economic, social, or demographic changes which may affect offending and reporting, the availability of police resources for detecting and investigating offending may vary from year to year. Legislative changes may also affect the number of convictions for various offences. A large part of the decrease in convictions between 1996 and 1997 was due to a legislative change. This is discussed further below. 2.2 Outcome of prosecutions Table 2.1 and Figure 2.1 present information on the outcome of prosecutions for all offences between 1991 and 2000. The total number of criminal prosecutions peaked in 1996 at nearly 277,000, and has generally decreased since then. The figure in 2000 was 262,921. A large part of the decrease in prosecutions in 1997 was attributable to the offence of failing to register a dog under the Dog Control Act 1996 becoming an infringement offence (although it can still be proceeded against summarily). There were about 6,700 fewer prosecutions for this offence in 1997 compared with 1996 (1,503 compared with 8,180). In 2000, there were only 248 prosecutions for this offence. Also of note, is that there were nearly 3,000 fewer prosecutions for driving while disqualified in 2000 (8,865) compared with 1999 (11,706). 5 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 2.1 Outcome of all charges prosecuted, 1991 to 2000 Outcome1 1991 1992 1993 1994 19956 Convicted 186461 182258 188145 190546 3997 3327 3505 4050 Youth Court2 proved S.19 discharge3 Overall % change 1996 1997 1998 1999 2000 192408 192396 180804 185839 178762 173944 -7% 4984 5763 6147 6396 7259 6794 +70% 2229 2333 2664 2972 3305 3549 3574 3838 4313 4769 +114% 57850 68095 64539 67739 73208 74407 70987 74529 74310 77019 +33% Other 218 94 189 184 858 646 374 240 387 395 +81% Total 250755 256107 259042 265491 274763 276761 261886 270842 265031 262921 +5% Not proved4 5 Notes: 1 Table 2.1 includes outcomes from charges finalised in the High Court, District Court, and Youth Court. 2 Proved charges involving young offenders which are finalised in the Youth Court. These charges are not recorded as convictions. 3 Discharge without conviction under section 19 of the Criminal Justice Act 1985, after the offender is found guilty or pleads guilty. 4 Charges which were withdrawn, dismissed, discharged, struck out, not proceeded with, or acquitted. This category includes charges where people completed the police diversion scheme and subsequently had their charges withdrawn or dismissed. Unfortunately, the data do not distinguish charges which were withdrawn or dismissed because of police diversion from other “not proven” charges. 5 Includes charges where there was a stay of proceedings. Also includes charges where the person was found to be under disability or was acquitted on account of insanity, and an order was made under section 115 of the Criminal Justice Act 1985. 6 The 1995 figure for the outcome “other” includes 573 charges where there was a stay of proceedings. This figure includes a small number of people who were charged with a large number of fisheries offences, of which 365 charges resulted in this outcome. In 2000, there were 142 charges resulting in a stay of proceedings. A conviction is the most frequent outcome of a prosecution. However, the proportion of all prosecutions resulting in a conviction has generally shown a slowly decreasing trend over the decade, reaching the lowest level recorded in the decade in 2000 (66%). At least part of the decrease is likely to be linked to the use of diversion by the Police. Like prosecutions, convictions were also affected by the offence of failing to register a dog becoming an infringement offence. In 1996 there were 6,269 convictions for this offence, but the number dropped to 854 in 1997. In 2000, there were only 135 convictions for this offence. Figure 2.1 Percentage of prosecutions resulting in each type of outcome, 1991 to 2000 100% 90% 80% 70% Convicted 60% Youth Court Proved 50% s.19 Discharge 40% Not Proved 30% 20% 10% 0% 1991 1992 1993 1994 1995 1996 Year 6 1997 1998 1999 2000 Prosecutions and convictions for all offences _____________________________________________________________ Children and young people who offend are dealt with by the criminal justice system differently from older people. Under the provisions of the Children, Young Persons, and Their Families Act 1989, many of the cases involving young offenders are dealt with at family group conferences without a formal court appearance. The number of charges proven in the Youth Court dropped a little in 2000 after a strongly increasing trend between 1992 and 1999. Section 19 of the Criminal Justice Act 1985 allows a person who has been found guilty, or who pleads guilty, to be discharged without a conviction. A discharge of this type is deemed to be an acquittal. The number of section 19 discharges has shown an increasing trend over the decade, with the number in 2000 being more than double the number in 1991. The majority of the increase occurred for non-imprisonable offences, with smaller increases occurring for imprisonable offences of low to moderate seriousness. In 2000, 29% of all prosecutions resulted in a “not proved” outcome. The proportion of prosecutions resulting in this outcome has generally shown a slowly increasing trend over the decade. The number of prosecutions resulting in a “not proved” outcome in 2000 was 33% greater than the number in 1991. The expansion of the police adult diversion scheme, particularly in the first half of the decade, has had a significant impact on the outcomes of prosecutions. This scheme allows some (usually first-time) offenders who have committed non-serious offences, and who admit their guilt, not to have a conviction recorded against them. Offenders who are diverted usually have an initial appearance in court, and when they have complied with the conditions of the diversion scheme, they have their case withdrawn or dismissed. This has contributed to the large increase over the decade in the number of charges with a “not proved” outcome. It can be noted that, in 2000, there were 14,261 prosecutions recorded as being withdrawn by a Registrar. Section 36(1A) of the Summary Proceedings Act 1957 allows a Registrar to withdraw a charge if the Police have notified the Registrar in writing that the defendant has successfully completed a programme of diversion conducted by the Police. In addition, some charges where the offender completed Police diversion will have been withdrawn by judges, but these cannot be distinguished from charges withdrawn by judges for other reasons. There has also been an increase through the decade in the number and proportion of prosecutions where the defendant pleaded not guilty that were withdrawn. The introduction of status hearings in many parts of the country may have contributed to this trend. Status hearings occur when a not guilty plea is entered for a summary charge and require that a Judge examine the Police summary of facts to ensure that the charge is appropriate. If not, this may result in the charge being amended or withdrawn completely, or the defendant pleading guilty to a reduced charge. Table 2.2 shows the outcome of all criminal prosecutions in 2000 for each type of offence. Violent offences are the least likely to result in conviction, with 53% of prosecutions for such offences resulting in conviction in 2000. Of the 43% of prosecutions for violent offences that resulted in a “not proved” outcome: 5% were dismissed, 5% were discharged, 27% were withdrawn, 3% were acquitted, and 2% resulted in some other not proved outcome. Eighty percent of traffic prosecutions in 2000 resulted in conviction – the greatest proportion for any offence type. Approximately two-thirds of prosecutions for drug offences and 7 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ offences against justice resulted in conviction in 2000, as did 60% of property offence prosecutions. Table 2.2 Offence type Violent Other against persons Outcome of all charges prosecuted in 2000, by type of offence Convicted Youth Court proved No. % Section 19 discharge No. % No. % 14639 52.6 608 2.2 568 2.0 3492 57.1 77 1.3 159 2.6 Not proved No. Other % No. 11869 42.7 2367 38.7 Total % No. % 132 0.5 27816 100.0 25 0.4 6120 100.0 Property 50039 60.5 4666 5.6 1146 1.4 26807 32.4 68 0.1 82726 100.0 Drug 13663 66.4 201 1.0 273 1.3 6422 31.2 11 0.1 20570 100.0 Against justice 15491 69.1 406 1.8 173 0.8 6265 27.9 81 0.4 22416 100.0 Good order 11608 61.3 340 1.8 630 3.3 6344 33.5 26 0.1 18948 100.0 Traffic 57112 80.5 421 0.6 1515 2.1 11892 16.8 37 0.1 70977 100.0 7900 59.2 75 0.6 305 2.3 5053 37.9 15 0.1 13348 100.0 173944 66.2 6794 2.6 4769 1.8 77019 29.3 395 0.2 262921 100.0 Miscellaneous Total Appendix 2 presents further information on the outcome of prosecutions in 2000 according to the individual offence type. 2.3 Convictions for offences in each major offence category Table 2.3 shows the total number of convictions for each category of offence between 1991 and 2000, while Table 2.4 and Figure 2.2 show the percentage of all convictions accounted for by each category of offence. For a description of trends in the number of convictions for individual offences within each grouped category, see sections 2.5 to 2.12. Table 2.3 Total number of charges resulting in conviction, by type of offence, 1991 to 2000 Overall % change Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Violent 9568 10708 13095 15845 16714 16497 15683 16131 15287 14639 +53% Other against persons 2587 2686 2967 3213 3503 3577 3261 3518 3459 3492 +35% Property 54727 57403 57282 57438 56972 56702 53674 53295 51178 50039 -9% Drug 11555 11434 13239 14197 11792 11594 12997 14168 14021 13663 +18% Against justice 10561 11075 12263 13022 13521 13902 14819 15685 15306 15491 +47% 6506 6255 7443 8358 9284 9732 9927 10552 11062 11608 +78% Good order Traffic 79563 68828 62178 59508 64024 63183 60502 62201 58785 57112 -28% Miscellaneous 11394 13869 19678 18965 16598 17209 9941 10289 9664 7900 -31% 186461 182258 188145 190546 192408 192396 180804 185839 178762 173944 -7% Total 8 Prosecutions and convictions for all offences _____________________________________________________________ Violent offences involve either a direct act of violence against a person or the threat of such an act. There are a number of other offences which sometimes, but not always, involve violent acts or the intention to commit violent acts. Included in this category are a number of sexual offences, rioting, and various firearm offences. These types of offences have not been included in the violent offences category. Table 2.4 Percentage of all convictions involving each type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 5.1 1.4 29.4 6.2 5.7 3.5 42.7 6.1 5.9 1.5 31.5 6.3 6.1 3.4 37.8 7.6 7.0 1.6 30.4 7.0 6.5 4.0 33.0 10.5 8.3 1.7 30.1 7.5 6.8 4.4 31.2 10.0 8.7 1.8 29.6 6.1 7.0 4.8 33.3 8.6 8.6 1.9 29.5 6.0 7.2 5.1 32.8 8.9 8.7 1.8 29.7 7.2 8.2 5.5 33.5 5.5 8.7 1.9 28.7 7.6 8.4 5.7 33.5 5.5 8.6 1.9 28.6 7.8 8.6 6.2 32.9 5.4 8.4 2.0 28.8 7.9 8.9 6.7 32.8 4.5 Total1 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 Note: 1 Due to rounding to one decimal place, not all columns total exactly 100.0%. Figure 2.2 Percentage of all convictions involving each type of offence, 1991 to 2000 100% 90% Violent 80% Other ag. persons 70% Property 60% Drugs 50% Against justice 40% Good order Traffic 30% Miscellaneous 20% 10% 0% 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 The number of convictions for violent offences has generally shown a slowly decreasing trend since 1995, after a rapid increase between 1991 and 1995. The 2000 figure (14,639) is the lowest recorded since 1993. The number of convictions for violent offences in 2000 was still 53% greater than the figure in 1991. In the last seven years, violent offences have accounted for 8% to 9% of all convictions, compared with 5% in 1991. 9 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Offences categorised as “other offences against the person” are mainly offences of obstructing or resisting police officers or other officials, and sexual, threatening and intimidation offences which are not included in the violent offences category. Convictions for other offences against the person have been relatively stable since 1995 at around 3,500 convictions annually, after an increasing trend between 1991 and 1995. Property offences include burglary, theft, fraud, arson, motor vehicle conversion, receiving stolen goods, and wilful damage. Property offences comprise the second largest group of offences resulting in conviction. In 2000, 29% of all convictions were for offences against property. The number of convictions for property offences remained reasonably stable between 1992 and 1996 at around 57,000 convictions annually, but has decreased significantly in the last four years. The 2000 figure (50,039) was the lowest recorded in the decade. The vast majority of convictions for drug offences involve cannabis. This was the case for 89% of drug convictions in 2000. The total number of convictions for drug offences tends to fluctuate from year to year between about 11,000 and 14,000. In 2000, 8% of convictions were for drugs offences. Offences against the administration of justice are mostly the result of a breach of a sentence awarded for an earlier offence (e.g. breach of periodic detention), failure to answer bail (i.e. failure by a person on bail to appear in court at a specified time and place), breach of protection orders, or are offences relating to court procedure. The number of convictions for offences against the administration of justice increased considerably between 1991 and 1998, but has levelled off in the last two years. The 2000 figure is 47% greater than the figure in 1991. Offences against justice accounted for 9% of all convictions in 2000, compared with 6% of convictions in 1991. Offences against good order include disorderly behaviour, offensive language, carrying offensive weapons, trespassing, and unlawful assembly. Such offences have shown a strongly increasing trend since 1992. The number of convictions for good order offences in 2000 was the highest recorded in the decade. The Police Commissioner has indicated that increases in “drug and anti-social” offences reflected an increase by the Police in enforcement and street policing (New Zealand Police 1999). Convictions for traffic offences decreased in number considerably between 1991 and 1993 (from nearly 80,000 to just over 62,000). From 1993 to 1998, there was an average of approximately 62,000 convictions each year, but the number dropped to just over 57,000 in 2000. This was the lowest number of traffic convictions recorded in the decade. Traffic offences accounted for 33% of all convictions in 2000, compared with 43% of convictions in 1991. Despite this decrease in convictions, traffic offences still comprise the largest group of offences resulting in conviction. All offences not included in one of the previous categories were placed in the category “miscellaneous offences”. For the most part, offences in the earlier categories are those defined in the Crimes Act 1961, Summary Offences Act 1981, Criminal Justice Act 1985, Land Transport Act 1998, and Misuse of Drugs Act 1975, while the miscellaneous category contains offences defined in an assortment of Acts and regulations including the: Arms Act 1983, Dog Control Act 1996, Fisheries Act 1983, Income Tax Act 1994, Tax 10 Prosecutions and convictions for all offences _____________________________________________________________ Administration Act 1994, Goods and Services Tax Act 1985, Postal Services Act 1998, and Sale of Liquor Act 1989. The wide variety of offences included in this category makes it difficult to account for fluctuations in the number of convictions for these offences. As discussed earlier, one of the offences in the miscellaneous category – failing to register a dog – became an infringement offence with the introduction of the Dog Control Act 1996, which contributed to the large drop in the number of convictions in this category in 1997. 2.4 Average seriousness of all offences A seriousness of offence scale was originally developed by the Policy and Research Division of the Department of Justice in 1991 (see Spier, Luketina, & Kettles (1991)). The most recent update of the scale occurred in 2000 by the Ministry of Justice. The updated scale gives imprisonable offences a score according to how serious judges have deemed each offence in terms of the use of custodial sentences over a recent five year period. These scores enable offences to be ranked in terms of their relative seriousness, and can be used to examine whether offending that leads to conviction has become more serious over time (i.e. whether there has been an increase in the number of more serious offences relative to less serious offences over time). The updated scale is based on court sentencing data for the period 1995 to 1999. The seriousness score assigned to each offence is the average number of days of imprisonment imposed on every offender convicted of that offence between 1995 and 1999, where the average is taken over both imprisoned and non-imprisoned offenders. Suppose, for example, that between 1995 and 1999 there were 100 cases of offenders convicted of a particular offence. Of these cases, 50 resulted in a custodial sentence, and the average length of the custodial sentences imposed on these offenders was 30 days. The seriousness score for this offence is (30 x 50/100), or 15. Offences that became obsolete prior to 1995 were given the same score as any new similar offences, or a score was calculated based on sentencing data before 1995. Imprisonable offences for which there were convictions but no custodial sentences over the period 1995 to 1999, were given a seriousness rating slightly lower than the least of the offences already assigned a seriousness score (i.e. a score of 0.2). Non-imprisonable offences were assigned a seriousness score of zero. It should be noted that although seriousness scores are based on judges’ determination of seriousness in terms of the use of custodial sentences, there is an upper constraint on scores i.e. the maximum penalties prescribed in legislation. For example, the highest feasible seriousness score for an offence with a three month maximum penalty (assuming everyone convicted was imprisoned for the maximum term) is 90 [3x30 days], whereas for an offence with a maximum penalty of ten years, the highest feasible score is 3650 [10x365 days]. The scale can be used to examine changes over time in the seriousness of offences that lead to conviction. It should be noted that the change in the average seriousness score between years is independent of any change that may have occurred in the severity of sentences that 11 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ the court imposed. This is because the seriousness scores assigned to individual offences do not change, but rather the frequency of occurrence of particular offences changes from year to year. Therefore, a higher average seriousness score in one year compared with another indicates that the ratio of the more serious offences to the less serious offences has increased. Table 2.5 shows that there has been little change in the last six years in the average seriousness score for all offences resulting in conviction. Table 2.5 Number of convictions with each level of offence seriousness and average seriousness of all convictions, 1991 to 2000 Seriousness score 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Non-imprisonable >0 – 1 >1 – 10 >10 – 50 >50 - 100 >100 - 500 >500 41228 15951 78001 33130 8870 7771 1510 40728 15622 71187 36623 8124 8233 1741 43615 17427 72339 37845 6830 8286 1803 43282 18126 71350 40918 6258 8746 1866 42899 17537 71092 44164 5860 8741 2115 42162 17028 70357 45358 6080 9279 2132 33546 17171 68900 43949 6642 8605 1991 34447 18481 71712 43990 6201 8992 2016 33488 18379 67357 41366 8069 8198 1905 35469 17825 61655 39205 9183 8833 1774 27 30 30 30 32 33 33 33 32 32 Overall average Note: The seriousness of offence scale was updated in 2000. The figures for each year in this table are calculated using the new scale. Between 1993 and 1996 there was an average of 43,000 convictions annually for nonimprisonable offences, however, in the last four years there has been an average of 34,000 convictions annually. Part of this decrease was due to legislative amendments which affected some minor offences - both traffic and non-traffic. Convictions for the more serious offences (with seriousness scores of more than 100) increased between 1991 and 1996, but have generally shown a downward trend since then. Each offence has a seriousness score, and the seriousness of offence scale can also be used to compare the seriousness scores of different offences. For example, the seriousness score for burglary where more than $5,000 worth of goods are stolen is 238, while the score for rape is 2,546. This means that, on average, judges consider the rape offence to be more than 10 times as “serious” as the burglary offence. This is quite a different indication of the relative seriousness of offences than is indicated by maximum penalties prescribed in legislation. For example, the maximum penalty for burglary is 10 years’ imprisonment, while for rape, the maximum penalty is 20 years’ imprisonment for a non-home invasion offence and 25 years’ imprisonment for a home invasion offence. Violent offences have a much higher average seriousness score than the other types of offences shown in Table 2.6. The average seriousness of the violent offences resulting in conviction has decreased over the decade, with the 2000 figure (167) being the lowest recorded in the decade. 12 Prosecutions and convictions for all offences _____________________________________________________________ Table 2.6 Average seriousness of convictions, by type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Violent 214 220 206 177 195 201 185 191 183 167 Other against persons 65 93 85 75 58 53 47 41 30 42 Property 35 34 34 32 32 33 34 33 31 33 Drug 33 37 28 34 36 43 39 33 34 39 Against justice 11 10 9 10 10 10 10 10 10 14 Good order 3 3 3 3 3 3 3 2 2 2 Traffic 5 5 3 3 5 6 6 6 8 8 Miscellaneous 3 3 2 2 2 2 3 4 5 5 Note: The seriousness of offence scale was updated in 2000. The figures for each year in this table are calculated using the new scale. The average seriousness of charges resulting in conviction for other offences against the person decreased significantly between 1992 and 1999, but increased a little in 2000. The average seriousness score for drug offences has fluctuated throughout the decade between 28 and 43 with no clear pattern. Offences against justice resulting in conviction in 2000 were a little more serious, on average, than those resulting in conviction in earlier years in the decade. The average seriousness of traffic offences and miscellaneous offences resulting in conviction were a little higher in 1999 and 2000 than in previous years in the decade. Figures shown for property offences and offences against good order indicate there has been little significant change in the average seriousness rating for these offences over the last decade. 2.5 Convictions for violent offences The total number of convictions for violent offences has generally shown a slowly decreasing trend since 1995, after a rapid increase between 1991 and 1995. The 2000 figure (14,639) is the lowest recorded since 1993. Table 2.7 shows the number of convictions that resulted from particular types of violent offence. The number of convictions for murder, manslaughter, and attempted murder fluctuated over the decade with no clear trend. The number of convictions for kidnapping or abduction tends to fluctuate from year to year, but has generally been greater since 1995, compared with earlier years in the decade. 13 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Number of convictions for violent offences, 1991 to 20001 Table 2.7 Offence type Murder 2 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 26 43 25 25 34 27 39 24 25 31 Overall % change - Manslaughter 35 43 38 23 38 36 28 45 28 26 - Attempted murder 14 12 5 13 6 13 19 5 6 9 - Kidnapping/abduction 81 59 72 81 112 142 112 149 81 113 +40% Rape 157 149 238 247 327 302 210 253 207 138 -12% Unlawful sexual connection Attempted sexual violation Indecent assault 266 341 411 370 380 410 279 349 361 319 +20% 57 55 85 74 73 82 58 56 58 42 -26% 731 939 1099 1150 1112 1290 947 1054 968 798 +9% Aggravated burglary 59 67 50 75 96 74 102 83 77 71 +20% Aggravated robbery 284 402 411 422 479 456 582 555 523 434 +53% 3 Robbery 173 143 159 162 204 213 258 278 233 171 -1% Grievous assault4 694 681 748 988 1157 1222 1209 1335 1258 1324 +91% Serious assault5 1418 1582 2024 2586 2993 2964 3031 3239 3090 3251 +129% Male assaults female6 1623 1902 2943 4157 4091 3753 3335 3145 3043 2922 +80% Assault on a child 7 Minor assault8 9 Threaten to kill/do GBH Cruelty to a child 11 Other violence Total 10 152 171 212 299 302 326 298 294 304 281 +85% 3435 3623 4036 4542 4688 4462 4432 4516 4245 3963 +15% 268 369 413 518 511 585 602 633 641 629 +135% 9 41 39 22 24 17 17 17 40 22 - 86 86 87 91 87 123 125 101 99 95 +10% 9568 10708 13095 15845 16714 16497 15683 16131 15287 14639 +53% Notes: 1 An overall percentage change figure between 1991 and 2000 has not been shown for offences in this and subsequent tables where the number of convictions each year is small. 2 Includes convictions for manslaughter which involved the use of a motor vehicle. 3 Includes both robbery and assault with intent to rob. 4 Mostly assault with a weapon, wounding with intent, and injuring with intent, but also includes aggravated wounding or injury, disabling, doing dangerous act with intent, acid throwing, and poisoning with intent to cause grievous bodily harm. These offences have maximum penalties of at least 5 years imprisonment. 5 Mostly common assault under the Crimes Act 1961, but also includes assault with intent to injure, injuring by unlawful act, and aggravated assault (including assault on a police officer or a person assisting the police under the Crimes Act 1961). These offences have maximum penalties of between 1 and 3 years imprisonment. 6 Offences under section 194(b) of the Crimes Act 1961. These are likely to be mostly domestic-related assaults. These offences could be included in the “serious assault” category as they have a maximum penalty of 2 years imprisonment. However, they have been presented separately in this report as there is particular interest in trends in domestic-related assaults. These offences are the best available proxy for such offences, given that the data do not include information on victim-offender relationships which would allow domestic-related assaults to be identified more accurately. 7 Assault on a child under the age of 14 years under section 194(a) of the Crimes Act 1961. 8 Mostly common assault under the Summary Offences Act 1981, but also includes assault on a police, prison or traffic officer, or on a person assisting the Police, under the same Act. These offences have a maximum penalty of 6 months imprisonment. 9 Threaten to kill or do grievous bodily harm. 10 Offences under section 195 of the Crimes Act 1961. 11 The majority of these offences involve demanding with intent to steal offences, but the category also includes using a firearm against a law enforcement officer; commission of a crime with a firearm; inciting, counselling, accessory to, accessory after the fact to, or attempting to procure murder; and killing or injuring a police dog. The total number of convictions for violent sex offences (rape, unlawful sexual connection, attempted sexual violation, and indecent assault) peaked at 2,084 in 1996, but has decreased since then. In 2000, there were 1,297 convictions for violent sex offences. 14 Prosecutions and convictions for all offences _____________________________________________________________ The number of convictions for rape (138) and attempted sexual violation (42) in 2000 were the lowest recorded in the decade. The number of convictions for unlawful sexual connection has fluctuated from year to year over the decade, but there have been fewer convictions in the last four years than in the period 1993 to 1996. The number of convictions for indecent assault increased from 731 to 1,290 between 1991 and 1996, but has generally decreased since then. There were 798 convictions for indecent assault in 2000 – the lowest number since 1991. (Note that section 2.15 provides information on the age and gender of the victims of violent sex offences that resulted in the conviction of an offender in 2000.) Aggravated burglary occurs where the offender has a weapon with him or her while breaking and entering, unlawfully entering, or breaking out of a building or ship; or having broken and entered or unlawfully entered, uses anything as a weapon. The number of convictions for such offences peaked at 102 in 1997, and has decreased in the last three years. In 2000, there were 71 convictions for aggravated burglary, 20% more than there were in 1991. Robbery is theft accompanied by violence or the threat of violence. Aggravated robbery occurs where the offender causes grievous bodily harm either immediately before, during, or after a robbery; where the offender commits robbery or assault with intent to rob with at least one other person; or where the offender commits robbery or assault with intent to rob while armed with an offensive weapon. The number of convictions for robbery showed an increasing trend between 1992 and 1998, but dropped significantly in both 1999 and 2000. The number of convictions for aggravated robbery has decreased in the last three years after showing an increasing trend between 1991 and 1997. The 2000 figure (434) is the lowest recorded since 1994. The total number of convictions for non-sexual assaults of various types increased significantly between 1991 and 1995, but has generally shown a slowly decreasing trend since then. A large part of the increase in the early to mid 1990s occurred for the offence of “male assaults female” (under section 194(b) of the Crimes Act 1961), the majority of which are domestic-related assaults. Statistics New Zealand (1996) suggests that the “increase may be due largely to changes in police practice in relation to domestic violence. Whereas police formerly attempted to mediate and reconcile the parties in domestic incidents, they now treat such incidents as family violence complaints and, barring exceptional circumstances, arrest [and prosecute] the offender”. Although the number of male assaults female convictions has decreased in each of the last six years, the 2000 figure was still 80% greater than the figure in 1991. Convictions for assaults on children aged less than 14 years (under section 194(a) of the Crimes Act 1961) also increased significantly in the early 1990s. The number of convictions doubled between 1991 and 1994 from 152 to 299. Since 1994, the number of convictions for assault on a child has averaged 300 each year, with the 2000 figure (281) being a little lower than this. The number of convictions in the two most serious categories of assault - “grievous” assault and “serious” assault - increased strongly in number between 1991 and 1998, but have levelled off since then. (See the notes to Table 2.7 for a description of the offences included 15 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ within each of the assault categories.) Convictions for “minor” assault peaked in 1995 and have generally decreased in number since then. The number of convictions for cruelty to a child under the age of 16 years tends to fluctuate from year to year with no clear trend. Convictions for threatening to kill or do grievous bodily harm have shown a strong upward trend over the decade. The number of convictions more than doubled from 268 in 1991 to 641 in 1999, before decreasing a little in 2000 to 629. 2.6 Convictions for other offences against the person The number of convictions for incest peaked in 1992 at 63 and has generally decreased since then (see Table 2.8). In 2000, there were seven convictions for incest. Convictions for “other sex” offences (not included in the violent offence category) have decreased since 1996, although the 2000 figure was higher than the figure in the previous year. Table 2.8 Number of convictions for other offences against the person, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change Incest Other sex1 Obstruct/resist2 Threats/intimidation3 Other 24 277 1978 183 125 63 397 1896 217 113 47 402 2095 277 146 44 427 2229 343 170 46 363 2412 440 242 14 416 2471 412 264 12 332 2269 466 182 10 294 2493 477 244 3 244 2405 549 258 7 293 2379 561 252 +6% +20% +207% +102% Total 2587 2686 2967 3213 3503 3577 3261 3518 3459 3492 +35% Notes: 1 Mainly unlawful sexual intercourse or doing an indecent act with or upon another person. Sex offences reported in the violent offences category are not included in the figures for this category. 2 Obstructing or resisting a police officer, traffic officer, or other official. 3 Excludes threatening to kill or do grievous bodily harm which is classified in this report as a violent offence. Convictions for obstructing or resisting a police officer or some other official increased in the first half of the decade, but have levelled off since then at around 2,400 convictions annually. The number of convictions for threatening and intimidation offences (which do not involve a threat to kill or do grievous bodily harm) increased strongly over the decade. The number in 2000 (561) was more than triple the figure in 1991 (183). The number of “other” offences in this offence group has been much greater since 1995 compared with earlier years in the decade. This is due to a greater number of offences such as leaving a child without reasonable supervision and various endangering offences, as well as offences created under new legislation - an “offence likely to cause harm” under the Health and Safety in Employment Act 1992 (from 1 April 1993) and criminal harassment under the 16 Prosecutions and convictions for all offences _____________________________________________________________ Harassment Act 1997 (from 1 January 1998). There were 44 convictions for criminal harassment in 2000, compared with 32 in 1998 and 49 in 1999. 2.7 Convictions for property offences Table 2.9 shows that the total number of convictions for property offences remained reasonably stable between 1992 and 1996 at around 57,000 convictions annually, but has decreased significantly in the last four years. The 2000 figure (50,039) was the lowest recorded in the decade. Table 2.9 Offence type Burglary Theft Receiving stolen goods Motor vehicle conversion 1 Fraud Arson Number of convictions for property offences, 1991 to 2000 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change 7891 7264 7358 6893 6712 6684 6719 6374 5938 6363 -19% 14479 14673 15415 13611 12780 13332 13208 13793 13720 13370 -8% 3226 3572 4109 3479 3118 3148 3084 3374 3000 3018 -6% 3364 2867 2553 2659 2810 2831 2793 2538 2431 2188 -35% 17884 21426 19480 21708 21960 21336 18661 17124 15078 14620 -18% 144 159 188 191 191 165 198 313 209 171 +19% Wilful damage 3701 3611 4104 4881 5177 4838 4800 5087 5156 5237 +42% Other 4038 3831 4075 4016 4224 4368 4211 4692 5646 5072 +26% Total 54727 57403 57282 57438 56972 56702 53674 53295 51178 50039 -9% 2 Note: 1 Includes fraud, false pretences, and forgery. 2 Mostly unlawfully interfering with or getting into/onto a motor vehicle or motorcycle, unlawfully taking a bicycle, entering with intent, possessing instruments for burglary or conversion, providing misleading information to obtain a benefit, or misleading a social welfare officer. Most of the decrease in property offences in the last four years was due to a decrease in the number of convictions for fraud. Between 1994 and 1996 there were around 21,000 to 22,000 convictions for fraud each year, but by 2000 the number had dropped to under 15,000. This is the lowest number of convictions for fraud recorded in the decade. However, this finding needs to be treated with caution. Many offenders convicted of fraud are facing a vast number of charges, so the total number of charges of fraud could change a lot without the number of people being convicted of fraud necessarily changing that much. In fact, Table 3.18 later in the report shows that the number of cases where the most serious offence was fraud was only about 250 lower in 2000 than in 1996. The number of convictions for burglary increased a little in 2000 after generally showing a downward trend since 1991. The 2000 figure (6,363) was still the second lowest recorded in the decade. It can be noted that the number of burglaries resolved by the Police increased in 2000 after a downward trend from 1993. Convictions for theft have been relatively stable in the last seven years at a lower level than in the early part of the decade. 17 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Convictions for receiving stolen property have generally remained reasonably stable since 1995 at a slightly lower level than in earlier years. The number of convictions for motor vehicle conversion averaged about 2,750 between 1992 and 1997, but has dropped in the last three years to be at the lowest level recorded in the decade (2,188 in 2000). Apart from an exceptionally high figure in 1998, the annual number of convictions for arson has not changed very much over the decade. The number of convictions for wilful damage increased considerably between 1992 and 1995 and has generally remained at a higher level since then. The 2000 figure (5,237) was the highest recorded in the decade. The number of “other” offences in this offence group has been higher in the last three years than in earlier years in the decade. The higher number in recent years is mainly due to a greater number of convictions under section 127 of the Social Security Act 1964 (which relates to making a false statement or misleading an officer in relation to a benefit or other entitlement etc.). 2.8 Convictions for drug offences Convictions for offences involving cannabis made up 89% of all convictions for drug offences in 2000 (see Table 2.10). Table 2.10 Number of convictions for drug offences, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change Use cannabis 6484 6101 7417 7388 5926 5652 6459 6970 6761 6133 -5% Deal in cannabis 3074 3303 3489 4219 3437 3459 3708 3977 3916 3886 +26% Other cannabis1 1091 1137 1478 1730 1469 1477 1730 2172 2255 2188 +101% Use other drug 393 325 336 334 389 350 444 412 493 678 +73% Deal in other drug Other drug1 348 375 355 379 380 497 496 415 405 464 +33% 165 193 164 147 191 159 160 222 191 314 +90% 11555 11434 13239 14197 11792 11594 12997 14168 14021 13663 +18% Total Notes: 1 Mostly offences relating to the possession of pipes, needles, syringes or other drug-related utensils. The category also includes offences where the offender permitted his or her premises or motor vehicle to be used for a drug offence, or where the offender made a false statement in relation to the Misuse of Drugs Act. The category “use cannabis” includes the use of cannabis and possession of cannabis other than for supply. The number of convictions for using cannabis has tended to fluctuate over the decade with no real pattern. 18 Prosecutions and convictions for all offences _____________________________________________________________ Convictions for importing, exporting, producing, manufacturing, supplying, administering, selling, cultivating, or possessing for supply controlled drugs are categorised in this report as “dealing” offences. The number of convictions for dealing in cannabis has decreased a little in the last two years. However, the figures were still higher in each of the last three years than in all previous years in the decade, except 1994. “Other cannabis” offences have generally shown an increasing trend over the last decade, although the number dropped a little in 2000. The 2000 figure was still the second highest recorded in the decade. Within this category, a large increase in convictions occurred over the decade for offences relating to the possession of pipes or other drug-related utensils, with the number of such offences more than doubling from 951 in 1991 to 2,034 in 1999, before decreasing slightly to 1,993 in 2000. Convictions for possession or use (other than for supply) of drugs other than cannabis have shown an upward trend in the second half of the decade, with a particularly large increase occurring between 1999 and 2000. The 2000 figure (678) is the highest recorded in the decade and is 73% greater than the figure in 1991. Within this category, the number of convictions for possession or use of LSD has increased over the decade from an average of 35 in each of the years 1991 to 1994, to 120 in 2000. The number of convictions for the possession or use of “stimulants or depressants” in 2000 (230) was the highest recorded in the decade. New Zealand Police (2001) noted an increase between 1999 and 2000 in noncannabis related drug crimes such as those involving methamphetamine (“speed”). The number of convictions for dealing in drugs other than cannabis has been greater in the second half of the decade than in the first half. 2.9 Convictions for offences against the administration of justice The total number of convictions for offences against the administration of justice increased considerably between 1991 and 1998, but has levelled off in the last two years. The 2000 figure is 47% greater than the figure in 1991 (see Table 2.11). Convictions for breach of periodic detention increased substantially in the first half of the decade, then fluctuated at a higher level in subsequent years, until decreasing in 1999 and 2000 to the lowest level since 1992. In 2000, breach of periodic detention accounted for 43% of all convictions for offences against the administration of justice. The number of breaches of periodic detention increased between 1991 and 1996 despite a decrease in the number of periodic detention sentences imposed over this period (see section 5.2 later in the report). It appears, therefore, that between 1991 and 1996 in particular, the proportion of offenders breaching their periodic detention sentences increased a little, or the likelihood of periodic detention wardens laying an information in court for breach of periodic detention increased a little, or both. The rate of convictions for breaching periodic detention sentences was a little lower between 1997 and 1999 than in 1996, but increased in 2000 to the highest level in the decade. The rate in 2000 was 250 breach convictions per 1,000 sentences imposed. This compares with 168 breach convictions per 1,000 sentences imposed in 1991. 19 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 2.11 Number of convictions for offences against the administration of justice, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change Breach periodic detention Breach supervision 5711 6005 6643 7101 7302 7552 7318 7532 7011 6628 +16% 464 542 595 714 678 558 634 601 553 503 +8% Breach parole1 251 339 469 321 194 208 180 202 199 236 -6% Breach community service Failure to answer bail2 Breach non-moltn/ protection order3 Escape custody4 258 350 454 418 403 335 326 282 220 246 -5% 2411 2405 2668 2898 3380 3622 3959 4013 4124 4293 +78% 242 321 379 437 421 496 1223 1881 2117 2265 +836% 345 380 319 351 424 387 380 424 406 373 +8% 100 106 93 117 88 122 155 152 132 143 +43% 779 627 643 665 631 622 644 598 544 804 +3% 10561 11075 12263 13022 13521 13902 14819 15685 15306 15491 +47% Obstruct/pervert course of justice Other Total Notes: 1 Failure, without reasonable excuse, to comply with any condition of release from prison. 2 Failure by a person on bail to appear in court at a specified time and place. (This category was called “breach of bail” in some previous annual publications.) 3 Non-molestation orders were replaced by protection orders under the Domestic Violence Act 1995. 4 Mostly escaping from custody in a penal institution, or escaping from police custody. Also includes a small number of charges of escaping custody from some other type of institution such as a psychiatric hospital. The number of convictions for breaching the conditions of a supervision sentence increased between 1991 and 1994, but has generally decreased since then. The rate of convictions for breaching supervision sentences (i.e. the ratio of breaches to sentences imposed) has been lower in recent years than in the early 1990s. In 2000, the rate was 60 breach convictions per 1,000 sentences imposed, compared to 82 breach convictions per 1,000 sentences imposed in 1991. The number of convictions for breach of parole increased considerably between 1991 and 1993, then dropped by a greater amount in 1994 and 1995. Since then the number has remained at a much lower level, with the 2000 figure being slightly higher than the figures in the five previous years. The lower number of convictions for breach of parole after 1993 may be associated with greater use of recall to prison (instead of breaching offenders) following changes to recall provisions in late 1993. Convictions for breach of community service increased strongly in number between 1991 and 1993, before decreasing in each subsequent year before 2000. The 2000 figure was slightly higher than the figure in 1999, but was still the second lowest recorded in the decade. The rate of convictions for breaching community service sentences increased in the early to mid 1990s (peaking at an average of 45 breach convictions per 1,000 sentenced imposed over the period 1993 to 1995), but decreased in the next four years to 26 in 1999, before increasing to 34 in 2000. 20 Prosecutions and convictions for all offences _____________________________________________________________ The number of convictions for failure to answer bail has continued to increase through the decade, with the 2000 figure (4,293) being the highest recorded in the decade. In 2000, over a quarter (28%) of all convictions for offences against the administration of justice related to this offence. Chapter 8 discusses bail, and offences committed while on bail, in more detail. Non-molestation orders were replaced by protection orders when the Domestic Violence Act 1995 commenced on 1 July 1996. The number of breaches of protection orders increased dramatically between 1996 and 2000. There were 2,265 convictions for breaches of protection orders in 2000, more than nine times the number of breaches of non-molestation orders in 1991 (242). Convictions for escaping from custody have fluctuated significantly from year to year with no clear trend. The number of convictions for obstructing or perverting the course of justice has been greater in the last four years than in earlier years in the decade. The “other” category in 2000 included a small number of individuals convicted of 266 charges of: corrupt use of official information, bribing officials, officials accepting bribes, or other bribery or corruption offences. In 1999, there were only 21 such convictions, and five or less convictions in each of the earlier years in the decade. 2.10 Convictions for offences against good order There were very few convictions for rioting in the 1990s, but the number in 2000 (23) was slightly greater. Convictions for unlawful assembly have fluctuated without a clear trend over the decade (see Table 2.12). Table 2.12 Number of convictions for offences against good order, 1991 to 2000 Offence type Riot 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change 6 3 3 0 7 8 7 2 5 23 - Unlawful assembly 32 42 30 44 64 33 69 40 21 23 - Possess offensive weapon Offensive language 1179 1035 1177 1245 1197 1257 1259 1417 1417 1312 +11% 630 552 641 693 675 663 598 650 699 685 +9% 2193 2304 3099 3672 4284 4612 4661 5130 5645 6160 +181% 2051 1977 2202 2397 2737 2859 2997 3028 3006 3138 +53% Other 415 342 291 307 320 300 336 285 269 267 -36% Total 6506 6255 7443 8358 9284 9732 9927 10552 11062 11608 +78% Disorderly behaviour1 Trespassing Note: 1 Mostly behaving in a disorderly or offensive manner (s.4 Summary Offences Act), disorderly or threatening behaviour (s.3 Summary Offences Act), and fighting in a public place (s.7 Summary Offences Act). The number of convictions for possession of an offensive weapon showed an increasing trend between 1992 and 1998, stayed at the higher level in 1999, then dropped a little in 2000. 21 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ The number of convictions for offensive language (under section 4 of the Summary Offences Act 1981) has fluctuated around an average of about 650 throughout the decade. Convictions for disorderly behaviour have nearly tripled over the decade from 2,193 in 1991 to 6,160 in 2000. Convictions for trespassing offences have also shown an increasing trend over the decade. The Police Commissioner has indicated that increases in “drug and antisocial” offences reflected an increase by the Police in enforcement and street policing (New Zealand Police 1999). 2.11 Convictions for traffic offences A number of initiatives were introduced by the Land Transport Act 1998 such as photo drivers licences, the power to forbid unlicensed drivers from driving until they get a valid licence, and the power to impound at the roadside vehicles driven by disqualified or unlicensed drivers. These initiatives appear to have had a significant impact on convictions for traffic offences. Table 2.13 shows that the number of convictions for driving offences resulting in the death or injury of another person was lower in 2000 than in any other year in the decade. Land Transport Safety Authority (2001) shows that, in 1998, there were 50 deaths and over 1,000 injuries attributed to disqualified or never licensed drivers, but the numbers dropped to 32 deaths and 667 injuries in 2000. The article states that “More than 25,000 vehicles driven by disqualified and unlicensed drivers have been impounded at the roadside since tougher laws were brought in as part of the photo driver licensing system in May 1999…”. The Director of Land Transport Safety is quoted as saying “By impounding the vehicles of serious repeat offenders we’re taking away their means to re-offend and sending a clear message that we’re serious about keeping them off the road.” Table 2.13 Number of convictions for traffic offences, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change Driving causing death or injury1 Driving with excess alcohol2 Driving while disqualified Reckless/dangerous driving Careless driving 1677 1582 1561 1620 1739 1654 1556 1679 1575 1446 -14% 30995 25192 24079 22652 25456 25427 24672 24819 23101 21615 -30% 13290 12220 11056 10695 10451 10948 10746 11605 10451 7879 -41% 2680 2230 2109 2136 2443 2521 2611 2881 2939 2697 +1% 13698 12911 11324 11319 12345 11139 9639 10248 9177 8437 -38% Other traffic 17223 14693 12049 11086 11590 11494 11278 10969 11542 15038 -13% Total 79563 68828 62178 59508 64024 63183 60502 62201 58785 57112 -28% Notes: 1 Charges involving driving with excess alcohol, reckless/dangerous driving, or careless driving where death or injury occurred. It is no longer possible to distinguish in the data between charges resulting in injury and charges resulting in death. A small number of people who kill a person while driving a motor vehicle will be charged with manslaughter rather than driving causing death. 2 Mostly charges where the person was driving with excess alcohol, but also includes charges where the offender refused to supply a blood specimen, or was convicted for driving under the influence of drink or drugs. Charges where a person was driving with excess alcohol and caused death or injury are included in the first category in this table. 22 Prosecutions and convictions for all offences _____________________________________________________________ Convictions for driving with excess alcohol have decreased by 30% over the decade, with the 2000 figure (21,615) being the lowest recorded in the decade. The number of convictions for driving while disqualified dropped considerably in 2000 to 7,879 after averaging nearly 11,000 annually in the previous seven years. It is likely that the roadside impoundment of a very large number of vehicles driven by disqualified drivers from May 1999 has impacted on the number of convictions for driving while disqualified. Convictions for reckless or dangerous driving showed an increasing trend between 1993 and 1999 (from 2,109 to 2,939), but dropped to 2,697 in 2000. There has generally been a downward trend over the decade in the number of careless driving convictions, with the 2000 figure being 38% lower than the figure in 1991. The number of convictions for “other traffic” offences increased considerably in 2000 after a smaller increase the previous year. The number of convictions for “failing to comply with a prohibition of an enforcement officer” under section 52(1)(c) of the Land Transport Act 1998 increased from 66 in 1998, to 2,166 in 1999, then to 6,457 in 2000. The Land Transport Act gave Police new powers to issue a notice to unlicensed drivers or drivers with expired licences that forbids them from driving until they obtain a licence or renew their licence. It is likely that a large number of the “failing to comply with a prohibition of an enforcement officer” offences arose when such drivers were caught driving again while the notice that forbids them to drive was still in effect. 2.12 Convictions for miscellaneous offences All offences not included in one of the previously discussed categories are placed in the “miscellaneous” offence category. Over the last decade there has been no clear trend in convictions under the Arms Act 1983 (see Table 2.14). The 2000 figure was the second lowest recorded in the decade. The Dog Control and Hydatids Act 1982 was replaced on 1 July 1996 by the Dog Control Act 1996. The number of convictions under the Dog Control Act 1996 dropped dramatically in 1997, principally due to the offence of failing to register a dog becoming an infringement offence (although it can still be proceeded against summarily). There were further drops in convictions under this Act in the next three years. Convictions for tax-related offences increased considerably between 1991 and 1993, then decreased to nearly the same extent in the next seven years. Over two-thirds (69%) of these convictions in 2000 related to failing to furnish an income tax or GST return. There was a large decrease in liquor-related convictions in 2000. In particular, liquor offences involving “minors” (mostly being found in a restricted or supervised area, or drinking liquor in a public place) decreased from 1,006 in 1999 to 92 in 2000. This decrease coincides with amendments to the Sale of Liquor Act 1989 and to section 38 of the Summary Offences Act 1981 that came into force on 1 December 1999. These amendments changed the offences of 23 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ purchasing of liquor by minors, minors being found in restricted or supervised areas, and minors drinking liquor in a public place to infringement offences (although they can still be proceeded against under the Summary Proceedings Act 1957, rather than having an infringement notice served). The amendments also lowered the legal drinking age from 20 to 18, therefore, a “minor” became someone aged under 18, as opposed to someone aged under 20. In 2000, there were 11 convictions for selling, supplying, or allowing liquor to be sold to a minor (under section 155 of the Sale of Liquor Act). This compares with six such convictions in 1999, and an average of 27 such convictions in each of the previous eight years. Table 2.14 Number of convictions for miscellaneous offences, 1991 to 2000 Offence type Arms Act 1991 1 Dog Control Act 3 Tax Acts Liquor-related Fisheries Act 5 4 2 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change 981 991 1029 934 826 866 880 952 921 858 -13% 4559 5366 6714 7723 6828 7440 1641 885 592 442 -90% 1344 2850 6814 5096 4389 3710 2471 2464 2105 2282 +70% 759 644 975 1163 940 928 957 1200 1181 223 -71% 861 758 983 1247 453 310 319 714 455 751 -13% Other 2890 3260 3163 2802 3162 3955 3673 4074 4410 3344 +16% Total 11394 13869 19678 18965 16598 17209 9941 10289 9664 7900 -31% 6 Notes: 1 Excludes a small number of offences prosecuted under this Act which were categorised in this report as violent offences or other offences against the person. 2 The Dog Control Act 1996, which came into force on 1 July 1996, replaced the Dog Control and Hydatids Act 1982. 3 Offences under the Income Tax Act 1976, the Income Tax Act 1994, the Goods and Services Tax Act 1985, or the Tax Administration Act 1994. 4 Includes convictions under the Sale of Liquor Act 1962 and the Sale of Liquor Act 1989 (from 1 April 1990), as well as convictions under s.38(3) of the Summary Offences Act 1981 (minors drinking in a public place). 5 This category comprises convictions under the Fisheries Act 1983 and related regulations, e.g. commercial fishing regulations and freshwater fisheries regulations. 6 Includes a wide variety of offences such as breaches under: the Health and Safety in Employment Act 1992; the Insolvency Act 1967; the Resource Management Act 1991; the Films, Videos, and Publications Classification Act 1993; the Building Act 1991, the Telecommunications Act 1987; the Medicines Act 1981; and the Conservation Act 1987. Convictions under the Fisheries Act and related regulations peaked in 1994 and the number has been much lower since. 2.13 Regions where convictions were finalised in 2000 Table 2.15 shows the total number of convictions for each type of offence that were finalised in each region in 2000. The regions correspond to the location of Community Probation Service Centres around the country. The figures for each region include all convictions that were finalised in all of the courts serviced by each Community Probation Service Centre. The proportion of convictions that involved violence in each region in 2000 ranged from 4% in Rangiora to 12% in Wellington. 24 Prosecutions and convictions for all offences _____________________________________________________________ Table 2.15 Region Regions where convictions were finalised in 2000, by type of offence Violent No. Kaitaia % Other ag persons Property No. No. % % Drug No. Against justice % Good order No. % No. Traffic % No. % Miscellaneous No. % Total No. % 61 6 13 1 203 21 148 15 97 10 29 3 405 41 21 2 977 Kaikohe* 189 9 52 2 399 19 282 13 183 9 93 4 795 38 101 5 2094 100 100 Whangarei* 460 8 109 2 1201 22 667 12 490 9 432 8 1733 32 344 6 5436 100 North Shore 495 6 157 2 2059 25 782 9 674 8 433 5 3315 40 372 4 8287 100 Waitakere 575 9 153 2 1544 25 456 7 370 6 422 7 2563 41 167 3 6250 100 Auckland* 1807 8 482 2 7456 34 1377 6 1833 8 1906 9 6321 29 587 3 21769 100 Otahuhu/ Manukau* 1102 10 147 1 2723 25 458 4 1011 9 421 4 4066 37 975 9 10903 100 Papakura 560 9 113 2 1628 26 261 4 920 15 304 5 2177 35 185 3 6148 100 Pukekohe 119 8 17 1 369 25 93 6 195 13 51 3 598 40 60 4 1502 100 Tauranga* 454 8 114 2 1842 31 589 10 496 8 333 6 1838 31 225 4 5891 100 Whakatane 219 7 71 2 696 23 363 12 333 11 245 8 959 32 137 5 3023 100 Hamilton* 1105 9 226 2 3625 28 943 7 945 7 907 7 4179 33 865 7 12795 100 Te Kuiti 70 7 17 2 285 28 86 8 75 7 48 5 424 42 16 2 1021 100 Rotorua* 376 9 77 2 1072 25 526 12 395 9 269 6 1362 31 287 7 4364 100 Tokoroa 117 7 30 2 452 28 156 10 111 7 83 5 568 35 96 6 1613 100 Taupo 98 6 9 1 528 31 175 10 94 6 87 5 577 34 117 7 1685 100 414 11 90 2 998 26 271 7 493 13 356 9 1068 28 165 4 3855 100 9 164 13 96 8 394 31 42 3 1266 100 7 219 8 184 7 930 33 75 3 2804 100 New Plymouth* Hawera 141 11 22 2 297 23 110 Wanganui* 280 10 69 2 847 30 200 Taihape 26 6 12 3 85 21 83 21 10 2 14 3 164 41 9 2 403 100 Palmerston* North Levin 325 7 98 2 1592 35 370 8 259 6 319 7 1349 30 177 4 4489 100 110 9 33 3 306 24 94 7 126 10 83 6 439 34 87 7 1278 100 Masterton 220 9 75 3 515 22 195 8 233 10 221 9 801 34 83 4 2343 100 Hastings 334 7 111 2 1267 27 307 7 543 12 305 7 1701 37 91 2 4659 100 Napier* 349 10 73 2 939 26 283 8 383 11 343 10 1151 32 63 2 3584 100 Gisborne* 297 8 72 2 842 22 336 9 685 18 209 5 1191 31 255 7 3887 100 Porirua 284 7 67 2 1115 28 176 4 492 12 151 4 1486 38 167 4 3938 100 100 Lower Hutt 250 7 79 2 1057 29 164 5 438 12 172 5 1393 38 87 2 3640 Upper Hutt 125 8 38 3 362 24 131 9 160 11 83 6 516 34 82 5 1497 100 Wellington* 882 12 153 2 2532 34 469 6 504 7 628 9 1837 25 377 5 7382 100 Blenheim* 205 9 36 2 607 28 290 13 180 8 161 7 567 26 114 5 2160 100 Nelson* 298 8 78 2 1154 31 437 12 273 7 275 7 1026 28 157 4 3698 100 Greymouth* 78 7 17 1 308 27 170 15 65 6 67 6 370 32 73 6 1148 100 Christchurch* 1020 7 230 2 4905 35 1087 8 1081 8 688 5 4453 32 658 5 14122 100 Rangiora 35 4 8 1 180 22 42 5 29 4 34 4 458 56 31 4 817 100 Timaru* 267 9 64 2 893 29 385 13 161 5 265 9 936 30 109 4 3080 100 Dunedin* 433 9 151 3 1432 31 362 8 427 9 427 9 1285 27 171 4 4688 100 Alexandra 34 8 5 1 84 20 53 13 15 4 42 10 161 38 26 6 420 100 Gore Invercargill* 65 7 26 3 301 30 54 5 66 7 105 11 332 33 44 4 993 100 360 9 98 2 1339 33 232 6 263 7 317 8 1224 30 202 5 4035 100 Notes: 1 The regions in this table are based on the location of Community Probation Service Centres. Each centre services one or more courts, and the figures for all such courts were included in each region’s figures. 2 The figures in this table are charge-based. 3 The regions marked with an * have a High Court and/or hold District Court jury trials. Some types of cases must be tried in a High Court, and in regions where the court(s) do not hold jury trials, if the defendant pleads “not guilty” and elects a jury trial, then the case will be transferred to another court which does hold such trials. For this reason, some of the more serious offences which were committed in regions such as Levin will actually appear in other regions’ figures. 25 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Property offences accounted for 19% of the convictions in Kaikohe, while in Auckland, Palmerston North, Wellington, Christchurch and Invercargill at least a third of the convictions involved property offences. The proportions for the other regions fell between these figures. Drug offences ranged from a low of only 4% of the convictions in Otahuhu/Manukau, Papakura and Porirua, to a high of 21% of the convictions in Taihape. Only 2% of the convictions in Taihape were for offences against justice, while in Gisborne 18% of the convictions involved such offences. Traffic offences accounted for a quarter (25%) of the convictions in Wellington in 2000, while in Rangiora over half (56%) of the convictions involved traffic offences. The proportions for the other regions fell between these figures. 2.14 Gender, ethnicity, and age of offenders convicted in 2000 This section of the report presents information on the gender, ethnicity, and age of offenders, as recorded on the Law Enforcement System. The gender, ethnicity, and age of offenders are recorded by the prosecuting authority (usually the Police) at, for instance, the time of arrest. See section 1.2 for a discussion of the accuracy of these variables. The data used in the previous sections of chapter 2 were charge-based, whereas the data used in this section are case-based. Generally, charges for which proceedings start or finish on the same day are combined to form a case (see section 3.1 in the next chapter for a full description of how cases are formed from charges). Of the cases that resulted in conviction in 2000, and for which the gender of the offender was known, 83% involved male offenders and 17% involved female offenders (see Table 2.16). Table 2.16 Total number of cases resulting in conviction in 2000, by type of offence and gender of offender Offence type Male Female Unknown Total Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 8760 1200 14382 5794 5327 6619 34574 2317 1100 194 4164 1051 880 660 7468 495 0 7 4 0 2 1 88 123 9860 1401 18550 6845 6209 7280 42130 2935 Total 78973 16012 225 95210 Note: 524 cases where a conviction was entered against a corporation were excluded from this table. 26 Prosecutions and convictions for all offences _____________________________________________________________ Eighty-nine percent of the convictions for a violent offence in 2000 involved male offenders and only 11% involved female offenders. Female offenders were responsible for 22% of the property offence cases and 18% of the traffic and “miscellaneous” offence cases that resulted in conviction in 2000. Forty-seven percent of the offences for which females were convicted in 2000 were traffic offences. This proportion is only a little higher than the corresponding proportion for males (44%). Just over a quarter (26%) of the offences for which females were convicted in 2000 were property offences, while the corresponding proportion for males was 18%. Of the convicted cases in 2000 for which the ethnicity of the offender was recorded, 47% involved Europeans, 42% involved Mäori, 9% involved Pacific peoples, and 2% involved offenders of some other ethnicity (see Table 2.17). Table 2.17 Total number of cases resulting in conviction in 2000, by type of offence and ethnicity of offender1 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 3649 636 7799 3714 2324 3434 16167 987 4480 606 7966 2779 3005 2996 11995 399 Pacific peoples 1439 123 1299 243 478 645 2925 87 Total 38710 34226 7239 Offence type European Mäori Other2 Unknown Total 214 12 351 62 67 139 919 67 78 24 1135 47 335 66 10124 1395 9860 1401 18550 6845 6209 7280 42130 2935 1831 13204 95210 Notes: 1 524 cases where a conviction was entered against a corporation were excluded from this table. 2 It should be noted that for 79% of such cases, the person’s ethnicity was recorded in the Law Enforcement System as either Asian or Indian. For the remaining 21% of cases, ethnicity was recorded just as “Other”. European offenders accounted for 37% of the convictions for a violent offence in 2000 for which information on ethnicity was available, while Mäori offenders accounted for 46% and Pacific peoples 15% of such convictions. Nine percent of the offences for which Europeans were convicted were violent offences. The proportions for Mäori and Pacific peoples were 13% and 20% respectively. European offenders accounted for 45% of the property offences in 2000 for which the ethnicity of the offender was available, while Mäori offenders accounted for 46% of such cases. European offenders accounted for a greater proportion of the drug offence cases in 2000 than was the case for all the other types of cases except miscellaneous offences. Fifty-five percent of the convictions in drug offence cases in 2000 involved Europeans. Only 3% of 27 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ the convictions in 2000 for Pacific peoples were for drug offences. This is lower percentage than for Europeans and Mäori (10% and 8% respectively). Forty-two percent of all convictions for Europeans were for traffic offences, while for Pacific peoples and Mäori, the proportions were 40% and 35% respectively. Nineteen percent of the cases that resulted in a conviction in 2000, and for which the age of the offender was known, involved teenage offenders, 23% involved offenders aged between 20 and 24 years, 17% involved offenders aged between 25 and 29 years, 24% involved offenders aged between 30 and 39 years, and 17% involved offenders of or over 40 years of age (see Table 2.18). Table 2.18 Total number of cases resulting in conviction in 2000, by type of offence and age of offender Offence type 14-16 17-19 20-24 25-29 30-39 40+ Unknown Total Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 56 1 47 0 14 4 427 11 1416 207 4572 917 1082 1804 7125 391 2098 333 4809 1509 1841 2098 8723 330 1827 288 3015 1372 1178 1204 6586 304 2804 352 3968 2082 1447 1465 10079 621 1658 207 2124 965 582 703 9095 791 1 13 15 0 65 2 95 487 9860 1401 18550 6845 6209 7280 42130 2935 Total 560 17514 21741 15774 22818 16125 678 95210 Note: 524 cases where a conviction was entered against a corporation were excluded from this table. Offenders in their twenties were responsible for 40% of the cases involving violent offences in 2000, and offenders in their thirties were responsible for over a quarter (28%) of such cases. Offenders aged 17 to 24 were responsible for over half (51%) of the property offence cases in 2000. Offenders of this age (and in particular 17 to 19 year olds) were a little more likely to have been convicted of a property offence than offenders of other ages. Except for 14 to 16 year olds, the likelihood of a conviction being for a traffic offence generally increased with age. Forty-one percent of the convictions of 17 to 19 year olds were for traffic offences, compared with 56% of convictions of people aged at least 40 being for traffic offences. Just over three-quarters (76%) of convictions involving 14 to 16 year olds were for traffic offences. See Appendix 3 for a cross-tabulated breakdown of the ethnicity, age, and gender of offenders convicted of each type of offence in 2000. Appendix 3 also contains information on the number of cases resulting in conviction for each offence type, controlling for gender, ethnicity, and age separately, for each of the years 1991 to 2000. 28 Prosecutions and convictions for all offences _____________________________________________________________ 2.15 Victims of sex offences Information is presented in this section on the age and gender of the victims of sex offences that resulted in the conviction of an offender in 2000. Each charge which resulted in conviction is counted separately in Table 2.19. Some offenders may have been convicted of several offences involving a single victim, so the figures in the table may be greater than the number of individual victims in each age category. Table 2.19 Number of convictions for various sex offences, by age and gender of the victim, 20001 Age and gender of victim2 Offence Rape Unlawful sexual connection Attempted sexual violation Indecent assault Subtotal – Violent Incest Do indecent act3 Unlawful sexual intercourse Attempted unlawful sexual intercourse Anal intercourse4 Subtotal – Other against persons < 12 Years 12 - 16 Years > 16 Years Unknown M F Unk M F Unk M F Unk M F Unk - 31 - - 42 - - 63 - - 2 - 37 118 0 9 70 0 5 72 2 0 0 6 0 61 98 11 239 399 0 0 0 0 84 93 8 197 317 0 0 0 1 16 22 19 196 350 0 0 2 0 0 0 0 0 2 3 5 14 0 45 0 82 0 0 0 21 4 33 1 0 0 0 2 0 0 0 0 0 0 9 0 0 - 2 - - 52 - - 6 - - 1 - 0 2 0 0 0 1 0 0 0 1 0 0 0 0 0 15 45 86 0 21 90 1 0 9 0 0 10 15 Total 143 485 0 114 407 1 22 359 2 0 12 29 Notes: 1 Only sex offences included in the categories “violent” and “other offences against the person” were included in this table. Twenty-three of the “other sex” offences in Table 2.8 were excluded from this table, as the offences were not able to be classified into one of the categories in this table. 2 The gender of the victim is indicated in this table by the abbreviations M = Male, F = Female, and Unk = Unknown. 3 All nine of the female victims for whom the age was indicated as unknown were under the age of 17 years, but it was not known whether they were under 12 years of age or between 12 and 16 years of age. 4 Fourteen of the victims for whom the age was indicated as unknown were under the age of 17 years, but it was not known whether they were under 12 years of age or between 12 and 16 years of age, or what their gender was. In 2000, there were 1,297 convictions for a violent sex offence (rape, unlawful sexual connection, attempted sexual violation, or indecent assault). Seventy-one percent of the violent sex offences for which the age of the victim was available involved victims under the age of 17 years: 497 (39%) involved children under the age of 12 years and 410 (32%) 29 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ involved victims aged between 12 and 16 years. Of these 907 offences involving victims under the age of 17 years, 79% related to girls and the remaining 21% related to boys. Over a quarter (27%) of the violent sex offences resulting in conviction in 2000 were committed at least five years earlier, with 17% of the convictions in 2000 relating to offences that occurred at least ten years ago (with 1 before 1960, 12 in the 1960s, 98 in the 1970s, and 111 in the 1980s). Most (87%) of the convictions for offences that occurred before 1980 involved victims who were at the time under 17 years of age. In addition to the 1,297 convictions for violent sex offences discussed above, there were 277 convictions for other sex offences against the person in 2000. These are offences for which it is not possible to know if the offence involved violence or the threat of such an act, so these offences have been classified as “other offences against the person” rather than violent offences. Most of these offences are not crimes if they take place between fully consenting adults. They are offences when the victim is under the age of 16 years, is under the age of 20 and under the care or protection of another person, or is severely subnormal. In some of these cases, there may have been force or coercion involved, but there was not sufficient evidence to prove this. Had there been, the offence for which the offender was convicted would have been one of the more serious violent sex offences. In other cases, the victim will have been either willing, or will have been persuaded or tricked by the offender to become involved in the sexual act. Of the victims of an “other sex” offence for whom the age was known, 47% were under the age of 12 years, 41% were aged between 12 and 16 years, 9% were aged under 17 years but it was not known if they were under 12 years of age or between 12 and 16 years of age, and 3% were aged over 16 years. 30 Sentencing for all offences 3.1 Introduction This chapter examines patterns in sentencing for all cases resulting in conviction over the period 1991 to 2000. The following types of sentence are examined: custodial sentences, periodic detention, community service, community programme (formerly named community care), supervision, monetary penalties (fines or reparation), deferred sentences (to come up for sentence if called upon or suspended prison sentences), and “other” sentences (e.g. a driving disqualification or an order under s.118 of the Criminal Justice Act 1985 for treatment of the offender in a psychiatric hospital). Data are also available on cases convicted and discharged under section 20 of the Criminal Justice Act 1985. The custodial sentences are: life imprisonment, preventive detention, imprisonment, and corrective training. Life imprisonment and preventive detention are both indeterminate sentences where the offender is not eligible for parole until he or she has served 10 years in custody. For both sentences, a minimum non-parole period longer than 10 years can be imposed, and for a life imprisonment sentence imposed for murder involving home invasion, a non-parole period of at least 13 years must be imposed. Life imprisonment is the mandatory sentence for both murder and treason, and the maximum penalty (although rarely used) for a small number of other offences. Preventive detention is available for repeat sexual and violent offenders, but can be imposed on any offender aged at least 21 who is convicted of sexual violation. Imprisonment sentences are determinate sentences that can be imposed at the discretion of the court up to a maximum period expressed in legislation. Corrective training is a three month custodial sentence with a rigorous regime for young people aged 16 to 19. It should be noted that as from 1 October 1999 some offenders can serve part of their prison sentences by way of home detention. The courts, however, cannot directly sentence offenders to home detention. Rather, they can grant the offender leave to apply to a District Prisons Board for release to home detention once the offender has entered prison. Information is presented in chapter 9 on the use of home detention in 2000. The community-based sentences are: periodic detention, community service, community programme, and supervision. Periodic detention involves an offender reporting to a work centre for at least one day a week for up to 10 hours. A periodic detention warden supervises the offender in unpaid work. Periodic detention can be imposed for a period not exceeding 12 months. Community service involves an offender doing between 20 and 200 hours unpaid work for a community group. A sponsor from the community group supervises the offender. Community care was renamed community programme from 1 September 1993 by the Criminal Justice Amendment Act 1993 and involves an offender being placed in the care of an appropriate group or individual, and participating in a programme for a period not exceeding 12 months. Supervision can be imposed for a period of between six months and two years. The offender is under the supervision of a probation officer and must report to the probation officer, as and when required to do so. Additional restrictions may be imposed 31 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ on the offender by the court. These restrictions typically relate to the offender’s work, education or training, residence, or associates. The monetary sentences considered in this report are fines1 and reparation. Fines can be imposed for nearly every offence. Reparation can be imposed whenever an offender caused any loss of, or damage to, any property of another person, or where a victim suffered emotional harm. (See chapter 6 for detailed information on the use of fines and reparation.) Section 21 of the Criminal Justice Act 1985 allows the court, instead of passing sentence, to order the offender to appear for sentence if called to do so within a period of up to one year from the date of conviction. The Criminal Justice Amendment Act 1993 introduced the suspended prison sentence into the range of penalties available to the courts from 1 September 1993. Where a court sentences an offender to a term of imprisonment of between six months and two years, it may make an order suspending the sentence for a period of up to two years. If the offender is convicted of a further imprisonable offence within the term of the suspension, he or she will be required to serve the prison sentence which was suspended, unless the Court is of the opinion that this would be unjust. For detailed information on the use of suspended prison sentences in New Zealand see chapters 8 and 9 of Spier (1998). The information presented in this chapter is case-based. Charges were combined to form a “case” if they had either the same first court hearing date or the same final court hearing date. Two charges without a first or a final court hearing date in common can, however, belong to the same case. This can occur if there exists another charge with which one of the charges has the first court hearing date in common and the other charge has the final court hearing date in common, or where a charge is not proved (usually withdrawn) on the same day that proceedings for another charge are commenced in court. For a case involving more than one charge, the charge taken to represent the case is the one that resulted in the most serious penalty. If two or more charges result in the same type and length/amount of penalty, then the charge taken to represent the case is the one where the type of offence committed has the highest seriousness score using the scale described in section 2.4. This chapter only presents information on the most serious sentence imposed in a case. For example, if in one case an offender was sentenced to periodic detention and reparation for one charge and supervision for another charge, the offender would appear in the statistics in this chapter as having been sentenced to periodic detention for that case, as this sentence has the highest ranking of these three sentences in terms of their “seriousness”. (This sentence ranking was determined from factors such as the level of restrictions and requirements placed on the offender.) Choosing only one type of sentence to represent the sentencing of a case has the most effect on the number of supervision, suspended, reparation, and driving disqualification sentences, as these sentences are the ones most frequently combined with more serious sentences. 1 Only court imposed fines are included in this report. That is, fines resulting from the issue of an infringement notice (for speeding or parking offences etc.) are not included in the data. 32 Sentencing for all offences _____________________________________________________________ It should be noted that from a legal point of view, suspended prison sentences would fall in the sentencing hierarchy between prison and periodic detention. However, Ministry of Justice research has indicated that the majority of suspended sentences appear to be imposed on offenders who would not have received a prison sentence if the power to suspend such sentences did not exist (see chapter 8 of Spier (1998) for further details). Therefore, so as to not misrepresent the number of prison sentences that would have been imposed if the power to suspend prison sentences did not exist, suspended sentences were placed in the sentence ranking below all other sentence types. For this reason, suspended sentences do not show up in the case-based data as the most serious sentence for a very high proportion of cases. Therefore, cases where a suspended sentence was the most serious sentence imposed were included in the “deferred” sentence category together with “orders to come up for sentence if called upon”. Offenders who default in the payment of their fine or reparation sentence can be resentenced by a judge to imprisonment, corrective training, periodic detention or community service. Offenders sentenced to a community-based sentence can, under certain circumstances, have their sentence reviewed, sometimes resulting in some other (possibly more serious) sentence being imposed. Also, people who have a suspended sentence of imprisonment imposed can have the sentence activated because of a subsequent conviction2. All of these types of re-sentencing are not usually recorded in the data used for this report. Therefore, the actual number of offenders awarded a custodial or community-based sentence in each year is greater than the figures shown in this report. 3.2 Sentencing for all cases This section presents information on the sentencing for all convicted cases over the period 1991 to 2000. Tables 3.1 and 3.2 show the number and percentage respectively of cases that resulted in each type of sentence for each of the years 1991 to 2000. Figure 3.1 graphs the information displayed in Table 3.2. Throughout the decade, 7% to 8% of people convicted each year have received a custodial sentence, with the proportion being marginally higher in the last four years than in earlier years in the decade. In 2000, 7,931 cases resulted in a custodial sentence, a lower number than was imposed in the three previous years. (Table 4.3, later in the report, presents information on the lengths of the custodial sentences imposed over the decade.) Over the decade, between 31% and 36% of all convictions each year have resulted in the imposition of a community-based sentence, with the 2000 figure (31%) being the lowest recorded in the decade. The number of periodic detention sentences imposed in 2000 (18,436) was the lowest recorded in the decade. In terms of principal sentences imposed, periodic detention is the second most commonly imposed sentence behind the fine (and third most commonly imposed sentence in total behind fines and driving disqualifications). The proportion of cases 2 While the activation of prison sentences is not usually recorded in the data used for this report, the person is often at the same time imprisoned for the reconviction offence, which is recorded in the data. 33 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ resulting in periodic detention fluctuated between 18% and 22% over the decade with no clear pattern. Table 3.1 Total number of convicted cases resulting in each type of sentence, 1991 to 20001 Sentence type 1991 Custodial Periodic detention 2 Community programme Community service Supervision 1996 1997 1998 1999 2000 7739 7805 7989 7361 7246 7787 8102 8255 8177 7931 22548 21702 22065 20777 19437 19116 19510 21340 20481 18436 1123 1164 1058 899 880 703 430 379 287 204 9196 9765 9731 9406 8625 8030 7812 8525 8226 7135 3103 3939 4977 5166 5166 5037 5004 4550 4032 49738 52176 54715 54931 47515 47165 47326 47346 3141 3710 3779 3530 3146 3499 3233 3560 3502 3598 887 891 869 785 805 789 808 983 1116 1127 3377 4000 4195 4784 4902 4656 4068 4994 4982 5925 106142 100584 103363 104695 104922 104677 96515 100205 98647 95734 5 6 Total 1995 48444 4 Conviction & discharge 1994 3010 Deferment Other 1993 55121 3 Monetary 1992 Notes: 1 Only the most serious sentence imposed is shown for cases where more than one sentence was imposed. 2 Community care was renamed “community programme” by the Criminal Justice Amendment Act 1993. 3 On this and subsequent tables, monetary penalties are fines and reparation. 4 To come up for sentence if called upon or a suspended prison sentence. 5 Mainly cases that resulted in disqualification from driving, or an order under s.118 of the Criminal Justice Act 1985 for treatment of the offender in a psychiatric hospital. Deportation orders are also included in this category. 6 Conviction and discharge under section 20 of the Criminal Justice Act 1985. Table 3.2 Percentage of convicted cases resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 7.3 7.8 7.7 7.0 6.9 7.4 8.4 8.2 8.3 8.3 21.2 21.6 21.3 19.8 18.5 18.3 20.2 21.3 20.8 19.3 Community programme 1.1 1.2 1.0 0.9 0.8 0.7 0.4 0.4 0.3 0.2 Community service 8.7 9.7 9.4 9.0 8.2 7.7 8.1 8.5 8.3 7.5 Custodial Periodic detention Supervision 2.8 3.1 3.8 4.8 4.9 4.9 5.2 5.0 4.6 4.2 Subtotal - Community 33.8 35.5 35.6 34.4 32.5 31.5 34.0 35.2 34.0 31.1 Monetary 51.9 48.2 48.1 49.8 52.1 52.5 49.2 47.1 48.0 49.5 Deferment 3.0 3.7 3.7 3.4 3.0 3.3 3.3 3.6 3.6 3.8 Other 0.8 0.9 0.8 0.7 0.8 0.8 0.8 1.0 1.1 1.2 Conviction & discharge 3.2 4.0 4.1 4.6 4.7 4.4 4.2 5.0 5.1 6.2 Subtotal – Other 7.0 8.6 8.6 8.7 8.4 8.5 8.4 9.5 9.7 11.1 The community programme sentence continues to be used less and less by the courts. In 2000, only 204 such sentences were imposed - which was 0.2% of all sentences imposed. 34 Sentencing for all offences _____________________________________________________________ The proportion of cases resulting in community service peaked at 10% in 1992, then dropped to 8% in 1995. Since that year, the proportion has been fairly stable at 8%. The number and proportion of cases resulting in community service in 2000 were lower than in any other year in the decade. Figure 3.1 Percentage of convicted cases resulting in each type of sentence, 1991 to 2000 100% 90% 80% 70% Custodial Community Monetary Other 60% 50% 40% 30% 20% 10% 0% 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Year The proportion of cases resulting in supervision as the most serious sentence increased a little from 3% to 5% between 1991 and 1997. Since then, the proportion has decreased a little to 4% in 2000. The use of monetary penalties (in particular, fines) as the most serious sentence has fluctuated over the decade between 48% and 53% of cases. Part of the fluctuation is due to legislative changes affecting the number of non-imprisonable offences resulting in conviction and a fine. For example, the offence of “failing to register a dog” became an infringement offence in 1996 and caused a large drop in the number of fines from 1997. In contrast, the new powers given to Police in early 1999 to forbid unlicenced drivers from driving until they have gained a valid licence has led to an increase in 1999 and 2000 in the number of people convicted and fined for “failing to comply with a prohibition of an enforcement officer” after they were caught driving again without a valid licence. Throughout the decade 3% to 4% of convicted cases have resulted in deferred sentences (to come up for sentence if called upon or suspended prison sentences) as the most serious sentence3. (See Spier (1998) for detailed information on the use of suspended sentences in New Zealand.) There has generally been a slowly increasing trend over the decade in the proportion of cases in which the person was convicted and discharged. In 6% of cases in 2000 the person was convicted and discharged – twice the proportion in 1991 (3%). 3 See section 3.1 for a discussion of the reason why suspended sentences were included in the “deferred” sentence category. 35 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 3.3 presents the average seriousness of cases that resulted in each sentence, and the average seriousness of all convicted cases. The seriousness scale used is described in section 2.4. Table 3.3 Average seriousness of cases resulting in each type of sentence, and average seriousness of all cases resulting in conviction, 1991 to 2000 Sentence type Custodial Periodic detention Community programme Community service Supervision Monetary Deferment Other Conviction & discharge Overall 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 198 28 59 15 49 3 12 10 5 206 29 59 15 52 4 12 8 4 216 28 58 15 47 4 11 7 6 222 30 64 16 48 4 18 11 6 234 35 58 17 53 4 17 13 8 229 35 70 18 50 4 16 12 6 216 36 81 19 53 4 17 19 7 212 34 74 17 50 4 16 12 6 207 35 76 18 48 4 16 14 6 213 36 69 17 52 5 14 15 5 26 28 29 29 30 31 33 32 31 32 Note: The seriousness of offence scale was updated in 2000. The figures for each year in this table are calculated using the new scale. As would be expected, the average seriousness of offences resulting in a custodial sentence is much greater than for any other type of sentence. The average seriousness of the offences in cases resulting in a custodial sentence peaked in 1995 at 234, then decreased in the next four years to 207 in 1999, before increasing slightly in 2000 to 213. Next in terms of average offence seriousness are community programmes. The average seriousness of cases resulting in community programme sentences was higher in the second half of the decade than in the first half. This trend is not due to an increase in the number of offenders being sentenced to a community programme for “serious” offences. Over the decade, the number of cases resulting in a community programme sentence has decreased across all levels of offence seriousness, but the largest decrease has been for cases of low seriousness (under 10). This resulted in an artificial increase in the average seriousness of cases resulting in a community programme. There has been little change in the average seriousness of cases resulting in periodic detention or community service in the last six years. The average seriousness of the offences committed by the people sentenced to supervision as the most serious sentence has fluctuated between 47 and 53 over the decade with no clear pattern. Monetary penalties are imposed for much less serious cases, on average, than custodial or community-based sentences. The average seriousness of the offences resulting in a monetary 36 Sentencing for all offences _____________________________________________________________ penalty has not changed very much over the decade, with the 2000 figure (5) being marginally higher than those in earlier years. The average seriousness of cases resulting in a deferred sentence has been a little higher since 1994 compared to earlier years in the decade. This may be due to cases resulting in a suspended prison sentence as the most serious sentence being included in this sentence category from 1993. Such cases are likely to have a higher average seriousness than cases where the offender has to “come up for sentence if called upon”. The 2000 figure (14) is the lowest recorded since 1993. Table 3.3 shows that the average seriousness of all convicted cases increased from 26 in 1991 to 33 in 1997. In the last three years, the average seriousness has been 31 or 32. Part of the increase in the early 1990s may have been due to an expansion of police diversion, with a large number of less serious offences not resulting in conviction. There was also an increase in the number of convictions for more serious offences in the early part of the decade. 3.3 Sentencing for violent offences This section presents information on the sentencing of cases involving all violent offences as a group, then presents further information on the use of custodial sentences for individual violent offences. Tables 3.4 and 3.5 show the number and percentage respectively of cases involving violent offences resulting in each sentence from 1991 to 2000. Figure 3.2 graphs the information displayed in Table 3.5. The proportion of violent offence cases resulting in a custodial sentence decreased significantly between 1991 and 1995 (from 27% to 19%), but has shown a slowly increasing trend since then. In 2000, 22% of violent offenders were imprisoned. Some violent offenders having their prison sentences suspended (from 1 September 1993) is likely to have contributed to the decrease between 1993 and 1994 in particular. A significant decrease in the average seriousness of violent offences resulting in conviction between 1991 and 1994 may also have contributed to changes in the proportion of cases involving violent offences that received a custodial sentence in this time period. Changes in the seriousness of violent offences resulting in conviction are examined in Table 3.6 later in this section. Around half the violent offences resulting in conviction receive a community-based sentence. The use of community-based sentences for cases involving violent offences increased between 1991 and 1994 (from 44% to 52% of cases), dropped a little in the next two years to 49% of cases, then stayed at this level until 2000 when it dropped again to 47%. 37 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 3.4 Number of convicted cases involving violent offences resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial 1746 1857 2184 2142 2176 2225 2230 2225 2180 2132 Periodic detention 1822 1956 2395 2937 2822 2695 2593 2763 2630 2588 Community programme 185 237 232 326 338 231 134 116 85 56 Community service 364 486 586 734 695 624 617 609 655 566 Supervision 498 630 1040 1841 1987 1871 1829 1770 1663 1389 Monetary 1314 1262 1713 2003 2223 2204 2159 2074 1887 2023 Deferment 480 572 693 876 838 940 855 890 804 804 Other 23 12 19 23 19 17 31 31 45 29 Conviction & discharge 85 126 153 291 340 242 233 261 274 273 6517 7138 9015 11173 11438 11049 10681 10739 10223 9860 Total Table 3.5 Percentage of convicted cases involving violent offences resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial 26.8 26.0 24.2 19.2 19.0 20.1 20.9 20.7 21.3 21.6 Periodic detention Community programme Community service Supervision Subtotal – Community 28.0 2.8 5.6 7.6 44.0 27.4 3.3 6.8 8.8 46.4 26.6 2.6 6.5 11.5 47.2 26.3 2.9 6.6 16.5 52.3 24.7 3.0 6.1 17.4 51.1 24.4 2.1 5.6 16.9 49.1 24.3 1.3 5.8 17.1 48.4 25.7 1.1 5.7 16.5 49.0 25.7 0.8 6.4 16.3 49.2 26.2 0.6 5.7 14.1 46.6 Monetary 20.2 17.7 19.0 17.9 19.4 19.9 20.2 19.3 18.5 20.5 7.4 0.4 1.3 9.0 8.0 0.2 1.8 9.9 7.7 0.2 1.7 9.6 7.8 0.2 2.6 10.7 7.3 0.2 3.0 10.5 8.5 0.2 2.2 10.9 8.0 0.3 2.2 10.5 8.3 0.3 2.4 11.0 7.9 0.4 2.7 11.0 8.2 0.3 2.8 11.2 Deferment Other Conviction & discharge Subtotal – Other The use of periodic detention for cases involving violent offences decreased a little between 1991 and 1997 (from 28% to 24% of cases), but has increased a little in the last three years to 26% of cases in 2000. Community programme sentences were imposed on 3% of violent offences between 1991 and 1995, but the proportion decreased in subsequent years to 0.6% by 2000. Throughout the decade 6% to 7% of violent offence cases have resulted in community service. Between 1991 and 1995, the proportion of violent offence cases resulting in supervision as the most serious sentence increased from 8% to 17%. This greater use of supervision for violent offences was generally maintained in subsequent years, before dropping slightly to 14% in 2000. The increase in the early to mid 1990s was due, at least in part, to very large increases in convictions for male assaults female (mostly domestic assaults), which result in supervision sentences more frequently than other violent offences. 38 Sentencing for all offences _____________________________________________________________ Figure 3.2 Percentage of convicted cases involving violent offences resulting in each type of sentence, 1991 to 2000 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% Custodial Community Monetary Other 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Year The use of monetary penalties for violent offences has fluctuated between 18% and 21% over the decade. Table 3.6 shows the number of cases involving violent offences with each level of offence seriousness and the average seriousness of violent offences for each of the years 1991 to 2000. (The seriousness score groupings in the table have little inherent meaning, but are merely a useful way of categorising offences - see section 2.4 for a description of the way these seriousness scores are calculated.) Table 3.6 Number of convicted cases involving violent offences with each level of offence seriousness and average seriousness of violent offences, 1991 to 2000 Seriousness score 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 0–1 >1 – 10 >10 – 50 >50 – 100 >100 – 500 >500 10 2274 2190 406 882 755 6 2423 2531 456 918 804 3 2797 3728 597 985 904 8 3158 5238 776 1043 950 5 3120 5296 793 1215 1009 7 3036 4909 832 1255 1010 6 2928 4596 873 1287 991 14 2935 4542 960 1276 1012 4 2747 4414 922 1181 955 1 2526 4349 932 1166 886 201 198 180 152 160 165 168 163 162 158 Overall average Note: The seriousness of offence scale was updated in 2000. The figures for each year in this table are calculated using the new scale. 39 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ The average seriousness of violent offences has been lower in the last seven years than in earlier years in the 1990s. The lower average seriousness of violent offences in this period may have contributed to a slightly lower proportion of violent offence cases resulting in a custodial sentence in this period compared with earlier years in the decade (see Figure 3.3). Percentage of violent offence cases resulting in a custodial sentence, and average seriousness of violent offences resulting in conviction, 1991 to 2000 30% 250 25% 200 20% 150 15% 100 10% 5% 50 0% 0 1991 1992 1993 1994 1995 1996 1997 1998 1999 Average seriousness % of cases resulting in custodial sentence Figure 3.3 2000 Year Custodial % Average Seriousness The number of cases involving the most serious violent offences (with seriousness scores of more than 500) increased from 755 in 1991 to just over 1,000 in 1995, and remained at this higher level for the next three years. In the last two years, the number has dropped to 886 in 2000. Trends in the number of violent cases with seriousness scores of >10 to 50 were influenced by trends in convictions for male assaults female, as discussed in section 2.5. Tables 3.8 and 3.9 deal with the custodial sentencing of a number of specific violent offences. Table 3.7 shows the actual number of cases on which Table 3.8 is based. 40 Sentencing for all offences _____________________________________________________________ Table 3.7 Number of convicted cases involving each violent offence, 1991 to 2000 Offence Murder Manslaughter Attempted murder Kidnapping/abduction Rape Unlawful sexual connection Attempted sexual violation Indecent assault Aggravated burglary Aggravated robbery Robbery Grievous assault Serious assault Male assaults female Assault on a child Minor assault Threaten to kill/do GBH Cruelty to a child Other violence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 23 33 8 40 107 35 40 6 27 101 25 37 5 40 149 23 22 10 48 148 28 37 6 56 169 27 28 8 75 161 37 26 15 59 128 24 43 4 66 130 23 27 6 35 116 29 21 7 44 99 99 126 161 155 134 146 116 119 123 117 43 32 37 34 31 33 32 21 27 25 282 39 236 138 539 978 1328 117 2294 150 8 55 336 35 301 115 507 1073 1554 140 2430 206 17 57 357 31 323 134 599 1443 2401 154 2802 248 21 48 364 42 335 130 778 1820 3445 231 3172 344 16 56 365 40 341 151 913 2077 3346 213 3127 330 12 62 353 43 342 165 928 2076 2977 225 3047 344 9 62 331 52 389 198 936 2118 2646 207 2934 370 6 81 304 44 401 189 1033 2242 2502 197 2951 388 9 72 298 41 395 177 979 2216 2331 214 2753 382 21 59 273 39 340 139 998 2320 2240 186 2534 379 11 59 Table 3.8 shows that, in 2000, 85% of the cases involving aggravated burglary and 64% of cases involving cruelty to a child resulted in a custodial sentence – the highest figures recorded in the decade. The proportion of cases involving indecent assault, aggravated robbery, assault on a child, and threatening to kill or do grievous bodily harm that resulted in a custodial sentence in 2000 (46%, 85%, 16%, and 25% respectively) were the highest recorded since 1993, while the 2000 figure for attempted sexual violation (96%) was the highest recorded since 1991. The proportions of cases resulting in a custodial sentence for all categories of (non-sexual) assault have been a little lower since 1994 compared with earlier years in the decade. Part of the reason for the lower figures in recent years may be due to the suspension of some sentences of imprisonment. 41 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 3.8 Offence Percentage of convicted cases resulting in a custodial sentence, by type of violent offence, 1991 to 2000 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Murder 100 100 100 100 100 100 100 100 100 100 Manslaughter 88 95 97 82 86 89 92 86 89 86 Attempted murder 100* 83* 100* 80 100* 100* 93 67* 100* Kidnapping/abduction 78 81 75 65 71 77 76 85 60 70 Rape 98 97 95 97 93 94 95 98 97 97 Unlawful sexual 91 91 89 86 76 86 80 91 89 90 connection Attempted sexual 98 91 84 82 87 94 88 95 85 96 violation Indecent assault 45 47 46 38 42 38 42 38 42 46 Aggravated burglary 69 66 74 62 50 70 54 70 78 85 Aggravated robbery 85 84 89 80 73 74 78 77 79 85 Robbery 57 63 62 48 61 53 67 57 61 65 Grievous assault 57 58 51 47 44 45 43 41 45 43 Serious assault 21 21 18 13 13 14 13 12 14 14 Male assaults female 20 18 18 13 11 12 13 14 13 14 Assault on a child 25 22 21 12 9 15 12 13 7 16 Minor assault 5 4 4 4 3 4 4 3 3 3 Threaten to kill/do GBH 22 25 25 18 17 17 20 19 24 25 Cruelty to a child 50* 47 33 38 50 11* 33* 56* 24 64 Other violence 56 63 44 48 48 42 47 53 41 37 Note: The percentage of cases resulting in a custodial sentence is not shown where less than five cases resulted in conviction. Where at least five, but fewer than ten cases resulted in conviction, the percentage shown is marked with an * to signify that it must be treated with caution as it is calculated from a small number of cases. Table 3.9 shows the average length (in months) of the custodial sentences imposed for each of the violent offences, as well as the average length of custodial sentences for all violent offences. Violent offenders imprisoned in 2000 received sentences five months longer, on average, than violent offenders imprisoned in 1991. The average length of custodial sentences imposed on violent offenders in 2000 (26.2 months) was fractionally shorter than the figure in the previous year. From 1 September 1993, the maximum penalty for sexual violation (rape and unlawful sexual connection) increased from 14 years to 20 years imprisonment. In addition, legislation that came into force on 17 July 1999 increased the maximum penalty for sexual violation to 25 years if the offence involved home invasion. Since the 1993 legislative change, the average length of the custodial sentences imposed for rape have been considerably longer. In the period 1991 to 1993, rapists had sentences imposed of 70.5 months (5 years 11 months), on average, but sentences increased to 97.3 months in 1999, before dropping slightly in 2000 to 95.6 months (8 years). 42 Sentencing for all offences _____________________________________________________________ Table 3.9 Average custodial sentence length imposed (in months), by type of violent offence, 1991 to 20001 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Manslaughter Attempted murder Kidnapping/abduction Rape Unlawful sexual connection Attempted sexual violation Indecent assault Aggravated burglary Aggravated robbery Robbery Grievous assault Serious assault Male assaults female Assault on a child Minor assault Threaten to kill/do GBH Cruelty to a child Other violence 50.1 77.8* 34.7 69.8 60.0 92.4* 30.3 70.6 58.8 59.8* 44.8 71.0 64.4 36.0* 39.7 83.1 71.2 73.0* 39.1 85.7 48.3 95.3* 37.9 87.8 63.1 83.6 36.1 86.9 59.8 39.5 94.6 71.4 29.3 97.3 69.3 102.0* 36.6 95.6 42.0 43.7 43.6 52.1 53.8 51.8 52.6 51.5 62.6 61.4 39.0 43.7 30.1 40.3 43.8 41.4 61.0 47.1 49.2 43.4 15.5 17.2 34.7 17.5 19.0 7.6 5.9 8.7 2.4 7.9 17.6 18.1 18.4 41.4 12.6 16.4 6.6 6.3 6.0 2.5 6.2 15.3* 29.4 16.6 17.7 40.0 15.6 18.6 7.4 6.1 7.0 2.6 7.7 12.0* 14.3 19.7 22.8 39.0 19.4 19.3 7.0 6.0 6.5 2.5 8.7 11.7* 30.0 20.1 20.9 41.3 14.7 19.9 7.6 6.3 10.0 2.3 5.7 15.5* 16.6 20.1 23.8 38.8 16.0 21.1 8.1 7.1 6.9 2.6 12.0 17.3 19.9 30.5 39.8 20.4 21.8 7.9 6.6 5.5 2.4 9.4 22.0 20.4 33.5 40.1 22.9 22.8 7.2 6.6 6.9 2.2 7.0 12.2* 19.7 21.6 26.5 44.6 22.2 22.0 7.2 6.7 8.5 2.3 8.4 15.0* 17.9 20.9 42.1 41.5 21.4 25.8 7.5 7.7 7.6 2.0 8.5 14.3* 20.3 Overall 21.5 22.6 22.4 23.9 24.9 25.1 25.1 25.9 26.5 26.2 Notes: 1 No information is shown for murder as life imprisonment is the mandatory sentence for this offence. 2 The average custodial sentence length is not shown where less than five cases resulted in a custodial sentence. Where at least five, but fewer than ten cases resulted in a custodial sentence, the figure shown is marked with an * to signify that it must be treated with caution as it is calculated from a small number of cases. 3 The average length of custodial sentences is calculated using all discretionary sentences (including preventive detention), but does not include sentences of life imprisonment which are mandatory. Although preventive detention is of an indefinite length, a value of 15 years was used in calculations as the approximately equivalent finite sentence. People sentenced to preventive detention are not eligible for parole until they have served 10 years in custody. Also, serious violent offenders sentenced to more than two years imprisonment are not eligible for parole, and are released after serving two-thirds of the sentence imposed, unless it is a term of 15 or more years in which case the offender is eligible for parole after 10 years. Hence, a 15 year sentence for a serious violent offence is the finite sentence which most equates to a preventive detention sentence. After remaining reasonably constant between 1994 and 1998 (at an average of 52.3 months or 4 years 4 months), custodial sentences imposed for unlawful sexual connection increased in length by a little under a year in 1999 to 62.6 months, before dropping slightly to 61.4 months (5 years 1 month) in 2000. The Crimes Act 1961 was amended from 1 July 1999 so as from 17 July the maximum penalties increased by three years or five years for a number of serious violent and sexual offences if the offence involved home invasion. All of the categories in Table 3.9 except serious assault, male assaults female, assault on a child, minor assault, and cruelty to a child were affected by this legislative change. For manslaughter, the maximum penalty was already 43 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ life imprisonment, so the legislative change was worded in terms of regarding home invasion as a factor that justifies the imposition of a longer sentence than might otherwise be appropriate. The average length of the custodial sentences imposed for manslaughter have been longer in the last two years than in earlier years in the decade. In 2000, the average custodial sentence imposed for manslaughter was 69.3 months (5 years 9 months). Sentences imposed for indecent assault had been stable between 1994 and 1998 at 20.0 months, on average, but increased to 21.6 months in 1999, and were only slightly lower in 2000 at 20.9 months. The lengths of custodial sentences imposed on people convicted of robbery tend to fluctuate from year to year, but have been longer in the last three years than in earlier years in the decade. Custodial sentences imposed for “grievous” assault have increased in length, on average, since 1992. The 2000 figure (25.8 months) was the highest figure recorded in the decade. People imprisoned for male assaults female offences in 2000 were given sentences of 7.7 months, on average. This is the highest figure recorded in the decade. Custodial sentences for “minor” assault have decreased marginally in recent years with the 2000 figure (2.0 months) being the shortest sentence, on average, imposed in the decade. 3.4 Sentencing for other offences against the person This section presents information on the sentencing of all offences against the person other than violent offences, then presents further information on the use of custodial sentences for some of the individual offences included in this category. Nearly two-thirds (62%) of these cases in 2000 involved obstructing or resisting a police officer or other official. Tables 3.10 and 3.11 show the number and percentage respectively of cases involving other offences against the person resulting in each sentence from 1991 to 2000. The proportion of cases resulting in a custodial sentence for an offence against the person other than violence has decreased significantly since 1992. The proportion has more than halved from 13% in 1992 to 6% in 2000. Part of this change will be due to changes in the number of convictions for the different offences included in this category (see Table 3.12). Periodic detention and community service have been used less often for other offences against the person in the last five or six years compared with earlier in the 1990s. The 2000 figures for both sentences were the lowest recorded in the decade. The use of supervision for other offences against the person increased from 3% of cases in 1991 to 7% of cases in 1995, but has decreased since then to 5% of cases in 2000. 44 Sentencing for all offences _____________________________________________________________ Table 3.10 Number of convicted cases involving other offences against the person resulting in each type of sentence, 1991 to 2000 Sentence type Custodial Periodic detention Community programme Community service Supervision Monetary Deferment Other Conviction & discharge Total Table 3.11 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 118 231 13 74 28 416 96 0 56 141 263 10 85 38 371 118 3 66 146 285 7 100 61 446 113 5 72 127 270 12 112 65 484 135 2 96 109 274 15 81 96 591 143 1 127 121 243 4 87 85 653 165 0 144 89 237 6 74 71 523 156 0 122 100 272 2 82 82 544 169 0 192 83 253 3 83 65 540 153 3 157 86 195 2 60 67 599 185 2 207 1032 1095 1235 1303 1437 1502 1278 1443 1340 1403 Percentage of convicted cases involving other offences against the person resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial 11.4 12.9 11.8 9.7 7.6 8.1 7.0 6.9 6.2 6.1 Periodic detention Community programme Community service Supervision Subtotal – Community 22.4 1.3 7.2 2.7 33.5 24.0 0.9 7.8 3.5 36.2 23.1 0.6 8.1 4.9 36.7 20.7 0.9 8.6 5.0 35.2 19.1 1.0 5.6 6.7 32.4 16.2 0.3 5.8 5.7 27.9 18.5 0.5 5.8 5.6 30.4 18.8 0.1 5.7 5.7 30.4 18.9 0.2 6.2 4.9 30.1 13.9 0.1 4.3 4.8 23.1 Monetary 40.3 33.9 36.1 37.1 41.1 43.5 40.9 37.7 40.3 42.7 Deferment Other Conviction & discharge Subtotal – Other 9.3 0.0 5.4 14.7 10.8 0.3 6.0 17.1 9.1 0.4 5.8 15.4 10.4 0.2 7.4 17.9 10.0 0.1 8.8 18.9 11.0 0.0 9.6 20.6 12.2 0.0 9.5 21.8 11.7 0.0 13.3 25.0 11.4 0.2 11.7 23.4 13.2 0.1 14.8 28.1 The proportion of such cases resulting in a monetary penalty has fluctuated around an average of about 40% in the last six years. This is a little higher than the level in the period 1992 to 1994. There has generally been an upward trend over the decade in the proportion of other offences against the person that have had the sentencing deferred, or which were convicted and discharged. In 2000, 13% of such cases had the sentencing deferred compared with 9% in 1991, while 15% of cases in 2000 were convicted and discharged compared with 5% in 1991. Tables 3.13 and 3.14 deal with the custodial sentencing of offences against the person other than violence. Table 3.12 shows the actual number of cases on which Table 3.13 is based. 45 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 3.12 Number of convicted cases involving each other offence against the person, 1991 to 2000 Offence Incest Other sex Obstruct/resist Threats/intimidation Other 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 11 119 725 90 87 27 132 754 106 76 27 122 836 154 96 13 124 890 168 108 16 134 926 207 154 5 137 1005 195 160 4 89 856 207 122 5 98 938 241 161 1 76 822 270 171 4 94 864 281 160 Table 3.13 Percentage of convicted cases resulting in a custodial sentence, by type of other offence against the person, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1996 1998 1999 2000 Incest 100 81 78 85 88 60* 80* Other sex 55 59 63 53 40 50 42 48 57 48 Obstruct/resist 2 2 1 2 2 2 2 2 1 1 Threats/intimidation 4 7 10 6 4 5 5 6 4 3 Other 23 25 24 18 11 14 15 10 12 13 Note: The percentage of cases resulting in a custodial sentence is not shown where less than five cases resulted in conviction. Where at least five, but fewer than ten cases resulted in conviction, the percentage shown is marked with an * to signify that it must be treated with caution as it is calculated from a small number of cases. Although fluctuating from year to year, the proportion of “other sex” offences (not included in the violent offences category) resulting in a custodial sentence has been lower in the period 1994 to 2000 compared with earlier years in the decade. (Note that “other sex” offences are mainly unlawful sexual intercourse or doing an indecent act with or upon another person.) The proportion of threatening/intimidation offences (excluding those involving threats to kill or do grievous bodily harm) resulting in a custodial sentence in 2000 (3%) was the lowest recorded in the decade. Table 3.14 shows that the average length of the custodial sentences awarded for offences against the person other than violence tend to fluctuate from year to year with no clear pattern. Custodial sentences imposed in 2000 for “other sex” offences (not included in the violent offences category) were longer than in any other year in the decade. 46 Sentencing for all offences _____________________________________________________________ Table 3.14 Average custodial sentence length imposed (in months), by type of other offence against the person, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Incest Other sex Obstruct/resist Threats/intimidation Other 33.0 29.1 1.6 13.8 43.2 24.1 2.1 2.6* 9.2 44.2 23.4 2.4 13.9 52.9 26.0 1.2 3.7 17.6 51.9 30.1 1.4 7.0* 17.2 28.0 1.5 2.5* 13.3 18.9 1.4 1.9 11.9 30.1 1.7 3.2 10.3 20.4 1.0* 2.7 8.0 33.1 0.9 2.3* 9.6 Overall average 21.9 21.7 21.2 21.2 24.7 19.6 12.1 17.8 13.0 20.5 Notes: 1 Sentences of preventive detention have been included in the figures shown for “other” sex offences and the overall average. See the notes to Table 3.9 for further details on this. 2 The average custodial sentence length is not shown where less than five cases resulted in a custodial sentence. Where at least five, but fewer than ten cases resulted in a custodial sentence, the figure shown is marked with an * to signify that it must be treated with caution as it is calculated from a small number of cases. 3.5 Sentencing for property offences Tables 3.15 and 3.16 show the number and percentage respectively of cases involving property offences resulting in each sentence from 1991 to 2000. Table 3.15 Number of convicted cases involving property offences resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial 2348 2417 2415 2157 2121 2244 2397 2429 2456 2479 Periodic detention 6491 6485 6402 5509 5107 4875 5365 5560 5570 5064 Community programme Community service 425 433 375 272 254 218 136 107 90 71 2517 2704 2802 2635 2366 2302 2267 2535 2760 2543 Supervision 1341 1285 1433 1545 1487 1484 1380 1386 1200 1132 Monetary 5821 5318 5440 5597 5693 5556 5346 5294 5387 5565 Deferment 1239 1609 1479 1227 1002 1117 1012 1107 1088 1042 45 33 25 19 31 22 20 22 19 26 360 402 497 634 619 568 562 668 646 628 20587 20686 20868 19595 18680 18386 18485 19108 19216 18550 Other Conviction & discharge Total Section 6 of the Criminal Justice Act 1985 requires that persons convicted of an offence against property, punishable by imprisonment for a term of seven years or less, should not serve a custodial sentence, unless special circumstances are involved. However, some property offences have maximum penalties of more than seven years (e.g. burglary and arson) so section 6 does not apply to such offences. 47 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 3.16 Percentage of convicted cases involving property offences resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial 11.4 11.7 11.6 11.0 11.4 12.2 13.0 12.7 12.8 13.4 Periodic detention Community programme Community service Supervision Subtotal – Community 31.5 2.1 12.2 6.5 52.3 31.3 2.1 13.1 6.2 52.7 30.7 1.8 13.4 6.9 52.8 28.1 1.4 13.4 7.9 50.8 27.3 1.4 12.7 8.0 49.3 26.5 1.2 12.5 8.1 48.3 29.0 0.7 12.3 7.5 49.5 29.1 0.6 13.3 7.3 50.2 29.0 0.5 14.4 6.2 50.1 27.3 0.4 13.7 6.1 47.5 Monetary 28.3 25.7 26.1 28.6 30.5 30.2 28.9 27.7 28.0 30.0 6.0 0.2 1.7 8.0 7.8 0.2 1.9 9.9 7.1 0.1 2.4 9.6 6.3 0.1 3.2 9.6 5.4 0.2 3.3 8.8 6.1 0.1 3.1 9.3 5.5 0.1 3.0 8.6 5.8 0.1 3.5 9.4 5.7 0.1 3.4 9.1 5.6 0.1 3.4 9.1 Deferment Other Conviction & discharge Subtotal - Other In 2000, just over 13% of property offenders were imprisoned. The proportion of property offence cases resulting in a custodial sentence has been a little higher in the last four years than in the six previous years, with the 2000 figure being the highest recorded in the decade. In general, just under half the property offences resulting in conviction in the last six years have resulted in a community-based sentence. This is a slightly lower level than in the period 1991 to 1993 when 52% to 53% of such cases were so sentenced. The use of periodic detention for property offences has fluctuated a little from year to year, but has been lower since 1994 compared with earlier years in the 1990s. Between 1991 and 1998, 12% to 13% of property offence cases resulted in community service. In 1999 and 2000, the proportion was slightly higher at 14%. In contrast, the use of supervision has dropped a little in recent years from 8% of property cases in 1996 to 6% of cases in 2000. The proportion of cases involving property offences resulting in a monetary penalty has fluctuated between 26% and 30% over the decade with no clear pattern. Conviction and discharges have been used slightly more often for property cases since 1994 compared with earlier years in the decade. The number of cases involving property offences with each level of offence seriousness and the average seriousness of property offences are presented in Table 3.17. The average seriousness of all property offences has not changed very much over the decade, with the 1999 and 2000 figures being marginally lower than those in earlier years. It appears that the recent increase in the proportion of property offence cases resulting in a custodial sentence that was highlighted above is not due to an increase in the seriousness of the property offences resulting in conviction (see Figure 3.4). The number of convictions for the most serious property offences (with scores >100) was lower in 1999 and 2000 than in almost all previous years in the decade. The number of 48 Sentencing for all offences _____________________________________________________________ convictions for property offences with seriousness scores of between 10 and 100, was lower in 2000 than in all previous years in the decade. Table 3.17 Number of convicted cases involving property offences with each level of offence seriousness and average seriousness of property offences, 1991 to 2000 Seriousness score 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 0–1 >1 – 10 >10 - 50 >50 - 100 >100 - 500 >500 1732 7684 6271 2429 2469 2 1846 7515 6570 2400 2349 6 2019 7495 6689 2196 2466 3 2220 6788 6414 1971 2192 10 2446 5888 6417 1776 2147 6 2360 5903 6307 1768 2038 10 2146 5843 6284 1990 2218 4 2302 6481 6267 1788 2261 9 2193 7178 6098 1647 2088 12 2276 6852 5674 1622 2110 16 38 38 37 36 37 36 39 37 34 35 Overall average Note: The seriousness of offence scale was updated in 2000. The figures for each year in this table are calculated using the new scale. Percentage of property offence cases resulting in a custodial sentence, and average seriousness of property offences resulting in conviction, 1991 to 2000 16% 45 14% 40 12% 35 30 10% 25 8% 20 6% 15 4% 10 2% 5 0% Average seriousness % of cases resulting in custodial sentence Figure 3.4 0 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Year Custodial % Average Seriousness Tables 3.19 and 3.20 deal with the custodial sentencing of some of the property offences. Table 3.18 shows the actual number of cases on which Table 3.19 is based. As noted earlier, burglary and arson are two property offences to which section 6 of the Criminal Justice Act does not apply, as the maximum penalties for these offences are 10 years and 14 years imprisonment respectively. Table 3.19 shows that the proportion of cases involving burglary offences resulting in a custodial sentence has been a little higher in the last 49 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ five years compared with earlier years in the decade, with the 2000 figure (38%) being the highest recorded in the decade. The proportion of arson cases resulting in a custodial sentence has fluctuated significantly over the decade, with the 2000 figure being 42%. (The fluctuation in the proportion of arson cases that are imprisoned is not really surprising given that this offence can involve a wide range of seriousness in terms of damage to property and danger to life.) Table 3.18 Number of convicted cases involving each property offence, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Burglary Theft Receiving stolen goods Motor vehicle conversion Fraud Arson Wilful damage Other 4175 7264 1600 3989 7262 1786 3933 7363 1897 3430 6604 1669 3201 5938 1453 3111 5830 1352 3412 5842 1373 3259 6071 1406 3111 6302 1396 3091 6124 1292 1455 1399 1227 1226 1244 1293 1190 1172 1097 942 2727 109 1809 1448 2858 117 1876 1399 2829 125 2086 1408 2919 135 2293 1319 2894 132 2539 1279 2816 136 2444 1404 2860 139 2235 1434 2928 174 2386 1712 2763 130 2261 2156 2574 125 2347 2055 Table 3.19 Percentage of convicted cases resulting in a custodial sentence, by type of property offence, 1991 to 2000 Offence Burglary Theft Receiving stolen goods Motor vehicle conversion Fraud Arson Wilful damage Other 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 29 4 7 30 4 8 29 5 8 29 5 8 30 4 7 34 5 9 34 5 9 35 6 10 37 6 11 38 6 10 16 17 19 19 20 20 20 22 24 23 12 48 2 8 12 52 2 9 12 45 2 10 9 51 2 8 11 45 2 8 12 40 1 8 12 44 3 8 10 39 2 7 11 52 1 6 13 42 1 8 For the property offences other than burglary and arson, the proportion of cases resulting in a custodial sentence is quite a bit lower. For theft, receiving stolen goods, and motor vehicle conversion offences there has been an increase in the proportion of people imprisoned over the decade. In 2000, 13% of people convicted of fraud were imprisoned – a marginally higher proportion than in earlier years in the decade. Table 3.20 shows that the average length of the custodial sentences imposed for property offences has shown an increasing trend over the decade from 8.0 months in 1991 to 11.3 months in 2000. 50 Sentencing for all offences _____________________________________________________________ Table 3.20 Average custodial sentence length imposed (in months), by type of property offence, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 8.7 6.6 5.7 9.1 6.4 5.3 9.1 7.0 7.2 10.5 6.4 6.2 10.9 6.2 7.6 11.1 5.1 6.5 12.0 6.2 6.4 12.0 7.1 6.6 12.8 7.4 5.5 14.2 6.2 7.7 Burglary Theft Receiving stolen goods Motor vehicle conversion Fraud Arson Wilful damage Other 6.0 5.6 6.3 6.8 6.5 6.5 6.5 6.4 7.7 7.5 8.5 18.6 5.8 5.0 8.7 16.8 3.3 5.8 8.9 23.9 5.2 4.7 8.1 20.3 4.9 5.3 8.9 19.7 4.2 4.9 10.2 23.6 3.6 5.6 9.3 24.3 4.0 5.0 10.4 19.7 3.6 6.4 9.5 24.8 2.4 5.0 11.1 23.8 6.7 7.1 Overall average 8.0 8.1 8.4 8.9 9.1 9.4 9.8 9.9 10.4 11.3 The length of the custodial sentences awarded for burglary increased over the ten year period, with burglars being imprisoned for nearly six months longer, on average, in 2000 than in 1991. Custodial sentences imposed for receiving stolen goods in 2000 were, on average, the longest recorded in the decade. Offenders imprisoned for motor vehicle conversion in the last two years received sentences of just under eight months, on average. This is a longer period than in previous years in the decade. Custodial sentences awarded for fraud offences have been a little longer, on average, in the second half of the decade compared to the first half of the decade, with the 2000 figure (11.1 months) being the highest recorded in the decade. Offenders imprisoned for wilful damage in 2000 received sentences of 6.7 months, on average, a significantly longer period than in any previous year in the decade. 3.6 Sentencing for drug offences Tables 3.21 and 3.22 show the number and percentage respectively of cases involving drug offences resulting in each sentence from 1991 to 2000. In 2000, a total of 710 drug offenders were imprisoned, the highest number recorded in the decade. The proportion of cases involving drug offences resulting in a custodial sentence has generally been a little greater in the second half of the decade, with the 2000 figure (10%) being the highest recorded in the decade. Trends in the proportion of drug cases resulting in a custodial sentence is, to some extent, due to changes in the seriousness of the drug offences which resulted in conviction over the decade. These are discussed later in this section. 51 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 3.21 Number of convicted cases involving drug offences resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial Periodic detention Community programme Community service Supervision Monetary Deferment Other Conviction & discharge 532 1613 53 590 169 3659 151 0 55 544 1674 41 695 187 3084 183 1 102 497 1954 45 772 258 3863 206 0 129 563 1847 43 812 269 4018 168 0 170 466 1417 32 553 245 3351 178 1 134 530 1438 27 535 252 3234 154 0 151 639 1465 24 569 283 3523 155 0 159 613 1952 15 639 297 3376 191 2 228 672 1711 16 535 255 3554 164 2 219 710 1575 11 465 232 3393 179 2 278 Total 6822 6511 7724 7890 6377 6321 6817 7313 7128 6845 Table 3.22 Percentage of convicted cases involving drug offences resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 7.8 8.4 6.4 7.1 7.3 8.4 9.4 8.4 9.4 10.4 Periodic detention Community programme Community service Supervision Subtotal – Community 23.6 0.8 8.6 2.5 35.5 25.7 0.6 10.7 2.9 39.9 25.3 0.6 10.0 3.3 39.2 23.4 0.5 10.3 3.4 37.7 22.2 0.5 8.7 3.8 35.2 22.7 0.4 8.5 4.0 35.6 21.5 0.4 8.3 4.2 34.3 26.7 0.2 8.7 4.1 39.7 24.0 0.2 7.5 3.6 35.3 23.0 0.2 6.8 3.4 33.4 Monetary 53.6 47.4 50.0 50.9 52.5 51.2 51.7 46.2 49.9 49.6 2.2 0.0 0.8 3.0 2.8 0.0 1.6 4.4 2.7 0.0 1.7 4.3 2.1 0.0 2.2 4.3 2.8 0.0 2.1 4.9 2.4 0.0 2.4 4.8 2.3 0.0 2.3 4.6 2.6 0.0 3.1 5.8 2.3 0.0 3.1 5.4 2.6 0.0 4.1 6.7 Custodial Deferment Other Conviction & discharge Subtotal – Other The use of periodic detention for drug offences has fluctuated between 22% and 27% of cases over the decade with no clear trend. The use of community service for drug offence cases peaked in 1992 at 11%, and has generally decreased since then. The 2000 figure (just under 7%) is the lowest recorded in the decade. Supervision was used for a slowly increasing proportion of drug cases between 1991 and 1997, but there has been a very small reversal in this trend in the last three years. In general, half the drug offenders convicted receive a monetary penalty. The proportion of drug cases resulting in a monetary penalty as the most serious sentence has fluctuated between 46% and 54% between 1991 and 2000 with no clear pattern. In 2000, 4% of drug cases were convicted and discharged compared with less than 1% in 1991. 52 Sentencing for all offences _____________________________________________________________ The number of cases involving drug offences with each level of offence seriousness and the average seriousness of drug offences are presented in Table 3.23. Table 3.23 Number of convicted cases involving drug offences with each level of offence seriousness and average seriousness of drug offences, 1991 to 2000 Seriousness score 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 0–1 >1 – 10 >10 – 50 >50 – 100 >100 – 500 >500 3205 1008 1756 0 728 125 2663 1051 1889 0 771 137 3279 1368 2242 0 726 109 3132 1477 2095 1 1077 108 2386 1225 1739 15 895 117 2284 1263 1701 3 928 142 2394 1382 1845 0 1059 137 2524 1603 1908 0 1154 124 2507 1559 1789 3 1137 133 2357 1499 1670 11 1148 160 34 39 30 36 39 44 43 40 41 45 Overall average Note: The seriousness of offence scale was updated in 2000. The figures for each year in this table are calculated using the new scale. The average seriousness of drug cases has fluctuated over the decade, but has been a little higher in the last five years compared with earlier years in the decade. The 2000 figure (45) was the highest recorded in the decade. Changes in the seriousness of the drug cases resulting in conviction may be one factor associated with the changes in the proportion of drug cases resulting in a custodial sentence outlined earlier, as the trends seen for each of these show a reasonably similar pattern (see Figure 3.5). Percentage of drug offence cases resulting in a custodial sentence, and average seriousness of drug offences resulting in conviction, 1991 to 2000 % of cases resulting in custodial sentence 12% 50 45 40 35 30 25 20 15 10 5 0 10% 8% 6% 4% 2% 0% 1991 1992 1993 1994 1995 1996 1997 1998 1999 Average seriousness Figure 3.5 2000 Year Custodial % Average Seriousness 53 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ The number of drug cases with a score of 10 or less (mainly possession or use of cannabis) has fluctuated significantly over the decade, which has caused the average seriousness to fluctuate as well. The number of convictions for the most serious drug offences (with scores >500) was higher in 2000 than in any other year in the decade. Tables 3.25 and 3.26 deal with the custodial sentencing of some of the individual drug offences. Table 3.24 shows the actual number of cases on which Table 3.25 is based. Table 3.24 Number of convicted cases involving each drug offence, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Use cannabis Deal in cannabis Other cannabis Use other drug Deal in other drug Other drug 3479 2384 504 184 191 80 2992 2557 519 149 201 93 3717 2849 705 172 194 87 3642 3046 735 183 203 81 2759 2533 615 190 201 79 2688 2495 616 199 248 75 2836 2779 674 222 219 87 2912 2928 975 181 217 100 2836 2806 984 207 214 81 2615 2681 926 261 230 132 Table 3.25 Percentage of convicted cases resulting in a custodial sentence, by type of drug offence, 1991 to 2000 Offence Use cannabis Deal in cannabis Other cannabis Use other drug Deal in other drug Other drug 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2 12 3 6 65 11 3 12 2 7 58 11 2 10 2 8 51 9 1 13 1 4 46 11 2 12 2 4 40 6 2 13 1 5 54 7 2 16 2 4 54 10 1 15 1 2 53 2 2 17 1 7 60 4 1 19 2 5 60 6 Table 3.25 shows that offenders are very rarely imprisoned for possession or use of drugs (of any type), and the proportions resulting in a custodial sentence did not change very much over the ten year period under examination. The proportion of cases involving dealing in cannabis that resulted in a custodial sentence has generally shown an increasing trend since 1993. In 2000, 19% of dealing in cannabis cases were imprisoned, the highest proportion in the decade. The proportion of cases involving dealing in drugs other than cannabis that resulted in a custodial sentence decreased considerably between 1991 and 1995 from 65% to 40%. In the next three years, just over half of such cases resulted in a custodial sentence, while the 1999 and 2000 figures were higher again at 60%. 54 Sentencing for all offences _____________________________________________________________ Table 3.26 shows that the average length of the custodial sentences imposed on offenders in cases involving drugs have been greater in the last five years than in earlier years in the decade, with the 2000 figure (17.6 months) being the highest recorded in the decade. Table 3.26 Average custodial sentence length imposed (in months), by type of drug offence, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Use cannabis Deal in cannabis Other cannabis 1.6 10.4 2.3 1.5 11.2 1.3 1.4 10.0 3.9 1.5 12.2 3.8 1.2 13.9 3.9 1.1 12.8 2.9* 1.5 13.4 3.4 1.2 13.1 2.5 1.2 14.0 2.0* 1.0 14.2 2.4 Use other drug Deal in other drug Other drug 2.5 32.1 4.8* 1.7 29.7 3.8 1.8 32.7 7.0* 1.9* 30.4 12.1* 1.9* 28.5 3.3* 1.7* 34.0 7.3* 1.4* 34.8 3.3* 32.8 - 2.1 31.5 - 2.5 36.6 6.1* Overall average 13.8 13.1 12.7 13.9 14.4 17.0 15.9 15.8 16.0 17.6 Note: The average custodial sentence length is not shown where less than five cases resulted in a custodial sentence. Where at least five, but fewer than ten cases resulted in a custodial sentence, the figure shown is marked with an * to signify that it must be treated with caution as it is calculated from a small number of cases. Custodial sentences for dealing in cannabis have been slightly longer, on average, in the last six years, with the 2000 figure being the highest recorded in the decade. Sentences for dealing in drugs other than cannabis were also longer in 2000 than in any other year in the decade. 3.7 Sentencing for offences against the administration of justice This section presents information on the sentencing of all offences against the administration of justice, then presents further information on the use of custodial sentences for some individual offences against the administration of justice. There are a number of types of breaches of sentences which are not recorded in the data used for this report. Non-payment of a monetary penalty is a breach of a court-imposed sentence, but a conviction does not result from the non-payment. As part of the procedure for the enforcement of monetary penalties, people may be re-sentenced on the original charge for which the monetary penalty was imposed. This re-sentencing is not recorded in the data. People who have a suspended prison sentence activated due to a subsequent conviction are not recorded in the data as serving a custodial sentence for the original offence. The subsequent conviction is of course recorded in the data under the appropriate offence categorisation. Offenders who are given a community-based sentence can have their sentence reviewed and be re-sentenced on the original charge for which the community-based sentence was imposed. This type of re-sentencing is not usually recorded in the data used for this report. However, they can alternatively be charged with a breach, which is recorded in the data and does appear as a conviction in the figures shown. 55 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Tables 3.27 and 3.28 show the number and percentage respectively of cases involving offences against the administration of justice resulting in each sentence from 1991 to 2000. Table 3.27 Number of convicted cases involving offences against the administration of justice resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial Periodic detention Community programme Community service Supervision Monetary Deferment Other Conviction & discharge 880 1821 78 175 115 591 350 3 552 837 1983 68 179 174 590 421 1 626 848 2156 64 184 161 670 466 0 823 792 2237 44 183 200 768 370 3 909 734 2139 47 188 162 839 341 1 988 757 2240 35 151 202 684 291 0 991 797 2281 23 170 247 795 316 4 823 850 2594 43 180 280 718 361 2 852 804 2725 22 206 316 801 375 3 856 731 2848 11 172 272 793 437 6 940 Total 4565 4879 5372 5506 5439 5351 5456 5880 6108 6210 Table 3.28 Percentage of convicted cases involving offences against the administration of justice resulting in each type of sentence, 1991 to 2000 Sentence Type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial 19.3 17.2 15.8 14.4 13.5 14.1 14.6 14.5 13.2 11.8 Periodic detention Community programme Community service Supervision Subtotal – Community 39.9 1.7 3.8 2.5 48.0 40.6 1.4 3.7 3.6 49.3 40.1 1.2 3.4 3.0 47.7 40.6 0.8 3.3 3.6 48.4 39.3 0.9 3.5 3.0 46.6 41.9 0.7 2.8 3.8 49.1 41.8 0.4 3.1 4.5 49.9 44.1 0.7 3.1 4.8 52.7 44.6 0.4 3.4 5.2 53.5 45.9 0.2 2.8 4.4 53.2 Monetary 12.9 12.1 12.5 13.9 15.4 12.8 14.6 12.2 13.1 12.8 Deferment Other Conviction & discharge Subtotal – Other 7.7 0.1 12.1 19.8 8.6 0.0 12.8 21.5 8.7 0.0 15.3 24.0 6.7 0.1 16.5 23.3 6.3 0.0 18.2 24.5 5.4 0.0 18.5 24.0 5.8 0.1 15.1 20.9 6.1 0.0 14.5 20.7 6.1 0.0 14.0 20.2 7.0 0.1 15.1 22.3 Table 3.28 shows that custodial sentences were imposed for a decreasing proportion of offences against the administration of justice over the decade (from 19% in 1991 to 12% in 2000). Part of the reason for this change is changes in the number of convictions over the decade for the various offences against justice (see Table 3.29). The use of community-based sentences for offences against the administration of justice has increased in the last five years from 47% in 1995 to 53% in 2000. There have been increases in the use of both periodic detention and supervision for such offences. 56 Sentencing for all offences _____________________________________________________________ The use of monetary penalties as the most serious sentence for cases involving offences against the administration of justice has fluctuated between 12% and 15% with no clear pattern since 1991. In 1991, 12% of the cases involving an offence against justice were convicted and discharged, but by 1996 the proportion had increased to 19%. In the last four years the proportion has been between 14% and 15%. Tables 3.30 and 3.31 deal with the custodial sentencing of individual offences against the administration of justice. Table 3.29 shows the actual number of cases on which Table 3.30 is based. Table 3.29 Number of convicted cases involving each offence against the administration of justice, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Breach periodic 2655 2905 3212 3399 3359 3396 3069 3315 3366 3525 detention Breach supervision 231 257 298 332 331 263 300 273 284 248 Breach parole 126 168 236 156 98 92 69 98 98 107 Breach community 206 271 361 306 320 258 247 205 172 190 service Failure to answer bail 517 447 445 438 516 514 573 534 618 625 Breach non-moltn/ 136 178 213 236 231 280 589 887 1033 1011 protection order1 Escape custody 204 231 164 196 223 195 200 206 197 164 Obstruct/pervert 64 79 68 88 60 87 129 102 92 95 course of justice Other 426 343 375 355 301 266 280 260 248 245 Note: 1 Non-molestation orders were replaced by protection orders under the Domestic Violence Act 1995. Table 3.30 Percentage of convicted cases resulting in a custodial sentence, by type of offence against the administration of justice, 1991 to 2000 Offence Breach periodic detention Breach supervision Breach parole Breach community service Failure to answer bail Breach non-moltn/ protection order Escape custody Obstruct/pervert course of justice Other 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 22 19 19 17 16 15 16 15 14 12 1 25 0 1 20 0 1 22 1 0 15 0 0 14 0 0 20 0 0 20 0 0 17 0 0 12 0 0 12 1 15 11 9 10 10 13 11 11 13 11 6 7 7 12 10 13 11 13 11 11 63 27 59 33 49 28 46 24 39 20 45 33 50 33 57 30 45 39 37 34 6 4 5 4 5 4 5 8 3 7 57 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 3.30 shows a downward trend through the decade in the proportion of cases resulting in imprisonment for breaching the conditions of a periodic detention sentence. The proportion has decreased from 22% in 1991 to 12% in 2000. Breaching the conditions of a supervision sentence is not an imprisonable offence. The small number of convictions for breaches of supervision that resulted in a custodial sentence from 1990 may have occurred because people who fail to comply with the conditions of their supervision sentence can have their sentence reviewed and be re-sentenced to a custodial sentence on the original offence for which supervision was imposed. This type of resentencing does not usually appear in the data used to produce this report, but a few people may have appeared in the data as having received a custodial sentence for a breach of supervision, rather than as a review of their original supervision sentence. Breaching a community service sentence is also not an imprisonable offence. As was the case with supervision, the small proportion of cases showing as having resulted in a custodial sentence in 1993 and 2000 may be due to offenders having their original sentence reviewed and having a custodial sentence imposed instead. This type of re-sentencing does not usually appear in the data. The proportion of cases resulting in a custodial sentence for breach of parole (i.e. breaching the conditions of release from prison) has been lower in the last two years than in earlier years in the decade. It should be noted that some people may be recalled to prison on their original charge in place of having a breach offence laid against them, or in place of an imprisonment sentence for the breach offence. The proportion of cases resulting in a custodial sentence for failure to answer bail has fluctuated between 9% and 13% since 1992. It should be noted that some people may be remanded in custody for the remainder of the case and/or imprisoned for the original charge they were given bail for, rather than imprisoned for failure to answer bail. Non-molestation orders were replaced by protection orders when the Domestic Violence Act 1995 was introduced on 1 July 1996. A slightly greater proportion of cases involving breaches of these orders has resulted in a custodial sentence since 1994 than in earlier years in the decade. Table 3.31 shows the average length of the custodial sentences (in months) imposed for a selection of the offences against the administration of justice, as well as for all offences against the administration of justice as a group. The average length of the custodial sentences imposed in cases where the most serious offence was an offence against the administration of justice has changed very little over the decade. Custodial sentences imposed for breaching a protection order were a little longer, on average, in the period 1997 to 2000 than the custodial sentences imposed for breaching nonmolestation orders in earlier years. The maximum penalty for breaching a non-molestation order was three months imprisonment, whereas the maximum penalty for breaching a protection order is six months imprisonment. However, if a person contravenes a protection 58 Sentencing for all offences _____________________________________________________________ order or fails to comply with a condition of a protection order, and the person has two other convictions for similar breaches (including breaches of a non-molestation order) within the three previous years, then a penalty of up to two years imprisonment may be imposed. Table 3.31 Average custodial sentence length imposed (in months), by type of offence against the administration of justice, 1991 to 2000 Offence Breach periodic detention Breach supervision Breach parole Breach community service Failure to answer bail Breach non-moltn/ protection order Escape custody Obstruct/pervert course of justice Other Overall average 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2.0 1.9 1.9 1.8 1.8 1.8 1.8 1.8 1.8 1.8 1.9 - 1.7 - 1.7 - 1.6 - 1.9 - 1.5 - 1.6 - 1.5 - 1.3 - 1.6 - 2.6 2.1 2.7 2.2 3.7 2.0 1.9 2.1 2.0 2.1 - 2.7 1.7 1.7 1.5 2.0 3.4 2.9 3.3 3.3 4.4 9.0 4.3 6.6 4.8 8.2 4.0 10.7 4.5 12.9 5.3 9.1 4.9 9.0 6.5 12.4 4.5 9.8 5.4 10.3 5.0 3.7 6.8 5.2 2.8 5.1 12.5 5.0 3.1* 7.0 2.6 2.5 2.4 2.4 2.4 2.6 2.9 3.1 2.7 2.9 Note: The average custodial sentence length is not shown where less than five cases resulted in a custodial sentence. Where at least five, but fewer than ten cases resulted in a custodial sentence, the figure shown is marked with an * to signify that it must be treated with caution as it is calculated from a small number of cases. 3.8 Sentencing for offences against good order This section presents information on the sentencing of all offences against good order, then presents further information on the use of custodial sentences for some individual offences against good order. Tables 3.32 and 3.33 show the number and percentage respectively of cases involving offences against good order resulting in each sentence from 1991 to 2000. The proportion of cases involving offences against good order that resulted in a custodial sentence remained between 2% and 3% between 1991 and 1998, but has decreased marginally in the last two years to 1.7% in 2000. The proportion of cases involving offences against good order resulting in a communitybased sentence has fluctuated over the decade, with the 2000 figure (just under 13%) being the lowest recorded in the decade. The use of periodic detention has decreased over the decade for offences against good order. 59 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 3.32 Number of convicted cases involving offences against good order resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial Periodic detention Community programme Community service Supervision Monetary Deferment Other Conviction & discharge 102 573 25 116 120 2095 644 5 331 106 563 18 188 140 1819 605 4 331 129 595 21 186 142 2647 611 6 442 133 575 24 188 152 3014 572 2 547 141 500 17 157 189 3648 491 1 637 153 502 12 148 169 3721 687 1 726 141 553 7 169 158 3677 610 4 764 153 611 3 167 159 3564 696 4 1014 128 678 10 222 181 3919 731 9 980 125 588 4 153 169 4356 820 3 1062 Total 4011 3774 4779 5207 5781 6119 6083 6371 6858 7280 Table 3.33 Percentage of convicted cases involving offences against good order resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2.5 2.8 2.7 2.6 2.4 2.5 2.3 2.4 1.9 1.7 Periodic detention Community programme Community service Supervision Subtotal – Community 14.3 0.6 2.9 3.0 20.8 14.9 0.5 5.0 3.7 24.1 12.5 0.4 3.9 3.0 19.8 11.0 0.5 3.6 2.9 18.0 8.6 0.3 2.7 3.3 14.9 8.2 0.2 2.4 2.8 13.6 9.1 0.1 2.8 2.6 14.6 9.6 0.0 2.6 2.5 14.8 9.9 0.1 3.2 2.6 15.9 8.1 0.1 2.1 2.3 12.6 Monetary 52.2 48.2 55.4 57.9 63.1 60.8 60.4 55.9 57.1 59.8 Deferment Other Conviction & discharge Subtotal – Other 16.1 0.1 8.3 24.4 16.0 0.1 8.8 24.9 12.8 0.1 9.2 22.2 11.0 0.0 10.5 21.5 8.5 0.0 11.0 19.5 11.2 0.0 11.9 23.1 10.0 0.1 12.6 22.7 10.9 0.1 15.9 26.9 10.7 0.1 14.3 25.1 11.3 0.0 14.6 25.9 Custodial The majority of cases involving an offence against good order result in a monetary penalty, with 60% of cases being so sentenced in 2000. However, the proportion of cases resulting in a monetary penalty as the most serious sentence has fluctuated significantly through the decade. The proportion of cases involving an offence against good order that were convicted and discharged increased from 8% of cases in 1991 to 16% of cases in 1998. In the last two years 14% to 15% of such cases were convicted and discharged. Tables 3.35 and 3.36 deal with the custodial sentencing of some of the offences against good order. Table 3.34 shows the actual number of cases on which Table 3.35 is based. 60 Sentencing for all offences _____________________________________________________________ Table 3.34 Number of convicted cases involving each offence against good order, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Riot Unlawful assembly Possess offensive weapon Offensive language Disorderly behaviour Trespassing Other 6 24 661 365 1532 1194 229 2 28 599 324 1550 1080 191 2 24 708 350 2217 1324 154 0 33 728 388 2587 1315 156 1 54 663 393 3089 1429 152 8 23 671 378 3380 1530 129 5 54 692 358 3307 1488 179 2 26 769 362 3586 1477 149 2 16 775 421 3938 1573 133 17 16 705 387 4411 1617 127 Table 3.35 Percentage of convicted cases resulting in a custodial sentence, by type of offence against good order, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Riot 100* 88* 40* 65 Unlawful assembly 13 36 25 45 30 43 11 19 13 13 Possess offensive weapon 8 10 9 8 9 9 9 10 7 8 Offensive language 0 0 0 0 0 0 0 0 0 0 Disorderly behaviour 0 1 1 0 0 0 0 1 0 0 Trespassing 3 3 3 3 4 4 4 3 4 3 Other 0 1 1 2 0 3 2 1 1 2 Note: The percentage of cases resulting in a custodial sentence is not shown where less than five cases resulted in conviction. Where at least five, but fewer than ten cases resulted in conviction, the percentage shown is marked with an * to signify that it must be treated with caution as it is calculated from a small number of cases. Cases involving “disorderly behaviour” rarely result in a prison sentence. Some offences included in this category are non-imprisonable. Table 3.36 shows that the length of the custodial sentences imposed for good order offences as a group has tended to fluctuate from year to year, with the 2000 figure being slightly higher than the figures in earlier years. 61 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 3.36 Average custodial sentence length imposed (in months), by type of offence against good order, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Riot Unlawful assembly Possess offensive weapon Offensive language Disorderly behaviour Trespassing Other 8.4* 5.4 1.6 - 4.1 4.7 1.6* 1.5 - 7.0* 5.1 1.8 1.8 - 6.7 7.0 1.8 1.9 - 4.0 4.7 1.4* 1.8 - 14.9* 3.0 5.0 1.5 2.0 - 3.3* 4.1 1.5 1.7 - 2.2* 5.2 1.1 1.8 - 5.9 1.3 1.7 - 14.5 5.5 1.7* 2.4 - Overall average 4.4 3.5 3.8 4.8 3.3 3.7 2.9 3.4 3.8 4.9 Note: The average custodial sentence length is not shown where less than five cases resulted in a custodial sentence. Where at least five, but fewer than ten cases resulted in a custodial sentence, the figure shown is marked with an * to signify that it must be treated with caution as it is calculated from a small number of cases. 3.9 Sentencing for traffic offences Tables 3.37 and 3.38 show the number and percentage respectively of cases involving traffic offences resulting in each sentence from 1991 to 2000. Table 3.37 Number of convicted cases involving traffic offences resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial 1943 1830 1663 1350 1422 1675 1725 1788 1788 1582 Periodic detention 9812 8562 8080 7226 7014 6970 6852 7347 6724 5396 Community programme Community service Supervision Monetary Deferment Other Conviction & discharge Total 330 336 295 174 167 169 97 91 59 47 5290 5338 5020 4648 4478 4078 3829 4190 3628 3088 638 580 757 837 922 1009 982 961 779 697 35434 29779 26662 26451 29619 29422 27381 27992 27662 28205 94 103 115 84 57 56 45 56 85 70 807 836 814 734 746 746 747 921 1032 1059 1260 1496 1161 1158 1185 1012 952 1246 1420 2290 55608 48860 44567 42662 45610 45137 42610 44592 43177 42434 The use of imprisonment for traffic offences has not changed much over the decade, with 3% to 4% of traffic cases resulting in a custodial sentence each year. Despite only a small proportion of traffic offences resulting in a custodial sentence, a reasonably large number of people are imprisoned for traffic offending each year due to the very large number of convictions for these offences. In 2000, there were 1,582 traffic cases that resulted in a custodial sentence. 62 Sentencing for all offences _____________________________________________________________ Table 3.38 Percentage of convicted cases involving traffic offences resulting in each type of sentence, 1991 to 20001 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial 3.5 3.7 3.7 3.2 3.1 3.7 4.0 4.0 4.1 3.7 Periodic detention Community programme Community service Supervision Subtotal – Community 17.6 0.6 9.5 1.1 28.9 17.5 0.7 10.9 1.2 30.3 18.1 0.7 11.3 1.7 31.8 16.9 0.4 10.9 2.0 30.2 15.4 0.4 9.8 2.0 27.6 15.4 0.4 9.0 2.2 27.1 16.1 0.2 9.0 2.3 27.6 16.5 0.2 9.4 2.2 28.2 15.6 0.1 8.4 1.8 25.9 12.7 0.1 7.3 1.6 21.7 Monetary 63.7 60.9 59.8 62.0 64.9 65.2 64.3 62.8 64.1 66.5 Deferment 0.2 0.2 0.3 0.2 0.1 0.1 0.1 0.1 0.2 0.2 Other 1.5 1.7 1.8 1.7 1.6 1.7 1.8 2.1 2.4 2.5 Conviction & discharge 2.3 3.1 2.6 2.7 2.6 2.2 2.2 2.8 3.3 5.4 Subtotal – Other 3.9 5.0 4.7 4.6 4.4 4.0 4.1 5.0 5.9 8.1 Note: 1 Although driving disqualifcations are not often imposed as the most serious sentence in traffic cases, the majority of traffic cases result in such a sentence. For example, in 2000, 66% of traffic cases resulted in a driving disqualification as any of the sentences imposed in the case. The number of community-based sentences imposed for serious traffic offences has fluctuated significantly from year to year, partly due to changes in the number of convictions for serious traffic offences. The proportion of traffic cases resulting in a community-based sentence in 2000 (22%) was the lowest recorded in the decade. Periodic detention accounted for 13% of the sentences imposed on convicted traffic cases in 2000, compared with 15% to 18% in previous years in the decade. The number and proportion of cases involving a traffic offence resulting in a community programme has shown a downward trend since 1992. Only 0.1% of traffic cases in 2000 resulted in a community programme. In 1993, 11% of traffic cases resulted in community service, but the proportion has decreased since then to 7% in 2000. Throughout the ten year period, a monetary penalty was by far the most likely outcome of a conviction for cases involving a traffic offence. In 2000, 66% of traffic cases resulted in a monetary penalty, the highest figure recorded in the decade. Part of the increase in the proportion of traffic cases resulting in a monetary penalty in the last two years was large increases in convictions for “failing to comply with a prohibition of an enforcement officer” (which was discussed in section 2.11), with a subsequent large increase in the number of cases resulting in a fine. Tables 3.40 and 3.41 deal with the custodial sentencing of some of the more serious traffic offences. Table 3.39 shows the actual number of cases that Table 3.40 is based on. 63 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 3.39 Number of convicted cases involving each traffic offence, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Driving causing death or injury Driving with excess alcohol Driving while disqualified Reckless/dangerous driving Careless driving 1143 1091 1091 1074 1144 1064 1040 1093 1069 987 25718 20703 19644 18597 20969 20993 20282 20421 19589 18930 9682 9043 8221 7863 7730 8160 7861 8605 7547 5755 1657 1416 1316 1377 1559 1578 1633 1790 1862 1616 Other traffic 9904 9703 8557 8485 9073 8208 7011 7695 6915 6275 7504 6904 5738 5266 5135 5134 4783 4988 6195 8871 Table 3.40 Percentage of convicted cases resulting in a custodial sentence, by type of traffic offence, 1991 to 2000 Offence Driving causing death or injury Driving with excess alcohol Driving while disqualified Reckless/dangerous Driving Careless driving Other traffic 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 8 8 7 6 6 6 5 6 6 6 1 2 2 1 1 2 2 2 3 3 15 15 14 12 13 14 15 14 14 15 2 3 4 2 2 3 3 2 2 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Only a small proportion of cases involving driving causing death or injury resulted in a custodial sentence in each year over the ten year period, with the proportion remaining around 6% from 1994 – a slightly lower level than in the period 1991 to 1993. In the period 1991 to 1998, 1% to 2% of driving with excess alcohol resulted in a custodial sentence. The 1999 and 2000 figures (both 3%) were slightly higher than this level. This may be related to the legislative change in maximum penalty for repeat drunk driving which is outlined below. The proportion of cases resulting in a custodial sentence for driving while disqualified is not large (between 12% and 15% over the ten year period). However, the large number of cases resulting in conviction for this offence means a sizeable number of offenders are imprisoned each year for driving while disqualified. In 2000, 866 cases of this type resulted in imprisonment. This is the lowest number of driving while disqualified offenders imprisoned in the decade. This result is not surprising given the large drop in the number of convictions for this offence in 2000. The proportion of cases involving reckless or dangerous driving resulting in a custodial sentence has remained between 2% and 4% through the decade. 64 Sentencing for all offences _____________________________________________________________ Table 3.41 shows that the average length of custodial sentences imposed for all traffic offence cases has increased in the last four years after a period of stability up to 1996. Traffic cases resulted in custodial sentences of about 5 months, on average, between 1991 and 1996, but by 2000 the average had increased to 7 months. Table 3.41 Average custodial sentence length imposed (in months), by type of traffic offence, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Driving causing death or injury Driving with excess alcohol Driving while disqualified Reckless/dangerous driving Careless driving 8.5 11.9 10.3 11.9 11.6 11.7 15.5 12.7 13.1 16.9 2.1 2.3 2.2 2.1 2.1 2.1 2.0 2.1 4.0 5.6 5.5 5.6 5.6 5.8 5.8 5.9 6.4 6.6 6.9 7.6 2.1 2.9 2.1 1.9 2.0 2.2 1.9 1.7 3.5 3.2 - - - - - - - - - - Other traffic 6.3* 5.5* 3.1* - - - - - - - Overall average 4.9 5.2 4.9 5.2 5.1 5.1 5.4 5.6 6.1 7.0 Note: The average custodial sentence length is not shown where less than five cases resulted in a custodial sentence. Where at least five, but fewer than ten cases resulted in a custodial sentence, the figure shown is marked with an * to signify that it must be treated with caution as it is calculated from a small number of cases. The Land Transport Act 1998 changed the penalties for some traffic offences from 1 March 1999. Maximum prison sentences and maximum fines were changed for many offences. Some of these changes are discussed below. Maximum prison sentences did not change under the 1998 Act for driving offences involving the death or injury of another person, or for reckless/dangerous driving. The custodial sentences imposed in cases involving driving causing death or injury tend to fluctuate from year to year but have generally shown an upward trend over the decade. In 2000, the average custodial sentence imposed was 16.9 months – double that in 1991 (8.5 months). Before the Land Transport Act 1998, the maximum penalty for driving with excess alcohol (excluding cases resulting in death and injury) was three months imprisonment regardless of the number of previous occasions the person had been convicted of the offence. Now, people convicted of driving with excess alcohol for the third or subsequent time can be imprisoned for up to two years, while first or second time offenders can still only be imprisoned for up to three months. Not surprisingly, the average length of custodial sentences awarded in driving with excess alcohol cases increased in both 1999 and 2000. The average sentence in 2000 was 5.6 months - almost three times the average in the period 1991 to 1998 (2.1 months). 65 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Under the Land Transport Act 1998, the same penalty structure as that described above for driving with excess alcohol exists for driving while disqualified. Prior to the legislative change, the maximum penalty for a first time driving while disqualified offender was three months imprisonment, and for all repeat offenders the maximum penalty was five years imprisonment. Despite the maximum penalty decreasing from five years to two years imprisonment for a third or subsequent driving while disqualified offence, the average length of custodial sentences awarded for such offences increased in both 1999 and 2000, and the 2000 figure was in fact the highest recorded in the decade. However, this increase may be partly artificial. In cases where a drunk driver is also found to be a disqualified driver, and is convicted on both offences, there has been a shift in the sentences imposed in the last two years, with large increases in the sentences imposed for the drunk driving offence. This has resulted in a shift in the major offence in some cases from driving while disqualified to driving with excess alcohol. If the remaining cases that still have driving while disqualified as the most serious offence are more serious cases, on average, then it would be expected that the average sentence imposed would also be longer. Between 1991 and 1998, the length of the custodial sentences imposed in reckless or dangerous driving cases averaged around two months, but in the last two years, sentences for such offences have averaged just over three months. 3.10 Sentencing for miscellaneous offences Table 3.42 shows that miscellaneous offence cases rarely result in imprisonment or community-based sentences. This is not surprising given that the majority of the offences in this category are non-imprisonable. Table 3.42 Number of convicted cases involving miscellaneous offences resulting in each type of sentence, 1991 to 2000 Sentence type Custodial Periodic detention Community programme Community service Supervision Monetary Deferment Other Conviction & discharge Total 66 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 70 73 107 97 77 82 84 97 66 86 185 216 198 176 164 153 164 241 190 182 14 21 19 4 10 7 3 2 2 2 70 90 81 94 107 105 117 123 137 88 101 69 87 68 78 94 87 69 91 74 5791 6221 8297 9841 8751 9457 4111 3603 3576 2412 87 99 96 98 96 89 84 90 102 61 4 1 0 2 5 3 2 1 3 0 678 851 918 979 872 822 453 533 430 247 7000 7641 9803 11359 10160 10812 5105 4759 4597 3152 Sentencing for all offences _____________________________________________________________ Table 3.43 Percentage of convicted cases involving miscellaneous offences resulting in each type of sentence, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial 1.0 1.0 1.1 0.9 0.8 0.8 1.6 2.0 1.4 2.7 Periodic detention Community programme Community service Supervision Subtotal – Community 2.6 0.2 1.0 1.4 5.3 2.8 0.3 1.2 0.9 5.2 2.0 0.2 0.8 0.9 3.9 1.5 0.0 0.8 0.6 3.0 1.6 0.1 1.1 0.8 3.5 1.4 0.1 1.0 0.9 3.3 3.2 0.1 2.3 1.7 7.3 5.1 0.0 2.6 1.4 9.1 4.1 0.0 3.0 2.0 9.1 5.8 0.1 2.8 2.3 11.0 Monetary 82.7 81.4 84.6 86.6 86.1 87.5 80.5 75.7 77.8 76.5 Deferment Other Conviction & discharge Subtotal – Other 1.2 0.1 9.7 11.0 1.3 0.0 11.1 12.4 1.0 0.0 9.4 10.3 0.9 0.0 8.6 9.5 0.9 0.0 8.6 9.6 0.8 0.0 7.6 8.5 1.6 0.0 8.9 10.6 1.9 0.0 11.2 13.1 2.2 0.1 9.4 11.6 1.9 0.0 7.8 9.8 Throughout the ten year period, a monetary penalty was by far the most likely outcome of a conviction for cases involving a miscellaneous offence. A monetary penalty was the most serious sentence imposed in just over three-quarters (77%) of the miscellaneous offence cases in 2000. As discussed previously, the lower number and proportion of cases resulting in a monetary penalty from 1997 is mainly due to the offence of failing to register a dog becoming an infringement offence. This resulted in an artificial increase in the proportion of miscellaneous offences that resulted in custodial or community-based sentences from 1997. Tables 3.45 and 3.46 deal with the custodial sentencing of some of the individual offences in the miscellaneous category. Table 3.44 shows the actual number of cases that Table 3.45 is based on. Table 3.44 Number of convicted cases involving each miscellaneous offence, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Arms Act Dog Control Act Tax Acts Liquor-related Fisheries Act Other 470 3804 316 586 348 1476 456 4386 573 497 267 1462 515 5660 1105 791 302 1430 468 6575 1507 975 302 1532 424 5701 1417 725 179 1714 411 6419 990 711 155 2126 410 1433 597 785 99 1781 445 771 551 1010 150 1832 451 485 432 977 197 2055 363 346 505 156 264 1518 Between 10% and 16% of the cases involving offences under the Arms Act resulted in a custodial sentence over the decade, with the 2000 figure being the highest recorded (see Table 3.45). The most frequently imprisoned individual offences in 2000 were: unlawful possession of a pistol or restricted weapon (section 50), and unlawfully carrying or possessing firearms, airguns, pistols, restricted weapons, or explosives (section 45). 67 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 3.45 Percentage of convicted cases resulting in a custodial sentence, by type of miscellaneous offence, 1991 to 2000 Offence Arms Act Dog Control Act Tax Acts Liquor-related Fisheries Act Other 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 11 11 15 14 10 13 13 14 10 16 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 2 2 2 2 1 2 2 1 2 The “other” miscellaneous offences that resulted in imprisonment in 2000 included the following: doing an indecent act or obscenely exposing oneself in a public place, doing an indecent act with intent to insult, and offences under the Telecommunications Act 1987, Passports Act 1992, Medicines Act 1981, Accident Insurance Act 1998, and Films, Videos, and Publications Classification Act 1993. Offences under the Arms Act received custodial sentences of nearly 11 months, on average, in 2000 (see Table 3.46). The average length of the custodial sentences imposed for such offences has fluctuated over the decade, with the 2000 figure being the highest recorded. Table 3.46 Average custodial sentence length imposed (in months), by type of miscellaneous offence, 1991 to 2000 Offence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Arms Act Dog Control Act Tax Acts Liquor-related Fisheries Act Other 6.7 8.4 7.4 7.7 6.5 9.4 10.0 8.3 9.4 10.7 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 6.8 5.2 4.8 7.2 5.7 5.3 6.9 5.8 9.3 5.8 Overall average 6.7 7.3 6.7 7.5 6.1 8.0 8.8 7.3 9.3 9.3 Note: The average custodial sentence length is not shown when less than ten cases resulted in a custodial sentence. 3.11 Sentences imposed in each region in 2000 for all offences Table 3.47 shows the most serious sentence imposed for all cases finalised in each region in 2000. The regions correspond to the location of Community Probation Service Centres around the country. The figures for each region include all convicted cases finalised in all of the courts serviced by each Community Probation Service Centre. 68 Sentencing for all offences _____________________________________________________________ Table 3.47 Most serious sentence imposed for all convicted cases finalised in each region in 2000 Region1 Kaitaia Kaikohe* Whangarei* North Shore Waitakere Auckland* Otahuhu/Manukau* Papakura Pukekohe Tauranga* Whakatane Hamilton* Te Kuiti Rotorua* Tokoroa Taupo New Plymouth* Hawera Wanganui* Taihape Palmerston North* Levin Masterton Hastings Napier* Gisborne* Porirua Lower Hutt Upper Hutt Wellington* Blenheim* Nelson* Greymouth* Christchurch* Rangiora Timaru* Dunedin* Alexandra Gore Invercargill* Custodial No. 45 107 281 179 216 862 389 234 50 284 133 826 60 231 36 60 313 88 198 9 262 66 69 194 222 146 108 111 53 355 86 138 41 948 21 86 214 7 18 185 % 8 9 9 4 6 8 6 7 6 9 8 12 10 9 4 6 14 12 12 4 11 9 5 7 10 7 5 5 6 10 8 6 6 12 4 5 8 2 3 8 Communitybased No. % 146 27 328 28 893 29 1107 23 1226 33 2518 23 1981 33 1288 39 310 36 915 29 636 37 2033 29 229 37 767 31 274 32 240 25 781 35 306 41 627 39 60 25 688 29 262 37 438 33 999 36 768 36 864 44 872 38 762 37 323 35 1107 30 372 34 748 35 206 31 2428 31 166 29 502 27 819 32 58 19 162 27 598 27 Monetary No. 275 565 1570 3026 1654 5588 2995 1334 406 1691 779 3469 289 1198 460 582 1006 308 619 160 1193 301 677 1145 916 698 1036 964 451 1734 525 1098 377 3790 328 1088 1233 216 381 1221 % 52 49 52 63 45 52 49 41 47 53 46 49 47 49 54 60 45 41 39 66 50 42 51 42 42 35 45 47 48 48 48 51 57 49 57 59 48 72 63 55 Other No. 30 85 156 202 300 643 217 156 43 136 76 294 16 110 35 34 58 22 69 7 120 49 64 193 137 112 129 107 60 230 44 90 20 270 23 111 116 8 27 126 % 6 7 5 4 8 6 4 5 5 4 4 4 3 5 4 3 3 3 4 3 5 7 5 7 6 6 6 5 6 6 4 4 3 3 4 6 5 3 4 6 Conviction & discharge No. % 36 7 79 7 137 5 261 5 284 8 1105 10 502 8 249 8 60 7 150 5 74 4 405 6 25 4 136 6 48 6 58 6 79 4 31 4 84 5 8 3 130 5 36 5 89 7 213 8 120 6 157 8 143 6 93 5 48 5 208 6 65 6 93 4 23 3 290 4 34 6 72 4 168 7 10 3 18 3 104 5 Total No. 532 1164 3037 4775 3680 10716 6084 3261 869 3176 1698 7027 619 2442 853 974 2237 755 1597 244 2393 714 1337 2744 2163 1977 2288 2037 935 3634 1092 2167 667 7726 572 1859 2550 299 606 2234 % 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 Notes: 1 The regions in this table are based on the location of Community Probation Service Centres. Each centre services one or more courts, and the figures for all such courts were included in each region’s figures. 2 The figures in this table are case-based. 3 The regions marked with an * have a High Court and/or hold District Court jury trials. Some types of cases must be tried in a High Court, and in regions where the court(s) do not hold jury trials, if the defendant pleads “not guilty” and elects a jury trial, then the case will be transferred to another court which does hold such trials. For this reason, some of the more serious offences which were committed in regions such as Levin will actually appear in other regions’ figures. This may contribute to sentencing differences between regions. 69 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ It should be noted that differences in the types of offences resulting in conviction in each region (see Table 2.15) are likely to be a factor contributing to differences in the sentences imposed in each region. Also, the availability of Corrections facilities and services (e.g. periodic detention centres or programmes such as those to treat drug or alcohol related problems) within regions can affect which sentences are imposed. It should also be noted that not all regions have a High Court or hold District Court jury trials. Some cases must be tried in the High Court, and in regions where the court(s) do not hold jury trials, if the defendant pleads “not guilty” and elects a jury trial, then the case will be transferred to another court which does hold such trials. This may contribute to sentencing differences between regions. The proportion of all convicted cases that resulted in a custodial sentence in each region in 2000 ranged from 2% in Alexandra to 14% in New Plymouth. Community-based sentences were imposed in as few as 19% of the cases in Alexandra, and as many as 44% of the cases in Gisborne. The proportions for the other regions fell between these figures. Monetary penalties were imposed as the most serious sentence for just over a third (35%) of cases in Gisborne, while in Alexandra nearly three-quarters (72%) of cases resulted in a monetary penalty. Ten percent of cases sentenced in Auckland in 2000 were convicted and discharged. The proportions in the other regions were lower than this, with the lowest figure (3%) occurring in Taihape, Greymouth, Alexandra, and Gore. 3.12 Gender, ethnicity, and age of offenders given each sentence in 2000 This section of the report presents information on the gender, ethnicity, and age of offenders who received each type of sentence in 2000. Only 8% of cases resulting in a custodial sentence in 2000 involved female offenders (see Table 3.48). Female offenders accounted for a much greater proportion of the community-based sentences imposed in 2000 than was the case for custodial sentences. Over a third (37%) of the community service cases, and 21% of the supervision cases and community programme cases in 2000 involved a female offender. Twelve percent of cases that resulted in periodic detention in 2000 involved female offenders. Forty-six percent of the cases involving female offenders in 2000 resulted in a monetary penalty, while for male offenders, the proportion was slightly higher at 50%. Cases involving male offenders were more likely to result in prison or periodic detention, and less likely to result in community service, than was the case for female offenders. 70 Sentencing for all offences _____________________________________________________________ Table 3.48 Total number of cases resulting in conviction in 2000, by most serious sentence imposed and gender of the offender Most serious sentence Male Female Unknown Total Custodial Periodic detention Community programme Community service Supervision Monetary Deferment Other Conviction & discharge 7264 16269 162 4467 3185 39253 2731 928 4714 667 2163 42 2661 847 7422 865 198 1147 0 4 0 7 0 200 1 1 12 7931 18436 204 7135 4032 46875 3597 1127 5873 Total 78973 16012 225 95210 Note: 524 cases where a conviction was entered against a corporation were excluded from this table. Mäori offenders accounted for over half (53%) of the cases resulting in imprisonment in 2000 (for which the ethnicity of the offender was available), while a further 39% involved Europeans, and 8% involved Pacific peoples (see Table 3.49). Table 3.49 Total number of cases resulting in conviction in 2000, by most serious sentence imposed and ethnicity of the offender1 Most serious sentence European Mäori Custodial Periodic detention Community programme Community service Supervision Monetary Deferment Other Conviction & discharge 3026 7201 41 2660 1665 20129 1598 424 1966 4117 8829 149 2662 1766 12538 1510 378 2277 Pacific peoples 617 1540 12 645 435 3070 305 67 548 Total 38710 34226 7239 Other2 Unknown Total 70 225 2 147 73 1108 82 11 113 101 641 0 1021 93 10030 102 247 969 7931 18436 204 7135 4032 46875 3597 1127 5873 1831 13204 95210 Note: 1 524 cases where a conviction was entered against a corporation were excluded from this table. 2 It should be noted that for 79% of such cases, the person’s ethnicity was recorded in the Law Enforcement System as either Asian or Indian. For the remaining 21% of cases, ethnicity was recorded just as “Other”. Nearly three-quarters (73%) of the cases resulting in a community programme in 2000, and for which the ethnicity of the offender was available, involved Mäori offenders. For the other community-based sentences, the proportions involving Mäori offenders were: periodic detention (50%), community service (44%), and supervision (45%). 71 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Fifty-two percent of cases involving European offenders in 2000 resulted in a monetary penalty. For Mäori and Pacific peoples, the proportions given a monetary penalty were much lower at 37% and 42% respectively. Cases involving offenders in their twenties accounted for 42% of the cases which resulted in a custodial sentence in 2000, with a further 15% of cases involving teenage offenders (see Table 3.50). (It should be noted that only 62 of the 1,192 cases identified as involving a teenager and which resulted in a custodial sentence, involved 14 to 16 year olds. The rest of these cases involved 17 to 19 year olds.) Only 15% of the offenders who were given a custodial sentence in 2000 were aged 40 or more. Table 3.50 Total number of cases resulting in conviction in 2000, by most serious sentence imposed and age of the offender Most serious sentence 14-16 17-19 20-24 25-29 30-39 40+ Unknown Total Custodial Periodic detention Community programme Community service Supervision Monetary Deferment Other Conviction & discharge 62 20 1 8 25 332 10 26 76 1130 3160 45 1736 770 8831 568 259 1015 1820 4756 48 1430 783 10744 607 185 1368 1507 3452 29 1005 707 7321 589 158 1006 2233 4740 58 1629 1114 10301 1087 271 1385 1177 2268 22 1308 623 8838 722 228 939 2 40 1 19 10 508 14 0 84 7931 18436 204 7135 4032 46875 3597 1127 5873 Total 560 17514 21741 15774 22818 16125 678 95210 Note: 524 cases where a conviction was entered against a corporation were excluded from this table. Offenders aged under 25 years accounted for 43% of the cases resulting in periodic detention, 46% of the cases resulting in a community programme, 45% of the cases resulting in community service and 39% of the cases resulting in supervision in 2000. Over half the cases involving 14 to 16 year olds and those aged at least 40 resulted in a monetary penalty. For offenders in their twenties and thirties, the proportion resulting in a monetary penalty was a little under a half. See Appendix 4 for a cross-tabulated breakdown of the ethnicity, age, and gender of offenders receiving each type of sentence for all offences in 2000. Appendix 4 also contains information on the number of convicted cases resulting in each type of sentence, controlling for gender, ethnicity, and age separately, for each of the years 1991 to 2000. 72 Custodial sentences and remands 4.1 Introduction The custodial sentences in New Zealand are: life imprisonment, preventive detention, imprisonment, and corrective training. Life imprisonment and preventive detention are both indeterminate sentences where the offender is not eligible for parole until he or she has served 10 years in custody. For both sentences, a minimum non-parole period longer than 10 years can be imposed, and for a life imprisonment sentence imposed for murder involving home invasion, a non-parole period of at least 13 years must be imposed. Life imprisonment is the mandatory sentence for both murder and treason, and the maximum penalty (although rarely used) for a small number of other offences. Preventive detention is available for repeat sexual and violent offenders, but can be imposed on any offender aged at least 21 who is convicted of sexual violation. Imprisonment sentences are determinate sentences that can be imposed at the discretion of the court up to a maximum period expressed in legislation. Corrective training is a three month custodial sentence with a rigorous regime for young people aged 16 to 19. It should be noted that as from 1 October 1999 some offenders can serve part of their prison sentences by way of home detention. The courts, however, cannot directly sentence offenders to home detention. Rather, they can grant the offender leave to apply to a District Prisons Board for release to home detention once the offender has entered prison. Information is presented in chapter 9 on the use of home detention in 2000. Information is presented in this chapter on the types of offences resulting in custodial sentences and the lengths of these sentences. As well as this, information is given on the average number of males and females in prison at any one time over the decade, and on the number of cases involving a remand in custody in 2000. The Criminal Justice Amendment Act 1993 amended the principal Act so that courts can now impose a community-based sentence cumulative on a sentence of imprisonment of 12 months or less. Information is presented on the combined use of imprisonment and community-based sentences since the amendment. This chapter also provides information on the age, gender, and ethnicity of offenders in all cases resulting in a custodial sentence in 2000. 4.2 Types of offences resulting in custodial sentences The total number of custodial sentences imposed peaked in 1998 at 8,255 before decreasing in the last two years to 7,931 in 2000 (see Table 4.1). 73 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 4.1 Total number of cases resulting in a custodial sentence, by type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change Violent 1746 1857 2184 2142 2176 2225 2230 2225 2180 2132 +22% 118 141 146 127 109 121 89 100 83 86 -27% 2348 2417 2415 2157 2121 2244 2397 2429 2456 2479 +6% 532 544 497 563 466 530 639 613 672 710 +33% Other against persons Property Drug Against justice 880 837 848 792 734 757 797 850 804 731 -17% Good order 102 106 129 133 141 153 141 153 128 125 +23% 1943 1830 1663 1350 1422 1675 1725 1788 1788 1582 -19% 70 73 107 97 77 82 84 97 66 86 +23% 7739 7805 7989 7361 7246 7787 8102 8255 8177 7931 +2% Traffic Miscellaneous Total Table 4.2 Percentage of cases resulting in a custodial sentence involving each type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 22.6 1.5 30.3 6.9 11.4 1.3 25.1 0.9 23.8 1.8 31.0 7.0 10.7 1.4 23.4 0.9 27.3 1.8 30.2 6.2 10.6 1.6 20.8 1.3 29.1 1.7 29.3 7.6 10.8 1.8 18.3 1.3 30.0 1.5 29.3 6.4 10.1 1.9 19.6 1.1 28.6 1.6 28.8 6.8 9.7 2.0 21.5 1.1 27.5 1.1 29.6 7.9 9.8 1.7 21.3 1.0 27.0 1.2 29.4 7.4 10.3 1.9 21.7 1.2 26.7 1.0 30.0 8.2 9.8 1.6 21.9 0.8 26.9 1.1 31.3 9.0 9.2 1.6 19.9 1.1 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 Total Suspended prison sentences are likely to have affected the number of custodial sentences imposed after their introduction in late 1993. Such sentences may have contributed to the drop in prison sentences seen in 1994 and 1995 in Table 4.1. The figures presented in this report for custodial sentences do not include people who had their suspended sentence activated due to a reconviction, as data on activated sentences are not readily available. However, imprisonment sentences imposed for “reconviction” offences are included in the data. Table 4.1 shows that the largest proportional increase in the number of custodial sentences imposed over the decade occurred for drug offences (33%). In contrast, the number of custodial sentences imposed for offences against justice in 2000 was the lowest recorded in the decade. While the number of custodial sentences imposed in 2000 for violent offences was 22% greater than the figure in 1991, the 2000 figure was the lowest recorded since 1992. The number of custodial sentences imposed in 2000 for traffic offences was the lowest recorded since 1995. Violent offences and property offences both accounted for over a quarter of the cases resulting in a custodial sentence in 2000, while traffic offences accounted for a fifth of such cases (see Table 4.2). 74 Custodial sentences and remands _______________________________________________________________ 4.3 Custodial sentence lengths imposed Table 4.3 shows the total number of custodial sentences imposed of various lengths, and the average custodial sentence length imposed over the period 1991 to 2000. Table 4.3 Total number of custodial sentences imposed of various lengths, and average custodial sentence length imposed (in months), 1991 to 20001 Custodial sentence length imposed Corrective training 2 <= 3 months >3 to 6 months >6 to 12 months >1 to 2 years >2 to 3 years >3 to 5 years >5 to 7 years >7 to 10 years >10 years Life Preventive detention 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 620 2467 1649 1615 705 272 238 93 46 4 23 7 543 2490 1748 1534 733 298 235 113 58 10 35 8 536 2567 1725 1579 767 289 279 128 76 12 25 6 440 2283 1503 1462 840 298 269 128 89 15 23 11 483 2262 1366 1396 869 311 267 145 92 15 28 12 470 2482 1366 1557 956 348 337 115 97 18 29 12 424 2562 1451 1585 1097 381 322 131 80 22 37 10 369 2641 1494 1546 1165 428 338 128 90 23 24 9 350 2422 1591 1571 1174 445 346 140 75 22 23 18 225 1991 1646 1604 1349 475 368 105 106 20 29 13 Total 7739 7805 7989 7361 7246 7787 8102 8255 8177 7931 Overall average3 10.2 10.8 11.2 12.4 12.8 12.8 12.7 12.9 13.3 14.2 Notes: 1 The figures given in this table on the length of custodial sentences relate to the longest individual sentence imposed in a case, and do not take into account cumulative prison sentences. For cases involving multiple charges, it is often not clear from the data used for this report exactly which sentences are cumulative and which are concurrent, so that the actual total length of sentence imposed can be calculated. 2 Excludes corrective training. 3 The average length of custodial sentences is calculated using all discretionary sentences (including preventive detention), but does not include sentences of life imprisonment which are mandatory. See the notes to Table 3.9 for information on how preventive detention was included in the average figures. The number of imprisonment sentences imposed of more than one year has continued to increase through the decade, while the number of imprisonment sentences imposed of one year or less has been lower in the last seven years than in earlier years in the decade. It is not surprising then that the average custodial sentence length imposed (including preventive detention) has increased over the decade from 10.2 months in 1991 to 14.2 months in 2000. The number of corrective training sentences imposed has shown a decreasing trend over the decade, with the 2000 figure (225) being less than half the number in 1991 (620). Such sentences represented 8% of the custodial sentences imposed in 1991, but only 3% of custodial sentences imposed in 2000. Much of the decrease in the use of corrective training has been independent of changes in the number of young offenders (aged 16 to 19) that were convicted. In particular, in the period 1992 to 1999, there was generally an upward trend in the number of convicted young offenders, while the use of corrective training decreased. 75 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ The number of preventive detention sentences imposed in 1999 (18) and 2000 (13) were a little higher than in previous years in the decade. The Criminal Justice Amendment Act 1993 changed the legislation with regard to judges taking time spent on remand in custody into account when imposing a custodial sentence. When the Criminal Justice Act 1985 was first introduced, judges were not required to take time spent on remand into account when awarding a custodial sentence (s.81). They were, however, required to specify the period spent on remand on the warrant of commitment, and this period was counted as time served towards the sentence imposed. The legislation was changed on 1 August 1987 so that judges were obliged to take into account time spent on remand when awarding sentences. The latest amendment to the Criminal Justice Act (from 1 September 1993) means that, as was the case before 1 August 1987, judges no longer have to take time spent on remand in custody into account when imposing custodial sentences. The period spent on remand is, however, to be counted as time served towards the imposed sentence. The difference between the procedure immediately after the Criminal Justice Act 1985 came into effect and now is that responsibility for the calculation of the time spent on remand has passed from courts to penal institutions. The latest change outlined above may have caused an “artificial” increase in the length of awarded prison sentences from 1994, as time spent on remand was no longer taken into account by judges when imposing prison sentences. The initial impact of suspended sentences of imprisonment when they were introduced in late 1993 may also have contributed to an increase in the length of prison sentences from 1994. Spier (1998) estimates that the majority of prison sentences replaced by suspended sentences are for terms of less than six months. The suspension of these shorter prison sentences is likely to have contributed to a slightly higher average custodial sentence length from 1994. 4.4 Prison inmate numbers Increases in both the number of cases resulting in a custodial sentence, and in the length of custodial sentences imposed over the decade, have caused the prison population to increase. However, amendments to the Criminal Justice Act in late 1993 also had a significant impact on the number of sentenced inmates after that year (see Table 4.4). Changes in this Act included eligibility for parole after serving one-third, rather than half, of the imposed sentence for people sentenced to more than one year’s imprisonment. (This change excluded people sentenced to more than two years’ imprisonment for a “serious violent offence”. Such people still must serve two-thirds of the imposed sentence, unless sentenced to more than 15 years imprisonment, in which case they become eligible for parole after serving 10 years.) When the new legislation came into force, the one-third parole provision also applied to existing inmates so that they were not disadvantaged. This resulted in a 10% drop in sentenced inmate numbers between August and November 1993, as a number of inmates who had already passed their one-third date were released. Suspended prison sentences will have also contributed to the lower number of inmates in 1994. The number of female sentenced inmates in 2000 (240) was the highest recorded in the decade. During 2000, there was an average of 4,735 sentenced male inmates in prison at any one time, a slightly lower figure than in the previous year. However, the 2000 figure was still 76 Custodial sentences and remands _______________________________________________________________ the second highest number recorded in the decade, and an increase of 31% on the number in 1991 (3,611). (It should be noted that these figures include people who had their suspended prison sentences activated, as the data used to produce the information in Table 4.4 is from a different source to the rest of the data used in this report.) Table 4.4 Sentenced inmates Remand inmates Annual average daily prison inmate numbers, 1991 to 2000 Male Female Total2 Male Female Total2 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 3611 141 3752 417 13 430 3702 132 3834 430 14 444 3902 148 4049 469 13 483 3690 133 3822 536 16 552 3842 144 3986 492 15 506 4057 156 4212 504 19 523 4399 187 4586 546 18 564 4593 207 4800 646 26 672 4751 202 4953 681 30 711 4735 240 4975 734 33 767 Total2 4182 4278 4532 4375 4492 4735 5150 5471 5665 5742 Notes: 1 This table is calculated from figures supplied by the Department of Corrections, not from Law Enforcement System data. The figures include all offenders in custody, including people who had their suspended prison sentence activated. 2 Figures may not always add to the total because of rounding. The average daily number of male prisoners in custody on remand was higher in 2000 than in any other year in the decade. The 2000 figure (734) was 76% greater than the figure for 1991 (417). The average daily number of females remanded in custody in 2000 (33) was also higher than in any other year in the decade. 4.5 Custodial remands Table 4.5 shows all cases finalised during 2000 involving an offender who was remanded in custody at some stage during the hearing of the case. Cases completed in one day have been excluded from the figures shown, as custodial remands are not generally relevant to these cases. Nine percent of all cases finalised in 2000 involved offenders who were remanded in custody at some stage during the hearing of the case. Cases involving a violent offence were the most likely to include a custodial remand, while cases involving an offence against good order, a traffic offence, or a miscellaneous offence were least likely to include a custodial remand. Table 4.5 shows that just over half (52%) of the cases involving a custodial remand in 2000 finally resulted in a custodial sentence. Eighteen percent of offenders remanded in custody were not convicted, while others (30%) received non-custodial sentences. Cases involving offenders remanded in custody as a result of a violent, property, drug, or traffic offence were most likely to result in a custodial sentence, with just over 50% of these cases so sentenced. Cases involving offenders remanded in custody as the result of an offence against good order were the least likely to result in a custodial sentence. Of the 2,612 cases involving a custodial 77 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ remand resulting in a conviction and a non-custodial sentence, 77% resulted in a communitybased sentence. Table 4.5 All cases involving a remand in custody, by type of offence and outcome of case, 2000 No. of cases involving a custodial remand Custodial remand cases as a % of all cases Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 2750 118 3030 662 796 271 1006 123 19.3 6.4 12.8 9.0 11.1 3.3 3.1 3.6 Overall 8756 8.9 Offence type 2053 87 2586 531 621 210 959 92 No. custodial remand cases awarded a custodial sentence 1445 46 1686 358 305 66 579 42 % of custodial remand cases awarded a custodial sentence 52.5 39.0 55.6 54.1 38.3 24.4 57.6 34.1 7139 4527 51.7 No. of custodial remand cases convicted The estimated amount of time that defendants spent in custodial remand4 varied over the last eight years, as shown in Table 4.6. The total number of cases involving a period of custodial remand was almost 1,000 (16%) greater in 2000 than in 1993. The proportion of cases involving relatively short periods of custodial remand has decreased during the last eight years, while the proportion of cases involving relatively long periods of custodial remand has increased during this period. Consequently, the overall average amount of time spent in custodial remand has increased by almost ten days (24%) over the last eight years (from 40.6 days in 1993 to 50.4 days in 2000). Many cases involve a mixture of custodial remand and bail (or remand at large), rather than remand in custody throughout the whole pre-trial and pre-sentence period. Figure 4.1 summarises, for cases that involved a remand in custody in 2000, the proportion of each defendant’s entire case that was spent in custodial remand. Only the minority (19%) of defendants who had a period in custodial remand in 2000 spent their whole case remanded in custody. 4 Information has recently become available on the estimated length of time defendants spent in custodial remand in the period 1993 to 2000. This information was produced by Christopher Clark, a Research Adviser in the Ministry of Justice. The definition of a case used to produce this information is different to that used in the rest of the report (see the note to Table 4.6). 78 Custodial sentences and remands _______________________________________________________________ Table 4.6 Estimated total number of cases involving a period of remand in custody of various lengths, and average custodial remand period (in days), 1993 to 20001 Time in custodial remand 1993 1994 1995 1996 1997 1998 1999 2000 <= 7 days >7 to 14 days >14 to 30 days >1 to 2 months >2 to 6 months >6 to 12 months >1 year 1929 1155 1155 772 680 239 58 1975 1041 1345 805 866 289 54 1830 1100 1274 772 832 280 84 1871 1242 1368 905 928 263 80 1880 1111 1590 1040 958 294 50 1910 1103 1654 1313 1167 274 72 1623 994 1620 1275 1142 311 73 1483 1010 1484 1321 1260 359 54 Total 5988 6375 6172 6657 6923 7493 7038 6971 Overall average 40.6 43.4 45.4 43.8 43.3 44.7 49.5 50.4 Note: 1 The definition of a case used for this table is different to the definition of a case used in the rest of the report. The difference is that a charge with a start date on, or between the first and last court hearing dates of another charge, against the same offender, is grouped into the same case, as opposed to only the charges with the same first or last court hearing date being grouped together. Figure 4.1 Percentage of entire case spent in custodial remand for all cases involving a remand in custody in 2000 All of case 76 - 99% 0 - 25% 51 - 75% 26 - 50% Almost half (48%) of the defendants who had some time in custodial remand spent only onequarter or less of their case in custodial remand. Of these cases, almost half spent all of their time in custodial remand during the last quarter of their case (for example, while awaiting the sentencing hearing), while just over one-quarter spent all of their time in custodial remand during the first quarter of their case (for example, while information relevant to the bail decision was collected). 79 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Just under one-fifth (17%) of defendants spent between one-quarter and half of their case in 2000 in custodial remand. The remaining 16% of defendants spent between half and up to, but not including, the full amount of their case in custodial remand. The average proportion of a case spent in custodial remand in 2000 was around two-fifths (41%) of the case. 4.6 Community-based sentences imposed cumulative to custodial sentences The Criminal Justice Amendment Act 1993 amended the principal Act so that courts could impose a community-based sentence cumulative on a sentence of imprisonment of 12 months or less, provided that the duration of the community-based sentence does not exceed 12 months, and the total duration of the combined sentence does not exceed the term of imprisonment that would otherwise be appropriate for that offence. In 2000, 1,172 cases had a community-based sentence imposed cumulative to a custodial sentence (see Table 4.7). These cases represent 15% of all cases resulting in a custodial sentence in 2000. Supervision was the cumulative sentence in 97% of cases. In the first three years after this amendment to the Criminal Justice Act, the number and proportion of community-based sentences imposed cumulative to a custodial sentence increased. However, since then the proportion of custodial sentences with a cumulative community-based sentence has remained between 14% and 16%. Table 4.7 Total number of cases resulting in both a custodial and a communitybased sentence, 1993 to 2000 Sentence type 1993 1994 1995 1996 1997 1998 1999 2000 Periodic detention Community programme Community service Supervision 4 1 0 46 16 12 1 689 16 24 1 908 45 21 1 1135 42 19 2 1105 50 13 5 1216 38 11 2 1212 28 6 0 1138 Total 51 718 949 1202 1168 1284 1263 1172 For the 1,138 cases where both a custodial sentence and a supervision sentence were imposed in 2000, the average length of the custodial sentences was 6.3 months and the average length of the supervision sentences was 9.2 months. 4.7 Age, gender, and ethnicity of offenders sent to prison in 2000 Table 4.8 presents information on the age, gender, and ethnicity of offenders in all cases resulting in a custodial sentence in 2000. 80 Custodial sentences and remands _______________________________________________________________ Table 4.8 Age, gender and ethnicity of offenders in all cases resulting in a custodial sentence in 2000 Age & gender European Mäori Pacific peoples Other Unknown Total 14-16 Male Female 17-19 Male Female 17 0 29 5 7 4 0 0 0 0 53 9 345 21 613 55 80 7 6 0 3 0 1047 83 20-24 Male Female 580 40 896 90 178 5 13 1 15 2 1682 138 25-29 Male Female 509 32 765 65 104 7 11 1 11 2 1400 107 30-39 Male Female 806 68 1016 139 135 11 19 2 27 10 2003 230 40+ Male Female 566 42 400 43 74 5 17 0 21 9 1078 99 0 0 0 1 0 0 0 0 1 0 1 1 2823 203 3719 398 578 39 66 4 78 23 7264 667 Unknown age Male Female Total (All ages) Male Female Most (92%) of the cases resulting in a prison sentence in 2000 involved a male offender. Just over half (52%) of these males, for whom ethnicity was available, were Mäori, 39% were European, and 8% were Pacific peoples. Forty-one percent of the Mäori men sent to prison in 2000 were aged under 25. Forty-six percent of the male Pacific peoples sent to prison in 2000 were aged under 25, compared with 33% of European men. Only 8% of all cases resulting in a custodial sentence in 2000 involved a female offender. Nearly two-thirds (62%) of these female offenders, for whom ethnicity was available, were Mäori, 32% were European and 6% were Pacific peoples. Thirty-eight percent of the female Mäori were aged under 25, compared with 30% of the female Europeans, and 41% of the female Pacific peoples. Further information on the demographic, social, and criminal history characteristics of prison inmates (both sentenced and remand) in New Zealand is available from the Census of Prison Inmates 1999, Rich (2000). 81 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ 82 Community-based sentences 5.1 Introduction The community-based sentences in New Zealand are: periodic detention, community service, community programme, and supervision. Periodic detention involves an offender reporting to a work centre for at least one day a week for up to 10 hours. A periodic detention warden supervises the offender in unpaid work. Periodic detention can be imposed for a period not exceeding 12 months. Community service involves an offender doing between 20 and 200 hours unpaid work for a community group. A sponsor from the community group supervises the offender. Community care was renamed “community programme” from 1 September 1993 by the Criminal Justice Amendment Act 1993 and involves an offender being placed in the care of an appropriate group or individual, and participating in a programme for a period not exceeding 12 months. Supervision can be imposed for a period of between six months and two years. The offender is under the supervision of a probation officer and must report to the probation officer, as and when required to do so. Additional restrictions may be imposed on the offender by the court. These restrictions typically relate to the offender’s work, education or training, residence, or associates. Information is presented in this chapter on the types of offences resulting in each of the community-based sentences. Information on the lengths of the sentences imposed for each of the community-based sentences is also presented. The only two community-based sentences that can be imposed concurrently are periodic detention and supervision. When both of these sentences are imposed together, only the periodic detention sentence is usually shown in the tables in this report, as information is presented only on the most serious sentence imposed on a case. This chapter includes information on the number of cases resulting in both periodic detention and supervision. 5.2 Periodic detention Table 5.1 shows that the total number of periodic detention sentences imposed showed a decreasing trend between 1991 and 1996, before increasing in the next two years, then decreasing again in 1999 and 2000. The 2000 figure was the lowest recorded in the decade, and was 18% lower than the figure in 1991. The largest proportional decrease in the use of periodic detention over the decade occurred for traffic offences (45%) - with 4,400 fewer sentences imposed in 2000 than in 1991. In contrast, the number of periodic detention sentences imposed for offences against justice increased by 56% over the decade. 83 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Traffic offences (29%) and property offences (27%) accounted for the majority of periodic detention sentences imposed in 2000 (see Table 5.2). Violent offences have accounted for 13% to 15% of the periodic detention sentences imposed since 1994, compared with only 8% in 1991. Offences against justice comprised 15% of the periodic detention sentences imposed in 2000, compared with 8% in 1991. In contrast, traffic offences have accounted for a decreasing proportion of periodic detention sentences through the decade. In 1991, traffic offences accounted for 44% of such sentences, but by 2000 the proportion had fallen to 29%. Table 5.1 Total number of cases resulting in periodic detention as the most serious sentence, by type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change Violent 1822 1956 2395 2937 2822 2695 2593 2763 2630 2588 +42% Other against persons Property 231 263 285 270 274 243 237 272 253 195 -16% 6491 6485 6402 5509 5107 4875 5365 5560 5570 5064 -22% Drug 1613 1674 1954 1847 1417 1438 1465 1952 1711 1575 -2% Against justice 1821 1983 2156 2237 2139 2240 2281 2594 2725 2848 +56% Good order Traffic Miscellaneous Total Table 5.2 573 563 595 575 500 502 553 611 678 588 +3% 9812 8562 8080 7226 7014 6970 6852 7347 6724 5396 -45% 185 216 198 176 164 153 164 241 190 182 -2% 22548 21702 22065 20777 19437 19116 19510 21340 20481 18436 -18% Percentage of cases resulting in periodic detention as the most serious sentence involving each type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 8.1 1.0 28.8 7.2 8.1 2.5 43.5 0.8 9.0 1.2 29.9 7.7 9.1 2.6 39.5 1.0 10.9 1.3 29.0 8.9 9.8 2.7 36.6 0.9 14.1 1.3 26.5 8.9 10.8 2.8 34.8 0.8 14.5 1.4 26.3 7.3 11.0 2.6 36.1 0.8 14.1 1.3 25.5 7.5 11.7 2.6 36.5 0.8 13.3 1.2 27.5 7.5 11.7 2.8 35.1 0.8 12.9 1.3 26.1 9.1 12.2 2.9 34.4 1.1 12.8 1.2 27.2 8.4 13.3 3.3 32.8 0.9 14.0 1.1 27.5 8.5 15.4 3.2 29.3 1.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 Total Periodic detention sentences can be imposed for a term not exceeding 12 months. Table 5.3 shows that the majority of periodic detention sentences are for terms of four months or less. The average length of periodic detention sentences imposed has decreased a little over the decade from 4.5 months in 1991 to 4.0 months in 2000. The number of sentences of more than six months has decreased significantly over the decade (from 3,112 in 1991 to 1,185 in 2000). 84 Community-based sentences _______________________________________________________________ Table 5.3 Number of periodic detention sentences imposed of various lengths, and average length of periodic detention sentences (in months), 1991 to 20001 Sentence length 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 <=2 months >2 to 3 months >3 to 4 months >4 to 5 months >5 to 6 months >6 to 9 months >9 to 12 months 3361 4958 4544 2648 3925 2735 377 3511 4741 4606 2469 3595 2457 323 3772 4803 4765 2348 3658 2389 330 3715 4614 4556 2338 3471 1885 198 3081 4290 4219 2458 3466 1791 132 3039 4266 4246 2503 3257 1690 115 3102 4297 4198 2539 3542 1724 108 3895 4814 4603 2604 3724 1618 82 3604 4570 4393 2532 3697 1594 91 3443 4175 4029 2343 3261 1153 32 22548 21702 22065 20777 19437 19116 19510 21340 20481 18436 4.5 4.4 4.3 4.2 4.3 4.2 4.3 4.1 4.2 4.0 Total Overall average Note: 1 Only periodic detention sentences imposed as the most serious sentence are included in this table. 5.3 Community programme Community care was renamed “community programme” from 1 September 1993. This sentence continues to be used less and less by the courts. Table 5.4 shows that most community programme sentences are imposed for either violent, property or traffic offences. Table 5.4 Total number of cases resulting in a community programme as the most serious sentence, by type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change Violent 185 237 232 326 338 231 134 116 85 56 -70% 13 10 7 12 15 4 6 2 3 2 - 425 433 375 272 254 218 136 107 90 71 -83% 53 41 45 43 32 27 24 15 16 11 -79% Other against persons Property Drug Against justice 78 68 64 44 47 35 23 43 22 11 -86% Good order 25 18 21 24 17 12 7 3 10 4 - 330 336 295 174 167 169 97 91 59 47 -86% 14 21 19 4 10 7 3 2 2 2 - 1123 1164 1058 899 880 703 430 379 287 204 Traffic Miscellaneous Total -82% Note: An overall percentage change figure has not been shown where the number of cases is very small. Violent offences have accounted for a greater proportion, and traffic offences and property offences a lesser proportion, of such sentences since 1994 (see Table 5.5). 85 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 5.5 Percentage of cases resulting in a community programme as the most serious sentence involving each type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 16.5 1.2 37.8 4.7 6.9 2.2 29.4 1.2 20.4 0.9 37.2 3.5 5.8 1.5 28.9 1.8 21.9 0.7 35.4 4.3 6.0 2.0 27.9 1.8 36.3 1.3 30.3 4.8 4.9 2.7 19.4 0.4 38.4 1.7 28.9 3.6 5.3 1.9 19.0 1.1 32.9 0.6 31.0 3.8 5.0 1.7 24.0 1.0 31.2 1.4 31.6 5.6 5.3 1.6 22.6 0.7 30.6 0.5 28.2 4.0 11.3 0.8 24.0 0.5 29.6 1.0 31.4 5.6 7.7 3.5 20.6 0.7 27.5 1.0 34.8 5.4 5.4 2.0 23.0 1.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 Total Community programme sentences can be imposed for a term not exceeding 12 months. If the offender is required to undergo a programme on a residential basis, then this cannot be for any period or periods exceeding an aggregate of six months. Table 5.6 shows that the majority of community programme sentences imposed are for exactly six months. The average length of community programme sentences imposed has been between seven months and eight months throughout the decade. Table 5.6 Number of community programme sentences imposed of various lengths, and average length of community programme sentences (in months), 1991 to 20001 Sentence length 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 <6 months 6 months >6 to 9 months >9 to 12 months 109 620 122 272 109 669 149 237 89 583 161 225 87 473 172 167 80 436 192 172 51 327 177 148 34 222 90 84 28 201 68 82 22 138 56 71 14 103 40 47 1123 1164 1058 899 880 703 430 379 287 204 7.5 7.4 7.5 7.4 7.5 7.8 7.6 7.7 7.9 7.8 Total Overall average Note: 1 Only community programme sentences imposed as the most serious sentence are included in this table. 5.4 Community service The number of community service cases imposed has fluctuated over the decade, but has generally shown a downward trend. In 2000, there were 7,135 community service sentences imposed, the lowest number recorded in the decade, and 22% less than the number imposed in 1991 (9,196). 86 Community-based sentences _______________________________________________________________ Table 5.7 Total number of cases resulting in community service as the most serious sentence, by type of offence, 1991 to 2000 Offence type Violent Other against persons 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change 364 486 586 734 695 624 617 609 655 566 +55% 74 85 100 112 81 87 74 82 83 60 -19% 2517 2704 2802 2635 2366 2302 2267 2535 2760 2543 +1% Drug 590 695 772 812 553 535 569 639 535 465 -21% Against justice 175 179 184 183 188 151 170 180 206 172 -2% Good order 116 188 186 188 157 148 169 167 222 153 +32% 5290 5338 5020 4648 4478 4078 3829 4190 3628 3088 -42% 70 90 81 94 107 105 117 123 137 88 +26% 9196 9765 9731 9406 8625 8030 7812 8525 8226 7135 -22% Property Traffic Miscellaneous Total Table 5.8 Percentage of cases resulting in community service as the most serious sentence involving each type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 4.0 0.8 27.4 6.4 1.9 1.3 57.5 0.8 5.0 0.9 27.7 7.1 1.8 1.9 54.7 0.9 6.0 1.0 28.8 7.9 1.9 1.9 51.6 0.8 7.8 1.2 28.0 8.6 1.9 2.0 49.4 1.0 8.1 0.9 27.4 6.4 2.2 1.8 51.9 1.2 7.8 1.1 28.7 6.7 1.9 1.8 50.8 1.3 7.9 0.9 29.0 7.3 2.2 2.2 49.0 1.5 7.1 1.0 29.7 7.5 2.1 2.0 49.1 1.4 8.0 1.0 33.6 6.5 2.5 2.7 44.1 1.7 7.9 0.8 35.6 6.5 2.4 2.1 43.3 1.2 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 Total In 1991, traffic offences accounted for 58% of the community service sentences imposed. There has generally been a slowly decreasing trend in this proportion through the decade, with the 2000 figure being 43%. The next largest category in 2000 was property offences, which accounted for 36% of community service sentences. Community service sentences can be imposed for between 20 and 200 hours. Table 5.9 shows that the most frequently imposed community service sentences are for periods of between 60 and 100 hours. The average length of community service sentences imposed decreased from 95 hours in 1991 to 86 hours in 1999, and was only slightly higher in 2000 (87 hours). 87 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 5.9 Number of community service sentences imposed of various lengths, and average length of community service sentences (in hours), 1991 to 20001 Sentence length 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 <=30 hours >30 to 40 hours >40 to 50 hours >50 to 60 hours >60 to 80 hours >80 to 100 hours >100 to 120 hours >120 to 150 hours >150 to 200 hours 512 614 787 780 1953 1771 751 1058 970 734 671 874 865 1961 1993 748 1061 858 745 813 974 893 1858 1904 673 1047 824 728 801 1026 846 1887 1743 648 947 780 694 822 970 830 1692 1483 588 826 720 638 679 915 715 1544 1492 512 776 759 649 691 956 721 1462 1381 504 759 689 767 815 1092 888 1601 1442 474 776 670 787 858 1055 792 1434 1267 443 790 800 605 738 889 650 1262 1225 417 719 630 Total 9196 9765 9731 9406 8625 8030 7812 8525 8226 7135 Overall average 94.6 91.0 89.2 88.2 86.8 88.8 87.3 84.3 85.8 86.6 Notes: 1 Only community service sentences imposed as the most serious sentence are included in this table. 5.5 Supervision Table 5.10 shows that the number of cases resulting in supervision increased rapidly for violent offences between 1991 and 1995. Part of the increased use of supervision for violent offences in this period was due to very large increases in convictions for male assaults female, which result in supervision more frequently than other types of offences. The number of supervision sentences imposed for violent offences has decreased since 1995, as have convictions for male assaults female. Table 5.10 Total number of cases resulting in supervision as the most serious sentence, by type of offence, 1991 to 2000 Offence type Violent Other against persons Property Drug 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change 498 630 1040 1841 1987 1871 1829 1770 1663 1389 +179% 28 38 61 65 96 85 71 82 65 67 +139% 1341 1285 1433 1545 1487 1484 1380 1386 1200 1132 -16% 169 187 258 269 245 252 283 297 255 232 +37% Against justice 115 174 161 200 162 202 247 280 316 272 +137% Good order 120 140 142 152 189 169 158 159 181 169 +41% Traffic 638 580 757 837 922 1009 982 961 779 697 +9% Miscellaneous 101 69 87 68 78 94 87 69 91 74 -27% 3010 3103 3939 4977 5166 5166 5037 5004 4550 4032 +34% Total 88 Community-based sentences _______________________________________________________________ Table 5.11 Percentage of cases resulting in supervision as the most serious sentence involving each type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 16.5 0.9 44.6 5.6 3.8 4.0 21.2 3.4 20.3 1.2 41.4 6.0 5.6 4.5 18.7 2.2 26.4 1.5 36.4 6.5 4.1 3.6 19.2 2.2 37.0 1.3 31.0 5.4 4.0 3.1 16.8 1.4 38.5 1.9 28.8 4.7 3.1 3.7 17.8 1.5 36.2 1.6 28.7 4.9 3.9 3.3 19.5 1.8 36.3 1.4 27.4 5.6 4.9 3.1 19.5 1.7 35.4 1.6 27.7 5.9 5.6 3.2 19.2 1.4 36.5 1.4 26.4 5.6 6.9 4.0 17.1 2.0 34.4 1.7 28.1 5.8 6.7 4.2 17.3 1.8 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 Total Property offences accounted for 45% of the cases resulting in supervision as the most serious sentence in 1991, but by 1995 they accounted for only 29% of supervision sentences. Since 1996, property offences have accounted for 26% to 29% of supervision cases each year. In contrast, violent offences accounted for 17% of the supervision sentences imposed in 1991, but by 1995 the proportion had more than doubled to 38%. Since 1996, 34% to 37% of supervision sentences have been for violent offences. Seven percent of supervision sentences imposed in 1999 and 2000 were for offences against justice. This is a slightly greater proportion than in previous years in the decade. Supervision sentences must be for a term of between six months and two years. Table 5.12 shows that in 2000, 33% of the supervision sentences imposed were for more than six months and up to nine months, whereas in 1991, only 12% of supervision sentences imposed were of this length. In contrast, sentences of more than nine months and up to 12 months accounted for 47% of supervision sentences imposed in 1991, but only 29% to 31% of sentences imposed in the second half of the decade. Not surprisingly then, the average length of supervision sentences imposed has decreased over the decade. Table 5.12 Number of supervision sentences imposed of various lengths, and average length of supervision sentences (in months), 1991 to 20001 Sentence length 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 6 months >6 to 9 months >9 to 12 months >12 to 18 months >18 to 24 months 875 374 1416 215 130 1025 479 1311 172 116 1450 714 1455 185 135 1902 1137 1612 191 135 1947 1287 1582 196 154 1797 1411 1594 225 139 1727 1488 1488 195 139 1693 1492 1524 207 88 1571 1392 1331 170 86 1148 1341 1268 178 97 Total 3010 3103 3939 4977 5166 5166 5037 5004 4550 4032 Overall average 10.8 10.3 9.9 9.6 9.6 9.7 9.6 9.5 9.4 9.8 Notes: 1 Only supervision sentences imposed as the most serious sentence are included in this table. 89 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ In addition to the 4,032 cases resulting in supervision as the most serious sentence in 2000, Chapter 4 showed that there were 1,172 cases in 2000 resulting in a supervision sentence cumulative to a custodial sentence. There were also 3,032 cases in 2000 that resulted in a supervision sentence in conjunction with a periodic detention sentence (see Table 5.13). Such cases appear in the figures of periodic detention as the most serious sentence, as this has a higher ranking than supervision in terms of sentence seriousness. The number of cases resulting in both periodic detention and supervision increased in the first half of the decade, remained relatively stable for the next four years, before decreasing in 2000 to the lowest level recorded since 1993. Table 5.13 Total number of cases resulting in a supervision sentence in conjunction with periodic detention, by type of offence, 1991 to 2000 Offence type Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 567 21 791 128 95 44 889 26 726 28 642 162 84 42 694 26 901 29 678 177 93 38 813 37 1308 29 762 193 92 45 736 19 1233 38 813 208 107 47 850 39 1163 30 762 206 101 53 890 23 1098 33 860 212 129 45 864 26 1106 32 845 309 157 47 931 31 1026 27 796 267 163 57 892 30 966 30 744 243 138 45 841 25 2561 2404 2766 3184 3335 3228 3267 3458 3258 3032 Violent offences and property offences accounted for 32% and 25% respectively of the cases resulting in both periodic detention and supervision in 2000. In 1991, only 22% of cases where both periodic detention and supervision were imposed involved violent offences, while the figure for property offences was 31%. 90 Monetary penalties 6.1 Introduction Fines can be imposed for nearly every offence for an amount up to a maximum specified in legislation. For imprisonable offences for which no fine is prescribed, the court may impose a fine of any amount, except where this is expressly disallowed. Where no maximum fine is prescribed, the fine imposed must not exceed $4,000 if imposed by a District Court Judge, and $400 if imposed by a Justice of the Peace or Community Magistrate5. There is no limit on the amount of fines in the High Court. For many offences a fine is the only available sanction to the court. The Criminal Justice Act 1985 replaced the old compensation order (frequently referred to as restitution) with the new sentence of reparation. When first introduced, section 11 of the Act established a presumption in favour of reparation: “In every case where an offender is convicted of an offence for which a sentence to make reparation may be imposed, the court shall impose such a sentence (whether by itself or in conjunction with any other sentence or order) unless it is satisfied that it would be inappropriate to do so”. Under section 22 the court could sentence an offender to make reparation when the court was satisfied that any act or omission that constituted the offence caused any loss of or damage to any property of another person. A 1986 amendment to this section of the Act authorised Courts to sentence the offender to reparation when the Court was “satisfied that any other persons suffered any loss of or damage to property through or by means of the offence ...”. The statute was further amended in 1987 to provide that the reparation sentence may also be imposed where the Court is satisfied that any other person suffered emotional harm through or by means of the offence. The Criminal Justice Amendment Act 1993 strengthened the wording of section 11 of the principal Act so that “The court shall consider imposing a sentence of reparation in every case, and, subject to section 22 of this Act, shall impose such a sentence unless it is satisfied that it would be clearly inappropriate to do so”. Other changes to legislation in 1993 made it clear that partial reparation could be ordered where the offender has insufficient means to pay the full amount of reparation initially assessed by the court as appropriate, and that if reparation and a fine are both being considered as sentences and the offender has insufficient means to pay both, then reparation is to be given priority. 5 However, where a person is found guilty on indictment in a District Court, or pleads guilty after committal to a District Court for trial, a judge may fine up to a maximum of $10,000 where no maximum is prescribed by statute. 91 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Section 12 of the Act was also amended to allow the courts to take into account any offer of compensation, whether financial or by means of the performance of any work or service, by or on behalf of the offender to the victim. Prior to this amendment “compensation” would generally have been taken to mean only financial compensation. This chapter presents detailed information on the use of fines6 and reparation. Information is given on the total number of fines and reparation sentences imposed in the last decade, the types of offences they are imposed for, and on the amounts imposed. Both these sentences can be imposed either alone, or in combination with other sentences. Therefore, information is presented on the use of fines and reparation with other sentences. It should be noted that it is not possible to identify from the data whether reparation was imposed as the result of property damage or loss, or as the result of emotional harm. It is also not possible to detect whether reparation sentences were imposed for part or the full amount of the victim’s financial loss. Finally, using data from the Case Monitoring Subsystem of the Law Enforcement System it is not possible to determine whether sentences of reparation or fines were actually paid. Section 28 of the Criminal Justice Act specifies that all or part of a fine may be paid as compensation to victims of offences occasioning physical or emotional harm, provided the offence was unprovoked. Information is presented in this chapter on the number of orders made for part payment of fines to victims. Given that every fine and reparation sentence imposed is payable by the offender (i.e. they are never imposed concurrently) the information presented in this chapter is charge-based rather than case-based. 6.2 Use of fines The fine is the most commonly imposed sentence. Table 6.1 shows that the total number of fines imposed in the last decade has decreased from a little over 65,000 in 1991 to around 55,000 in the last three years. Part of this decrease is due to a decrease in convictions over the decade for traffic offences (which often result in a fine). The much lower number of fines in the period 1997 to 2000 compared to previous years was partly due to the offence of “failing to register a dog” becoming an infringement offence. In 2000, 32% of all charges resulting in conviction had a fine imposed (see Table 6.2). Over half the traffic offences (55%) and “miscellaneous” offences (58%) resulting in conviction in 2000 had a fine imposed. 6 Only court imposed fines are included in this chapter. That is, fines resulting from the issue of an infringement notice (for speeding or parking offences etc.) are not included in the data. It should also be noted that court costs have not been included in the figures presented on monetary penalties. 92 Monetary penalties _______________________________________________________________ Table 6.1 Total number of convicted charges resulting in a fine, by type of offence, 1991 to 20001 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 1679 633 5755 4849 792 2491 40639 8365 1588 541 4836 4198 783 2129 33575 9854 2142 642 4907 5256 890 3044 29861 14244 2639 679 4937 5639 1071 3518 29732 14461 2920 903 5177 4689 1211 4211 33435 12633 2845 974 4932 4564 1053 4316 33220 13052 2731 788 4531 5034 1199 4256 31149 6588 2645 785 4439 4825 1051 4084 30979 6120 2445 813 4723 5103 1148 4547 30498 5825 2579 878 4720 4790 1110 4970 31340 4577 Total 65203 57504 60986 62676 65179 64956 56276 54928 55102 54964 Note: 1 Table includes all charges resulting in a fine, either as the primary or secondary sentence. Table 6.2 Percentage of all convicted charges resulting in a fine, by type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 17.5 24.5 10.5 42.0 7.5 38.3 51.1 73.4 14.8 20.1 8.4 36.7 7.1 34.0 48.8 71.1 16.4 21.6 8.6 39.7 7.3 40.9 48.0 72.4 16.7 21.1 8.6 39.7 8.2 42.1 50.0 76.3 17.5 25.8 9.1 39.8 9.0 45.4 52.2 76.1 17.2 27.2 8.7 39.4 7.6 44.3 52.6 75.8 17.4 24.2 8.4 38.7 8.1 42.9 51.5 66.3 16.4 22.3 8.3 34.1 6.7 38.7 49.8 59.5 16.0 23.5 9.2 36.4 7.5 41.1 51.9 60.3 17.6 25.1 9.4 35.1 7.2 42.8 54.9 57.9 Total 35.0 31.6 32.4 32.9 33.9 33.8 31.1 29.6 30.8 31.6 Table 6.3 presents information on the amounts of fines imposed over the last decade. Over $20 million in fines have been imposed in the courts in each of the last ten years. The median fine imposed in both 1999 and 2000 was $300. This is higher than in previous years in the decade when the median fine was between $200 and $250. The number of fines imposed for amounts of $100 or less has more than halved over the decade from 15,788 in 1991 to 5,957 in 2000. In contrast, the number of fines imposed for more than $250 and up to $500 was higher in 2000 than in any previous year in the decade. Tables 6.4 and 6.5 show that the majority of fines (63% in 2000) are imposed with no other penalty. A little under a third (32%) of the charges that resulted in a fine in 2000 also had a driving disqualification imposed. Custodial and community-based sentences are not often imposed in conjunction with fines, while about 3% of charges fined also had reparation imposed throughout the decade. 93 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 6.3 Amounts of fines imposed, 1991 to 2000 Year <= $100 >$100 to $250 >$250 to $500 >$500 to $1000 >$1000 to $5000 >$5000 Total number Median amount1 Total amount 1991 No. (%) 15788 (24.2) 20924 (32.1) 13412 (20.6) 12504 (19.2) 2534 (3.9) 41 (0.1) 65203 (100.0) $250 $24,562,714 1992 No. (%) 15849 (27.6) 18373 (32.0) 11580 (20.1) 9742 (16.9) 1913 (3.3) 47 (0.1) 57504 (100.0) $200 $20,683,232 1993 No. (%) 18112 (29.7) 19522 (32.0) 12242 (20.1) 9055 (14.8) 1909 (3.1) 146 (0.2) 60986 (100.0) $200 $21,750,122 1994 No. (%) 17984 (28.7) 19834 (31.6) 13117 (20.9) 9340 (14.9) 2320 (3.7) 81 (0.1) 62676 (100.0) $200 $22,772,478 1995 No. (%) 16600 (25.5) 20810 (31.9) 14557 (22.3) 11177 (17.1) 1920 (2.9) 115 (0.2) 65179 (100.0) $205 $24,259,029 1996 No. (%) 16338 (25.2) 20989 (32.3) 14701 (22.6) 10847 (16.7) 1935 (3.0) 146 (0.2) 64956 (100.0) $200 $26,071,649 1997 No. (%) 10513 (18.7) 19112 (34.0) 14484 (25.7) 10340 (18.4) 1683 (3.0) 144 (0.3) 56276 (100.0) $250 $23,068,918 1998 No. (%) 9252 (16.8) 18822 (34.3) 15209 (27.7) 9998 (18.2) 1462 (2.7) 185 (0.3) 54928 (100.0) $250 $22,531,583 1999 No. (%) 7638 (13.9) 18589 (33.7) 17450 (31.7) 9758 (17.7) 1554 (2.8) 113 (0.2) 55102 (100.0) $300 $23,711,661 2000 No. (%) 5957 (10.8) 18204 (33.1) 19004 (34.6) 10105 (18.4) 1577 (2.9) 117 (0.2) 54964 (100.0) $300 $23,465,754 Note: 1 The median is the middle value when numbers are arranged from smallest to largest. This statistical representation of the “average value” is not affected to the same degree as the mean by a small number of very small or very large values. Table 6.4 Other sentences imposed with fines, 1991 to 20001 Sentence type Custodial Periodic detention Community programme Community service 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 14 13 9 35 30 20 18 7 20 19 217 173 222 278 217 199 185 204 185 204 14 15 14 18 23 19 5 0 4 1 82 81 84 82 91 81 120 89 66 55 Supervision 373 289 393 518 619 637 526 472 484 392 Reparation 1745 1609 1689 1849 2230 2107 1869 1815 1909 1945 Deferment 13 7 13 23 29 62 70 46 68 56 22880 17465 15796 16087 19079 19450 18704 18456 17935 17735 0 0 0 0 1 0 0 0 0 0 Fine only 39865 37852 42766 43786 42860 42381 34779 33839 34431 34557 Total 65203 57504 60986 62676 65179 64956 56276 54928 55102 54964 Driving disqualification Other Notes: 1 If more than one other sentence was imposed in conjunction with a fine, then only the most serious of the other sentences is shown in this table. 94 Monetary penalties _______________________________________________________________ Table 6.5 Percentage of fines imposed with other sentences, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial Periodic detention Community programme Community service Supervision Reparation Deferment Driving disqualification Other Fine only 0.0 0.3 0.0 0.1 0.6 2.7 0.0 35.1 0.0 61.1 0.0 0.3 0.0 0.1 0.5 2.8 0.0 30.4 0.0 65.8 0.0 0.4 0.0 0.1 0.6 2.8 0.0 25.9 0.0 70.1 0.1 0.4 0.0 0.1 0.8 3.0 0.0 25.7 0.0 69.9 0.0 0.3 0.0 0.1 0.9 3.4 0.0 29.3 0.0 65.8 0.0 0.3 0.0 0.1 1.0 3.2 0.1 29.9 0.0 65.2 0.0 0.3 0.0 0.2 0.9 3.3 0.1 33.2 0.0 61.8 0.0 0.4 0.0 0.2 0.9 3.3 0.1 33.6 0.0 61.6 0.0 0.3 0.0 0.1 0.9 3.5 0.1 32.5 0.0 62.5 0.0 0.4 0.0 0.1 0.7 3.5 0.1 32.3 0.0 62.9 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 Total Table 6.6 shows that in 2000 there were 1,951 charges where a fine was imposed and all or part of the fine was awarded to the victim under section 28 of the Criminal Justice Act 1985. This is the highest number of orders made in the decade. The majority of such orders (53% in 2000) are for violent offences, with “minor” assaults, “serious” assaults (including “domestic” assaults), indecent assaults, and “grievous” assaults being the most frequent violent offences resulting in a section 28 order. Table 6.6 Number of convicted charges resulting in an order for all or part of the fine to be paid to the victim, by type of offence, 1991 to 2000 Offence type Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 589 10 28 0 8 17 264 122 518 10 23 0 1 22 270 179 684 10 25 0 6 31 271 129 900 25 51 1 7 40 302 186 962 52 74 0 15 38 379 282 951 46 74 0 8 30 353 301 921 28 65 0 18 44 365 239 946 32 89 0 18 46 413 219 875 37 89 0 13 56 386 191 1025 32 111 0 19 72 469 223 1038 1023 1156 1512 1802 1763 1680 1763 1647 1951 Nearly a quarter (24%) of section 28 orders in 2000 involved traffic offences, with driving causing injury accounting for the vast majority of these offences. Offences in the “miscellaneous” category accounted for 11% of section 28 orders made in 2000. The most frequent offences in this category were offences under the Health and Safety in Employment Act 1992, offences under the Dog Control Act 1996 (mostly relating to dogs attacking persons or animals, or rushing at vehicles), and offences under the Animals Protection Act 1960 (generally relating to ill-treatment of animals). 95 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ No information is available on the proportion or amounts of fines that were ordered as compensation. 6.3 Use of reparation for all offences The reparation sentence was examined in depth about four years after it was first introduced. The findings of that investigation were presented in Galaway and Spier (1992). Sections 6.3 and 6.4 present information on the use of reparation over the period 1991 to 2000, and in particular, examine whether the amendments to the Criminal Justice Act in late 1993 (which were discussed in section 6.1) had an effect on the use of reparation in subsequent years. Reparation can be imposed on an offender when a victim has suffered property damage, property loss or emotional harm through or by means of a criminal offence. Tables 6.7 and 6.8 show that property offences are the most likely to result in a reparation sentence, with 20% of such charges resulting in a reparation sentence in 2000. The proportions for the other offence types were very much lower, with violent offences (3%) being the next highest category in 2000. Table 6.7 Total number of convicted charges resulting in reparation1, by type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 228 35 10606 5 14 91 554 170 255 24 11208 4 49 129 545 177 424 30 11325 6 36 133 529 173 488 50 12851 15 15 95 617 232 517 45 13544 5 30 119 682 258 528 48 11381 21 25 131 678 298 540 43 11149 5 38 100 698 311 604 44 11210 13 49 114 836 326 515 33 10464 11 44 134 824 362 491 50 10006 11 46 109 810 169 Total 11703 12391 12656 14363 15200 13110 12884 13196 12387 11692 Notes: 1 2 The Criminal Justice Amendment Act 1993 which came in to force on 1 September 1993 changed some of the provisions relating to reparation. The time periods before and after these changes are marked by a dotted line on this and subsequent tables. Table includes all charges resulting in reparation, either as the primary or secondary sentence. It should be noted that Galaway and Spier found that, in the time period covered by their study, around 41% of property offences and 96% of offences against the person (i.e. either violent offences or other offences against the person) resulting in conviction involved no financial loss to the victim. Therefore, for these charges, reparation for property damage or loss could not be imposed (although it could still be imposed for emotional harm suffered through or by means of the offence). Also, Spier (1997) reported the results of some research by Patricia Knaggs of the Ministry of Justice into reasons for non-use of reparation for property offences. The reasons most commonly cited by judges for not imposing reparation were that the loss had been made good or the property was recovered, or that there was no 96 Monetary penalties _______________________________________________________________ victim loss or an insignificant (i.e. minimal) loss. Information on whether there was a financial loss to the victim is not available in the current data. Table 6.8 Percentage of all convicted charges resulting in reparation, by type of offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 2.4 1.4 19.4 0.0 0.1 1.4 0.7 1.5 2.4 0.9 19.5 0.0 0.4 2.1 0.8 1.3 3.2 1.0 19.8 0.0 0.3 1.8 0.9 0.9 3.1 1.6 22.4 0.1 0.1 1.1 1.0 1.2 3.1 1.3 23.8 0.0 0.2 1.3 1.1 1.6 3.2 1.3 20.1 0.2 0.2 1.3 1.1 1.7 3.4 1.3 20.8 0.0 0.3 1.0 1.2 3.1 3.7 1.3 21.0 0.1 0.3 1.1 1.3 3.2 3.4 1.0 20.4 0.1 0.3 1.2 1.4 3.7 3.4 1.4 20.0 0.1 0.3 0.9 1.4 2.1 6.3 6.8 6.7 7.5 7.9 6.8 7.1 7.1 6.9 6.7 Total One individual category of non-property offence did result in reparation for a significantly greater proportion of charges than for the major non-property offence categories indicated in the table above. Sixteen percent of driving causing death or injury offences resulted in reparation in 2000. Table 6.9 shows the number of reparation sentences of various dollar amounts imposed in the last ten years. The majority of reparation sentences are for $250 or less. In 1995, 61% of reparation sentences were for $250 or less, but the proportion has decreased in recent years to 51% in 2000. This is reflected in the median reparation sentence imposed which has increased from $174 in 1995 to $250 in both 1999 and 2000. The 1999 and 2000 figures are higher than in any other years in the ten year period under examination. The total amount of reparation imposed increased between 1991 and 1993 (from $9.2 million to $12.5 million) and has remained between $12 million and $13 million each year since then. There is a huge range in the amounts of individual reparation sentences. The smallest amount of reparation imposed in 2000 was 80 cents and the largest amount imposed was $153,430. Property offences accounted for 83% of the total amount of financial reparation imposed in 2000 ($10.2 million of the total $12.4 million). 97 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 6.9 Amounts imposed for all offences resulting in reparation, 1991 to 2000 Year <= $100 >$100 to $250 >$250 to $500 >$500 to $1000 >$1000 to $5000 >$5000 Total number Median amount1 Total amount 1991 No. (%) 4358 (37.2) 2693 (23.0) 1719 (14.7) 1204 (10.3) 1387 (11.9) 342 (2.9) 11703 (100.0) $176 $9,186,251 1992 No. (%) 4711 (38.0) 2878 (23.2) 1796 (14.5) 1202 (9.7) 1421 (11.5) 383 (3.1) 12391 (100.0) $170 $9,965,076 1993 No. (%) 4519 (35.7) 2845 (22.5) 1877 (14.8) 1397 (11.0) 1580 (12.5) 438 (3.5) 12656 (100.0) $197 $12,487,869 1994 No. (%) 5235 (36.4) 3419 (23.8) 2043 (14.2) 1435 (10.0) 1783 (12.4) 448 (3.1) 14363 (100.0) $180 $12,914,037 1995 No. (%) 5577 (36.7) 3693 (24.3) 2304 (15.2) 1454 (9.6) 1729 (11.4) 443 (2.9) 15200 (100.0) $174 $12,211,449 1996 No. (%) 4426 (33.8) 3107 (23.7) 2017 (15.4) 1487 (11.3) 1651 (12.6) 422 (3.2) 13110 (100.0) $200 $13,074,663 1997 No. (%) 4064 (31.5) 2947 (22.9) 2122 (16.5) 1497 (11.6) 1848 (14.3) 406 (3.2) 12884 (100.0) $218 $11,827,120 1998 No. (%) 4216 (31.9) 2894 (21.9) 2225 (16.9) 1612 (12.2) 1814 (13.7) 435 (3.3) 13196 (100.0) $216 $12,303,367 1999 No. (%) 3836 (31.0) 2552 (20.6) 2160 (17.4) 1605 (13.0) 1834 (14.8) 400 (3.2) 12387 (100.0) $250 $12,737,578 2000 No. (%) 3520 (30.1) 2457 (21.0) 2016 (17.2) 1528 (13.1) 1782 (15.2) 389 (3.3) 11692 (100.0) $250 $12,390,813 Note: 1 The median is the middle value when numbers are arranged from smallest to largest. This statistical representation of the “average value” is not affected to the same degree as the mean by a small number of very small or very large values. Reparation is not usually imposed as the only sentence - this was the case for only 19% of the reparation sentences imposed in 2000 (see Tables 6.10 and 6.11). Half of the reparation sentences in 2000 also had a community-based sentence imposed, with reparation being most commonly imposed in conjunction with periodic detention. The proportion of charges that had reparation imposed and which also received a community-based sentence has decreased from 63% in 1991 to 50% in 2000. In 2000, 8% of reparation sentences were imposed in conjunction with custodial sentences, compared with only 2% of sentences in 1991. 98 Monetary penalties _______________________________________________________________ Table 6.10 Other sentences imposed with reparation, 1991 to 20001 Sentence type 1991 Custodial 1992 1993 1994 1995 1996 1997 1998 1999 2000 250 406 736 636 736 576 947 698 929 947 4279 4105 4426 4593 5069 3908 4373 4282 3934 3559 342 458 311 278 224 200 111 129 77 63 Community service 1577 1847 1698 1880 1917 1638 1559 1539 1483 1316 Supervision 1160 1133 1108 1844 1806 1711 1134 1461 1069 938 Fine Periodic detention Community programme 1745 1609 1689 1849 2230 2107 1869 1815 1909 1945 Deferment 288 378 297 537 520 496 415 368 382 490 Driving disqualification 107 134 116 149 152 147 144 201 197 160 0 0 0 0 0 0 0 0 0 1 1955 2321 2275 2597 2546 2327 2332 2703 2407 2273 11703 12391 12656 14363 15200 13110 12884 13196 12387 11692 Other Reparation only Total Notes: 1 If more than one other sentence was imposed in conjunction with reparation, then only the most serious of the other sentences is shown in this table. Table 6.11 Percentage of reparation sentences imposed with other sentences, 1991 to 2000 Sentence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Custodial Periodic detention Community programme Community service Supervision Fine Deferment Driving disqualification Other Reparation only 2.1 36.6 2.9 13.5 9.9 14.9 2.5 0.9 0.0 16.7 3.3 33.1 3.7 14.9 9.1 13.0 3.1 1.1 0.0 18.7 5.8 35.0 2.5 13.4 8.8 13.3 2.3 0.9 0.0 18.0 4.4 32.0 1.9 13.1 12.8 12.9 3.7 1.0 0.0 18.1 4.8 33.3 1.5 12.6 11.9 14.7 3.4 1.0 0.0 16.8 4.4 29.8 1.5 12.5 13.1 16.1 3.8 1.1 0.0 17.7 7.4 33.9 0.9 12.1 8.8 14.5 3.2 1.1 0.0 18.1 5.3 32.4 1.0 11.7 11.1 13.8 2.8 1.5 0.0 20.5 7.5 31.8 0.6 12.0 8.6 15.4 3.1 1.6 0.0 19.4 8.1 30.4 0.5 11.3 8.0 16.6 4.2 1.4 0.0 19.4 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 Total 6.4 Use of reparation for property offences In this section, the use of reparation is examined in detail for individual property offences to see if the proportion of such offences resulting in reparation has changed over the last decade, and in particular since the 1993 legislative amendments (described in section 6.1). The proportion of charges resulting in reparation for the other major offence groups are too small to allow a meaningful analysis of trends in the use of reparation. Tables 6.12 and 6.13 show the number and percentage respectively of convictions for each individual property offence that resulted in a reparation sentence for each of the years 1991 to 2000. In each year in the decade, over half the convictions involving wilful damage resulted 99 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ in a reparation sentence. For burglary and theft, around one in five convicted charges have resulted in reparation in recent years. Table 6.12 Number of convicted property charges resulting in a sentence of reparation, by type of property offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Burglary Theft Receiving stolen property Motor vehicle conversion Fraud Arson Wilful damage Other property 1515 2028 269 1542 2178 286 1635 2286 360 1494 2243 302 1429 2296 285 1367 2286 275 1487 2476 306 1370 2594 313 1327 2556 347 1346 2692 316 337 333 321 392 369 362 369 337 290 313 3917 27 2095 418 4415 27 2070 357 3930 35 2359 399 5252 31 2710 427 5783 40 2969 373 3982 49 2817 243 3415 57 2791 248 3248 60 3023 265 2590 33 2968 353 2007 50 3007 275 10606 11208 11325 12851 13544 11381 11149 11210 10464 10006 Total Table 6.13 Percentage of convicted property charges resulting in a sentence of reparation, by type of property offence, 1991 to 2000 Offence type 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Burglary Theft Receiving stolen property Motor vehicle conversion Fraud Arson Wilful damage Other property 19.2 14.0 8.3 21.2 14.8 8.0 22.2 14.8 8.8 21.7 16.5 8.7 21.3 18.0 9.1 20.5 17.1 8.7 22.1 18.7 9.9 21.5 18.8 9.3 22.3 18.6 11.6 21.2 20.1 10.5 10.0 11.6 12.6 14.7 13.1 12.8 13.2 13.3 11.9 14.3 21.9 18.8 56.6 10.4 20.6 17.0 57.3 9.3 20.2 18.6 57.5 9.8 24.2 16.2 55.5 10.6 26.3 20.9 57.3 8.8 18.7 29.7 58.2 5.6 18.3 28.8 58.1 5.9 19.0 19.2 59.4 5.6 17.2 15.8 57.6 6.3 13.7 29.2 57.4 5.4 Total 19.4 19.5 19.8 22.4 23.8 20.1 20.8 21.0 20.4 20.0 There were small increases in 1994 and 1995 in the use of reparation for all property offences. These increases coincided with amendments to the Criminal Justice Act in late 1993 which, amongst other changes, strengthened the direction to the courts to consider imposing reparation in all cases unless it would be clearly inappropriate to do so. However, in subsequent years, the use of reparation has been only marginally higher than the level before 1994. 100 Monetary penalties _______________________________________________________________ For burglary, the use of reparation has not changed much since 1992. There was a sustained increase in the use of reparation for theft offences after 1993. In 1993, 15% of theft offences resulted in reparation, but by 2000 the proportion had increased to 20%. There was little change in the use of reparation for receiving stolen property between 1993 and 1996, with 9% of such offences resulting in reparation each year. However, in three of the next four years, the proportion was between 10% and 12%. Since 1993, 13% to 15% of motor vehicle conversion convictions have resulted in reparation each year (except 1999). In 1991 and 1992, the proportions were a little lower at 10% and 12% respectively. Reparation use for fraud increased in both 1994 and 1995, but has generally decreased since then. The 2000 figure for fraud (14%) is the lowest recorded in the decade. The use of reparation for arson has fluctuated over the decade with no clear pattern. In each year in the decade, over half the wilful damage convictions have resulted in reparation, with the proportion fluctuating being between 56% and 59% annually. In the period 1991 to 1995, 9% to 11% of convictions for “other property” offences resulted in reparation. However, since then, the proportion has been between 5% and 6%. Tables 6.14 and 6.15 show the number and proportion of convictions for property offences resulting in a sentence of reparation in each region for each of the years 1991 to 2000. In 2000, 10% of the property offences in North Shore resulted in reparation, compared with more than 40% of the property offences in Pukekohe, Rangiora, Dunedin, and Alexandra resulting in reparation. The proportions for the other regions fell between these figures. There were only two regions (Napier and Christchurch) in which the proportion of property charges resulting in reparation was sustained at a higher level in each year in the period 1994 to 2000 (i.e. after the amendment to the Criminal Justice Act 1985) compared with the period before the amendment. There were a number of other regions where the proportion of property charges resulting in reparation was higher in five or six, but not all, of the seven years in the period 1994 to 2000, compared to the period before the amendment. 101 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 6.14 Number of convictions for property offences resulting in reparation in each region, 1991 to 2000 Region 1991 1992 1993 1994 1995 1996 1997 1998 1999 Kaitaia 104 59 63 94 60 50 34 63 59 Kaikohe 82 89 62 100 121 57 68 122 209 Whangarei 299 266 277 385 402 282 393 417 314 North Shore 323 251 208 211 187 239 236 271 250 Waitakere 301 427 458 351 387 328 268 324 268 Auckland 1094 948 953 906 904 897 924 913 768 Otahuhu/Manukau 465 297 492 583 436 449 486 384 351 Papakura 243 170 225 317 376 285 257 255 271 Pukekohe 139 83 95 133 68 127 107 128 71 Tauranga 216 348 203 334 483 333 232 255 287 Whakatane 167 110 177 219 294 149 143 160 157 Hamilton 720 927 934 915 910 761 643 702 685 Te Kuiti 67 44 61 81 85 49 65 67 62 Rotorua 233 298 252 326 272 274 231 295 279 Tokoroa 113 79 84 106 101 105 102 74 102 Taupo 54 60 66 77 87 93 116 119 80 New Plymouth 239 295 347 387 509 228 435 395 387 Hawera 96 110 162 190 153 137 118 141 134 Wanganui 287 246 395 414 245 228 292 265 205 Taihape 52 47 12 59 13 28 22 27 29 Palmerston North 251 431 296 305 419 338 341 409 418 Levin 88 86 81 161 153 109 98 78 88 Masterton 356 239 227 190 193 240 212 173 178 Hastings 320 454 343 314 272 254 285 353 216 Napier 260 277 206 284 449 364 314 267 255 Gisborne 163 203 255 256 242 208 202 207 173 Porirua 211 260 253 321 567 380 288 291 181 Lower Hutt 330 434 413 315 250 288 238 225 225 Upper Hutt 147 183 186 145 121 133 73 104 107 Wellington 590 647 579 872 580 495 573 521 571 Blenheim 81 76 60 119 190 131 101 136 158 Nelson 213 182 206 202 228 265 254 171 275 Greymouth 145 112 96 94 92 88 128 105 80 Christchurch 970 1044 1165 1431 1906 1197 1206 1129 1043 Rangiora 52 127 63 183 58 68 61 66 58 Timaru 320 270 352 332 353 326 291 335 391 Dunedin 447 599 551 589 731 737 680 706 545 Alexandra 29 12 41 42 69 17 40 24 27 Gore 51 63 29 72 67 46 73 59 71 Invercargill 288 355 397 436 511 598 519 474 436 Notes: 1 The regions in this table are based on the location of Community Probation Service Centres. Each services one or more courts, and the figures for all such courts were included in each region’s figures. 102 2000 70 126 323 207 241 784 346 295 150 281 148 708 70 205 126 84 272 79 157 26 356 76 150 278 237 192 231 180 91 520 127 249 89 936 85 302 578 36 100 495 centre Monetary penalties _______________________________________________________________ Table 6.15 Percentage of convictions for property offences resulting in reparation in each region, 1991 to 2000 Region 1991 1992 1993 1994 1995 1996 1997 1998 1999 Kaitaia 32.2 33.5 25.7 42.9 26.7 22.9 21.3 35.0 29.8 Kaikohe 29.4 21.5 21.2 33.6 27.5 20.7 22.9 27.2 33.4 Whangarei 16.8 22.3 23.1 28.1 21.1 18.5 24.0 24.1 19.9 North Shore 20.7 14.5 12.0 15.1 12.8 13.5 11.1 13.6 14.2 Waitakere 21.3 22.9 20.6 18.9 21.7 22.0 18.2 18.5 15.9 Auckland 14.6 12.8 12.9 11.9 13.0 11.4 13.1 14.2 11.4 Otahuhu/Manukau 17.5 11.3 14.6 18.7 14.3 14.6 17.1 15.5 13.0 Papakura 22.2 15.3 17.1 19.1 24.5 18.0 17.3 17.4 14.5 Pukekohe 28.4 16.7 20.5 25.2 19.8 21.9 26.4 14.6 17.5 Tauranga 15.6 26.0 18.3 24.0 27.2 19.5 16.3 15.2 20.3 Whakatane 25.3 18.8 19.1 31.2 30.9 22.2 19.7 14.6 21.7 Hamilton 17.3 18.4 17.7 19.4 19.8 14.9 16.5 15.8 15.8 Te Kuiti 21.2 16.2 21.1 24.5 27.4 23.2 18.4 20.6 28.8 Rotorua 15.4 22.3 17.9 24.6 21.6 18.2 16.8 24.0 21.6 Tokoroa 19.9 17.8 20.0 24.9 21.1 21.4 21.3 18.3 27.0 Taupo 12.8 12.0 18.8 27.5 19.0 23.7 25.5 27.1 18.3 New Plymouth 22.9 21.7 36.6 33.7 35.0 19.9 38.2 31.7 31.3 Hawera 26.7 23.2 28.3 54.8 40.8 27.2 32.6 35.3 38.2 Wanganui 27.5 25.5 35.3 27.8 25.7 18.6 31.9 24.5 23.1 Taihape 46.4 35.6 20.7 65.6 25.0 52.8 47.8 31.8 33.0 Palmerston North 16.6 24.9 15.0 17.3 26.8 23.1 18.6 25.5 25.2 Levin 19.0 22.7 16.3 33.5 36.3 25.3 26.8 19.8 24.9 Masterton 39.6 25.8 23.2 20.1 36.3 33.5 31.0 34.7 34.0 Hastings 25.6 30.2 28.5 21.6 24.2 20.6 21.5 29.1 17.9 Napier 23.3 21.9 20.5 25.4 39.4 31.4 23.3 24.3 23.7 Gisborne 20.0 17.2 22.9 26.2 28.6 21.5 21.8 18.8 24.9 Porirua 16.3 25.4 20.4 32.9 41.1 31.1 24.9 31.7 18.5 Lower Hutt 20.1 25.2 23.0 20.4 22.3 23.8 21.3 21.8 23.2 Upper Hutt 31.1 28.6 35.8 23.4 24.5 26.5 19.6 22.8 29.8 Wellington 18.8 19.2 20.5 32.6 22.2 17.6 22.3 22.5 30.6 Blenheim 30.6 17.8 14.2 22.2 44.9 28.8 21.6 28.3 30.6 Nelson 18.4 17.7 22.7 21.1 21.7 22.6 20.6 16.7 23.2 Greymouth 36.8 26.1 24.8 29.8 24.8 27.8 37.4 29.3 31.1 Christchurch 15.1 14.3 17.8 21.5 23.8 19.5 19.1 18.9 18.2 Rangiora 29.9 51.8 41.2 53.2 29.9 27.9 26.2 31.0 35.2 Timaru 27.0 20.4 29.0 27.2 37.4 31.4 26.4 32.5 36.4 Dunedin 25.4 32.4 27.3 26.9 33.0 37.8 34.4 33.4 28.3 Alexandra 49.2 16.9 38.3 45.2 62.7 21.8 42.1 27.9 36.0 Gore 39.5 38.4 17.5 32.4 29.0 27.9 42.0 30.6 44.1 Invercargill 15.4 26.3 26.9 21.7 28.5 29.5 38.2 33.6 29.7 Notes: 1 The regions in this table are based on the location of Community Probation Service Centres. Each services one or more courts, and the figures for all such courts were included in each region’s figures. 2000 34.5 31.6 26.9 10.1 15.6 10.5 12.7 18.1 40.7 15.3 21.3 19.5 24.6 19.1 27.9 15.9 27.3 26.6 18.5 30.6 22.4 24.8 29.1 21.9 25.2 22.8 20.7 17.0 25.1 20.5 20.9 21.6 28.9 19.1 47.2 33.8 40.4 42.9 33.2 37.0 centre 103 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ 104 Court statistics on young offenders 7.1 Introduction Children (i.e. those aged under 14) and young people (i.e. those aged 14 to 16 inclusive) who offend are dealt with by the criminal justice system differently from older people. Children and young people are dealt with under the provisions of the Children, Young Persons, and Their Families Act 1989 (CYP&F Act). As it relates to youth justice, the CYP&F Act indicates that “...unless the public interest requires otherwise, criminal proceedings should not be instituted against a child or young person if there is an alternative means of dealing with the matter” (s.208). The legislation provides that in most cases where a young person is arrested and brought before the Youth Court, the court must adjourn the proceedings until a family group conference has been held (s.246). The family group conference is required to recommend to the court whether the young person should be dealt with by the court or in some other way (s.258(d)). Where a young person is not arrested, proceedings may not be instituted unless a family group conference has been held (s.245). In these cases, the young person will only appear in court if the family group conference recommends that the matter be dealt with by the courts (s.258(b)) or if the enforcement officer (usually a police officer) disagrees with the recommendations of the conference (s.263(1)(b), s.264(2)). The CYP&F Act, therefore, places an emphasis on diverting young people from formal prosecution processes in court, and using the family group conference as a means of making decisions about young offenders. It should be noted that a child under the age of 10 cannot be prosecuted for any offence. Children aged 10 to 13 can only be prosecuted for murder or manslaughter. When a child aged 10 to 13 commits any other type of offence, the offending will be dealt with under the Care and Protection provisions of the CYP&F Act (as opposed to the Youth Justice provisions), if the number, nature, or magnitude of the offence(s) give serious concern for the well-being of the child. The focus of this chapter is to examine trends in the number of cases involving young people coming before the courts, the outcome of those cases, and the type and seriousness of the offences involved in proved cases. Information is also provided on the gender, age and ethnicity of young people coming before the courts. As the majority of cases, and in particular the less serious cases, involving young people are not dealt with by formal proceedings in court, the court statistics presented in this chapter do not give an accurate picture of overall trends in offending by young people. As discussed above, most young offenders who are apprehended are not prosecuted in formal court proceedings. For example, some young offenders are cautioned or warned, and others go directly to a family group conference without a formal court appearance. Therefore, before discussing statistics on the young people who had at least one appearance in the Youth 105 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Court, information is presented on the number of 14 to 16 year olds apprehended by the Police over the last decade (section 7.2). These figures do give an indication of trends in offending by young people. The jurisdiction of the Children, Young Persons, and Their Families Act 1989 relates to a defendant’s age at the time of committing an offence, rather than the age at the finalisation of proceedings. The date of offence, which allows an offender’s age at the time of committing an offence to be calculated, is not available in the data used to produce the information in this report for 1991. Therefore, historical information on all cases eligible to be heard before the Youth Court is not available. However, as an approximation to this, all cases involving persons aged between 14 and 16 years at the time when their cases were finalised, and all cases involving 17 to 19 year olds at the time when their cases were finalised that had the first court appearance in the Youth Court were included in the court statistic tables (sections 7.3 to 7.6). It was assumed that offenders aged between 17 and 19 when the case was finalised, who had their first appearance in the Youth Court, must have done so because they were aged 16 years or less when they offended. Data for 2000 show that of the 779 cases involving 17 to 19 year olds that had the first appearance in the Youth Court, 736 (94%) involved people who were aged 14 to 16 at the time they offended. It should be noted that in cases where a young person is charged jointly with a person who is not a young person, it is at the discretion of the Youth Court as to whether both offenders will be dealt with in the Youth Court or elsewhere. Cases involving traffic offences that are not punishable by imprisonment are not usually dealt with under the provisions of the CYP&F Act and, for this reason, such cases have been excluded from the court statistics given. 7.2 Number of 14 to 16 year olds apprehended by the Police Table 7.1 shows the number of 14 to 16 year olds apprehended by the Police over the last decade for each offence type. These offence types differ from those used elsewhere in the report. (See the notes to Table 7.1 for further details.) It should be noted that people who are apprehended for more than one offence are counted once for each offence. There was an increasing trend in apprehensions of 14 to 16 year olds by the Police in the first half of the decade, but the number has remained between 30,000 and 31,000 each year since then. The 2000 figure for total apprehensions of 14 to 16 year olds was 40% greater than the figure in 1991. Apprehensions of adult offenders (i.e. those aged at least 17 years) showed a reasonably similar trend over the decade. Total apprehensions of adults increased considerably between 1991 and 1994, dropped a little in 1996, then generally remained between 150,000 and 152,000 in subsequent years. The 2000 figure for adults was 31% greater than the figure in 1991. The number of 14 to 16 year olds apprehended for violent offences increased significantly between 1991 and 1995, remained fairly stable in the next three years, then increased in both 1999 and 2000 to the highest figure recorded in the decade (3,384). The 2000 figure is double the figure in 1991 (1,681). Apprehensions of adult offenders for violent offences generally showed a similar trend to that for young offenders. The number of offenders aged at least 17 that were apprehended for violent offences increased significantly between 1991 and 1994, 106 Court statistics on young offenders __________________________________________________________________ remained relatively stable in the next five years, before increasing in 2000 to the highest figure recorded in the decade. The 2000 figure for adults was 85% greater than the figure in 1991. Table 7.1 Number of offenders aged 14 to 16 apprehended by the Police for nontraffic offences, by type of offence, 1991 to 20001 Offence type2 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Overall % change Violence3 1681 1813 2447 2881 3139 3195 3156 3137 3233 3384 +101% 148 113 158 157 121 163 149 157 105 144 -3% Sexual4 Drugs/anti-social5 2487 2244 2995 3357 3616 3965 4481 4672 4619 4189 +68% 14440 15529 17323 17271 18089 18094 16280 15762 15530 15957 +11% Property abuse7 1687 1708 2023 1884 2153 2193 2556 2260 2494 2295 +36% Property damage8 1670 1676 2109 2642 2694 2977 3432 2837 3468 3772 +126% 244 263 324 487 577 684 973 1174 1216 1583 +549% 22357 23346 27379 28679 30389 31271 31027 29999 30665 31324 +40% Dishonesty6 Administrative9 Total Notes: 1 Source: New Zealand Police. The figures in this table do not refer to distinct offenders. People who are apprehended for more than one offence are counted once for each offence. Also, for some offences more than one person may be apprehended. 2 The offence types reported in this table differ from those used elsewhere in the report, as the data were obtained from a different source. The most frequent offences included in each category are described below. 3 All violent offences excluding sexual offences. 4 Includes rape, unlawful sexual connection, attempted sexual violation, indecent assault, incest, doing an indecent act, unlawful sexual intercourse, and attempted unlawful sexual intercourse. 5 Includes all drug offences, obstructing or resisting police officers, disorderly behaviour, language offences, “family” offences, and Sale of Liquor Act offences. 6 Burglary, vehicle conversion, theft, receiving stolen property, and fraud. 7 Includes trespassing, breaches of Telecommunications Act, and various firearms offences. 8 Includes arson and wilful damage. 9 Includes offences against justice (e.g. failure to answer bail or escaping custody), immigration offences, and various bylaw breaches. Trends in apprehensions of 14 to 16 year olds and adults for drug or anti-social offences showed fairly similar trends over the decade, although the increase in apprehensions over the decade was greater for the younger offenders (87% compared with 45%). Apprehensions for these offences for both young people and adults have decreased in the last two years. The majority (51%) of apprehensions involving 14 to 16 year olds in 2000 were for dishonesty offences. The number of apprehensions for dishonesty offences involving 14 to 16 year olds increased between 1991 and 1996, before decreasing in the next three years, then increasing a little in 2000. The 2000 figure was 11% greater than the figure in 1991. The number of apprehensions for dishonesty offences involving adult offenders showed an increasing trend between 1990 and 1995, then dropped sharply in the next four years, before increasing a little in 2000. The 2000 figure was 6% lower than the figure in 1991. Property abuse apprehensions increased by 36% over the decade for 14 to 16 year olds, while the increase was slightly larger for adults (45%). 107 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Apprehensions of 14 to 16 year olds for property damage offences increased by 126% over the decade, with the 2000 figure being the highest recorded in the decade. The 2000 figure for adult offenders was also the highest recorded in the decade, but the increase over the decade for adult offenders was much lower at 57%. The increase in apprehensions of 14 to 16 year olds for “administrative” offences over the decade (549%) was much greater than that for adult offenders (81%). It is likely that at least part of the large increase in apprehensions of 14 to 16 year olds for such offences in the second half of the decade was due to a greater focus by the Police on compliance with bail conditions. There may also have been a greater focus (including changes in recording procedures) by the Police with regard to young people absconding from Department of Child, Youth and Family Services residences (including family homes) when the young person was remanded into the custody of the Chief Executive of the Department of Child, Youth and Family Services under section 238(1)(d) of the CYP&F Act. 7.3 Outcomes of prosecutions of young people Table 7.2 shows the outcomes of cases prosecuted in court involving young persons for all offences except non-imprisonable traffic offences. Table 7.2 Outcomes of cases prosecuted involving young people for all offences except non-imprisonable traffic offences, 1991 to 2000 Outcome Convicted1 2 S.19 discharge Youth court proved3 Not proved4 Other5 Total 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 254 217 245 255 267 293 340 302 279 253 Overall % change 0% 9 1 4 5 3 3 9 4 7 7 962 789 825 837 1034 1067 1295 1253 1339 1326 +38% - 1508 1467 1743 1906 2200 2023 1998 2093 2289 2425 +61% 2 0 0 3 7 15 3 3 7 13 2735 2474 2817 3006 3511 3401 3645 3655 3921 4024 +47% Notes: 1 Convicted in the District or High Court. 2 Discharge without conviction under section 19 of the Criminal Justice Act 1985, after the offender is found guilty or pleads guilty. 3 Cases finalised in the Youth Court that were proven. These cases are not recorded as convictions. 4 Cases that were withdrawn, dismissed, discharged, struck out, not proceeded with, or acquitted. Note that a case having a “not proved” outcome does not necessarily mean that the offender was found “not guilty”. It may be that at a family group conference the young person admitted the charge and an agreed resolution of the case was reached, so the case was withdrawn in the Youth Court. 5 Includes cases where there was a stay of proceedings. Also includes cases where the person was found to be under disability or was acquitted on account of insanity, and an order was made under section 115 of the Criminal Justice Act 1985. There has generally been an increasing trend throughout the decade in the number of cases involving young people. In 2000, there were 4,024 cases involving young people that came before the courts, 47% more than the number in 1991 (2,735). 108 Court statistics on young offenders __________________________________________________________________ Proved cases, where a young offender pleads guilty or is found to be guilty in formal court proceedings, result in one of three outcomes: a conviction in the District or High Court (after the case is transferred for trial or sentencing), a “proved” outcome in the Youth Court, or very occasionally a s.19 discharge. The proportion of cases involving young people that resulted in conviction was between 8% and 9% between 1991 and 1998, but decreased slightly to 6% in 2000. The proportion of all cases involving young offenders that were “proved” in the Youth Court dropped from 35% in 1991 to 28% in 1994, before increasing to 36% in 1997. In the last three years, 33% to 34% of cases have resulted in such an outcome. The number of cases involving young people that had a “not proved” outcome increased by 61% over the decade. In 2000, 60% of cases prosecuted against young offenders were recorded as “not proved”. It should be noted that many of the cases coming to court would be referred to a family group conference and be resolved there. The cases would then be withdrawn or dismissed. Although there was no formal outcome in the court to record it, guilt may have been acknowledged at the family group conference. Table 7.3 shows the gender, ethnicity, and age of the young people dealt with in the courts in 2000. Table 7.3 Gender, ethnicity, and age of young people involved in cases finalised in 2000, by outcome of prosecutions Proved1 No. % Gender Male Female Total Ethnicity European Mäori Pacific peoples Other Total2 Age 14 years 15 years 16 years 17-19 years3 Total Not proved No. % Total No. % 1365 221 1586 86.1 13.9 100.0 1984 441 2425 81.8 18.2 100.0 3349 662 4011 83.5 16.5 100.0 530 876 126 21 1553 34.1 56.4 8.1 1.4 100.0 936 1188 217 48 2389 39.2 49.7 9.1 2.0 100.0 1466 2064 343 69 3942 37.2 52.4 8.7 1.8 100.0 136 414 719 317 1586 8.6 26.1 45.3 20.0 100.0 230 673 1060 462 2425 9.5 27.8 43.7 19.1 100.0 366 1087 1779 779 4011 9.1 27.1 44.4 19.4 100.0 Notes: 1 Proved cases in this and subsequent tables in this chapter refer to cases that resulted in a conviction in the District or High Court, resulted in a section 19 discharge, or were proved in the Youth Court. 2 The ethnicity of the young person was not available for 33 proved cases and 36 “not proved” cases. 3 Offenders aged 17 to 19 at the time of sentencing who had their first court appearance for the case in the Youth Court. For 736 (94%) of these people, the young person was aged 14 to 16 when they offended. 4 Thirteen cases resulting in an outcome of “other” were not included in this table. 109 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Males accounted for 83% of the cases involving young people finalised in 2000. Over half (52%) of the cases dealt with in 2000, for which the ethnicity of the young person was known, involved Mäori, a further 37% involved Europeans, and 9% involved Pacific peoples. Sixteen year olds accounted for the largest proportion (44%) of cases involving an appearance in the Youth Court in 2000. People aged 14 years accounted for only 9% of the cases involving young people dealt with in 2000, while 17 to 19 year olds (at the time of sentencing) accounted for 19% of the cases. 7.4 Types and seriousness of cases that were proved Tables 7.4 and 7.5 show the number and percentage of proved cases against young people that involved offences of various types over the period 1991 to 2000. Violent offences have accounted for about a quarter of the proved cases involving young people in each year since 1993. The number of proved cases involving a violent offence more than doubled between 1991 and 1998 (from 210 to 456). However, in the last two years, the number has been lower than this (390 in 1999 and 403 in 2000). Earlier, Table 7.1 showed that the number of 14 to 16 year olds apprehended for violent offences increased significantly between 1991 and 1995, remained fairly stable in the next three years, then increased again in 1999 and 2000 to the highest figure recorded in the decade. The number of aggravated robbery cases proved against young offenders increased considerably between 1991 and 1997 (from 42 to 145), and has generally remained fairly stable at the higher level since then. The number of (non-aggravated) robberies has been higher in each year since 1993 compared to the first two years in the decade. The number of “grievous” or “serious” assaults proved against young offenders increased significantly between 1992 and 1996 (from 56 to 141), and has generally remained fairly stable at the higher level since then. The proportion of proved cases involving property offences decreased from 62% in 1991 to 49% in 1998. In the last two years 56% of proved cases involving young offenders involved property offences. Burglaries have accounted for over half of the proved property offences throughout the decade. The number of proved cases involving offences against justice has been greater in the last four years compared to earlier years in the decade. The vast majority of the increase occurred for escaping from custody offences. This finding may be due to a greater focus in recent years by the Police with regard to young people absconding from Department of Child, Youth and Family Services residences (including family homes) when the young person was remanded into the custody of the Chief Executive of the Department of Child, Youth and Family Services under section 238(1)(d) of the CYP&F Act. Imprisonable traffic offences have accounted for 8% to 12% of the proved cases involving young offenders over the decade. The proportion has generally been lower in the period 1994 to 2000, than in the first three years in the decade. 110 Court statistics on young offenders __________________________________________________________________ Table 7.4 Number of proved cases involving young offenders, by type of offence, 1991 to 2000 Offence type Overall % change 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 3 8 1 3 3 3 5 3 0 1 Violent sexual 23 17 22 27 36 38 27 28 35 22 -4% Aggravated robbery 42 74 76 88 115 94 145 151 134 145 +245% Homicide1 2 - Robbery 28 27 43 53 48 53 54 63 51 45 +61% Grievous/serious assault3 68 56 77 80 106 141 141 140 119 136 +100% Minor assault4 29 32 26 26 30 31 29 29 23 27 -7% Other violent Subtotal – Violent Other against persons Burglary Theft 17 18 18 26 24 36 27 42 28 27 +59% 210 232 263 303 362 396 428 456 390 403 +92% 10 6 11 7 10 16 15 19 16 13 +30% 431 330 331 327 406 390 451 395 477 491 +14% 56 63 57 52 63 70 76 93 112 110 +96% 142 112 89 97 115 137 156 111 145 115 -19% Arson 20 15 26 27 13 21 21 25 12 33 +65% Wilful damage 24 13 28 26 26 31 35 27 36 37 +54% M/V conversion5 Other property Subtotal – Property 85 58 79 53 93 82 118 107 125 96 +13% 758 591 610 582 716 731 857 758 907 882 +16% Drug 26 11 13 20 12 15 20 20 36 30 +15% Against justice 21 19 23 40 31 44 68 81 53 63 +200% Good order 42 29 20 23 34 35 42 40 51 39 -7% Drive E.B.A6 94 68 63 73 69 65 100 81 83 77 -18% Drive while disqualified 19 17 21 12 13 14 27 20 17 12 -37% Reckless/danger. driving7 18 16 14 10 23 17 28 25 29 27 +50% Other imp. traffic8 15 7 13 7 12 13 23 13 11 19 +27% Subtotal – Traffic 146 108 111 102 117 109 178 139 140 135 -8% 12 11 23 20 22 17 36 46 32 21 +75% 1225 1007 1074 1097 1304 1363 1644 1559 1625 1586 +29% Miscellaneous Total Notes: 1 Murder, manslaughter, and attempted murder. 2 Sexual violation, attempted sexual violation, and indecent assault. 3 “Grievous” and “serious” assaults, including assaults by males on females, and assaults on children. See the notes to Table 2.7 for a list of offences included in the grievous and serious assault categories. 4 Mainly common assault under the Summary Offences Act 1981. 5 Motor vehicle conversion. 6 Drive with an excess blood or breath alcohol level, or refuse to supply a blood specimen. 7 Reckless or dangerous driving. In previous editions of this report these offences were included in the “other imprisonable traffic” offence figures. 8 Other imprisonable traffic offences. 111 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 7.5 Percentage of all proved cases involving young offenders involving each type of offence, 1991 to 2000 Offence type Violent Other against persons Property Drug Against justice Good order Imprisonable traffic Miscellaneous Total 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 17.1 0.8 61.9 2.1 1.7 3.4 11.9 1.0 23.0 0.6 58.7 1.1 1.9 2.9 10.7 1.1 24.5 1.0 56.8 1.2 2.1 1.9 10.3 2.1 27.6 0.6 53.1 1.8 3.6 2.1 9.3 1.8 27.8 0.8 54.9 0.9 2.4 2.6 9.0 1.7 29.1 1.2 53.6 1.1 3.2 2.6 8.0 1.2 26.0 0.9 52.1 1.2 4.1 2.6 10.8 2.2 29.2 1.2 48.6 1.3 5.2 2.6 8.9 3.0 24.0 1.0 55.8 2.2 3.3 3.1 8.6 2.0 25.4 0.8 55.6 1.9 4.0 2.5 8.5 1.3 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 Table 7.6 shows the number of proved cases involving young offenders with each level of offence seriousness and the average seriousness of these offences for each of the years 1991 to 2000. The table includes all cases proven in the Youth, District or High Court against young offenders. Table 7.6 Number of proved cases involving young offenders with each level of offence seriousness and average seriousness of offences, 1991 to 2000 Seriousness score 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 0–1 >1 – 10 >10 – 50 >50 – 100 >100 – 500 >500 71 268 248 233 332 73 35 212 213 185 252 110 64 211 194 176 319 110 69 195 183 187 339 124 65 244 229 206 390 170 64 223 264 245 400 167 94 313 317 265 450 205 83 289 275 280 426 206 82 308 316 275 466 178 79 296 265 279 480 187 Overall average 143 192 187 205 225 213 207 211 186 194 Note: The seriousness of offence scale was updated in 2000. The figures for each year in this table are calculated using the new scale. The average seriousness of proved cases involving young offenders increased significantly between 1991 and 1995 (from 143 to 225), before decreasing to 186 in 1999. In 2000, the average seriousness was 194. The second most serious group of offences (with seriousness scores of >100 to 500) have continued to increase in number since 1992, while the most serious offences (with seriousness scores of >500) more than doubled in number in the first half of the decade, and has remained at a higher level since then. 112 Court statistics on young offenders __________________________________________________________________ 7.5 Sentencing of young offenders Some of the sentences that can be imposed in the Youth Court once a charge against a young offender has been proved differ from those that the District or High Court can impose. The Youth Court cannot impose the Criminal Justice Act community-based sentences (periodic detention, community programme, community service, and supervision by a probation officer) or imprisonment sentences (corrective training for 16 to 19 year olds, and other imprisonment); these sentences can only be imposed in the District or High Court. The Youth Court can, however, make an order placing a young person under the supervision of the Chief Executive of the Department administering the CYP&F Act (currently the Department of Child, Youth and Family Services), or under the supervision of any other specified organisation for a period not exceeding six months. The Youth Court can also make a supervision with activity order, which requires the offender to undertake a specified activity or programme for a period of up to three months. Under the CYP&F Act, a supervision with residence order can be made placing a young person in the custody of the Chief Executive of the Department administering the Act for a period of three months. A community work order can also be made, such that the young person undertakes work in the interests of the community for between 20 and 200 hours. Young offenders can be transferred to the District Court for sentencing once a case has been proved. For certain offences, young offenders may, after a preliminary hearing in the Youth Court, be tried in the District Court or High Court. If a case is finalised in the District or High Court then any of the full range of penalties available to these courts can be imposed on the young person. Tables 7.7 and 7.8 show the number and percentage of proved cases involving young offenders resulting in each sentence over the period 1991 to 2000. Only the most serious sentence imposed in each case is shown in the tables. As described earlier, an imprisonment sentence or an adult community-based sentence can only be imposed on a young person if the person was transferred to the District or High Court for trial or sentencing. Up until 1995, the majority of young people who were imprisoned were given corrective training (a brief custodial sentence with a rigorous regime for young people aged 16 to 19). In the period 1997 to 2000, other imprisonment sentences were used more frequently than corrective training. The proportion of proved cases that resulted in any type of custodial sentence remained between 8% and 9% between 1991 and 1998, but dropped to 6% in 2000. The proportion of cases involving young offenders resulting in an adult community-based sentence has been slightly lower in the last four years than in earlier years in the decade, with the 2000 figure (just under 7%) being the lowest recorded in the decade. 113 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 7.7 Number of proved cases involving young offenders resulting in each type of sentence, 1991 to 2000 Sentence Corrective training Other imprisonment Adult community1 Supervision order2 Community work Monetary Driving disqualification Deferment3 Other Admonished4 Discharged5 Total 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 62 37 119 427 111 122 69 152 1 102 23 64 26 92 347 132 107 40 129 0 63 7 55 27 108 370 117 141 56 95 0 78 27 62 39 105 403 92 149 60 96 0 52 39 60 43 121 446 124 183 73 96 1 137 20 61 61 139 467 101 208 61 107 0 137 21 51 92 131 554 116 269 113 104 0 155 59 43 76 118 571 98 233 84 88 0 223 25 49 56 118 597 107 211 78 112 0 262 35 19 77 106 612 101 218 67 100 0 256 30 1225 1007 1074 1097 1304 1363 1644 1559 1625 1586 Notes: 1 Adult community-based sentence (periodic detention, community programme, community service, or supervision). 2 Order placing the young person under the supervision of the Chief Executive of the Department administering the CYP&F Act. 3 To come up for sentence if called upon, or a suspended prison sentence. 4 Where a case is proved, the Youth Court Judge can admonish (reprimand) the young person. 5 Includes cases where the offender was convicted and discharged under s.20, or discharged under s.19 of the Criminal Justice Act 1985. Table 7.8 Percentage of proved cases involving young offenders resulting in each type of sentence, 1991 to 2000 Sentence 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Corrective training Other imprisonment Adult community Supervision order Community work Monetary Driving disqualification Deferment Other Admonished Discharged 5.1 3.0 9.7 34.9 9.1 10.0 5.6 12.4 0.1 8.3 1.9 6.4 2.6 9.1 34.5 13.1 10.6 4.0 12.8 0.0 6.3 0.7 5.1 2.5 10.1 34.5 10.9 13.1 5.2 8.8 0.0 7.3 2.5 5.7 3.6 9.6 36.7 8.4 13.6 5.5 8.8 0.0 4.7 3.6 4.6 3.3 9.3 34.2 9.5 14.0 5.6 7.4 0.1 10.5 1.5 4.5 4.5 10.2 34.3 7.4 15.3 4.5 7.9 0.0 10.1 1.5 3.1 5.6 8.0 33.7 7.1 16.4 6.9 6.3 0.0 9.4 3.6 2.8 4.9 7.6 36.6 6.3 14.9 5.4 5.6 0.0 14.3 1.6 3.0 3.4 7.3 36.7 6.6 13.0 4.8 6.9 0.0 16.1 2.2 1.2 4.9 6.7 38.6 6.4 13.7 4.2 6.3 0.0 16.1 1.9 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 Total The proportion of proved cases resulting in a Youth Court supervision order remained relatively stable between 1991 and 1997 at just over a third of cases. The proportion has increased a little in the last three years to 39% in 2000 – the highest figure recorded in the 114 Court statistics on young offenders __________________________________________________________________ decade. Some of the cases resulting in a supervision order are supervision with activity orders and some are supervision with residence orders. The data that indicates the type of sentence imposed does not distinguish between these supervision orders. However, there is a free-text field in the data that records additional information on the sentences imposed. While this information needs to be treated with caution (as this field may not be completed in all cases), it can be noted that for 18% (112) of the cases where a supervision order was made in 2000 the free-text field mentioned a residence order, and for 21% (128) of the cases where a supervision order was made the free-text field mentioned an activity order. A community work order was made for 6% of the cases in 2000. The proportion of proved cases resulting in such an order peaked in 1992 at 13%, then decreased in subsequent years. Since 1993, 13% to 16% of proved cases resulted in a monetary penalty – a slightly higher proportion than in the first two years in the decade. The proportion of proved cases resulting in a deferred sentence decreased from 13% of cases in 1992 to 6% of cases in 1997, and has remained at this lower level since then. Admonition involves the offender receiving a reprimand from a Youth Court Judge. The proportion of proved cases resulting in an outcome of admonished, with no other sentence being imposed, has been higher in the last three years than in earlier years in the decade. In 2000, 16% of proved cases resulted in such an outcome. Section 258(e) of the CYP&F Act allows a family group conference to “consider how the young person should be dealt with for [an] offence, and to recommend to the Court accordingly.” Information on decisions of a family group conference is not recorded in the data. It is likely that young offenders who had only a minor sentence imposed by the Court undertook some particular action or activity as a result of a family group conference decision. For example, it could be that a family group conference decided that a young person should undertake some work as compensation to the victim of an offence, and the Court awarded a deferred sentence, so that the offender could be brought back to Court if the work was not completed. 7.6 Final court of sentencing Eighty-four percent of the proved cases involving young offenders in 2000 were finalised in the Youth Court – the highest proportion recorded in the decade. The remaining 16% of the cases were nearly all finalised in the District Court, with only 11 of the 1,586 proved cases in 2000 being finalised in the High Court. 115 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 7.9 Percentage of proved cases involving young offenders that were finalised in each court, 1991 to 2000 Final court Youth Court District/High Court Total 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 79 21 78 22 77 23 76 24 79 21 78 22 79 21 80 20 82 18 84 16 100 100 100 100 100 100 100 100 100 100 Table 7.10 shows the Court where proved cases were finalised in 2000, by the type of offence involved. According to the Case Monitoring data, 58 of the 260 cases finalised in the District or High Court were transferred for sentencing after the case was “proved” in the Youth Court. All but one of the 58 cases transferred for sentencing resulted in a custodial or adult community-based sentence. The remaining 202 cases were recorded as being “proved” in the District or High Court, presumably as the result of a trial. Forty-four of these cases were recorded as involving only one court appearance (i.e. there was no record in the data of an initial appearance in the Youth Court). Table 7.10 Court where proved cases involving young offenders were finalised in 2000, by type of offence Offence type Final Court Youth Court No. % Violent Other against persons Property Drug Against justice Good order Imprisonable traffic1 Miscellaneous Overall District or High Court No. % Total No. % 301 11 795 27 48 33 101 10 74.7 84.6 90.1 90.0 76.2 84.6 74.8 47.6 102 2 87 3 15 6 34 11 25.3 15.4 9.9 10.0 23.8 15.4 25.2 52.4 403 13 882 30 63 39 135 21 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 1326 83.6 260 16.4 1586 100.0 Note: 1 Cases involving traffic offences which are not punishable by imprisonment are not usually dealt with under the provisions of the CYP&F Act, and for this reason cases relating to nonimprisonable traffic offences have been excluded from the figures given. Seventy-five percent of proved violent offences and 90% of proved property offences were finalised in the Youth Court in 2000. All but three of the 30 proved drug offences were finalised in the Youth Court. The majority of the 21 “miscellaneous” offences in 2000 were finalised in the District Court, with the vast majority of these convictions involving minors consuming alcohol in a public place. 116 Trends in the use of bail and in offending while on bail by Barb Lash, Research Adviser, Ministry of Justice 8.1 Introduction The Ministry of Justice published an extensive study of people on bail in 1994 and their offending in Lash (1998b). After the publication of the report, the Ministry identified a need to produce a regular series of statistics on offending while on bail so that changes may be tracked over time. As a result, a new method for producing such statistics was developed and the first results for the years 1993 to 1996 were presented in Spier (1999). The latest available information on offending on bail is for 1998. In these statistics, an offence committed while on bail is defined as a conviction for an offence committed while on bail. Some court proceedings for offences committed while on bail were not finalised until two years after the offence was committed. To allow for this, convictions for the two years after 1998 (1999 and 2000) were included in the measurement of offending on bail. Cases that were finalised in one day were excluded from the analysis in this chapter, as bail is generally not relevant in these cases. 8.2 Those on bail and other types of remand Bail is only one of several remand options available to the court. When a person appears in court and is charged with an offence, the court case is not always decided at the first appearance. Several hearings may be required before a final decision on the case is made, and in the case of jury trials there is often a delay of several months before the trial takes place. This means that several adjournments of the case may occur. When a court hearing is adjourned the court has the following options for dealing with the defendant: Remand at large: A time and place for the next court hearing are specified, but no conditions are imposed on the defendant; Remand on bail: The defendant is released, but has various conditions imposed; Remand in custody: The defendant is kept in custody until the next court appearance. 117 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ In the Youth Court two other options are available: Deliver into the custody of the Chief The defendant is kept in the custody of one Executive of the Department administering of these agencies until the next court the Children, Young Persons and Their appearance. Family Act 1989, an Iwi Social Service, or a Cultural Social Service: Deliver into the custody of a parent or This is similar to remand at large. It is the guardian: responsibility of the parent or guardian to ensure that the defendant appears at the next court hearing. For each year from 1993 to 1998 (except for 1994), just under half of the finalised cases which did not start and finish on the same day involved a remand on bail. In 1994 just over half of the cases finalised involved a remand on bail. Some of the cases will have been remanded on bail throughout the case, and some will have also had other types of remand for some of the case. Table 8.1 Percentage of all cases prosecuted that involved a remand on bail1, by major charge, 1993 to 1998 Major charge 1993 1994 1995 1996 1997 1998 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 77.3 65.4 61.5 58.5 58.5 45.8 31.3 13.2 78.7 62.6 61.1 59.4 61.6 44.4 31.6 12.4 79.1 57.6 60.0 56.5 61.5 38.8 31.3 13.7 77.6 56.0 58.9 53.4 59.6 36.1 30.4 12.1 76.7 53.4 60.4 52.1 61.1 36.8 32.1 16.6 76.0 55.0 59.6 53.2 63.3 36.1 31.2 21.3 Total 48.9 50.8 49.9 47.8 49.3 49.0 Note: 1 Excludes cases that were finalised in one day. Cases that were not remanded on bail were either remanded at large or remanded in custody, or in the case of some young people remanded in the Youth Court, delivered into the custody of the Chief Executive of the Department administering the Children, Young Persons and Their Family Act 1989, an Iwi Social Service, a Cultural Social Service, or a parent or guardian. The percentage of cases that were remanded on bail varied with the type of offence which the person was charged with (see Table 8.1 and Figure 8.1). In 1998, 76% of cases where a person was charged with a violent offence as the major charge, resulted in the person being remanded on bail. Slightly less than a third of traffic cases involved a remand on bail. 118 Trends in the use of bail and in offending while on bail __________________________________________________________________ Figure 8.1 Percentage of all cases prosecuted that involved a remand on bail, by major charge, 1998 Violent Against justice Property Other against persons Drug Good order Traffic Miscellaneous 0 10 20 30 40 50 60 70 80 90 100 Percentage of all cases The number of cases that involved a remand on bail has tended to increase from 40,129 in 1993 to 47,891 in 1998, although the number decreased slightly in 1996 (see Table 8.2). Table 8.2 Major charge for which people were remanded on bail, 1993 to 1998 Major charge for which on bail Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 1993 8688 841 13312 3068 3168 1835 8398 819 1994 11422 910 12961 3652 3499 2150 7948 766 1995 12512 987 13109 3179 3655 2230 8871 789 1996 11798 1008 13071 3190 3544 2317 8917 765 1997 11289 897 13690 3507 3954 2467 9482 793 1998 11236 988 13864 4006 4365 2637 9877 918 Overall % change +29% +17% +4% +31% +38% +44% +18% +12% Total 40129 43308 45332 44610 46079 47891 +19% 8.3 Offending while on bail The proportion of people who offended while on bail changed very little between 1993 and 1998 (see Table 8.3 and Figure 8.2). The percentage increased slightly from 20% to 22% between 1993 and 1995, before decreasing slightly from 21% in 1996 to 20% in 1998. 119 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 8.3 Number and percentage of people on bail who offended while on bail, 1993 to 1998 1993 1994 1995 1996 1997 1998 Offended on bail No. % 8100 20.2 9154 21.1 10045 22.2 9531 21.4 9680 21.0 9657 20.2 Did not offend on bail No. % 32029 79.8 34154 78.9 35287 77.8 35079 78.6 36399 79.0 38234 79.8 Total on bail No. % 40129 100.0 43308 100.0 45332 100.0 44610 100.0 46079 100.0 47891 100.0 Figure 8.2 Percentage of people on bail who offended while on bail, 1993 to 1998 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 1993 1994 1995 1996 1997 1998 Year Offended on bail Did not offend on bail The percentage of cases where there was an offence committed while on bail varied with the type of charge for which the person was on bail (see Table 8.4 and Figure 8.3). In 1998, those on bail charged with a property offence or an offence against justice were the most likely to offend while on bail (26% and 25% of cases respectively). Those on bail charged with a miscellaneous offence were the least likely to offend while on bail (12% of cases). Sixteen percent of the people on bail charged with a violent offence in 1998 committed an offence while on bail. The percentage of people on bail charged with an offence against justice that offended while on bail was a little higher in the period 1995 to 1997 than in the two previous years, but in 1998 the percentage had decreased to just below the 1993 level (see Table 8.4). For people on bail charged with violent offences, property offences or traffic offences, the percentage 120 Trends in the use of bail and in offending while on bail __________________________________________________________________ that offended while on bail was a little greater in each year in the period 1994 to 1997 than in 1993, but in 1998 the percentage had decreased slightly to approximately the 1993 level. For people on bail charged with drug offences or offences against good order, the percentage that offended while on bail in 1997 was slightly less than in the four previous years, but in 1998 the percentage had increased slightly to approximately the 1993 level. Table 8.4 Percentage of people on bail who offended while on bail, by major charge for which remanded on bail, 1993 to 1998 Major charge for which on bail 1993 1994 1995 1996 1997 1998 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 15.9 15.5 25.4 15.4 25.7 21.5 16.7 15.0 17.3 20.8 26.9 16.8 25.2 22.5 17.8 14.5 17.9 19.5 27.9 19.2 26.8 25.7 18.9 14.6 17.2 17.4 27.5 16.9 27.3 23.2 17.7 15.4 17.4 19.3 27.1 14.7 27.0 20.5 17.3 14.0 16.4 18.8 25.9 15.7 25.4 21.4 16.4 11.5 Total 20.2 21.1 22.2 21.4 21.0 20.2 Figure 8.3 Percentage of people on bail who offended while on bail, by major charge for which remanded on bail, 1998 Property Against justice Good order Other against persons Traffic Violent Drug Miscellaneous 0 5 10 15 20 25 30 35 40 45 50 Percentage 121 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ 8.4 Nature of offending while on bail In 1998, the most common offences committed while on bail were property offences (33%), traffic offences (21%) and offences against justice (18%). Violent offences accounted for 12% of the offences committed while on bail in 1998 (see Table 8.6). Table 8.5 Major offence committed while on bail, 1993 to 1998 Major offence committed on bail 1993 1994 1995 1996 1997 1998 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 953 138 2977 575 1270 444 1615 128 1233 173 3159 692 1440 541 1794 122 1490 169 3318 571 1647 625 2076 149 1230 157 3282 580 1612 613 1919 138 1198 146 3290 626 1792 556 1943 129 1166 149 3185 689 1776 581 1976 135 Total 8100 9154 10045 9531 9680 9657 Table 8.6 Major offence committed while on bail as a percentage of all cases where an offence was committed on bail, 1993 to 1998 Major offence committed on bail 1993 1994 1995 1996 1997 1998 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous 11.8 1.7 36.8 7.1 15.7 5.5 19.9 1.6 13.5 1.9 34.5 7.6 15.7 5.9 19.6 1.3 14.8 1.7 33.0 5.7 16.4 6.2 20.7 1.5 12.9 1.6 34.4 6.1 16.9 6.4 20.1 1.4 12.4 1.5 34.0 6.5 18.5 5.7 20.1 1.3 12.1 1.5 33.0 7.1 18.4 6.0 20.5 1.4 100.0 100.0 100.0 100.0 100.0 100.0 Total Table 8.7 shows the major charge for which people were on bail and the types of offences that were committed while on bail in 1998. For the minority of people who offended while on bail, the major offence committed while on bail was not the same type as the charge for which the person was on bail. However, for five of the eight major offence groups, the greatest proportion of offences committed on bail were the same type as the charge for which the person was on bail. 122 Trends in the use of bail and in offending while on bail __________________________________________________________________ In 1998, for people on bail charged with a violent offence, 5% committed another violent offence while on bail, 3% committed a property offence, and 3% committed a traffic offence. For people on bail charged with a property offence in 1998, the most common type of offence committed while on bail was another property offence (14%). In 1998, for people on bail charged with a drug offence, 6% committed another drug offence while on bail, 3% committed a property offence, and 3% committed a traffic offence. In 1998, for people on bail charged with an offence against justice, 12% committed another offence against justice while on bail, and 6% committed a property offence. In 1998, for people on bail charged with a traffic offence, 8% committed another traffic offence while on bail, 3% committed an offence against justice, and 3% committed a property offence. Table 8.7 Percentage of offences of each type committed while on bail, by major charge for which remanded on bail in 1998 Major charge for which on bail Major offence committed while on bail Drug Against Good Traffic justice order Violent Other ag. persons Property Misc. No offence Total Violent Other against persons 5.0 0.2 3.4 0.9 2.4 1.1 3.1 0.2 83.6 100.0 2.0 2.7 3.7 0.9 3.1 2.0 3.6 0.6 81.2 100.0 Property 1.9 0.3 14.3 1.1 Drug 1.3 0.3 3.1 5.6 3.6 1.2 3.1 0.3 74.1 100.0 1.8 0.6 2.8 0.2 84.3 100.0 Against justice 1.8 0.2 5.7 1.2 12.0 1.1 3.2 0.2 74.6 100.0 Good order 2.4 0.3 5.5 1.6 3.2 4.7 3.4 0.3 78.6 100.0 Traffic 1.2 0.2 2.5 0.9 2.7 0.6 8.2 0.2 83.6 100.0 Miscellaneous 1.1 0.2 2.5 1.3 2.1 0.7 2.0 1.7 88.5 100.0 Total 2.4 0.3 6.7 1.4 3.7 1.2 4.1 0.3 79.8 100.0 123 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ 124 Use of home detention in 2000 9.1 Introduction The Criminal Justice Amendment Act 1999 inserted provisions relating to home detention into the principal Act from 1 October 19997. Home detention allows some offenders to serve part of their prison sentences outside prison under electronic surveillance, and under intensive supervision by Probation Officers. The offender wears a security device which continuously omits a signal and triggers an alarm if the offender leaves the confines of the property which is the site of his or her home detention. Home detention was initially available in the major urban areas, and was expanded further between July and October 2000 to cover most of the country. There are still a few smaller areas (i.e. Te Kuiti, Taihape, and Alexandra) where home detention is not currently available. There are two ways an offender can be released to serve their prison sentence by home detention, and these will be referred to in this chapter as “front-end” home detention and “preparole” home detention. These are described in detail below. This chapter presents information on the extent to which courts granted offenders leave to apply for home detention in the 2000 calendar year, the number of people who were actually released to home detention in 2000 after having been granted leave to apply (i.e. via the “front-end”), the number of people released to home detention as a pre-parole option in 2000, and information on the people who completed home detention in 2000. 9.1.1 “Front-end” home detention Section 21D of the Criminal Justice Act 1985 specifies that if a court sentences an offender to a term of imprisonment of not more than 2 years (including activated suspended prison sentences), it must consider whether to grant the offender leave to apply to a District Prisons Board for release to home detention. In considering whether to grant leave, the court must consider the nature and seriousness of the offence, and any relevant matters in the victim impact statement in that case. An offender who is granted leave will usually go to prison, from where they can make an application to a District Prisons Board for release to home detention in an area where a home detention scheme is operated, and the Board must consider the application as soon as practicable. However, under section 78(2) of the Criminal Justice Act 1985, on imposing a sentence of imprisonment, a Judge may, if he or she has granted leave and is satisfied there are 7 It should be noted that the Criminal Justice Amendment Act 1993 provided a legal framework for a home detention pilot to take place. The legislation provided for home detention as a parole programme only. 125 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ special reasons why the sentence should not commence immediately, defer the commencement of the term of the sentence for a period not exceeding 1 month. In such cases, the offender can apply to a District Prisons Board for release to home detention, and if a decision is made to approve release to home detention before the deferred sentence commencement date, then the offender will go onto home detention without spending any time within a prison. 9.1.2 “Pre-parole” home detention Section 103A of the Criminal Justice Act 1985 specifies that an offender who is subject to a determinate sentence of imprisonment of more than 2 years, and who is eligible to be released on parole after the expiry of one-third of the sentence (i.e. is not serving a sentence for a serious violent offence) may, at any time during the period commencing on the date that is 5 months before the date the offender is eligible for release on parole and ending with the offender’s final release date, apply to a District Prisons Board or the Parole Board (as the case may be) for release to home detention in an area where a home detention scheme is operated. The Board must consider the application as soon as practicable. 9.1.3 Determination of application for release to home detention Section 103B of the Criminal Justice Act 1985 specifies provisions relating to the determination of applications for release to home detention. When an offender has applied for release to home detention - from either the front-end or pre-parole - the District Prisons Board or the Parole Board (as the case may be) must request that a Probation Officer prepare a report on the offender’s suitability for release to home detention. The Board must consider: the general likelihood of the offender committing further offences upon his or her release, the nature of the offence, the welfare of the offender and the likelihood that his or her rehabilitation will be assisted by home detention, the safety and welfare of the occupants of the residence, and any submissions made by victims of the offender. The Board must be satisfied that: the offender is suitable for release to home detention, the occupants of the residence to which the offender will be released understand the conditions of the offender’s release to home detention and consent to the offender’s detention in that residence in accordance with those conditions, and the offender has been made aware of and understands the conditions that would apply on release to home detention and agrees to comply with them. If the Board directs that an offender be released to serve his or her sentence by way of home detention, it must consider requiring the offender to undergo a programme. If the Board declines to direct that an offender be released to home detention, it may (on application or of its own motion) from time to time reconsider its original decision on the offender’s application for release to home detention. 9.1.4 Other provisions relating to home detention Under section 21E(3) of the Criminal Justice Act 1985, if an offender is convicted of an offence while serving a sentence by way of home detention and the court imposes a sentence of 126 Use of home detention in 2000 _______________________________________________________________ imprisonment, and that offence was committed before the commission of the offence to which the home detention relates, the court may order that the sentence of imprisonment also be served by way of home detention concurrently with the other sentence that is being served by way of home detention, unless the aggregate term is more than two years. Under section 21E(1) periodic detention can also be imposed concurrently with home detention if the offence was committed before the offence leading to home detention. Under section 21E(4), when an offender serving home detention is convicted of an imprisonable offence (except where subsections (1) or (3) above apply), the court must order that the offender be returned to prison to serve the remainder of their sentence, unless there are special circumstances for ordering otherwise. If the conviction while serving home detention is for an offence not punishable by imprisonment, the court may, but is not required to, order that the offender be returned to prison to serve the remainder of their sentence. For offenders on home detention with prison sentences of more than one year, under sections 97(2) and 100(2) the Parole Board or a District Prisons Board (as the case may be) must consider releasing the offender on parole as soon as practicable after the offender becomes eligible for parole, and at least once every three months thereafter. Under section 103C, an offender who is serving a sentence by way of home detention is subject to recall as if he or she had been released on parole. Also, an offender who is serving a sentence by way of home detention may at any time apply to the District Prisons Board or Parole Board that directed his or her release for a direction returning the offender to a penal institution. 9.2 Courts’ use of “front-end” leave to apply Data are available from the Case Monitoring Subsystem of the Law Enforcement System (LES) on the extent to which courts granted offenders leave to apply for home detention in the 2000 calendar year. There were 6,590 cases in 2000 that resulted in prison sentences of two years or less. For 1,205 (18%) of these cases there was no information recorded on LES with regard to whether leave to apply for home detention was granted8. Given this relatively high proportion of cases for which information on leave to apply was not available, the statistics provided in this subsection need to be treated with some caution. For 1,602 (30%) of the 5,385 cases for which information was available, leave to apply for home detention was granted by the court. Table 9.1 shows the extent to which leave to apply was granted, according to the gender, ethnicity, and age of offenders, the types of offences committed, the lengths of the prison sentences imposed, and the number of prior convictions and prior prison sentences for offenders9. 8 It should be noted that data from the Department of Corrections revealed that 128 of these offenders had a home detention hearing and so must have been granted leave to apply. However, it could not be determined if other offenders had leave to apply granted, but did not have a hearing, so these data were excluded from the analysis. 9 Number of convicted cases and prison sentences imposed in the previous 20 years for each offender. Complete histories of offending were not available. 127 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 9.1 Whether leave to apply for home detention was granted for prison sentences of two years or less imposed in 2000 Granted leave to apply Gender Male Female Ethnicity1 European Mäori Pacific peoples Other Age2 14-16 17-19 20-24 25-29 30-39 40+ Offence Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Sentence length <=1 month >1 to 3 months >3 to 6 months >6 to 9 months >9 to 12 months >12 to 18 months >18 to 24 months Number of prior prison sentences 0 1 2-5 6+ Number of prior convicted cases 0 1 2-5 6+ Overall Not granted leave to apply Number Percentage Number Percentage 1383 219 28.2 44.8 3513 270 696 745 112 12 33.0 26.3 33.2 33.3 7 174 352 286 503 279 Number Percentage 71.8 55.2 4896 489 100.0 100.0 1412 2084 225 24 67.0 73.7 66.8 66.7 2108 2829 337 36 100.0 100.0 100.0 100.0 35.0 26.9 26.9 27.2 31.9 35.8 13 472 958 767 1073 500 65.0 73.1 73.1 72.8 68.1 64.2 20 646 1310 1053 1576 779 100.0 100.0 100.0 100.0 100.0 100.0 301 15 469 218 88 5 490 16 28.4 30.6 26.2 45.1 16.4 5.6 37.1 25.4 757 34 1319 265 447 84 830 47 71.6 69.4 73.8 54.9 83.6 94.4 62.9 74.6 1058 49 1788 483 535 89 1320 63 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 54 251 452 284 210 238 113 12.9 22.6 32.7 35.9 34.8 30.7 36.6 363 858 930 506 393 537 196 87.1 77.4 67.3 64.1 65.2 69.3 63.4 417 1109 1382 790 603 775 309 100.0 100.0 100.0 100.0 100.0 100.0 100.0 656 318 436 192 40.9 32.3 25.0 18.3 948 665 1311 859 59.1 67.7 75.0 81.7 1604 983 1747 1051 100.0 100.0 100.0 100.0 157 89 336 1020 1602 57.9 43.0 32.6 26.3 29.7 114 118 695 2856 3783 42.1 57.0 67.4 73.7 70.3 271 207 1031 3876 5385 100.0 100.0 100.0 100.0 100.0 Notes: 1 Excludes 75 cases where the ethnicity of the offender was not available. 2 Excludes 1 case where the age of the offender was not available. 128 Total Use of home detention in 2000 _______________________________________________________________ Female offenders sentenced to terms of imprisonment of two years or less were much more likely than male offenders to be granted leave to apply for home detention (45% of cases compared to 28% respectively). Even when controlling for other available variables10, females were much more likely than males to be granted leave to apply for home detention. Mäori offenders (26%) were slightly less likely than non-Mäori offenders (33%) to be granted leave to apply for home detention. Even when controlling for other available variables, Mäori were slightly less likely to be granted leave to apply for home detention than non-Mäori. Offenders aged under 30 were granted leave to apply for home detention a little less often than those aged 30 or more, and the difference was still significant when other variables were controlled for. Whether leave to apply was granted varied significantly by type of offence. Nearly half (45%) of people imprisoned for two years or less for a drug offence and 37% of people imprisoned for a traffic offence were granted leave to apply, whereas only 6% of those imprisoned for an offence against good order (mostly possession of an offensive weapon and trespassing offences) and 16% of people imprisoned for an offence against justice were granted leave to apply. The extent to which leave to apply was granted was significantly different for these four types of offences compared to other offences, even when controlling for other available variables. Very short prison sentences of one month or less rarely resulted in leave to apply for home detention being granted (only 13% of cases), and only 23% of cases where more than one month and up to 3 months were imposed were granted leave to apply. Generally around one-third of the sentences of more than three months had leave to apply granted. The more times an offender had been to prison previously, the less likely they were to be granted leave to apply for home detention. Forty-one percent of the offenders who had not been imprisoned in the 20 previous years were granted leave to apply, whereas only 18% of those who had been imprisoned on more than five previous occasions were granted leave to apply. This finding remained significant even when controlling for other variables. The more times an offender had been convicted previously, the less likely they were to be granted leave to apply for home detention, and this finding was still significant when controlling for other available variables. Not surprisingly, the availability of home detention in certain areas had some effect on whether leave to apply was granted by the courts. 10 Tested using Logistic Regression technique in SAS. Information was included in the model on: gender, ethnicity, age, type of offence, sentence length imposed, plea, number of prior convictions, number of prior prison sentences, and the availability of home detention on a regional basis i.e. if home detention was available in the region for the whole of 2000, part of 2000, or was not available at all. SAS is an integrated system of software produced by SAS Institute Inc., Cary, NC, USA. 129 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ 9.3 Whether inmates had a home detention hearing 9.3.1 Whether “front-end” inmates had a hearing Data were supplied to the Ministry of Justice from the Department of Corrections IOMS Computer System on front-end inmates who had a home detention hearing before a District Prisons Board in 2000. Data was not available on the number of inmates who applied to a Board but did not have a hearing (e.g. because a Probation Officer found them to be unsuitable for home detention, or the inmate did not wish to pursue home detention after being provided with more information on what the scheme involves). Not all people who are granted leave to apply by the court will necessarily apply to a Board for release to home detention. The data revealed that 933 front-end inmates had a home detention hearing before a District Prisons Board in 2000. Of these, 864 inmates were sentenced to imprisonment in 2000. However, for consistency, only those inmates for whom it was known from LES data that leave to apply was granted in 2000 were examined. Of the 1,602 inmates with leave to apply definitely granted by the court, 731 (46%) had a home detention hearing in 2000. Some inmates may not have had a hearing as their address was in an area where home detention was not available. On average, inmates with leave to apply were in prison for just over a month (38 days) before having a home detention hearing. The time to having a hearing ranged from 0 days to 199 days, with the median being 29 days. Table 9.2 shows whether inmates with leave to apply had a home detention hearing controlling for gender, ethnicity, age, offence, sentence length imposed, and number of prior prison sentences. Female offenders who were granted leave to apply for home detention were considerably more likely than males to have a home detention hearing (68% of inmates compared to 42% respectively). Even when controlling for other available variables, females were considerably more likely than males to have a home detention hearing11. Whether or not an inmate has a hearing is not just a matter of eligibility – it is also a matter of suitability, and a desire to take up the option. Church and Dunstan12 found in an evaluation of the home detention pilot that “women inmates interviewed generally viewed home detention more positively [than men] as it gave them another option for returning to their families earlier”. They found that some of the reasons why male inmates might not consider home detention were: it was seen as an “add-on” to their current sentence, that it was a tough (restrictive) option, that the inmate had concerns about being confined to the house, they had no suitable family to go to, it would be stressful for their family, it would create employment difficulties, and it would lead to temptation to return to their old haunts. 11 Tested using Logistic Regression technique in SAS. Information was included in the model on: gender, ethnicity, age, type of offence, sentence length imposed, number of prior convictions, and number of prior prison sentences. 12 Church, A. and Dunstan, S. (1997) Home Detention: The Evaluation of the Home Detention Pilot Programme, Ministry of Justice, Wellington. 130 Use of home detention in 2000 _______________________________________________________________ Table 9.2 Whether front-end inmates sentenced in 2000 had a home detention hearing in 2000 Had a home detention hearing Number Percentage Gender Male Female Ethnicity1 European Mäori Pacific peoples Other Age2 14-16 17-19 20-24 25-29 30-39 40+ Offence Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Sentence length <=1 month >1 to 3 months >3 to 6 months >6 to 9 months >9 to 12 months >12 to 18 months >18 to 24 months Number of prior prison sentences 0 1 2-5 6+ Overall Did not have a home detention hearing Number Percentage Total given leave to apply in 2000 Number Percentage 583 148 42.2 67.6 800 71 57.8 32.4 1383 219 100.0 100.0 334 316 56 6 48.0 42.4 50.0 50.0 362 429 56 6 52.0 57.6 50.0 50.0 696 745 112 12 100.0 100.0 100.0 100.0 4 60 146 123 240 157 57.1 34.5 41.5 43.0 47.7 56.3 3 114 206 163 263 122 42.9 65.5 58.5 57.0 52.3 43.7 7 174 352 286 503 279 100.0 100.0 100.0 100.0 100.0 100.0 149 9 217 125 16 1 208 6 49.5 60.0 46.3 57.3 18.2 20.0 42.4 37.5 152 6 252 93 72 4 282 10 50.5 40.0 53.7 42.7 81.8 80.0 57.6 62.5 301 15 469 218 88 5 490 16 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 8 49 184 134 124 167 65 14.8 19.5 40.7 47.2 59.0 70.2 57.5 46 202 268 150 86 71 48 85.2 80.5 59.3 52.8 41.0 29.8 42.5 54 251 452 284 210 238 113 100.0 100.0 100.0 100.0 100.0 100.0 100.0 348 133 176 74 731 53.0 41.8 40.4 38.5 45.6 308 185 260 118 871 47.0 58.2 59.6 61.5 54.4 656 318 436 192 1602 100.0 100.0 100.0 100.0 100.0 Notes: 1. Excludes 37 cases where the ethnicity of the offender was not available. 2. Excludes 1 case where the age of the offender was not available. Mäori inmates (42%) were slightly less likely than non-Mäori inmates (48%) to have a home detention hearing. Even when controlling for other available variables, Mäori were slightly less likely to have a home detention hearing than non-Mäori. 131 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ The likelihood of having a home detention hearing for those inmates granted leave to apply increased with age, and the difference was still significant when other variables were controlled for. Whether a home detention hearing took place varied by type of offence. Over half (57%) of those granted leave to apply for a drug offence and 50% and 46% of people granted leave to apply for a violent offence or property offence respectively had a hearing, whereas only 18% of those with leave to apply for an offence against justice had a hearing. Whether a hearing was held was significantly different for those inmates sentenced for an offence against justice compared to other offences, even when controlling for other available variables. The likelihood of having a home detention hearing for those inmates granted leave to apply increased with sentence length imposed for inmates with sentences of up to 18 months. For those inmates with sentences of more than 18 months to two years, the likelihood of a hearing was similar to that for inmates with sentences of more than nine months to 12 months. The length of the prison sentence imposed appeared to be the variable most strongly associated with whether or not a home detention hearing took place for inmates who had been granted leave to apply by the courts. The more times an offender had been imprisoned previously, the less likely they were to have a home detention hearing, and this finding was significant when controlling for other variables. 9.3.2 Whether “pre-parole” eligible inmates had a hearing Data were supplied to the Ministry from the Department of Corrections IOMS Computer System on inmates who were eligible to apply for release to home detention as a pre-parole option in the 2000 calendar year. This includes inmates who became newly eligible to apply in 2000, as well as those who became eligible before 1 January 2000, and remained eligible to apply in 2000. Data were also supplied on inmates who had a home detention hearing before a District Prisons Board or the Parole Board in 2000. Data was not available on the number of inmates who applied to a Board but did not have a hearing (e.g. because a Probation Officer found them to be unsuitable for home detention, or the inmate did not wish to pursue home detention after being provided with more information on what the scheme involves). The data revealed 1,040 inmates who could have applied for pre-parole release to home detention. Of these, 189 (18%) had a home detention hearing before a District Prisons Board or the Parole Board in 2000 (see Table 9.3). Some inmates may not have had a hearing as their address was in an area where home detention was not available. Female “pre-parole” eligible inmates were considerably more likely than male inmates to have a home detention hearing in 2000 (33% and 18% of inmates respectively). This finding held even when controlling for other variables13. 13 Tested using Logistic Regression technique in SAS. Information was included in the model on: gender, ethnicity, age, type of offence, sentence length imposed, and region where prison sentence was served. 132 Use of home detention in 2000 _______________________________________________________________ Table 9.3 Whether inmates who were “pre-parole” eligible had a home detention hearing in 2000 Had a home detention hearing Number Percentage Gender Male Female Ethnicity1 European Mäori Pacific peoples Other Age2 17-19 20-24 25-29 30-39 40+ Offence Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Sentence length >2 to 3 years >3 to 4 years >4 to 7 years >7 years Overall Did not have a home detention hearing Number Percentage Total eligible to apply in 2000 Number Percentage 175 14 17.6 32.6 822 29 82.4 67.4 997 43 100.0 100.0 99 78 9 2 21.2 16.0 13.0 18.2 368 409 60 9 78.8 84.0 87.0 81.8 467 487 69 11 100.0 100.0 100.0 100.0 8 34 36 66 40 14.8 14.9 16.5 20.2 19.8 46 194 182 260 162 85.2 85.1 83.5 79.8 80.2 54 228 218 326 202 100.0 100.0 100.0 100.0 100.0 44 3 80 55 1 0 4 2 13.5 8.6 18.7 27.6 16.7 0.0 11.1 28.6 283 32 347 144 5 3 32 5 86.5 91.4 81.3 72.4 83.3 100.0 88.9 71.4 327 35 427 199 6 3 36 7 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 119 47 22 1 189 20.2 19.9 14.1 1.7 18.2 470 189 134 58 851 79.8 80.1 85.9 98.3 81.8 589 236 156 59 1040 100.0 100.0 100.0 100.0 100.0 Notes: 1. Excludes 6 cases where the ethnicity of the offender was not available. 2. Excludes 12 cases where the age of the offender was not available. European “pre-parole” eligible inmates (21%) had a home detention hearing in 2000 slightly more often than Mäori (16%) and Pacific peoples (13%). However, when controlling for other available variables, there were no differences between ethnic groups in whether a home detention hearing occurred. The likelihood of a hearing increased a little with the age of inmates, with 20% of those aged at least 30 having a hearing, compared with 15% of those aged under 25. This finding held even when controlling for other variables. 133 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Whether or not a home detention hearing took place varied by type of offence. Only looking at the more common offences, over a quarter (28%) of inmates sentenced for a drug offence had a hearing, whereas only 13% of inmates sentenced for a violent offence and 19% sentenced for a property offence had a hearing. Whether or not a hearing was held was significantly different for those inmates sentenced for drug and property offences compared to other offences, even when controlling for other available variables. The likelihood of a home detention hearing was lower for inmates with sentences over 4 years compared with those with sentences of 4 years or less. In particular, those with sentences of more than 7 years rarely had a home detention hearing before the Parole Board. This finding held even when controlling for other available variables. Table 9.4 shows that whether “pre-parole” eligible inmates had a home detention hearing varied significantly from prison to prison. Female inmates at Arohata Prison (42%) and male inmates at Manawatu Prison, Dunedin Prison, and Invercargill Prison (all 38%) were the most likely to have a home detention hearing, whereas only 5% of male inmates at Rimutaka Prison had a hearing. Table 9.4 Whether inmates who were “pre-parole” eligible had a home detention hearing in 2000, by prison Had a home detention hearing Number Percent Mens Prisons Auckland Auckland Central Remand Mt Eden mens Waikeria Ohura Rangipo/Tongariro New Plymouth Wanganui Hawkes Bay Manawatu Rimutaka Wellington Christchurch Rolleston Dunedin Invercargill Womens Prisons Mt Eden womens Arohata Christchurch womens 134 Did not have a home detention hearing Number Percent Total eligible to apply in 2000 Number Percent 9 2 10 17 6 12 3 11 22 19 4 4 19 20 5 12 9.8 15.4 21.3 14.0 26.1 11.5 16.7 19.6 20.0 38.0 5.4 21.1 13.3 24.4 38.5 37.5 83 11 37 104 17 92 15 45 88 31 70 15 124 62 8 20 90.2 84.6 78.7 86.0 73.9 88.5 83.3 80.4 80.0 62.0 94.6 78.9 86.7 75.6 61.5 62.5 92 13 47 121 23 104 18 56 110 50 74 19 143 82 13 32 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 2 11 1 25.0 42.3 11.1 6 15 8 75.0 57.7 88.9 8 26 9 100.0 100.0 100.0 Use of home detention in 2000 _______________________________________________________________ Variation between prisons was noted in an evaluation of the home detention pilot programme. Church and Dunstan14 found “District Prisons Boards took either: a proactive stance, recommending inmates to be investigated for home detention; or a reactive stance, responding to applications as they came before the Board”. They also found variation between prisons in the amount of information that was provided to inmates about home detention. 9.4 Whether release to home detention was approved 9.4.1 Whether “front-end” inmates had release to home detention approved Data were supplied to the Ministry from the Department of Corrections IOMS Computer System on the outcomes of home detention hearings for front-end inmates before District Prisons Boards in 2000. The data revealed 933 front-end inmates who had a hearing before a District Prisons Board in 2000. Of these, 864 were inmates who were sentenced to imprisonment in 2000. However, for consistency, only those 731 inmates who had a hearing and for whom it was known from LES data that leave to apply was definitely granted in 2000 were examined. The result of the home detention hearing was not recorded in the data for 45 of these 731 inmates. For those inmates imprisoned in 2000 with leave to apply granted by the courts who had a hearing, and for whom the result of the hearing was available, 392 (57%) had their release to home detention approved, although 62 of these 392 inmates initially had home detention declined or the decision deferred before having it approved. Over a third (38%) had home detention declined, and for 5% the decision was deferred. Female inmates sentenced in 2000 who had a home detention hearing in 2000 were considerably more likely to have home detention approved by the District Prisons Board than male inmates (73% compared with 53%). This finding was significant even when controlling for other available variables15. European inmates (65%) were more likely to have home detention approved than Mäori (51%) and Pacific (40%) inmates who had a hearing. This finding was significant even when controlling for other available variables. The likelihood of having home detention approved for inmates having a hearing generally increased with age, and the difference was still significant when other variables were controlled for. Just under half (46%) of inmates aged 17 to 19 years had home detention approved, compared with over 60% of inmates aged at least 30 years. 14 Ibid. 15 Tested using Logistic Regression technique in SAS. Information was included in the model on: gender, ethnicity, age, type of offence, sentence length imposed, number of prior convictions, and number of prior prison sentences. 135 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 9.5 Outcome of home detention hearing for front-end inmates sentenced in 20001 Had home detention approved Number Percentage Gender Male Female Ethnicity3 European Mäori Pacific peoples Other Age4 14-16 17-19 20-24 25-29 30-39 40+ Offence Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Sentence length <=1 month >1 to 3 months >3 to 6 months >6 to 9 months >9 to 12 months >12 to 18 months >18 to 24 months Number of prior prison sentences 0 1 2-5 6+ Overall Did not have home detention approved2 Number Percentage Total with leave to apply who had a hearing Number Percentage 291 101 53.2 72.7 256 38 46.8 27.3 547 139 100.0 100.0 207 149 20 0 64.7 51.0 40.0 0.0 113 143 30 5 35.3 49.0 60.0 100.0 320 292 50 5 100.0 100.0 100.0 100.0 1 26 67 58 147 92 25.0 45.6 51.5 51.8 63.6 60.9 3 31 63 54 84 59 75.0 54.4 48.5 48.2 36.4 39.1 4 57 130 112 231 151 100.0 100.0 100.0 100.0 100.0 100.0 61 5 112 89 10 1 112 2 43.0 55.6 54.6 75.4 66.7 100.0 58.6 40.0 81 4 93 29 5 0 79 3 57.0 44.4 45.4 24.6 33.3 0.0 41.4 60.0 142 9 205 118 15 1 191 5 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 6 26 90 83 72 88 27 75.0 61.9 55.2 64.8 59.5 54.3 43.5 2 16 73 45 49 74 35 25.0 38.1 44.8 35.2 40.5 45.7 56.5 8 42 163 128 121 162 62 100.0 100.0 100.0 100.0 100.0 100.0 100.0 219 65 89 19 392 65.6 54.2 53.9 28.4 57.1 115 55 76 48 294 34.4 45.8 46.1 71.6 42.9 334 120 165 67 686 100.0 100.0 100.0 100.0 100.0 Notes: 1. The table only includes inmates who had a hearing in 2000 and for whom it was known that leave to apply was granted in 2000 by the courts. The table excludes 45 cases where the result of the hearing was not recorded in the data. 2. Cases where release to home detention was declined or a decision deferred. 3. Excludes 19 cases where the ethnicity of the offender was not available. 4. Excludes 1 case where the age of the offender was not available. 136 Use of home detention in 2000 _______________________________________________________________ Whether home detention was approved for front-end inmates who had a hearing varied by type of offence. Only looking at the more common offences, three-quarters (75%) of inmates sentenced for a drug offence who had a hearing had home detention approved, whereas for violent offences the proportion was only 43%. These two offence types were significantly different even when controlling for other available variables. Inmates with sentences of more than one year and up to two years were a little less likely to have home detention approved than inmates with shorter sentences. This finding was significant even when controlling for other available variables. The more times an offender had been to prison previously, the less likely they were to have home detention approved, and this finding was significant even when controlling for other available variables. For all 1,557 inmates for whom it was known that they entered prison in 2000 with leave to apply granted by the courts, and for whom the result of the home detention hearing was available, 392 (25%) were approved for release to home detention in 2000 (see Table 9.6 and Figure 9.1). People granted leave may, if special reasons exist, have their sentence commencement date deferred (under section 78(2) of the Criminal Justice Act 1985) and can potentially have home detention approved by a District Prisons Board without spending any time in prison. It is not known how often this happened, but the number of cases is likely to be small. There was a clear difference between men and women: with 48% of the female inmates who entered prison with leave to apply granted having home detention approved, compared to 22% of the men. Even when controlling for other available variables, males coming to prison with leave to apply granted by the courts were less than half as likely as females to be released to home detention. Gender was in fact the most significant variable in the model. European offenders were more likely than offenders of any other ethnic group to ultimately have home detention approved. The difference remained significant when controlling for other variables. Older offenders who entered prison with leave to apply granted were more likely than younger offenders to eventually be released to home detention, with the finding remaining significant when controlling for other factors. Drug offenders with leave to apply were significantly more likely to be released on home detention than inmates imprisoned for any other type of offence. The length of the prison sentence imposed had some impact on the likelihood of release to home detention, with those inmates with shorter sentences being less likely than those with longer sentences to be released to home detention. The more times people had been imprisoned in the past, the less likely they were to be released to home detention. The result remained significant when controlling for other variables. 137 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 9.6 Whether all front-end inmates sentenced in 2000 had release to home detention approved in 20001 Had home detention approved Number Percentage Gender Male Female Ethnicity3 European Mäori Pacific peoples Other Age4 14-16 17-19 20-24 25-29 30-39 40+ Offence Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Sentence length <=1 month >1 to 3 months >3 to 6 months >6 to 9 months >9 to 12 months >12 to 18 months >18 to 24 months Number of prior prison sentences 0 1 2-5 6+ Overall Did not have home detention approved2 Number Percentage Total given leave to apply in 2000 Number Percentage 291 101 21.6 48.1 1056 109 78.4 51.9 1347 210 100.0 100.0 207 149 20 0 30.4 20.7 18.9 0.0 475 572 86 11 69.6 79.3 81.1 100.0 682 721 106 11 100.0 100.0 100.0 100.0 1 26 67 58 147 92 14.3 15.2 19.9 21.1 29.8 33.7 6 145 269 217 347 181 85.7 84.8 80.1 78.9 70.2 66.3 7 171 336 275 494 273 100.0 100.0 100.0 100.0 100.0 100.0 61 5 112 89 10 1 112 2 20.7 33.3 24.5 42.2 11.5 20.0 23.7 13.3 233 10 345 122 77 4 361 13 79.3 66.7 75.5 57.8 88.5 80.0 76.3 86.7 294 15 457 211 87 5 473 15 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 6 26 90 83 72 88 27 11.1 10.7 20.9 29.9 34.8 37.8 24.5 48 218 341 195 135 145 83 88.9 89.3 79.1 70.1 65.2 62.2 75.5 54 244 431 278 207 233 110 100.0 100.0 100.0 100.0 100.0 100.0 100.0 219 65 89 19 392 34.1 21.3 20.9 10.3 25.2 423 240 336 166 1165 65.9 78.7 79.1 89.7 74.8 642 305 425 185 1557 100.0 100.0 100.0 100.0 100.0 Notes: 1. Table excludes 45 cases where the result of the hearing was not recorded in the data. 2. Cases where release to home detention was declined or a decision deferred. 3. Excludes 37 cases where the ethnicity of the offender was not available. 4. Excludes 1 case where the age of the offender was not available. 138 Use of home detention in 2000 _______________________________________________________________ Figure 9.1 Summary of “front-end” home detention in 2000 Prison sentence of two years or less imposed (6,590) Prison sentence of two years or less imposed and information recorded on LES regarding whether leave to apply for home detention was granted (5,385) 30% Leave to apply for home detention granted by Courts (1,602) 46% Home detention hearing held in prison (731) 94% Result of home detention hearing recorded (686) 57% Release to home detention approved (392) 70% Leave to apply for home detention not granted by Courts (3,783) 54% Home detention hearing not held in prison (871) 6% Result of home detention hearing not recorded (45) 43% Release to home detention not approved (294) Ÿ O verall, 7% of people with a prison sentence of two years or less were released via the "front-end" to home detention. Ÿ O verall, 25% of those granted leave to apply were released to home detention. 139 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ The data included information on the types of special conditions imposed on offenders who had their release to home detention approved by a District Prisons Board. The data showed that over three-quarters (78%) of the 392 front-end inmates whose release to home detention was approved in 2000 were required to undergo a programme (of an unspecified nature). Nearly two-thirds (64%) had special conditions relating to their residence, 27% had special conditions relating to employment, 18% had special conditions relating to non-association with certain people, and 2% had special conditions relating to finances. 9.4.2 Whether “pre-parole” eligible inmates had release to home detention approved Data were supplied to the Ministry from the Department of Corrections IOMS Computer System on the outcomes of home detention hearings for “pre-parole” eligible inmates before a District Prisons Board or the Parole Board in 2000. The data revealed 189 “pre-parole” eligible inmates who had a hearing in 2000. The result of the home detention hearing was not recorded in the data for two inmates. For those “pre-parole” eligible inmates for whom the result of the hearing was available, 87 (47%) had their release to home detention approved, although 24 of these 87 inmates initially had home detention declined or the decision deferred before having it approved. The same proportion (47%) had home detention declined, and for 7% the decision was deferred. There was little difference between male and female “pre-parole” eligible inmates who had a home detention hearing in 2000 as to whether release to home detention was approved (47% and 43% respectively).16 European inmates (58%) were more likely to have home detention approved than Mäori and Pacific inmates (both 33%) who had a hearing. Older “pre-parole” eligible offenders were more likely than younger offenders to have home detention approved. A little over a third (38%) of inmates aged under 30 years had home detention approved, compared with 53% of inmates aged at least 30 years. Whether home detention was approved for “pre-parole” eligible inmates who had a hearing varied by type of offence. Only looking at the more common offences, over two-thirds (70%) of inmates sentenced for a drug offence who had a hearing had home detention approved. For violent and property offences the proportions were considerably lower at 30% and 36% respectively. Inmates with sentences of more than two years and up to three years were more likely to have home detention approved than inmates with longer sentences. 16 The Logistic regression model that was fitted to the data was a poor fit, so did not allow for a multivariate analysis of whether home detention was approved for inmates who had hearings. 140 Use of home detention in 2000 _______________________________________________________________ Table 9.7 Outcome of home detention hearing for “pre-parole” eligible inmates who had a hearing in 20001 Had home detention approved Number Percentage Gender Male Female Ethnicity3 European Mäori Pacific peoples Other Age4 17-19 20-24 25-29 30-39 40+ Offence Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Sentence length >2 to 3 years >3 to 4 years >4 to 7 years >7 years Overall Did not have home detention approved2 Number Percentage Total eligible who had a hearing Number Percentage 81 6 46.8 42.9 92 8 53.2 57.1 173 14 100.0 100.0 56 26 3 1 57.7 33.3 33.3 50.0 41 52 6 1 42.3 66.7 66.7 50.0 97 78 9 2 100.0 100.0 100.0 100.0 3 13 14 34 22 37.5 38.2 38.9 52.3 55.0 5 21 22 31 18 62.5 61.8 61.1 47.7 45.0 8 34 36 65 40 100.0 100.0 100.0 100.0 100.0 13 3 29 37 1 0 2 2 29.5 100.0 36.3 69.8 100.0 50.0 100.0 31 0 51 16 0 0 2 0 70.5 0.0 63.7 30.2 0.0 50.0 0.0 44 3 80 53 1 0 4 2 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 64 16 6 1 87 54.7 34.0 27.3 100.0 46.5 53 31 16 0 100 45.3 66.0 72.7 0.0 53.5 117 47 22 1 187 100.0 100.0 100.0 100.0 100.0 Notes: 1. The table only includes inmates who had a home detention hearing in 2000. The table excludes 2 cases where the result of the hearing was not recorded in the data. 2. Cases where release to home detention was declined or a decision deferred. 3. Excludes 1 case where the ethnicity of the offender was not available. 4. Excludes 4 cases where the age of the offender was not available. For all 1,038 inmates for whom it was known that they were eligible for parole in 2000, and for whom the result of the home detention hearing was available, 87 (8%) were approved for preparole release to home detention in 2000 (see Table 9.8 and Figure 9.2). A slightly higher proportion of female inmates (14%) who were eligible for parole had home detention approved compared to males (8%)17. 17 The Logistic regression model that was fitted to the data was a poor fit, so did not allow for a multivariate analysis of whether home detention was approved for inmates who had hearings. 141 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 9.8 Whether all “pre-parole” eligible offenders had release to home detention approved in 20001 Had home detention approved Number Percentage Gender Male Female Ethnicity3 European Mäori Pacific peoples Other Age4 17-19 20-24 25-29 30-39 40+ Offence Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Sentence length >2 to 3 years >3 to 4 years >4 to 7 years >7 years Overall Did not have home detention approved2 Number Percentage Total eligible to apply in 2000 Number Percentage 81 6 8.1 14.0 914 37 91.9 86.0 995 43 100.0 100.0 56 26 3 1 12.0 5.3 4.3 9.1 409 461 66 10 88.0 94.7 95.7 90.9 465 487 69 11 100.0 100.0 100.0 100.0 3 13 14 34 22 5.6 5.7 6.4 10.5 10.9 51 215 204 291 180 94.4 94.3 93.6 89.5 89.1 54 228 218 325 202 100.0 100.0 100.0 100.0 100.0 13 3 29 37 1 0 2 2 4.0 8.6 6.8 18.8 16.7 0.0 5.6 28.6 314 32 398 160 5 3 34 5 96.0 91.4 93.2 81.2 83.3 100.0 94.4 71.4 327 35 427 197 6 3 36 7 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 64 16 6 1 87 10.9 6.8 3.8 1.7 8.4 523 220 150 58 951 89.1 93.2 96.2 98.3 91.6 587 236 156 59 1038 100.0 100.0 100.0 100.0 100.0 Notes: 1. Table excludes 2 cases where the result of the hearing was not recorded in the data. 2. Cases where release to home detention was declined or a decision deferred. 3. Excludes 6 cases where the ethnicity of the offender was not available. 4. Excludes 11 cases where the age of the offender was not available. European offenders were more likely than “pre-parole” eligible offenders of any other ethnic group to ultimately have home detention approved. Older “pre-parole” eligible offenders were more likely than younger offenders to eventually be released to home detention. Only looking at the more common offences, drug offenders were significantly more likely to be released on home detention than inmates imprisoned for violent, property, or traffic offences. 142 Use of home detention in 2000 _______________________________________________________________ Figure 9.2 Summary of “pre-parole” home detention in 2000 Prison sentence of more than two years and offender eligible to apply for pre-parole release to home detention (1,040) 18% Home detention hearing held (189) 99% Result of home detention hearing recorded (187) 47% Release to home detention approved (87) 82% Home detention hearing not held (851) 1% Result of home detention hearing not recorded (2) 53% Release to home detention not approved (100) Ÿ O verall, 8% of eligible people with a prison sentence of more than two years were released as a pre-parole option to home detention. The length of the prison sentence imposed had some impact on the likelihood of release to home detention, with those “pre-parole” eligible inmates with shorter sentences being more likely than those with longer sentences to be released to home detention. Table 9.9 shows that whether “pre-parole” eligible inmates had release to home detention approved varied significantly from prison to prison. For the prisons where more than 20 inmates were eligible for consideration for release as a pre-parole option, male inmates at Invercargill Prison (28%), Manawatu Prison (20%), and Mt Eden Mens Prison (19%) were the most likely to have release to home detention approved, whereas no inmates at Ohura and only 2% of male inmates at Auckland Prison had release to home detention approved. 143 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 9.9 Whether all “pre-parole” eligible inmates had release to home detention approved in 2000, by prison1 Had home detention approved Number Percent Mens Prisons Auckland Auckland Central Remand Mt Eden mens Waikeria Ohura Rangipo/Tongariro New Plymouth Wanganui Hawkes Bay Manawatu Rimutaka Wellington Christchurch Rolleston Dunedin Invercargill Womens Prisons Mt Eden womens Arohata Christchurch womens Did not have home detention approved2 Number Percent Total eligible to apply in 2000 Number Percent 2 1 9 11 0 6 2 3 5 10 3 1 7 10 2 9 2.2 7.7 19.1 9.1 0.0 5.8 11.1 5.4 4.6 20.0 4.1 5.3 4.9 12.2 15.4 28.1 90 12 38 110 23 98 16 53 103 40 71 18 136 72 11 23 97.8 92.3 80.9 90.9 100.0 94.2 88.9 94.6 95.4 80.0 95.9 94.7 95.1 87.8 84.6 71.9 92 13 47 121 23 104 18 56 108 50 74 19 143 82 13 32 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 2 3 1 25.0 11.5 11.1 6 23 8 75.0 88.5 88.9 8 26 9 100.0 100.0 100.0 Notes: 1. Table excludes 2 cases where the result of the hearing was not recorded in the data. 2. Cases where release to home detention was declined or a decision deferred. The data includes information on the types of special conditions imposed on offenders who had their release to home detention approved by a District Prisons Board or the Parole Board. The data showed that over three-quarters (78%) of the 87 “pre-parole” eligible inmates whose release to home detention was approved in 2000 were required to undergo a programme (of an unspecified nature). Most offenders (82%) had special conditions relating to their residence, 37% had special conditions relating to employment, 20% had special conditions relating to nonassociation with certain people, and 6% had special conditions relating to finances. 9.5 Home detention served Data were supplied to the Ministry from the Department of Corrections IOMS Computer System on all periods on home detention that ended in 2000. There are a number of reasons why home detention will terminate. Offenders who enter prison with a sentence of one year or less are required to serve half the sentence. If such an offender is granted leave to apply by the court, and is subsequently released to home detention, their sentence will terminate when they reach their half sentence date. For example, if an offender had a total sentence of one year imposed, and they were released to home detention after spending two months in prison, their home detention would end after a further four months as this would be six months after initially 144 Use of home detention in 2000 _______________________________________________________________ entering prison. Other offenders with sentences of more than one year can be released from home detention by a District Prisons Board any time between their one-third and two-third sentence dates. Home detention can also end if the offender is recalled to prison, the offender seeks a direction for his or her return to prison, or if the home detention is cancelled by a subsequent conviction. 9.5.1 “Front-end” home detention served There were 297 “front-end” inmates who ended home detention in 2000. The reason for the home detention ending is shown in Table 9.10. Table 9.10 Reason for home detention ending in 2000 for “front-end” inmates Reason for home detention ending Number Percentage 207 2 6 2 1 1 69.7 0.7 2.0 0.7 0.3 0.3 72 5 1 24.2 1.7 0.3 297 100.0 Prison sentence of one year or less Released at half sentence date Released before half sentence date1 Recalled to prison Returned to prison Cancelled by further conviction Successfully appealed conviction Prison sentence of more than one year to two years Released by District Prisons Board Recalled to prison Returned to prison Total Note: 1. It was not clear from the data why the offenders ended home detention before their half sentence date. For just over two-thirds (70%) of front-end offenders released on home detention in 2000, the period on home detention ended because the offenders had total imposed sentences of one year or less, and they reached their half sentence date at which there is mandatory release. These inmates spent an average of 48 days in prison before being released to home detention. The time spent in prison before release to home detention ranged from 2 days to 143 days, with the median being 41 days. The offenders with total imposed sentences of one year or less spent a further 68 days, on average, on home detention. The time spent on home detention ranged from 12 days to 156 days, with the median being 60 days. A total of 72 people (24% of front-end inmates whose home detention ended in 2000) had sentences of more than one year and up to two years and were released by a District Prisons Board after serving some time on home detention. These inmates spent an average of 86 days in prison before being released to home detention. The time spent in prison before release to home detention ranged from 0 days to 254 days, with the median being 70 days. The offenders with total imposed sentences of more than one year spent a further 122 days, on average, on home detention. The time spent on home detention ranged from 29 days to 246 days, with the 145 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ median being 114 days. On average, such offenders served 38% of their total imposed prison sentences either in prison or on home detention before being released (usually on parole). A total of 11 (4%) of the front-end inmates were recalled to prison from their home detention. Three people (1%) successfully applied to a District Prisons Board to be returned to prison, and one person was convicted and re-imprisoned for a further offence. 9.5.2 “Pre-parole” home detention served There were 91 “pre-parole” inmates who ended a period on home detention in 2000. The reason for the home detention ending is shown in Table 9.11. Table 9.11 Reason for home detention ending in 2000 for “pre-parole” inmates Reason for home detention ending Number Percentage Released by District Prisons Board or Parole Board Recalled to prison Returned to prison 90 1 0 98.9 1.1 0.0 Total 91 100.0 All but one inmate sentenced to more than two years and released to home detention, had the home detention ended by a District Prisons Board or the Parole Board after serving some time on home detention. These inmates spent an average of 327 days in prison before being released to home detention. The time spent in prison before release to home detention ranged from 35 days to 1096 days, with the median being 279 days. The offenders spent a further 104 days, on average, on home detention. The time spent on home detention ranged from 29 days to 273 days, with the median being 95 days. On average, such offenders served 40% of their total imposed prison sentences either in prison or on home detention before being released (usually on parole). One “pre-parole” inmate was recalled to prison from home detention. 146 Recidivism patterns for people convicted in 1995 10.1 Introduction This chapter has been prepared in response to various requests for information on recidivism patterns. It summarises some of the information available on the prior and post offending histories of the 104,920 people with a convicted case in 1995. Information is provided for all offenders convicted in 1995, then for violent offenders and burglars, as there is particular interest in these two groups of offenders. A database has been established with the offending histories of all people convicted in 1995. Both criminal (non-traffic) and traffic conviction histories were extracted from the Law Enforcement System. A complete history of each person’s proven offending18 before the 1995 conviction is available, as well as two year proven reoffending information after the 1995 conviction (as the histories were extracted in March 1998). 10.2 All offenders 10.2.1 Prior histories of offending for all offenders Table 10.1 shows the prior conviction histories and prior “proved” offending histories (i.e. convictions plus offences proved in the Youth Court or Children and Young Persons Court) of all people with a convicted case in 1995. Only a quarter of the people convicted in 1995 were first offenders. The people convicted in 1995 had an average of 12 prior charges resulting in conviction, although the median number of prior convictions was much lower than this at 4. Thirty percent of the people convicted in 1995 had more than 10 previous convictions. The maximum number of previous convictions by any one person was 605. There were 1,048 people convicted in 1995 (1% of all cases) who had no previous convictions, but who had previous proved offences in the Youth Court. For the remainder of the chapter only previous and post convictions will be examined. 18 The Criminal Conviction History Subsystem and the Traffic Conviction History Subsystem record all charges that resulted in conviction in the District or High Court. The Criminal Conviction History Subsystem also records non-traffic charges that were proven in the Youth Court (or the Children and Young Peoples Court before 1989) against a young offender. These subsystems do not include information on offences that resulted in a caution or warning by the Police, offences involving young people that were resolved at a Family Group Conference, or offences where the person completed the Police diversion scheme. 147 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 10.1 Prior offending histories of all people convicted in 1995 Number of prior offences (charges) Number Percentage Number Percentage None One or more 27498 77422 26.2 73.8 26450 78470 25.2 74.8 10005 7456 14519 13499 13344 12910 5689 9.5 7.1 13.8 12.9 12.7 12.3 5.4 9641 7236 14224 13266 13632 13887 6584 9.2 6.9 13.6 12.6 13.0 13.2 6.3 104920 100.0 104920 100.0 1 2 3-5 6-10 11-20 21-50 51+ Total Prior convictions Mean Median Maximum Prior “proved” offences 12.0 4.0 605 13.0 4.0 618 Table 10.2 shows the prior conviction histories of all people with a convicted case in 1995 according to the gender of the person convicted. It is clear that male offenders convicted in 1995 had much more extensive offending histories, on average, than females. Thirty-four percent of males had more than ten previous convictions, compared to only 16% of females. Only 21% of males were first offenders, compared with 46% of females. Male offenders had a mean of 13 and median of 5 previous convictions, compared to a mean of 6.5 and median of 1 previous convictions for female offenders. Table 10.2 Prior conviction histories of all people convicted in 1995, by gender Number of prior convictions (charges) None One or more 1 2 3-5 6-10 11-20 21-50 51+ Total Mean Median Note: 148 Male Female (n=85754) (n=16644) 20.7% 79.3% 45.7% 54.3% 9.3% 7.3% 14.7% 14.0% 14.0% 13.9% 6.1% 11.7% 7.1% 10.9% 8.7% 7.6% 5.7% 2.5% 100.0% 100.0% 13.3 5.0 6.5 1.0 874 cases where a conviction was entered against a corporation were excluded from this table, as were 1,648 cases where information on the gender of the offender was not available. Recidivism patterns for people convicted in 1995 __________________________________________________________________ Information was also available on the age of offenders when they received their first ever conviction in New Zealand. For first offenders in 1995, the age at first ever conviction was the offenders age at the time of the 1995 case. Females tended to receive their first ever conviction slightly later in life than males. More than two-thirds (68%) of males convicted in 1995 received their first ever conviction when aged under 20, whereas only 45% of females received their first ever conviction when aged under 20. Twenty-one percent of females were aged thirty or more when they received their first ever conviction, whereas the proportion for males was only 11%. The average age at first conviction for males was 20.9 years, whereas for females it was 24.4 years. Table 10.3 shows the prior conviction histories of all people with a convicted case in 1995 according to the ethnicity of the person convicted. It should be noted that ethnicity information was not available for nearly a third of the cases resulting in conviction in 1995. Table 10.3 Prior conviction histories of all people convicted in 1995, by ethnicity Number of prior convictions (charges) None One or more 1 2 3-5 6-10 11-20 21-50 51+ Total Mean Median European Mäori Pacific peoples Other1 (n=34937) (n=29811) (n=5421) (n=1006) 16.0% 84.0% 12.7% 87.3% 24.5% 75.5% 48.4% 51.6% 8.7% 7.2% 15.4% 15.5% 15.6% 14.6% 7.0% 6.6% 5.6% 12.9% 14.9% 17.7% 20.3% 9.3% 11.0% 8.4% 16.6% 14.7% 13.0% 9.4% 2.4% 11.9% 8.6% 11.6% 8.1% 4.9% 5.1% 1.4% 100.0% 100.0% 100.0% 100.0% 14.9 6.0 18.5 9.0 8.6 3.0 5.2 1.0 Notes: 1 It should be noted that 70% of the offenders in this ethnic category had their ethnicity recorded on the Law Enforcement System as “Asian” or “Indian”, with the remaining offenders having their ethnicity recorded as “Other”. 2 33,745 cases where information on the ethnicity of the offender was not available or where the case involved a corporation were excluded from this table. Mäori offenders convicted in 1995 tended to have more extensive offending histories than European offenders, and both these groups had much more extensive offending histories than Pacific peoples. Forty-seven percent of Mäori had more than ten previous convictions, compared to 37% of Europeans, and 25% of Pacific peoples. Only 13% of Mäori convicted in 1995 were first offenders, compared with 16% of Europeans, and 25% of Pacific peoples. Nearly half (48%) of the people classified as being of “Other” ethnicity were first offenders. Pacific peoples tended to receive their first ever conviction slightly later in life than European and Mäori offenders. More than three-quarters (79%) of Mäori and nearly three-quarters (74%) of European offenders convicted in 1995 received their first ever conviction when 149 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ aged under 20, whereas only 49% of Pacific peoples received their first ever conviction when aged under 20. Fourteen percent of Pacific peoples were aged thirty or more when they received their first ever conviction, whereas the proportions for European and Mäori offenders were 8% and 4% respectively. Just over 30% of people of “other” ethnicity were aged at least 30 when they received their first ever conviction. The average age at first conviction for Mäori was 18.7 years, for European offenders it was 19.9 years, and for Pacific peoples it was 22.3 years. Table 10.4 shows the prior conviction histories of all people with a convicted case in 1995 according to the age of the person convicted. The number of prior convictions increased with the age of the offender for offenders aged less than 30. Offenders in their thirties had similar numbers of prior convictions to those aged 25 to 29, while offenders aged 40 or more tended to have fewer prior convictions than offenders in their twenties or thirties. Table 10.4 Prior conviction histories of all people convicted in 1995, by age Number of prior convictions (charges) None One or more 1 2 3-5 6-10 11-20 21-50 51+ Total Mean Median Note: 14-16 17-19 20-24 25-29 30-39 40+ (n=512) (n=17743) (n=25850) (n=18381) (n=22071) (n=13509) 80.1% 19.9% 38.9% 61.1% 19.0% 81.0% 12.5% 87.5% 13.9% 86.1% 26.4% 73.6% 9.4% 4.5% 2.3% 1.9% 1.2% 0.6% 0.0% 14.1% 9.8% 15.5% 11.0% 7.2% 3.2% 0.3% 10.6% 8.1% 16.5% 15.8% 15.2% 12.6% 2.3% 7.0% 5.8% 13.9% 15.2% 17.4% 19.3% 8.9% 7.7% 6.1% 13.2% 13.6% 15.5% 18.6% 11.5% 11.4% 8.2% 14.5% 11.9% 10.9% 10.4% 6.4% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 0.7 0.0 3.9 1.0 9.9 5.0 17.4 9.0 19.7 9.0 12.8 3.0 6,854 cases where information on the age of the offender was not available or where the case involved a corporation were excluded from this table. Over half (59%) of the people who were aged at least 40 when they were convicted in 1995 had received their first ever conviction when they were in their thirties or forties. Table 10.5 shows the prior conviction histories of all people with a convicted case in 1995 according to the most serious sentence imposed in 1995. The number of prior convictions tended to be greatest for people imprisoned (mean of 31), and smallest for people given a monetary penalty (mean of 7). Only 6% of the people imprisoned in 1995 were first offenders, compared to more than a third (36%) of those given a monetary penalty or who were convicted and discharged (35%) being first offenders. Eighty-four percent of the people imprisoned in 1995 received their first ever conviction when aged under 20, whereas for those people given community-based sentences and monetary penalties in 1995 the proportions were 72% and 56% respectively. The average age 150 Recidivism patterns for people convicted in 1995 __________________________________________________________________ at first ever conviction for those imprisoned in 1995 was 18.6 years, for those given a community-based sentence it was 19.7 years, and for those given a monetary penalty it was 23.0 years. Table 10.5 Prior conviction histories of all people convicted in 1995, by most serious sentence imposed Number of prior convictions (charges) None One or more 1 2 3-5 6-10 11-20 21-50 51+ Total Mean Median Custodial (n=7304) Communitybased1 Monetary2 Other3 (n=54619) (n=3923) (n=34110) Convicted & discharged (n=4964) 6.5% 93.5% 14.0% 86.0% 36.0% 64.0% 21.3% 78.7% 35.2% 64.8% 2.8% 2.0% 7.7% 11.7% 18.8% 31.7% 18.8% 7.5% 6.5% 14.5% 15.9% 17.6% 17.0% 7.0% 11.9% 8.3% 14.6% 11.3% 8.9% 6.7% 2.3% 9.5% 7.2% 12.4% 13.8% 13.8% 13.4% 8.6% 7.6% 5.5% 10.8% 10.7% 11.5% 12.3% 6.4% 100.0% 100.0% 100.0% 100.0% 100.0% 30.9 21.0 15.6 8.0 6.9 2.0 15.6 5.0 12.5 3.0 Notes: 1 Periodic detention, community programme, community service, and supervision. 2 Fines or reparation. 3 To come up for sentence if called upon, suspended prison sentences, and driving disqualifications. Table 10.6 shows the prior conviction histories of all people with a convicted case in 1995 according to the offence they were convicted for in 1995. People convicted of offences against justice in 1995 tended to have the greatest number of prior convictions, with 90% of these offenders having previous convictions. In contrast, people convicted of “miscellaneous” offences were mostly first offenders (82% of cases). Eighty-two percent of the people convicted of violent offences and property offences in 1995 had prior convictions. People convicted of traffic offences or miscellaneous offences in 1995 tended to have gained their first ever conviction later in life than people convicted of other types of offences. The average age at first ever conviction for people convicted of a miscellaneous offence in 1995 was 27.6 years and for those convicted of a traffic offence it was 23.2 years, while for people convicted of property, drug, against justice, and good order offences it was approximately 19 years. The average age at first ever conviction for people convicted of a violent offence in 1995 was 20.5 years. 151 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 10.6 Prior conviction histories of all people convicted in 1995, by type of offence Number of prior convictions (charges) None One or more 1 2 3-5 6-10 11-20 21-50 51+ Total Mean Median Violent (n=11468) Other ag. persons Property Drug (n=18841) (n=6300) (n=1440) Against justice Good order (n=5554) (n=5786) Traffic (n=45394) Miscellaneous (n=10137) 17.8% 82.2% 16.8% 83.2% 18.3% 81.7% 11.9% 88.1% 9.6% 90.4% 12.5% 87.5% 25.3% 74.7% 81.7% 18.3% 8.7% 6.9% 14.7% 14.9% 15.5% 15.6% 5.8% 9.4% 5.6% 15.4% 14.2% 14.9% 16.1% 7.4% 7.6% 6.3% 12.8% 13.2% 14.7% 17.0% 10.1% 7.0% 6.9% 15.7% 17.8% 17.5% 17.0% 6.2% 3.8% 3.9% 11.9% 18.1% 20.9% 21.6% 10.2% 8.3% 7.5% 16.1% 14.7% 16.2% 16.4% 8.3% 12.9% 9.0% 15.9% 12.9% 11.3% 9.4% 3.3% 4.4% 2.4% 3.8% 2.5% 2.5% 1.8% 0.8% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 13.7 6.0 15.1 6.0 18.3 7.0 15.0 8.0 19.9 11.0 16.5 7.0 9.1 3.0 2.1 0.0 Table 10.7 shows the length of time between the conviction prior to 1995 and the 1995 conviction for each person19. Fifteen percent of people were reconvicted within three months of their previous conviction, and 49% were reconvicted within one year of their previous conviction. There was more than five years between the 1995 conviction and the person’s previous conviction for 13% of cases. Table 10.7 Time to previous conviction for all people convicted in 1995 Time to previous conviction 1 month or less >1 month – 3 months >3 months – 6 months >6 months – 12 months >1 year – 2 years >2 years – 5 years >5 years First offender Total Number Overall percentage 3420 8180 10832 15339 14993 14845 9813 27498 3.3 7.8 10.3 14.6 14.3 14.1 9.4 26.2 104920 100.0 Percentage for those with prior convictions 4.4 10.6 14.0 19.8 19.4 19.2 12.7 100.0 19 The “time to previous conviction” is the total time between the two conviction dates and, as such, includes time spent in custody for people who were imprisoned at the conviction immediately prior to the 1995 conviction. 152 Recidivism patterns for people convicted in 1995 __________________________________________________________________ Table 10.8 shows the number of separate occasions in the past that people had been convicted20 and the number of separate occasions in the past that people had been imprisoned. Table 10.8 Prior convicted cases and custodial sentences of all people convicted in 1995 Number of prior cases None One or more 1 2 3-5 6-10 11-20 21-50 51+ Total Mean Median Maximum Prior convicted cases Number Percentage 27498 26.2 77422 73.8 Prior custodial sentence cases Number Percentage 81771 77.9 23149 22.1 12813 9331 18252 16399 13414 6983 230 12.2 8.9 17.4 15.6 12.8 6.7 0.2 7857 4248 5954 3460 1488 142 0 7.5 4.0 5.7 3.3 1.4 0.1 0.0 104920 100.0 104920 100.0 6.1 3.0 143 0.8 0.0 43 The people convicted in 1995 had been convicted on an average of six previous occasions, although the median number of prior cases was half this number (3). The maximum number of previous cases by any one person was 143. More than one in five (22%) of the people convicted in 1995 had been to prison previously, with 15% of people having been to prison more than once in the past. 10.2.2 Reoffending by all offenders Table 10.9 shows the one year and two year reconvictions of all people with a convicted case in 1995. Just under 40% of the people convicted in 1995 were reconvicted within one year, with the majority of people (51%) being reconvicted within two years21. Table 10.10 shows the reconvictions within two years of all people with a convicted case in 1995 according to the gender of the person convicted. It is clear that male offenders convicted in 1995 were more likely to be reconvicted than females, with 56% of males being reconvicted within two years, compared to only 34% of females. 20 Note that if a person had previously been convicted of say four charges in one case, then this is counted as convictions in Table 10.1, but one prior case in Table 10.8. 21 Reconvictions were measured within one or two years from the date the person was sentenced in 1995 for all offenders except those who were imprisoned. For people sent to prison in 1995, reconvictions were measured from the estimated date of release from prison. 153 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 10.9 Reconvictions within one or two years by all people convicted in 1995 Number of reconvictions (charges) None One or more 1 2 3-5 6-10 11-20 21-50 51+ Total Mean Median Maximum One year reconvictions1 Two year reconvictions2 Number 61465 39763 Percentage 60.7 39.3 14110 7901 10324 4932 1926 507 63 13.9 7.8 10.2 4.9 1.9 0.5 0.1 14411 8714 13267 8116 4422 1481 165 14.6 8.8 13.4 8.2 4.5 1.5 0.2 101228 100.0 99035 100.0 1.5 0.0 132 Number 48459 50576 Percentage 48.9 51.1 2.6 1.0 153 Notes: 1 Excludes 3,692 cases resulting in prison sentences in 1995 where the offender had remained in custody for the entire period up to the date on which offending histories were extracted (March 1998), or where there was less than one year between the estimated date of release from prison and March 1998. 2 Excludes 5,885 cases resulting in prison sentences in 1995 where the offender had remained in custody for the entire period up to the date on which offending histories were extracted (March 1998), or where there was less than two years between the estimated date of release from prison and March 1998. Table 10.10 Reconvictions within two years of all people convicted in 1995, by gender Number of reconvictions (charges) None One or more 1 2 3-5 6-10 11-20 21-50 51+ Total Mean Median Male Female (n=80166) (n=16356) 44.0% 56.0% 66.5% 33.5% 15.5% 9.6% 14.9% 9.2% 5.1% 1.6% 0.2% 11.6% 6.2% 7.9% 4.3% 2.2% 1.1% 0.2% 100.0% 100.0% 2.9 1.0 1.7 0.0 Note: 874 cases where a conviction was entered against a corporation were excluded from this table, as were 1,639 cases where information on the gender of the offender was not available. The table also excludes 5,885 cases resulting in prison sentences in 1995 where the offender had remained in custody for the entire period up to the date on which offending histories were extracted (March 1998), or where there was less than two years between the estimated date of release from prison and March 1998. 154 Recidivism patterns for people convicted in 1995 __________________________________________________________________ Table 10.11 shows the reconvictions within two years of all people with a convicted case in 1995 according to the ethnicity of the person convicted. Mäori offenders convicted in 1995 were more likely to be reconvicted within two years than European offenders and Pacific peoples. Sixty-nine percent of Mäori were reconvicted within two years, compared to 61% of Europeans, and 58% of Pacific peoples. Table 10.11 Reconvictions within two years of all people convicted in 1995, by ethnicity Number of reconvictions (charges) None One or more 1 2 3-5 6-10 11-20 21-50 51+ Total Mean Median European Mäori Pacific peoples Other (n=32623) (n=26916) (n=5017) (n=955) 39.2% 60.8% 30.9% 69.1% 42.4% 57.6% 59.9% 40.1% 15.9% 10.5% 16.4% 10.2% 5.6% 1.9% 0.3% 14.5% 10.8% 19.2% 13.6% 8.0% 2.7% 0.3% 15.7% 10.7% 15.6% 8.8% 5.2% 1.5% 0.1% 11.0% 7.5% 11.9% 6.0% 2.5% 1.0% 0.1% 100.0% 100.0% 100.0% 100.0% 3.3 1.0 4.2 2.0 2.8 1.0 1.8 0.0 Note: 33,524 cases where information on the ethnicity of the offender was not available or where the case involved a corporation were excluded from this table. The table also excludes 5,885 cases resulting in prison sentences in 1995 where the offender had remained in custody for the entire period up to the date on which offending histories were extracted (March 1998), or where there was less than two years between the estimated date of release from prison and March 1998. Table 10.12 shows the reconvictions within two years of all people with a convicted case in 1995 according to the age of the person convicted. In general, the likelihood of reconviction reduced with the age of the offender. Over 70% of 17 to 19 year olds were reconvicted within two years, compared with only 29% of people aged at least 40 being reconvicted within two years. Most cases involving 14 to 16 year olds are not dealt with in the District or High Court - they are dealt with in the Youth Court, at Family Group Conferences, or by some other means. For the relatively small number of 14 to 16 year olds that were convicted in 1995, 58% were reconvicted within two years. Table 10.13 shows the reconvictions within two years of all people with a convicted case in 1995 according to the most serious sentence imposed in 1995. 155 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table 10.12 Reconvictions within two years of all people convicted in 1995, by age Number of reconvictions (charges) None One or more 14-16 17-19 20-24 25-29 30-39 40+ (n=440) (n=16684) (n=24280) (n=17168) (n=20784) (n=12828) 41.6% 58.4% 28.5% 71.5% 38.2% 61.8% 44.3% 55.7% 53.1% 46.9% 70.6% 29.4% 1 2 3-5 6-10 11-20 21-50 51+ 15.5% 7.0% 14.8% 10.0% 5.9% 5.0% 0.2% 14.2% 10.6% 19.3% 14.0% 9.8% 3.4% 0.2% 16.3% 10.5% 17.0% 10.6% 5.5% 1.8% 0.2% 16.4% 10.0% 15.1% 8.6% 4.2% 1.2% 0.2% 16.0% 8.9% 11.9% 6.4% 2.6% 0.9% 0.2% 13.4% 5.8% 5.7% 2.4% 1.3% 0.6% 0.1% Total Mean Median 100.0% 4.1 1.0 100.0% 4.7 2.0 100.0% 3.2 1.0 100.0% 2.7 1.0 100.0% 2.0 0.0 100.0% 1.1 0.0 Note: 6,851 cases where information on the age of the offender was not available or where the case involved a corporation were excluded from this table. The table also excludes 5,885 cases resulting in prison sentences in 1995 where the offender had remained in custody for the entire period up to the date on which offending histories were extracted (March 1998), or where there was less than two years between the estimated date of release from prison and March 1998. Table 10.13 Reconvictions within two years of all people convicted in 1995, by most serious sentence imposed in 1995 Number of reconvictions (charges) None One or more 1 2 3-5 6-10 11-20 21-50 51+ Total Mean Median Custodial (n=1419) Communitybased Monetary Other (n=54619) (n=3923) (n=34110) Convicted & discharged (n=4964) 19.6% 80.4% 34.6% 65.4% 58.7% 41.3% 43.4% 56.6% 52.8% 47.2% 11.8% 10.3% 20.4% 18.8% 12.9% 5.6% 0.5% 14.4% 10.5% 18.2% 12.5% 7.2% 2.4% 0.2% 14.9% 7.7% 10.3% 5.1% 2.4% 0.8% 0.1% 14.5% 9.9% 14.6% 10.2% 5.3% 1.9% 0.3% 12.6% 7.7% 11.4% 7.8% 5.1% 2.2% 0.4% 100.0% 100.0% 100.0% 100.0% 100.0% 6.4 4.0 3.9 2.0 1.7 0.0 3.2 1.0 3.0 0.0 Note: The table excludes 5,885 cases resulting in prison sentences in 1995 where the offender had remained in custody for the entire period up to the date on which offending histories were extracted (March 1998), or where there was less than two years between the estimated date of release from prison and March 1998. As this represents the majority of prison sentences imposed in 1995, the figures presented for custodial sentences must be treated with caution. The number of reconvictions tended to be greatest for people imprisoned (mean of 6), and smallest for people given a monetary penalty (mean of 2). Eighty percent of the people 156 Recidivism patterns for people convicted in 1995 __________________________________________________________________ imprisoned in 1995 were reconvicted within two years of their release from prison22. This compares to 65% of those who received a community-based sentence, and 41% of those given a monetary penalty who were reconvicted within two years. Table 10.14 shows the reconvictions within two years of all people with a convicted case in 1995 according to the type of offence the person was convicted for in 1995. Table 10.14 Reconvictions within two years of all people convicted in 1995, by type of offence Number of reconvictions (charges) None One or more 1 2 3-5 6-10 11-20 21-50 51+ Total Mean Median Violent (n=9442) Other ag. persons Property Drug (n=16922) (n=5916) (n=1345) Against justice Good order Traffic (n=44373) Miscellaneous (n=5249) (n=5714) 44.4% 55.6% 38.1% 61.9% 32.0% 68.0% 42.6% 57.4% 27.6% 72.4% 30.4% 69.6% 53.7% 46.3% (n=10074) 87.4% 12.6% 16.2% 10.7% 15.4% 8.5% 3.7% 1.0% 0.1% 15.1% 10.0% 16.8% 12.3% 5.2% 1.8% 0.7% 13.3% 9.9% 17.7% 13.4% 9.4% 3.9% 0.5% 17.2% 10.1% 15.5% 9.0% 4.6% 1.0% 0.1% 12.8% 10.0% 20.1% 16.5% 9.8% 2.9% 0.4% 16.0% 10.9% 18.4% 12.7% 8.4% 3.1% 0.3% 16.6% 8.9% 11.9% 5.9% 2.4% 0.6% 0.1% 4.7% 2.1% 3.1% 1.5% 0.8% 0.3% 0.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 2.5 1.0 3.6 1.0 4.8 2.0 2.6 1.0 4.9 2.0 4.3 2.0 1.8 0.0 0.6 0.0 Note: The table excludes 5,885 cases resulting in prison sentences in 1995 where the offender had remained in custody for the entire period up to the date on which offending histories were extracted (March 1998), or where there was less than two years between the estimated date of release from prison and March 1998. People convicted of an offence against justice or an offence against good order in 1995 were the most likely to reoffend in the next two years (72% and 70% respectively were reconvicted). Over half (56%) of the people convicted of a violent offence in 1995 were reconvicted of an offence within two years, as were over two-thirds (68%) of those convicted of a property offence in 1995. Less than half (46%) of the people convicted of a traffic offence in 1995 were reconvicted within two years. Table 10.15 shows the reconvictions within two years of all people with a convicted case in 1995 according to the number of convictions prior to 1995. It is clear that the more extensive the offending history of a person prior to 1995, the greater the likelihood that the person would be reconvicted within two years. Only a quarter of first offenders in 1995 were reconvicted within two years, compared to 88% of people with more 22 Note that the imprisonment reconviction figures should be treated with caution as they generally relate to inmates who served relatively short sentences. Many of the inmates who had long prison sentences imposed in 1995 did not have two years between their estimated date of release and the date the offending histories were extracted, hence not allowing an examination of reoffending for all prison inmates. 157 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ than 50 convictions prior to the 1995 case being reconvicted within two years. People with a large number of convictions prior to 1995 were the most likely to be convicted of a large number of offences in the two years after the 1995 case. Table 10.15 Reconvictions within two years of all people convicted in 1995, by number of convictions prior to 1995 Number of reconvictions (charges) None One or more 1 2 3-5 6-10 11-20 21-50 51+ Total Mean Median Number of prior convictions None One Two 3-5 6-10 11-20 21-50 50+ (n=27068) (n=9821) (n=7318) (n=14037) (n=12839) (n=12279) (n=11099) (n=4574) 75.4% 24.6% 59.9% 40.1% 54.2% 45.8% 47.4% 52.6% 38.8% 61.2% 29.3% 70.7% 21.6% 78.4% 12.4% 87.6% 10.0% 4.3% 5.5% 2.7% 1.5% 0.5% 0.0% 15.4% 8.6% 9.4% 4.1% 1.9% 0.7% 0.1% 16.1% 9.1% 12.0% 5.5% 2.4% 0.7% 0.1% 17.5% 10.2% 13.8% 6.7% 3.3% 1.1% 0.0% 18.5% 11.2% 16.3% 9.0% 4.8% 1.3% 0.1% 17.5% 11.9% 20.1% 12.6% 6.5% 1.9% 0.2% 13.8% 11.5% 22.4% 17.9% 9.3% 3.1% 0.4% 10.6% 9.4% 21.6% 20.9% 16.6% 7.2% 1.4% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 1.0 0.0 1.5 0.0 1.8 0.0 2.2 1.0 2.8 1.0 3.7 2.0 5.0 3.0 8.2 5.0 Note: The table excludes 5,885 cases resulting in prison sentences in 1995 where the offender had remained in custody for the entire period up to the date on which offending histories were extracted (March 1998), or where there was less than two years between the estimated date of release from prison and March 1998. Table 10.16 shows the length of time to the first reconviction for all people convicted in 1995. As seen previously, nearly half (49%) of the people were not reconvicted within two years. However, for those people who were reconvicted within two years, the majority (51%) had the next conviction within six months of the 1995 case, with three-quarters (76%) having the next conviction within 12 months. Eleven percent of those who were reconvicted, had another conviction within one month of the 1995 case. Table 10.16 Length of time to first reconviction for all people convicted in 1995 Time to next conviction Number Overall percentage 1 month or less >1 month – 3 months >3 months – 6 months >6 months – 12 months >1 year – 2 years No reconvictions in two years 5550 9909 10429 12526 12162 48459 5.6 10.0 10.5 12.6 12.3 48.9 Total 99035 100.0 158 Percentage for those who were reconvicted 11.0 19.6 20.6 24.8 24.0 100.0 Recidivism patterns for people convicted in 1995 __________________________________________________________________ Figure 10.1 shows the information presented in Table 10.16 as a reconviction “survival curve”. The graph shows the percentage of people that remained without a reconviction at any point in time in the two years after the 1995 case. The graph shows that the rate of reconviction is greatest within the first six months of the 1995 conviction, and is particularly high in the first three months after the 1995 case. Figure 10.1 Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years % not reconvicted 100 90 80 70 60 50 40 30 20 10 0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Month after 1995 conviction Figures 10.2 to 10.7 show reconviction “survival” information according to the gender, ethnicity, and age of offenders, the type of sentence imposed in 1995, the major offence in the 1995 case, and the number of convictions prior to the 1995 case. Figure 10.2 Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years, by gender % not reconvicted 100 90 80 70 Female 60 50 40 30 Male 20 10 0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Month after 1995 conviction 159 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Males had a faster rate of reconviction than females, particularly within the first ten months after the 1995 case (Figure 10.2). Mäori had faster reconviction rates than non-Mäori within the first ten months after the 1995 case (Figure 10.3). The times to reconviction for European and Pacific peoples were fairly similar. Figure 10.4 shows a clear relationship between the age of the offender and the time to reconviction. Young offenders had a faster rate of reconviction than older offenders within the first ten months after the 1995 case, but thereafter rates were similar. Figure 10.3 Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years, by ethnicity % not reconvicted 100 90 80 70 60 50 Other 40 30 Pacific European Maori 20 10 0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Month after 1995 conviction Figure 10.4 Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years, by age % not reconvicted 100 90 80 70 60 50 40+ 30-39 25-29 20-24 17-19 40 30 20 10 0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Month after 1995 conviction 160 Recidivism patterns for people convicted in 1995 __________________________________________________________________ Figure 10.5 shows that people released from prison are reconvicted at a much faster rate than people with other types of sentence, with the vast majority of reoffending by those people released from prison occurring in the first seven months after release. Reconvictions for people who received a monetary penalty in 1995 were more evenly spread over the following two years than for other sentence types. Figure 10.5 Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years, by sentence % not reconvicted 100 90 80 70 60 50 Monetary Conv & disch 40 30 Other 20 10 Custodial Community 0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Month after 1995 conviction Figure 10.6 shows that people convicted of offences against justice in 1995 are reconvicted at a faster rate than people convicted of other offences, with people convicted of property offences or offences against good order having the next fastest (and almost identical to each other) reconviction rate. % not reconvicted Figure 10.6 Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years, by major offence 100 90 80 70 60 50 40 30 20 10 0 Misc. Traffic Violent Drug Oth persons Property Good order Ag justice 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Month after 1995 conviction 161 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Figure 10.7 shows a clear relationship between the number of prior convictions and the time to reconviction. Those people with a greater number of prior convictions had a faster rate of reconviction than offenders with no or a small number of past convictions. Figure 10.7 Percentage of people convicted in 1995 who remained without a reconviction at any point in time in the next two years, by number of prior convictions % not reconvicted 100 90 80 70 0 1 2 3-5 6-10 60 50 40 30 11+ 20 10 0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Month after 1995 conviction 10.3 Violent offenders 10.3.1 Prior conviction histories for violent offenders Table 10.17 summarises the prior conviction histories of people convicted of a violent offence in 1995. Violent offenders convicted in 1995 had a mean of 13.7 (and median of 6.0) previous convictions. Only 18% of violent offenders convicted in 1995 were first offenders. The majority (56%) of violent offenders had not previously been convicted of a violent offence. Just over a quarter (26%) of violent offenders had previously been convicted of two or more violent offences. The majority of violent offenders convicted in 1995 had previously been convicted of property and traffic offences (56% and 60% of cases respectively). 162 Recidivism patterns for people convicted in 1995 __________________________________________________________________ Table 10.17 Prior conviction histories of people convicted of a violent offence in 1995, by type of offence previously convicted for (n=11468) Number of prior convictions (charges) Other ag. persons Property 56.2% 43.8% 79.9% 20.1% 44.0% 56.0% 73.1% 26.9% 1 17.4% 12.4% 13.3% 2 9.6% 4.3% 7.6% 3-5 11.2% 2.9% 6-10 4.4% 0.4% 11-20 1.2% 21-50 0.1% 51+ Total None One or more Mean Median Violent Drug Against justice Good order Traffic Miscellaneous Total 71.1% 28.9% 61.9% 38.1% 40.5% 59.5% 78.4% 21.6% 17.8% 82.2% 11.7% 9.3% 17.1% 11.5% 11.2% 8.7% 6.3% 5.8% 8.4% 8.4% 4.5% 6.9% 11.9% 6.5% 8.3% 8.6% 16.0% 4.2% 14.7% 9.3% 2.0% 4.2% 3.0% 12.7% 1.2% 14.9% 0.1% 7.2% 0.3% 1.3% 0.7% 8.2% 0.4% 15.5% 0.0% 5.5% 0.0% 0.1% 0.2% 2.5% 0.2% 15.6% 0.0% 0.0% 1.1% 0.0% 0.0% 0.0% 0.0% 0.0% 5.8% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 1.3 0.0 0.3 0.0 5.1 1.0 0.7 0.0 1.0 0.0 1.0 0.0 3.8 1.0 0.6 0.0 13.7 6.0 10.3.2 Reoffending by violent offenders Table 10.18 shows the reconvictions within two years for people convicted of a violent offence in 1995. Over half (56%) of the violent offenders convicted in 1995 were reconvicted for any offence within two years. Table 10.18 Reconvictions within two years of people convicted of a violent offence in 1995, by type of offence reconvicted for (n=9442) Number of prior convictions (charges) None One or more Violent 79.4% 20.6% Other ag. persons Property 94.8% 5.2% 80.3% 19.7% Drug 92.2% 7.8% Against justice 84.7% 15.3% Good order Traffic 87.1% 12.9% 69.2% 30.8% Miscellaneous 97.2% 2.8% Total 44.4% 55.6% 1 13.4% 4.1% 10.1% 4.9% 6.9% 9.2% 14.4% 1.9% 16.2% 2 4.1% 0.8% 3.8% 1.8% 3.7% 2.1% 7.3% 0.6% 10.7% 3-5 2.6% 0.3% 3.4% 1.0% 3.7% 1.2% 7.0% 0.2% 15.4% 6-10 0.4% 0.0% 1.3% 0.1% 0.8% 0.3% 1.9% 0.0% 8.5% 11-20 0.0% 0.0% 0.8% 0.0% 0.1% 0.1% 0.2% 0.0% 3.7% 21-50 0.0% 0.0% 0.2% 0.0% 0.0% 0.0% 0.0% 0.0% 1.0% 51+ 0.0% 0.0% 0.1% 0.0% 0.0% 0.0% 0.0% 0.0% 0.1% Total 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% Mean 0.3 0.1 0.6 0.1 0.3 0.2 0.7 0.0 2.5 Median 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 1.0 Notes: The table excludes 2,026 cases resulting in prison sentences in 1995 where the offender had remained in custody for the entire period up to the date on which offending histories were extracted (March 1998), or where there was less than two years between the estimated date of release from prison and March 1998. 163 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Just over one-fifth (21%) of the violent offenders were convicted of another violent offence within two years of the 1995 conviction, including 7% of cases where the person was reconvicted of two or more violent offences within two years. This compares with all nonviolent offenders in 1995, 11% of whom were reconvicted for a violent offence. A traffic offence was the most likely type of offence that a violent offender would be reconvicted of within two years, with nearly a third (31%) of violent offenders receiving such a conviction within two years. 10.4 Burglars 10.4.1 Prior conviction histories for burglars Table 10.19 summarises the prior conviction histories of people convicted of burglary in 1995. Such offenders had a mean of 22.2 (and median of 10.0) previous convictions. Only 17% of burglars convicted in 1995 were first offenders (compared with 26% of all offenders convicted in 1995). Table 10.19 Prior conviction histories of people convicted of burglary in 1995, by type of offence previously convicted for (n=3233) Number of prior convictions (charges) Violent Other ag. persons Burglary Other property Drug Against justice Good order Traffic Miscellaneous Total None One or more 62.1% 37.9% 81.0% 19.0% 47.9% 52.1% 31.5% 68.5% 64.2% 35.8% 54.7% 45.3% 57.2% 42.8% 43.9% 56.1% 79.9% 20.1% 1 15.2% 12.5% 13.3% 10.2% 14.3% 10.5% 18.8% 10.4% 10.1% 6.5% 2 9.1% 3.4% 7.6% 8.0% 7.9% 7.5% 9.0% 8.8% 4.0% 5.3% 16.5% 83.5% 3-5 9.9% 2.7% 11.7% 14.1% 10.1% 14.6% 10.6% 14.0% 3.9% 10.7% 6-10 3.0% 0.4% 8.2% 12.9% 2.8% 9.5% 3.6% 11.1% 1.4% 11.5% 11-20 0.7% 0.0% 6.8% 12.0% 0.7% 3.0% 0.8% 8.5% 0.6% 14.7% 21-50 0.1% 0.0% 3.9% 9.2% 0.1% 0.2% 0.0% 3.1% 0.2% 21.0% 51+ 0.0% 0.0% 0.6% 2.1% 0.0% 0.0% 0.0% 0.2% 0.0% 13.8% Total 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 1.0 0.0 0.3 0.0 3.9 1.0 8.5 3.0 1.0 0.0 2.0 0.0 1.2 0.0 3.8 1.0 0.6 0.0 22.2 10.0 Mean Median The majority (52%) of burglars convicted in 1995 had previously been convicted of burglary. Over one-third (39%) of burglars had previously been convicted of two or more burglaries. The majority of burglars convicted in 1995 had previously been convicted of other property offences and traffic offences (68% and 56% of cases respectively). Thirty-eight percent of burglars had a prior conviction for a violent offence. This is a lower proportion than for people who were convicted of a violent offence in 1995 (44%), but is higher than for all offenders convicted in 1995 (27%). 164 Recidivism patterns for people convicted in 1995 __________________________________________________________________ 10.4.2 Reoffending by burglars Table 10.20 shows the reconvictions within two years for people convicted of burglary in 1995. More than four out of every five (81%) burglars convicted in 1995 were reconvicted of an offence within two years. Table 10.20 Reconvictions within two years of people convicted of burglary in 1995, by type of offence reconvicted for (n=2270)1 Number of prior convictions (charges) Violent Other ag. persons Property2 None 76.3% 92.6% 43.7% One or more Drug Against justice 82.7% 62.0% Good order 78.5% Traffic Miscellaneous 58.1% 94.9% Total 18.6% 23.7% 7.4% 56.3% 17.3% 38.0% 21.5% 41.9% 5.1% 81.4% 1 16.1% 5.7% 17.5% 10.8% 15.0% 13.3% 14.8% 3.7% 11.7% 2 4.2% 1.3% 11.5% 4.2% 9.6% 4.8% 9.1% 0.8% 9.8% 3-5 3.0% 0.4% 12.6% 2.2% 10.4% 3.0% 13.6% 0.5% 23.0% 6-10 0.4% 0.0% 7.5% 0.1% 2.9% 0.4% 3.6% 0.0% 17.9% 11-20 0.1% 0.0% 4.5% 0.0% 0.0% 0.0% 0.9% 0.0% 13.4% 21-50 0.0% 0.0% 2.5% 0.0% 0.0% 0.0% 0.0% 0.0% 5.3% 51+ 0.0% 0.0% 0.2% 0.0% 0.0% 0.0% 0.0% 0.0% 0.3% Total 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% Mean 0.4 0.1 2.9 0.3 0.9 0.4 1.2 0.1 6.2 Median 0.0 0.0 1.0 0.0 0.0 0.0 0.0 0.0 4.0 Notes: 1 The table excludes 963 cases resulting in prison sentences in 1995 where the offender had remained in custody for the entire period up to the date on which offending histories were extracted (March 1998), or where there was less than two years between the estimated date of release from prison and March 1998. 2 The data do not currently separate burglary reconvictions from reconvictions for other property offences. Over half (56%) of the burglars convicted in 1995 were convicted of another property offence within two years, including 39% of cases where the person was convicted of two or more property offences within two years. A traffic offence was the second most likely type of offence that a burglar would be reconvicted of within two years, with 42% of burglars receiving such a conviction within two years. Nearly a quarter (24%) of burglars were reconvicted for a violent offence in the two years after the 1995 case. It is interesting to note that this is a slightly greater proportion than for people who were convicted of a violent offence in 1995 (21% were reconvicted for a violent offence). Burglars had higher conviction rates overall than violent offenders (81% and 56% respectively). 165 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ 166 Summary of main findings This is the eleventh report in an annual series. As with the other reports, trends in prosecutions, convictions, and sentencing are examined, this time over the ten year period 1991 to 2000, using data extracted from the Law Enforcement System. Trends over the decade in the number of 14 to 16 year olds apprehended by the Police, and in offending by young people which resulted in an appearance in court are also examined. Trends in the use of bail and in offending while on bail are also presented for the period 1993 to 1998. Special topics investigated this year are: the use of home detention in 2000; and recidivism patterns for people convicted in 1995. The information presented in this report is based on charges or cases processed by courts. It should be noted that a change in the number of offences prosecuted in court in a particular period does not necessarily reflect a change in the actual number of offences committed in the same period. Not all offences which are committed are discovered by, reported to, or recorded by the Police. Also, not all offences that come to the attention of the Police result in prosecution, with resolution/clearance rates and prosecution rates differing significantly by type of offence. 11.1 Prosecutions and convictions for all offences Prosecutions and convictions overall The total number of criminal prosecutions peaked in 1996 at nearly 277,000, and has generally decreased since then. The figure in 2000 was 262,921. A large part of the decrease in prosecutions in 1997 was attributable to the offence of failing to register a dog under the Dog Control Act 1996 becoming an infringement offence (although it can still be proceeded against summarily). There were about 6,700 fewer prosecutions for this offence in 1997 compared with 1996. Also of note, is that there were nearly 3,000 fewer prosecutions for driving while disqualified in 2000 (8,865) compared with 1999 (11,706). A conviction is the most frequent outcome of a prosecution. However, the proportion of all prosecutions resulting in a conviction has generally shown a slowly decreasing trend over the decade, reaching the lowest level recorded in the decade in 2000 (66%). At least part of the decrease is likely to be linked to the use of diversion by the Police. There has also been an increase through the decade in the number and proportion of prosecutions where the defendant pleaded not guilty that were withdrawn. The introduction of status hearings in many parts of the country may have contributed to this trend. Violent offence prosecutions are the least likely (53%), and traffic offence prosecutions are the most likely (80%), to result in conviction. 167 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ The number of charges proven in the Youth Court against young offenders dropped a little in 2000 after a strongly increasing trend between 1992 and 1999. The number of discharges without conviction under section 19 of the Criminal Justice Act 1985 has shown an increasing trend over the decade, with the number in 2000 being more than double the number in 1991. The majority of the increase occurred for non-imprisonable offences, with smaller increases occurring for imprisonable offences of low to moderate seriousness. Male offenders accounted for 83% of all cases that resulted in conviction in 2000 (for which the gender of the offender was known), and female offenders accounted for 17% of cases. Forty-seven percent of all convicted cases in 2000, for which the ethnicity of the offender was known, involved Europeans, 42% involved Mäori, 9% involved Pacific peoples, and 2% involved offenders of some other ethnicity. Nineteen percent of all cases that resulted in conviction in 2000, and for which the age of the offender was known, involved teenage offenders, 40% involved offenders in their twenties, 24% involved offenders in their thirties, and 17% involved offenders aged 40 or over. Violent offences The total number of convictions for violent offences has generally shown a slowly decreasing trend since 1995, after a rapid increase between 1991 and 1995. The 2000 figure (14,639) is the lowest recorded since 1993. The number of convictions for violent offences in 2000 was still 53% greater than the figure in 1991. The total number of convictions for violent sex offences (rape, unlawful sexual connection, attempted sexual violation, and indecent assault) peaked at 2,084 in 1996, but has decreased since then. In 2000, there were 1,297 convictions for violent sex offences. The number of convictions for rape (138) and attempted sexual violation (42) in 2000 were the lowest recorded in the decade. The number of convictions for non-violent sex offences has also been lower in recent years than in the mid 1990s. The number of convictions for aggravated robbery has decreased in the last three years after showing an increasing trend between 1991 and 1997. The 2000 figure (434) is the lowest recorded since 1994. The number of convictions for robbery has also dropped significantly in the last two years. The number of convictions in the two most serious categories of assault - “grievous” assault and “serious” assault - increased strongly in number between 1991 and 1998, but have levelled off since then. There was a very large increase in convictions for “male assaults female” (the majority of which are domestic-related assaults) between 1991 and 1994. This was partly a reflection of a change in police practice with respect to arrest of the offender when attending domestic incidents and subsequent prosecution. Although the number of convictions has decreased in each of the last six years, the 2000 figure was still 80% greater than the figure in 1991. 168 Summary of main findings __________________________________________________________________ Assaults on children aged less than 14 years (under section 194(a) of the Crimes Act 1961) also increased significantly in the early 1990s. The number of convictions doubled between 1991 and 1994 from 152 to 299. Since 1994, the number of convictions for assault on a child has averaged 300 each year, with the 2000 figure (281) being a little lower than this. Convictions for all types of threatening and intimidation offences have increased strongly in number through the decade. Property offences Property offences comprise the second largest group of offences resulting in conviction. In 2000, 29% of all convictions were for offences against property. The total number of convictions for property offences remained reasonably stable between 1992 and 1996 at around 57,000 convictions annually, but has decreased significantly in the last four years. The 2000 figure (50,039) was the lowest recorded in the decade. Most of the decrease in property offences in the last four years was due to a decrease in the number of convictions for fraud. Between 1994 and 1996 there were around 21,000 to 22,000 convictions for fraud each year, but by 2000 the number had dropped to under 15,000. This is the lowest number of convictions for fraud recorded in the decade. The number of convictions for burglary increased a little in 2000 after generally showing a downward trend since 1991. The 2000 figure (6,363) was still the second lowest recorded in the decade. The number of convictions for motor vehicle conversion averaged about 2,750 between 1992 and 1997, but has dropped in the last three years to be at the lowest level recorded in the decade (2,188 in 2000). The number of convictions for wilful damage in 2000 (5,237) was the highest recorded in the decade. Drug offences A large increase in convictions occurred over the decade for offences relating to the possession of pipes or other drug-related utensils, with the number of such offences more than doubling from 951 in 1991 to 2,034 in 1999, before decreasing slightly to 1,993 in 2000. Convictions for possession or use (other than for supply) of drugs other than cannabis have shown an upward trend in the second half of the decade, with a particularly large increase occurring between 1999 and 2000. The 2000 figure (678) is the highest recorded in the decade. Within this category, the number of convictions for possession or use of LSD has increased over the decade from an average of 35 in each of the years 1991 to 1994, to 120 in 2000. The number of convictions for the possession or use of “stimulants or depressants” in 2000 (230) was the highest recorded in the decade. 169 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Offences against justice Non-molestation orders were replaced by protection orders when the Domestic Violence Act 1995 commenced on 1 July 1996. The number of breaches of protection orders increased dramatically between 1996 and 2000. There were 2,265 convictions for breaches of protection orders in 2000, more than nine times the number of breaches of non-molestation orders in 1991 (242). The number of convictions for failure to answer bail has continued to increase through the decade, with the 2000 figure (4,293) being 78% greater than the figure in 1991 (2,411). In 2000, there were 250 breach convictions per 1,000 periodic detention sentences imposed, the highest rate recorded in the decade. Offences against good order The number of convictions for good order offences in 2000 was the highest recorded in the decade. Convictions for disorderly behaviour have nearly tripled over the decade from 2,193 in 1991 to 6,160 in 2000 Convictions for trespassing offences have also shown an increasing trend over the decade. Traffic offences Convictions for traffic offences decreased in number considerably between 1991 and 1993 (from nearly 80,000 to just over 62,000). From 1993 to 1998, there was an average of approximately 62,000 convictions each year, but the number dropped to just over 57,000 in 2000. This was the lowest number of traffic convictions recorded in the decade. Traffic offences accounted for 33% of all convictions in 2000, compared with 43% of convictions in 1991. Despite this decrease in convictions, traffic offences still comprise the largest group of offences resulting in conviction. Initiatives introduced by the Land Transport Act 1998 such as photo drivers licences, the power to forbid unlicensed drivers from driving until they get a valid licence, and the power to impound at the roadside vehicles driven by disqualified or unlicensed drivers, appear to have had a significant impact on convictions for traffic offences. The number of convictions recorded in 2000 for driving causing death or injury, driving with excess alcohol, driving while disqualified, and careless driving were the lowest recorded in the decade. In contrast, the number of convictions recorded for “failing to comply with a prohibition of an enforcement officer” (mostly driving while forbidden) reached 6,457 in 2000 compared with 66 in 1998. Miscellaneous offences The number of convictions for liquor offences involving “minors” decreased from 1,006 in 1999 to 92 in 2000. This decrease coincides with amendments to the Sale of Liquor Act 1989 and to section 38 of the Summary Offences Act 1981 that came into force on 1 December 1999. These amendments changed the offences of purchasing of liquor by minors, minors being found in restricted or supervised areas, and minors drinking liquor in a public place to infringement offences. The amendments also lowered the legal drinking age from 20 to 18. 170 Summary of main findings __________________________________________________________________ 11.2 Sentencing for all offences Throughout the decade, 7% to 8% of people convicted each year have received a custodial sentence, with the proportion being marginally higher in the last four years than in earlier years in the decade. In 2000, 7,931 cases resulted in a custodial sentence, a lower number than was imposed in the three previous years. Over the decade, between 31% and 36% of all convictions each year have resulted in the imposition of a community-based sentence, with the 2000 figure (31%) being the lowest recorded in the decade. Periodic detention is the most commonly imposed community-based sentence, and in terms of principal sentences imposed it is in fact the second most commonly imposed sentence behind the fine. Nineteen percent of convicted cases in 2000 resulted in periodic detention. In 2000, there were 18,436 periodic detention sentences imposed – the lowest number recorded in the decade. The community programme sentence continues to be used less and less by the courts. In 2000, only 204 such sentences were imposed - which was 0.2% of all sentences imposed. The use of monetary penalties (in particular, fines) as the most serious sentence has fluctuated over the decade between 48% and 53% of cases. Part of the fluctuation is due to legislative changes affecting the number of non-imprisonable offences resulting in conviction and a fine. For example, the offence of “failing to register a dog” became an infringement offence in 1996 and caused a large drop in the number of fines from 1997. In contrast, the new powers given to Police in early 1999 to forbid unlicenced drivers from driving until they have gained a valid licence has led to an increase in 1999 and 2000 in the number of people convicted and fined for “failing to comply with a prohibition of an enforcement officer” after they were caught driving again without a valid licence. There has generally been a slowly increasing trend over the decade in the proportion of cases in which the person was convicted and discharged. In 6% of cases in 2000 the person was convicted and discharged - twice the proportion in 1991 (3%). Most offence types showed an increase over the decade in the proportion of cases that were convicted and discharged. Violent offenders imprisoned in 2000 received sentences five months longer, on average, than violent offenders imprisoned in 1991. The average length of custodial sentences imposed on violent offenders in 2000 (26.2 months) was fractionally shorter than the figure in the previous year. The Crimes Amendment Act (No. 3) 1993 increased the maximum penalty for sexual violation (rape and unlawful sexual connection) from 14 years to 20 years imprisonment. In addition, legislation that came into force on 17 July 1999 increased the maximum penalty for sexual violation to 25 years if the offence involved home invasion. 171 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Since the 1993 legislative change, the average length of the custodial sentences imposed for rape have been considerably longer. In the period 1991 to 1993, rapists had sentences imposed of 70.5 months (5 years 11 months), on average, but sentences increased to 97.3 months in 1999, before dropping slightly to 95.6 months (8 years) in 2000. After remaining reasonably constant between 1994 and 1998 (at an average of 52.3 months or 4 years 4 months), custodial sentences imposed for unlawful sexual connection increased in length by a little under a year in 1999 to 62.6 months, before dropping slightly to 61.4 months (5 years 1 month) in 2000. The average length of the custodial sentences imposed for manslaughter have been longer in the last two years than in earlier years in the decade. In 2000, the average custodial sentence imposed for manslaughter was 69.3 months (5 years 9 months). Custodial sentences imposed for the most serious category of assault - “grievous” assault have increased in length, on average, since 1992. The 2000 figure (25.8 months) was the highest figure recorded in the decade. In the last five years, over a third of the offenders convicted for burglary were sent to prison, with the 2000 figure (38%) being the highest recorded in the decade. The length of the custodial sentences awarded for burglary increased through the decade, with burglars being imprisoned for nearly six months longer, on average, in 2000 than in 1991. The average length of the custodial sentences imposed in 2000 for receiving stolen goods, fraud, and wilful damage were the longest recorded in the decade. In 2000, a total of 710 drug offenders were imprisoned, the highest number recorded in the decade. The proportion of cases involving drug offences resulting in a custodial sentence in 2000 (10%) was the highest recorded in the decade. In 2000, 19% of dealing in cannabis cases were imprisoned for an average of 14.2 months. Both these figures were the highest recorded in the decade. There was a downward trend through the decade in the proportion of cases resulting in imprisonment for breaching the conditions of a periodic detention sentence. The proportion decreased from 22% in 1991 to 12% in 2000. Before the Land Transport Act 1998, the maximum penalty for driving with excess alcohol (excluding cases resulting in death and injury) was three months imprisonment regardless of the number of previous occasions the person had been convicted of the offence. Now, people convicted of driving with excess alcohol for the third or subsequent time can be imprisoned for up to two years, while first or second time offenders can still only be imprisoned for up to three months. The average length of custodial sentences awarded in driving with excess alcohol cases increased in both 1999 and 2000. The average sentence in 2000 was 5.6 months - almost three times the average in the period 1991 to 1998 (2.1 months). 172 Summary of main findings __________________________________________________________________ The same penalty structure as that for driving with excess alcohol exists for driving while disqualified. Prior to the legislative change, the maximum penalty for a first time offender was three months imprisonment, and for all repeat offenders the maximum penalty was five years imprisonment. Despite the maximum penalty decreasing from five years to two years imprisonment for a third or subsequent driving while disqualified offence, the average length of custodial sentences awarded for such offences increased in both 1999 and 2000, and the 2000 figure was in fact the highest recorded in the decade. However, this increase may be partly artificial. In cases where a drunk driver is also found to be a disqualified driver, and is convicted on both offences, there has been a shift in the sentences imposed in the last two years, with large increases in the sentences imposed for the drunk driving offence. This has resulted in a shift in the major offence in some cases from driving while disqualified to driving with excess alcohol. If the remaining cases that still have driving while disqualified as the most serious offence are more serious cases, on average, then it would be expected that the average sentence imposed would also be longer. 11.3 Custodial sentences and remands The total number of custodial sentences imposed peaked in 1998 at 8,255 before decreasing in the last two years to 7,931 in 2000. Nearly one-third (31%) of the custodial sentences imposed in 2000 were for property offences, a little over a quarter (27%) were for violent offences, and one-fifth (20%) were for traffic offences. The average custodial sentence length imposed (including preventive detention) has increased over the decade from 10.2 months in 1991 to 14.2 months in 2000. The number of corrective training sentences imposed has shown a decreasing trend over the decade, with the 2000 figure (225) being less than half the number imposed in 1991 (620). The number of preventive detention sentences imposed in 1999 (18) and 2000 (13) were a little higher than in previous years in the decade. The number of female sentenced inmates in 2000 (240) was the highest recorded in the decade. During 2000, there was an average of 4,735 sentenced male inmates in prison at any one time, a slightly lower number than in the previous year, but still the second highest number recorded in the decade. The average daily number of both male and female prisoners in custody on remand was higher in 2000 (734 and 33 respectively) than in any other year in the decade. 173 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Nine percent of all cases finalised in 2000 involved offenders who were remanded in custody at some stage during the hearing of the case. Only the minority (19%) of defendants who had a period in custodial remand in 2000 spent their whole case remanded in custody. Almost half (48%) of the defendants who had some time in custodial remand spent only onequarter or less of their case in custodial remand. Of these cases, almost half spent all of their time in custodial remand during the last quarter of their case (for example, while awaiting the sentencing hearing), while just over one-quarter spent all of their time in custodial remand during the first quarter of their case (for example, while information relevant to the bail decision was collected). The overall average amount of time spent in custodial remand has increased by almost ten days (24%) over the last eight years from 40.6 days in 1993 to 50.4 days in 2000. Most (92%) of the cases resulting in a prison sentence in 2000 involved a male offender. Just over half (52%) of these males, for whom ethnicity was available, were Mäori, 39% were European, and 8% were Pacific peoples. Forty-one percent of the Mäori men sent to prison in 2000 were aged under 25. Forty-six percent of the male Pacific peoples sent to prison in 2000 were aged under 25, compared with 33% of European men. Only 8% of all cases resulting in a custodial sentence in 2000 involved a female offender. Nearly two-thirds (62%) of these female offenders, for whom ethnicity was available, were Mäori, 32% were European and 6% were Pacific peoples. Thirty-eight percent of the female Mäori were aged under 25, compared with 30% of the female Europeans, and 41% of the female Pacific peoples. 11.4 Community-based sentences The total number of periodic detention sentences imposed in 2000 (18,436) was the lowest recorded in the decade. The largest proportional decrease in the use of periodic detention over the decade occurred for traffic offences (45%) - with 4,400 fewer sentences imposed in 2000 than in 1991. In contrast, the number of periodic detention sentences imposed for offences against justice increased by 56% over the decade. Traffic offences (29%) and property offences (27%) accounted for the majority of periodic detention sentences imposed in 2000. Traffic offences have accounted for a decreasing proportion of periodic detention sentences through the decade. In 1991, traffic offences accounted for 44% of such sentences, but by 2000 the proportion had fallen to 29%. The total number of community programme sentences imposed has shown a downward trend since 1992, with the 2000 figure (204) being the lowest recorded in the decade. Violent offences have accounted for a greater proportion, and traffic offences and property offences a lesser proportion, of such sentences since 1994. 174 Summary of main findings __________________________________________________________________ The total number of community service cases imposed has fluctuated over the decade, but has generally shown a downward trend. In 2000, there were 7,135 community service sentences imposed, the lowest number recorded in the decade, and 22% less than the number imposed in 1991 (9,196). In 1991, traffic offences accounted for 58% of the community service sentences imposed. There has generally been a slowly decreasing trend in this proportion through the decade, with the 2000 figure being 43%. The next largest category in 2000 was property offences, which accounted for 36% of community service sentences. The total number of supervision sentences imposed as the principal sentence has decreased in the last four years, after an increasing trend between 1991 and 1995. Property offences accounted for 45% of the cases resulting in supervision as the most serious sentence in 1991, but by 1995 they accounted for only 29% of supervision sentences. Since 1996, property offences have accounted for 26% to 29% of supervision cases each year. In contrast, violent offences accounted for 17% of the supervision sentences imposed in 1991, but by 1995 the proportion had more than doubled to 38%. Since 1996, 34% to 37% of supervision sentences have been for violent offences. Part of the increased use of supervision for violent offences between 1991 and 1995 was due to very large increases in the number of convictions for male assaults female, which result in supervision more frequently than other types of offences. Community-based sentences have got shorter, on average, over the last decade. The average length of periodic detention sentences imposed has decreased a little over the decade from 4.5 months in 1991 to 4.0 months in 2000. Community service sentences have decreased in length over the decade from an average of 95 hours in 1991 to 84 hours in 1998, before increasing a little in the next two years to 87 hours in 2000. Supervision sentences decreased from 10.8 months, on average, in 1991 to 9.4 months in 1999, before increasing slightly in 2000 to 9.8 months. 11.5 Monetary penalties The fine is the most commonly imposed sentence. The total number of fines imposed in the last decade has decreased from a little over 65,000 in 1991 to around 55,000 in the last three years. Part of this decrease is due to a decrease in convictions over the decade for traffic offences (which often result in a fine). The much lower number of fines in the period 1997 to 2000 compared to previous years was partly due to the offence of “failing to register a dog” becoming an infringement offence. In 2000, 32% of all charges resulting in conviction had a fine imposed. The total amount of fines imposed by the courts in 2000 was $23.5 million. The median fine imposed in both 1999 and 2000 was $300. This is higher than in previous years in the decade when the median fine was between $200 and $250. 175 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ The majority of fines (63% in 2000) are imposed with no other penalty. A little under a third (32%) of the charges that resulted in a fine in 2000 also had a driving disqualification imposed. Property offences are the most likely to result in a reparation sentence, with 20% of such charges resulting in a reparation sentence in 2000. The proportions for the other offence types were very much lower, with violent offences (3%) being the next highest category in 2000. The total amount of reparation imposed increased between 1991 and 1993 (from $9.2 million to $12.5 million) and has remained between $12 million and $13 million each year since then. Property offences accounted for 83% of the total amount of reparation imposed in 2000 ($10.2 million of the total $12.4 million). The median reparation sentence imposed has increased from $174 in 1995 to $250 in both 1999 and 2000. The 1999 and 2000 figures are the highest recorded in the ten year period under examination. Reparation is not usually imposed as the only sentence - this was the case for only 19% of the reparation sentences imposed in 2000. Half of the reparation sentences in 2000 also had a community-based sentence imposed, with reparation being most commonly imposed in conjunction with periodic detention. The proportion of charges that had reparation imposed and which also received a community-based sentence has decreased from 63% in 1991 to 50% in 2000. In 2000, 8% of reparation sentences were imposed in conjunction with custodial sentences, compared with only 2% of sentences in 1991. There were small increases in 1994 and 1995 in the use of reparation for all property offences. These increases coincided with amendments to the Criminal Justice Act in late 1993 which, amongst other changes, strengthened the direction to the courts to consider imposing reparation in all cases unless it would be clearly inappropriate to do so. However, in subsequent years, the use of reparation has been only marginally higher than the level before 1994. There was a sustained increase in the use of reparation for theft offences after 1993. In 1993, 15% of theft offences resulted in reparation, but by 2000 the proportion had increased to 20%. In contrast, reparation use for fraud has generally decreased since 1995, with the 2000 figure (14%) being the lowest recorded in the decade. 11.6 Court statistics on young offenders There was an increasing trend in apprehensions of 14 to 16 year olds by the Police in the first half of the decade, but the number has remained between 30,000 and 31,000 each year since then. The 2000 figure for total apprehensions of 14 to 16 year olds was 40% greater than the figure in 1991. 176 Summary of main findings __________________________________________________________________ The number of 14 to 16 year olds apprehended for violent offences increased significantly between 1991 and 1995, remained fairly stable in the next three years, then increased in both 1999 and 2000 to the highest figure recorded in the decade (3,384). The 2000 figure is double the figure in 1991 (1,681). The majority (51%) of apprehensions involving 14 to 16 year olds in 2000 were for dishonesty offences. The number of apprehensions for dishonesty offences involving 14 to 16 year olds increased between 1991 and 1996, before decreasing in the next three years, then increasing a little in 2000. The 2000 figure was 11% greater than the figure in 1991. Trends in cases involving young people (i.e. people aged 16 or less when they offended) coming before the courts were also examined for the period 1991 to 2000. There has generally been an increasing trend throughout the decade in the number of cases involving young people. In 2000, there were 4,024 cases involving young people that came before the courts, 47% more than the number in 1991 (2,735). Most (83%) of the court cases involving young people in 2000 involved males, with only 17% involving females. Over half (52%) of the cases in 2000, for which the ethnicity of the young person was known, involved Mäori, 37% involved Europeans, and 9% involved Pacific peoples. Sixteen year olds accounted for the largest proportion (44%) of cases involving young people dealt with in 2000, while 15 year olds accounted for 27% of the cases, 14 year olds accounted for 9% of the cases, and 17 to 19 year olds (who had their first court appearance in the Youth Court) accounted for 19% of the cases. The number of cases involving violent offences proved against young people more than doubled between 1991 and 1998 (from 210 to 456). However, in the last two years, the number has been lower than this (390 in 1999 and 403 in 2000). Of note is that the number of 14 to 16 year olds apprehended for violent offences by the Police in 2000 was the highest figure recorded in the decade, but this was not reflected in the court statistics. The proportion of proved cases involving property offences decreased from 62% in 1991 to 49% in 1998. In the last two years 56% of proved cases involving young offenders involved property offences. Burglaries have accounted for over half of the proved property offences throughout the decade. The number of proved cases involving offences against justice has been greater in the last four years compared to earlier years in the decade. The vast majority of the increase occurred for escaping from custody offences. The proportion of proved cases involving young offenders that resulted in imprisonment or adult community-based sentences in 2000 (6% and 7% of cases respectively) were the lowest figures recorded in the decade. In contrast, the proportion of cases resulting in a Youth Court supervision order in 2000 (39%) was the highest recorded in the decade. 177 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ 11.7 Trends in the use of bail and in offending while on bail A new method for producing regular statistics on offending while on bail has been developed. Statistics are currently available for each of the years 1993 to 1998. The percentage of cases that involved a remand on bail varied with the type of offence that the person was charged with. In 1998, 76% of cases where a person was charged with a violent offence as the major charge, resulted in the person being remanded on bail. Slightly less than a third of traffic cases involved a remand on bail. The proportion of people who offended while on bail changed very little between 1993 and 1998. The percentage increased slightly from 20% to 22% of those granted bail between 1993 and 1995, before decreasing to a similar extent in the next three years to be 20% in 1998. The percentage of cases where there was an offence committed while on bail varied with the type of charge for which the person was on bail. In 1998, those on bail charged with a property offence (26%) or an offence against justice (25%) were the most likely to offend while on bail. Those on bail charged with a miscellaneous offence were the least likely to offend while on bail (12%). In 1998, the most common offences committed while on bail were property offences (33%), traffic offences (21%) and offences against justice (18%). Violent offences accounted for 12% of the offences committed while on bail in 1998. Sixteen percent of those on bail charged with a violent offence in 1998 offended while on bail. Of this group, 5% committed another violent offence while on bail, 3% committed a property offence, 2% committed an offence against justice, 3% committed a traffic offence and 3% committed other types of offences. 11.8 Use of home detention in 2000 Home detention became available in New Zealand from 1 October 1999. Home detention allows some offenders to serve part of their prison sentence outside prison under electronic surveillance, and under intensive supervision by Probation Officers. Statistics were presented on the use of home detention in 2000. There were 5,385 cases in 2000 where a court imposed a prison sentence of two years or less, and information was recorded in the data on whether leave to apply for home detention was granted. For 1,602 (30%) of these cases, leave to apply for home detention was granted by the court. Of the 1,602 “front-end” inmates granted leave to apply in 2000, 731 (46%) had a home detention hearing in 2000, and 392 (25%) eventually had their release to home detention approved in 2000 (see Figure 11.1). 178 Summary of main findings __________________________________________________________________ Figure 11.1 Summary of “front-end” home detention in 2000 Prison sentence of two years or less imposed (6,590) Prison sentence of two years or less imposed and information recorded on LES regarding whether leave to apply for home detention was granted (5,385) 30% Leave to apply for home detention granted by Courts (1,602) 46% Home detention hearing held in prison (731) 94% Result of home detention hearing recorded (686) 57% Release to home detention approved (392) 70% Leave to apply for home detention not granted by Courts (3,783) 54% Home detention hearing not held in prison (871) 6% Result of home detention hearing not recorded (45) 43% Release to home detention not approved (294) Ÿ O verall, 7% of people with a prison sentence of two years or less were released via the "front-end" to home detention. Ÿ O verall, 25% of those granted leave to apply were released to home detention. 179 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Male offenders with prison sentences of two years or less were considerably less likely than females to be granted leave to apply by the courts (28% of cases compared to 45%). In addition, males coming to prison with leave to apply were less than half as likely as females to be eventually released to home detention (22% of male inmates compared with 48% of female inmates). While the statistics presented above indicate significant differences in the frequency that male and female inmates are released to home detention, it must be remembered that there may be some differences between male and female inmates in relation to suitability for release to home detention, and a desire by the inmate to take up the option. There may also be differences based on other variables discussed below. Mäori offenders were slightly less likely than non-Mäori offenders to be granted leave to apply for home detention. Mäori and Pacific inmates with leave to apply granted were less likely than European inmates to eventually have home detention approved. Older offenders were more likely than younger offenders to be granted leave to apply and to eventually be released to home detention. People imprisoned for two years or less for a drug offence were more likely than other offenders to be granted leave to apply (45% of cases). In addition, drug offenders with leave to apply were significantly more likely to eventually be released on home detention than inmates imprisoned for any other type of offence. Shorter prison sentences of three months or less, and in particular sentences of one month or less, had leave to apply for home detention granted less often than sentences of more than three months. The length of the prison sentence imposed also had some impact on the likelihood of release to home detention, with those inmates with shorter sentences being less likely than those with longer sentences to eventually be released to home detention. The more times an offender had been to prison previously, the less likely they were to be granted leave to apply for home detention or to be eventually released to home detention. There were 1,040 inmates who were eligible to apply for release to home detention as a preparole option in 2000. Of these, 189 (18%) had a home detention hearing before a District Prisons Board or the Parole Board in 2000, and 87 (8%) eventually had their release to home detention approved in 2000 (see Figure 11.2). A slightly higher proportion of female inmates (14%) who were “pre-parole” eligible eventually had home detention approved compared to males (8%). European offenders were more likely than “pre-parole” eligible offenders of any other ethnic group to ultimately have home detention approved. Older “pre-parole” eligible offenders were more likely than younger offenders to eventually be released to home detention. 180 Summary of main findings __________________________________________________________________ Figure 11.2 Summary of “pre-parole” home detention in 2000 Prison sentence of more than two years and offender eligible to apply for pre-parole release to home detention (1,040) 18% Home detention hearing held (189) 99% Result of home detention hearing recorded (187) 47% Release to home detention approved (87) 82% Home detention hearing not held (851) 1% Result of home detention hearing not recorded (2) 53% Release to home detention not approved (100) Ÿ O verall, 8% of eligible people with a prison sentence of more than two years were released as a pre-parole option to home detention. Drug offenders were significantly more likely to be released on home detention than “preparole” eligible inmates imprisoned for violent, property, or traffic offences. The length of the prison sentence imposed had some impact on the likelihood of release to home detention, with those “pre-parole” eligible inmates with shorter sentences being more likely than those with longer sentences to be released to home detention. 181 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Whether “pre-parole” eligible inmates had release to home detention approved varied significantly from prison to prison. Male inmates at Invercargill Prison (28%), Manawatu Prison (20%), and Mt Eden Mens Prison (19%) were the most likely to have release to home detention approved, whereas no inmates at Ohura and only 2% of male inmates at Auckland Prison had release to home detention approved. There were 297 front-end inmates who served home detention in 2000. For just over twothirds (70%) of these people, the period on home detention ended because the offenders had total imposed sentences of one year or less, and they reached their half sentence date at which there is mandatory release. These inmates spent an average of 48 days in prison before being released to home detention and a further 68 days, on average, on home detention. A total of 72 people (24% of front-end inmates released to home detention) had sentences of more than one year and up to two years and were released by a District Prisons Board after serving some time on home detention. These inmates spent an average of 86 days in prison before being released to home detention, and a further 122 days, on average, on home detention. On average, such offenders served 38% of their total imposed prison sentences either in prison or on home detention before being released (usually on parole). A total of 11 (4%) of the front-end inmates were recalled to prison from home detention. Three people (1%) successfully applied to a District Prisons Board to be returned to prison, and one person was convicted and re-imprisoned for a further offence. All but one of the 91 “pre-parole” inmates serving home detention were released by a District Prisons Board or the Parole Board after serving some time on home detention. These inmates spent an average of 327 days in prison before being released to home detention, and a further 104 days, on average, on home detention. On average, such offenders served 40% of their total imposed prison sentences either in prison or on home detention before being released (usually on parole). One “pre-parole” inmate was recalled to prison from their home detention. 11.9 Recidivism patterns for people convicted in 1995 Only a quarter of the people convicted in 1995 were first offenders. The people convicted in 1995 had an average of 12 prior charges resulting in conviction, although the median number of prior convictions was much lower than this at 4. Thirty percent of the people convicted in 1995 had more than 10 previous convictions. Just under 40% of the people convicted in 1995 were reconvicted within one year, with the majority of people (51%) being reconvicted within two years. Male offenders convicted in 1995 had much more extensive offending histories, on average, than females, and were also much more likely to be reconvicted in the next two years than females. As well as being more likely to be reconvicted, males were reconvicted at a faster rate than females. 182 Summary of main findings __________________________________________________________________ Mäori offenders convicted in 1995 tended to have more extensive offending histories than European offenders, and both these groups had much more extensive offending histories than Pacific peoples. Mäori offenders convicted in 1995 were more likely to be reconvicted within two years (69% of cases) than European offenders and Pacific peoples (61% and 58% of cases respectively). Mäori had faster reconviction rates than non-Mäori within the first ten months after the 1995 case. The number of prior convictions increased with the age of the offender for offenders aged less than 30. Offenders in their thirties had similar numbers of prior convictions to those aged 25 to 29, while offenders aged 40 or more tended to have fewer prior convictions than offenders in their twenties or thirties. In general, the likelihood of reconviction reduced with the age of the offender. Over 70% of 17 to 19 year olds were reconvicted within two years, compared with only 29% of people aged at least 40 being reconvicted within two years. There is a clear relationship between the age of the offender and the time to reconviction. Young offenders had a faster rate of reconviction than older offenders within the first ten months after the 1995 case, but thereafter rates were similar. Only 6% of the people imprisoned in 1995 were first offenders, compared to more than a third (36%) of those given a monetary penalty or who were convicted and discharged (35%) being first offenders. Eighty percent of the people imprisoned in 1995 were reconvicted within two years of their release from prison23. This compares to 65% of those who received a community-based sentence, and 41% of those given a monetary penalty who were reconvicted within two years. People released from prison are reconvicted at a much faster rate than people with other types of sentence, with the vast majority of reoffending by those people released from prison occurring in the first seven months after release. The more extensive the offending history of a person prior to 1995, the greater the likelihood that the person would be reconvicted within two years. Only a quarter of first offenders in 1995 were reconvicted within two years, compared to 88% of people with more than 50 convictions prior to the 1995 case being reconvicted within two years. There is a clear relationship between the number of prior convictions and the time to reconviction. Those people with a greater number of prior convictions had a faster rate of reconviction than offenders with no or a small number of past convictions. Females tended to receive their first ever conviction slightly later in life than males. The average age at first conviction for males was 20.9 years, whereas for females it was 24.4 years. Pacific peoples tended to receive their first ever conviction slightly later in life than European and Mäori offenders. The average age at first conviction for Mäori was 18.7 years, for European offenders it was 19.9 years, and for Pacific peoples it was 22.3 years. 23 Note that the imprisonment reconviction figures should be treated with caution as they generally relate to inmates who served relatively short sentences. Many of the inmates who had long prison sentences imposed in 1995 did not have two years between their estimated date of release and the date the offending histories were extracted, hence not allowing an examination of reoffending for all prison inmates. 183 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Violent offenders tend to be generalist rather than specialist offenders. Of the violent offenders convicted in 1995, less than half (44%) had been convicted previously of a violent offence, but the majority had been convicted previously of property and traffic offences. In the two years following the 1995 case, 21% of violent offenders were reconvicted for a violent offence. A similar proportion (20%) were reconvicted for a property offence, and 31% were reconvicted for a traffic offence. The majority of burglars convicted have extensive histories of offending, with the burglars convicted in 1995 having an average of 22 previous convictions. The majority of burglars (52%) convicted in 1995 had previously been convicted of burglary, with the average number of previous burglary convictions being nearly four. More than four out of every five burglars convicted in 1995 were reconvicted of an offence within two years, with 56% of burglars being reconvicted for a property offence within two years. Burglars were slightly more likely to be reconvicted for a violent offence than people who were convicted of a violent offence in 1995 (24% of cases compared to 21% of cases respectively). 184 References Galaway, B. and Spier, P. (1992) Sentencing to Reparation: Implementation of the Criminal Justice Act 1985, Department of Justice, Wellington. Land Transport Safety Authority (2001) Road Safety New Zealand, May 2001. Lash, B. (1998) Those on Bail in New Zealand in 1994 and their Offending, Ministry of Justice, Wellington. New Zealand Police (1999) Media Release, 7 May 1999. New Zealand Police (2001) Media Release, 9 April 2001. Rich, M. (2000) Census of Prison Inmates 1999, Department of Corrections, Wellington. Spier, P., Luketina, F. and Kettles, S. (1991) Changes in the Seriousness of Offending and in the Pattern of Sentencing: 1979 to 1988, Department of Justice, Wellington. Spier, P. (1997) Conviction and Sentencing of Offenders in New Zealand: 1987 to 1996, Ministry of Justice, Wellington. Spier, P. (1998) Conviction and Sentencing of Offenders in New Zealand: 1988 to 1997, Ministry of Justice, Wellington. Spier, P. (1999) Conviction and Sentencing of Offenders in New Zealand: 1989 to 1998, Ministry of Justice, Wellington. Statistics New Zealand (1996) New Zealand Now: Crime, Statistics New Zealand, Wellington. Young, W., Morris, A., Cameron, N. and Haslett, S. (1997) New Zealand National Survey of Crime Victims 1996, Victimisation Survey Committee, Wellington. 185 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ 186 Appendix 1 Some recent criminal justice research publications of the Ministry of Justice and the former Department of Justice Braybrook, B. and Southey, P. (1992) Census of Prison Inmates 1991, Department of Justice, Wellington. Chetwin, A., Waldegrave, T., Simonsen, K., with Strategic Training and Development Services, and The Family Centre Social Policy Research Unit (2000) Speaking about Cultural Background at Sentencing: Section 16 of the Criminal Justice Act 1985, Ministry of Justice, Wellington. Church, A., Lang, K., Leigh, J., Young, P., Gray, A. and Edgar, N. (1995) Victims Court Assistance: An Evaluation of the Pilot Scheme, Department of Justice, Wellington. Church, A. and Dunstan, S. (1997) Home Detention: The Evaluation of the Home Detention Pilot Programme 1995-1997, Ministry of Justice, Wellington. Dunstan, S., Paulin, J. and Atkinson, K. (1995) Trial by Peers? The Composition of New Zealand Juries, Department of Justice, Wellington. Galaway, B. and Spier, P. (1992) Sentencing to Reparation: Implementation of the Criminal Justice Act 1985, Department of Justice, Wellington. Harland, A. (1995) Victimisation in New Zealand: As Measured by the 1992 International Crime Survey, Ministry of Justice, Wellington. Kettles, S. and Luketina, F. (1992) The Violent Offences Legislation, Part 4, The Commission of a Crime with a Weapon, and Part 5, Miscellaneous Provisions, Department of Justice, Wellington. Lash, B. and Luketina, F. (1990) Offending While on Bail, Department of Justice, Wellington. Lash, B. (1996) Census of Prison Inmates 1995, Ministry of Justice, Wellington. Lash, B. (1998) Census of Prison Inmates 1997, Ministry of Justice, Wellington. Lash, B. (1998) Those on Bail in New Zealand in 1994 and their Offending, Ministry of Justice, Wellington. Lee, A. and Searle, W. (1993) Wellington. Victims' Needs: An Issues Paper, Department of Justice, 187 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Lee, A., Searle, W. and Atkinson, K. (1993) Department of Justice, Wellington. Victims' Needs: The Results of the Survey, Leibrich, J. (1993) Straight to the Point: Angles on Giving Up Crime, University of Otago Press, Dunedin and Department of Justice, Wellington. Leibrich, J., Paulin, J. and Ransom, R. (1995) Hitting Home: Men Speak About Abuse of Women Partners, Department of Justice and AGB McNair, Wellington. Ministry of Justice (1996) List of Offences With Maximum Penalties, by Act & Section (Current at 1 January 1996), Ministry of Justice, Wellington. Norris, M. and MacPherson, S. (1990) Offending in New Zealand: Trends and International Comparisons, Department of Justice, Wellington. Southey, P., Braybrook, B. and Spier, P. (1994) Department of Justice, Wellington. Rape Recidivism and Sexual Violation, Southey, P., Spier, P. and Edgar, N. (1995) Census of Prison Inmates 1993, Department of Justice, Wellington. Spier, P., Luketina, F. and Kettles, S. (1991) Changes in the Seriousness of Offending and in the Pattern of Sentencing: 1979 to 1988, Department of Justice, Wellington. Spier, P., Southey, P. and Norris, M. (1991) Conviction and Sentencing of Offenders in New Zealand: 1981 to 1990, Department of Justice, Wellington. Spier, P., Norris, M. and Southey, P. (1992) Conviction and Sentencing of Offenders in New Zealand: 1982 to 1991, Department of Justice, Wellington. Spier, P. and Norris, M. (1993) Conviction and Sentencing of Offenders in New Zealand: 1983 to 1992, Department of Justice, Wellington. Spier, P. (1994) Conviction and Sentencing of Offenders in New Zealand: 1984 to 1993, Department of Justice, Wellington. Spier, P. (1995) Conviction and Sentencing of Offenders in New Zealand: 1985 to 1994, Ministry of Justice, Wellington. Spier, P. (1996) Conviction and Sentencing of Offenders in New Zealand: 1986 to 1995, Ministry of Justice, Wellington. Spier, P. (1997) Conviction and Sentencing of Offenders in New Zealand: 1987 to 1996, Ministry of Justice, Wellington. Spier, P. (1998) Conviction and Sentencing of Offenders in New Zealand: 1988 to 1997, Ministry of Justice, Wellington. 188 Appendix 1 _______________________________________________________________ Spier, P. (1999) Conviction and Sentencing of Offenders in New Zealand: 1989 to 1998, Ministry of Justice, Wellington. Spier, P. (2000) Conviction and Sentencing of Offenders in New Zealand: 1990 to 1999, Ministry of Justice, Wellington. Triggs, S. (1995) Forecasting New Zealand’s Prison Population, Ministry of Justice, Wellington. Triggs, S. (1997) Interpreting Trends in Recorded Crime in New Zealand, Ministry of Justice, Wellington. Triggs, S. (1998) From Crime to Sentence: Trends in Criminal Justice, 1986 to 1996, Ministry of Justice, Wellington. Triggs, S. (1999) Wellington. Sentencing in New Zealand: A Statistical Analysis, Ministry of Justice, Whitney, L. (1992) Substance Abuse: A Survey of the Treatment Needs of Prison Inmates, Department of Justice, Wellington. 189 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ 190 Appendix 2 Outcome of prosecutions in 2000, by type of offence Tables A2.1 to A2.8 present a breakdown of the outcomes of all charges prosecuted in 2000 according to the type of offence involved. Table A2.1 Outcome of prosecutions for violent offences, 2000 Offence type Convicted Youth Court proved No. % Section 19 discharge No. % No. % Murder 31 58.5 0 0.0 0 Manslaughter 26 65.0 0 0.0 0 Not proved No. % 0.0 21 0.0 12 Other Total No. % No. % 39.6 1 1.9 53 100.0 30.0 2 5.0 40 100.0 9 18.4 0 0.0 0 0.0 36 73.5 4 8.2 49 100.0 Kidnapping/abduction 113 36.8 7 2.3 0 0.0 187 60.9 0 0.0 307 100.0 Rape 138 26.2 0 0.0 0 0.0 379 72.1 9 1.7 526 100.0 Unlawful sexual connection Attempted sexual violation Indecent assault 319 35.1 5 0.6 0 0.0 567 62.4 17 1.9 908 100.0 42 30.0 1 0.7 0 0.0 95 67.9 2 1.4 140 100.0 798 46.2 8 0.5 6 0.3 886 51.3 30 1.7 1728 100.0 Aggravated burglary 71 34.3 5 2.4 0 0.0 129 62.3 2 1.0 207 100.0 Aggravated robbery 434 41.8 122 11.8 0 0.0 480 46.2 2 0.2 1038 100.0 Robbery 171 40.6 52 12.4 0 0.0 198 47.0 0 0.0 421 100.0 Grievous assault 1324 43.9 64 2.1 16 0.5 1583 52.5 26 0.9 3013 100.0 Serious assault 3251 62.1 134 2.6 131 2.5 1708 32.6 15 0.3 5239 100.0 Male assaults female 2922 60.3 18 0.4 134 2.8 1768 36.5 3 0.1 4845 100.0 281 47.5 1 0.2 14 2.4 294 49.7 2 0.3 592 100.0 3963 57.9 145 2.1 250 3.7 2476 36.2 5 0.1 6839 100.0 629 40.5 23 1.5 14 0.9 878 56.5 10 0.6 1554 100.0 Cruelty to a child 22 45.8 0 0.0 2 4.2 24 50.0 0 0.0 48 100.0 Other violence 95 35.3 23 8.6 1 0.4 148 55.0 2 0.7 269 100.0 Total violence 14639 52.6 608 2.2 568 2.0 11869 42.7 132 0.5 27816 100.0 Attempted murder Assault on a child Minor assault Threaten to kill/do GBH 191 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table A2.2 Outcome of prosecutions for other offences against the person, 2000 Offence type Convicted No. % Youth Court proved No. % Section 19 discharge No. % Not proved No. % Other Total No. % No. % 7 41.2 0 0.0 0 0.0 10 58.8 0 0.0 17 100.0 293 54.4 8 1.5 2 0.4 219 40.6 17 3.2 539 100.0 2379 58.6 35 0.9 115 2.8 1525 37.6 6 0.1 4060 100.0 Threats/intimidation 561 54.7 22 2.1 27 2.6 416 40.5 0 0.0 1026 100.0 Other against persons 252 52.7 12 2.5 15 3.1 197 41.2 2 0.4 478 100.0 Total other ag. persons 3492 57.1 77 1.3 159 2.6 2367 38.7 25 0.4 6120 100.0 Incest Other sex Obstruct/resist Table A2.3 Outcome of prosecutions for property offences, 2000 Offence type Convicted No. % Youth Court proved No. % Section 19 discharge No. % Not proved Other Total No. % No. % No. % 6363 56.4 1378 12.2 63 0.6 3468 30.7 18 0.2 11290 100.0 13370 59.4 1218 5.4 465 2.1 7449 33.1 7 0.0 22509 100.0 Receiving stolen goods 3018 58.8 130 2.5 57 1.1 1927 37.5 3 0.1 5135 100.0 Motor vehicle conversion Fraud 2188 54.1 666 16.5 25 0.6 1161 28.7 4 0.1 4044 100.0 14620 66.1 185 0.8 186 0.8 7103 32.1 12 0.1 22106 100.0 171 40.8 58 13.8 4 1.0 182 43.4 4 1.0 419 100.0 Wilful damage 5237 58.6 428 4.8 243 2.7 3019 33.8 10 0.1 8937 100.0 Other property 5072 61.2 603 7.3 103 1.2 2498 30.1 10 0.1 8286 100.0 Total property 50039 60.5 4666 5.6 1146 1.4 26807 32.4 68 0.1 82726 100.0 Burglary Theft Arson Table A2.4 Outcome of prosecutions for drug offences, 2000 Offence type Convicted No. % Youth Court proved No. % Section 19 discharge No. % Not proved No. % Other No. Total % No. % Use cannabis 6133 70.5 100 1.1 167 1.9 2299 26.4 0 0.0 8699 100.0 Deal in cannabis 3886 69.0 31 0.6 27 0.5 1685 29.9 5 0.1 5634 100.0 Other cannabis 2188 63.1 62 1.8 58 1.7 1162 33.5 0 0.0 3470 100.0 Use other drug 678 64.9 5 0.5 17 1.6 344 33.0 0 0.0 1044 100.0 Deal in other drug 464 39.7 1 0.1 1 0.1 698 59.7 6 0.5 1170 100.0 Other drug 314 56.8 2 0.4 3 0.5 234 42.3 0 0.0 553 100.0 Total drug 13663 66.4 201 1.0 273 1.3 6422 31.2 11 0.1 20570 100.0 192 Appendix 2 _______________________________________________________________ Table A2.5 Outcome of prosecutions for offences against justice, 2000 Offence type Convicted No. Breach periodic detention Breach supervision % Youth Court proved No. % Section 19 discharge No. % Not proved No. % Other Total No. % No. % 6628 80.7 0 0.0 27 0.3 1555 18.9 0 0.0 8210 100.0 503 77.4 0 0.0 2 0.3 145 22.3 0 0.0 650 100.0 Breach parole 236 81.9 0 0.0 0 0.0 52 18.1 0 0.0 288 100.0 Breach community service Failure to answer bail 246 57.2 0 0.0 2 0.5 182 42.3 0 0.0 430 100.0 4293 63.5 51 0.8 49 0.7 2359 34.9 4 0.1 6756 100.0 2265 65.7 0 0.0 55 1.6 1127 32.7 0 0.0 3447 100.0 373 37.4 345 34.6 6 0.6 273 27.4 1 0.1 998 100.0 Obstruct/pervert course of justice 143 49.7 1 0.3 0 0.0 141 49.0 3 1.0 288 100.0 Other against justice 804 59.6 9 0.7 32 2.4 431 31.9 73 5.4 1349 100.0 Total against justice 15491 69.1 406 1.8 173 0.8 6265 27.9 81 0.4 22416 100.0 Breach non-molestation /protection order Escape custody Table A2.6 Outcome of prosecutions for offences against good order, 2000 Offence type Convicted Youth Court proved No. % Section 19 discharge No. % Not proved No. % Other Total No. % No. % No. % Riot 23 71.9 0 0.0 0 0.0 9 28.1 0 0.0 32 100.0 Unlawful assembly 23 37.7 2 3.3 0 0.0 36 59.0 0 0.0 61 100.0 Possess offensive weapon Offensive language 1312 50.8 77 3.0 60 2.3 1129 43.7 7 0.3 2585 100.0 685 65.7 9 0.9 35 3.4 313 30.0 1 0.1 1043 100.0 Disorderly behaviour 6160 64.4 64 0.7 372 3.9 2969 31.0 4 0.0 9569 100.0 Trespassing 3138 60.1 176 3.4 148 2.8 1744 33.4 12 0.2 5218 100.0 Other good order 267 60.7 12 2.7 15 3.4 144 32.7 2 0.5 440 100.0 Total good order 11608 61.3 340 1.8 630 3.3 6344 33.5 26 0.1 18948 100.0 Table A2.7 Outcome of prosecutions for traffic offences, 2000 Offence type Convicted No. Drive causing death or injury Drive with excess alcohol Drive while disqualified % Youth Court proved No. % Section 19 discharge No. % Not proved No. % Other Total No. % No. % 1446 70.1 22 1.1 11 0.5 584 28.3 1 0.0 2064 100.0 21615 88.6 122 0.5 15 0.1 2631 10.8 8 0.0 24391 100.0 7879 88.9 34 0.4 37 0.4 914 10.3 1 0.0 8865 100.0 2697 81.5 69 2.1 4 0.1 533 16.1 7 0.2 3310 100.0 8437 76.3 34 0.3 418 3.8 2166 19.6 1 0.0 11056 100.0 Other traffic 15038 70.6 140 0.7 1030 4.8 5064 23.8 19 0.1 21291 100.0 Total traffic 57112 80.5 421 0.6 1515 2.1 11892 16.8 37 0.1 70977 100.0 Reckless/dangerous driving Careless driving 193 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table A2.8 Outcome of prosecutions for miscellaneous offences, 2000 Offence type Convicted No. % Youth Court proved No. % Section 19 discharge No. % Not proved No. % Other No. Total % No. % Arms Act 858 55.7 49 3.2 39 2.5 593 38.5 2 0.1 1541 100.0 Dog Control Act 442 60.8 0 0.0 11 1.5 273 37.6 1 0.1 727 100.0 2282 73.4 0 0.0 68 2.2 757 24.4 0 0.0 3107 100.0 223 42.0 5 0.9 33 6.2 270 50.8 0 0.0 531 100.0 Tax Acts Liquor-related 751 62.5 0 0.0 12 1.0 436 36.3 2 0.2 1201 100.0 Other miscellaneous 3344 53.6 21 0.3 142 2.3 2724 43.6 10 0.2 6241 100.0 Total miscellaneous 7900 59.2 75 0.6 305 2.3 5053 37.9 15 0.1 13348 100.0 Fisheries Act 194 Appendix 3 Ethnicity, age, and gender of all offenders convicted Tables A3.1 to A3.4 present a breakdown of the offence types that resulted in conviction in 2000 according to the ethnicity, age, and gender of the offenders involved. No information is presented where the ethnicity, age, or gender of the offender was not available, or where the case involved a corporation. Information on the ethnicity, age, and gender of offenders convicted in 2000 was available for 86%, 99%, and just under 100% of cases respectively. The vast majority of cases for which demographic information was not available involved traffic and “miscellaneous” offences. Table A3.4 presents information for people of “other” ethnicity. It should be noted that for 79% of these cases, the persons ethnicity was recorded in the Law Enforcement System as either Asian or Indian. For the remaining 21% of cases, ethnicity was recorded on the Law Enforcement System just as “Other”. Tables A3.5 to A3.10 show information on the number of cases resulting in conviction for each offence type, controlling for gender, ethnicity, and age separately, for each of the years 1991 to 2000. Care should be taken in interpreting information presented by ethnicity, particularly for the years 1991 to 1996, because of the large number of cases where ethnicity was not available (mainly for traffic and miscellaneous offences). 195 14-16 F Total 1 13 0 0 0 15 0 0 1 3 0 1 7 108 0 2 9 142 M 445 96 1731 479 407 801 2728 225 6912 17-19 F Total 82 527 7 103 211 1942 59 538 35 442 52 853 348 3076 23 248 817 7729 M 635 132 1625 710 606 976 2986 164 7834 20-24 F Total 89 724 12 144 277 1902 88 798 66 672 58 1034 371 3357 8 172 969 8803 M 546 106 954 621 333 499 2123 115 5297 25-29 F Total 67 613 12 118 241 1195 109 730 39 372 37 536 369 2492 10 125 884 6181 M 875 138 1282 936 476 575 3109 199 7590 30-39 F Total 93 968 14 152 384 1666 158 1094 70 546 59 634 593 3702 17 216 1388 8978 M 744 106 827 475 248 321 2846 181 5748 40+ F 60 13 248 79 32 55 553 16 1056 Total 804 119 1075 554 280 376 3399 197 6804 M 3257 578 6434 3221 2072 3173 13893 886 33514 Total F 392 58 1361 493 243 261 2241 74 5123 Total 3649 636 7795 3714 2315 3434 16134 960 38637 14-16 F Total 6 34 0 1 4 31 0 0 1 9 0 1 9 71 0 0 20 147 M 554 69 1795 278 420 668 1413 64 5261 17-19 F Total 116 670 10 79 414 2209 40 318 98 518 95 763 312 1725 12 76 1097 6358 M 869 121 1647 495 740 702 2102 55 6731 20-24 F Total 122 991 32 153 503 2150 102 597 157 897 68 770 510 2612 10 65 1504 8235 M 776 111 963 456 537 471 1767 36 5117 25-29 F Total 112 888 24 135 383 1346 119 575 112 649 52 523 471 2238 9 45 1282 6399 Note: 47 cases where the gender and/or age of the offender were not recorded in the data were excluded from this table. M 28 1 27 0 8 1 62 0 127 M 1181 133 1073 725 578 581 2473 101 6845 Age and gender of offender 30-39 F Total 161 1342 34 167 524 1597 178 903 125 703 99 680 857 3330 17 118 1995 8840 M 499 52 420 303 180 215 1553 67 3289 40+ F 55 19 212 83 42 43 441 16 911 Total 554 71 632 386 222 258 1994 83 4200 M 3907 487 5925 2257 2463 2638 9370 323 27370 Total F 572 119 2040 522 535 357 2600 64 6809 Total 4479 606 7965 2779 2998 2995 11970 387 34179 Number of cases involving Mäori offenders resulting in a conviction in 2000, by type of offence, and age and gender of offender Violent Other against persons Property Involving drugs Against justice Good order Traffic Miscellaneous Total Offence type Table A3.2 Notes: 1 Gender is denoted in this table by M = Male and F = Female. 2 73 cases where the gender and/or age of the offender were not recorded in the data were excluded from this table. M 12 0 15 0 2 1 101 2 133 Age and gender of offender Number of cases involving European offenders resulting in conviction in 2000, by type of offence, and age and gender of offender Violent Other against persons Property Involving drugs Against justice Good order Traffic Miscellaneous Total Offence type Table A3.1 Total 4 17 969 M 156 20 261 38 73 153 253 15 115 1084 17-19 F Total 23 179 2 22 42 303 1 39 11 84 2 155 32 285 2 17 1775 M 307 28 371 69 149 217 617 17 165 1940 20-24 F Total 19 326 2 30 66 437 6 75 8 157 5 222 58 675 1 18 1189 M 251 24 161 40 84 104 512 13 134 1323 25-29 F Total 19 270 3 27 47 208 8 48 7 91 8 112 41 553 1 14 1629 M 389 24 190 60 90 101 761 14 187 1816 30-39 F Total 24 413 4 28 61 251 7 67 13 103 5 106 71 832 2 16 932 M 226 12 73 13 37 41 516 14 115 40+ F 16 4 24 1 5 8 53 4 1047 Total 242 16 97 14 42 49 569 18 6507 M 1334 108 1057 220 434 617 2664 73 720 Total F 105 15 240 23 44 28 255 10 7227 Total 1439 123 1297 243 478 645 2919 83 14-16 F Total 0 0 0 0 0 0 0 0 0 0 0 0 1 3 0 0 1 3 M 25 1 66 13 9 17 142 7 280 17-19 F Total 2 27 0 1 5 71 1 14 1 10 2 19 10 152 0 7 21 301 M 37 2 70 23 23 50 240 7 452 20-24 F Total 4 41 0 2 14 84 2 25 1 24 0 50 10 250 0 7 31 483 M 37 5 29 8 8 18 112 9 226 25-29 F Total 6 43 1 6 11 40 2 10 0 8 3 21 8 120 0 9 31 257 Note: 9 cases where the gender and/or age of the offender were not recorded in the data were excluded from this table. M 0 0 0 0 0 0 2 0 2 M 55 3 69 11 12 27 225 11 413 Age and gender of offender 30-39 F Total 4 59 0 3 24 93 0 11 1 13 4 31 14 239 9 20 56 469 M 43 0 50 2 12 15 144 12 278 40+ F 1 0 13 0 0 2 11 4 31 Total 44 0 63 2 12 17 155 16 309 M 197 11 284 57 64 127 865 46 1651 Total F 17 1 67 5 3 11 54 13 171 Total 214 12 351 62 67 138 919 59 1822 Number of cases involving offenders of “other” ethnicity resulting in a conviction in 2000, by type of offence, and age and gender of offender Violent Other against persons Property Involving drugs Against justice Good order Traffic Miscellaneous Total Offence type Table A3.4 Note: 12 cases where the gender and/or age of the offender were not recorded in the data were excluded from this table. 13 Violent Other against persons Property Involving drugs Against justice Good order Traffic Miscellaneous 14-16 F Total 4 9 0 0 0 1 0 0 0 1 0 1 0 5 0 0 Age and gender of offender Number of cases involving Pacific people offenders resulting in a conviction in 2000, by type of offence, and age and gender of offender M 5 0 1 0 1 1 5 0 Offence type Table A3.3 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table A3.5 Total number of cases resulting in conviction, by type of offence and gender of offender, 1996 to 2000 Offence type 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1999 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1998 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1997 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1996 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total Male Female Unknown Total 8760 1200 14382 5794 5327 6619 34574 2317 78973 1100 194 4164 1051 880 660 7468 495 16012 0 7 4 0 2 1 88 123 225 9860 1401 18550 6845 6209 7280 42130 2935 95210 9145 1120 14869 6071 5206 6229 35204 3401 81245 1078 201 4338 1057 894 629 7467 851 16515 0 1 8 0 5 0 113 81 208 10223 1322 19215 7128 6105 6858 42784 4333 97968 9708 1238 14840 6170 5061 5823 36608 3403 82851 1030 195 4259 1143 812 548 7335 942 16264 1 3 9 0 4 0 150 130 297 10739 1436 19108 7313 5877 6371 44093 4475 99412 9660 1088 14598 5731 4658 5611 35019 3336 79701 1020 185 3871 1084 788 472 7023 1188 15631 1 2 13 2 6 0 101 296 421 10681 1275 18482 6817 5452 6083 42143 4820 95753 10042 1265 14499 5276 4663 5659 37405 6145 84954 1005 214 3877 1045 683 460 7150 3041 17475 2 0 8 0 2 0 79 1244 1335 11049 1479 18384 6321 5348 6119 44634 10430 103764 Note: Cases where a conviction was entered against a corporation were excluded from this table. 198 Appendix 3 _______________________________________________________________ Table A3.6 Total number of cases resulting in conviction, by type of offence and gender of offender, 1991 to 1995 Offence type 1995 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1994 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1993 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1992 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1991 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total Male Female Unknown Total 10490 1226 14884 5425 4694 5311 38015 5692 85737 946 181 3790 951 732 470 7080 2529 16679 2 2 5 1 7 0 92 1508 1617 11438 1409 18679 6377 5433 5781 45187 9729 104033 10250 1138 15431 6652 4683 4751 35577 6613 85095 919 153 4154 1236 796 456 6613 3227 17554 4 0 6 2 14 0 74 1138 1238 11173 1291 19591 7890 5493 5207 42264 10978 103887 8336 1073 16463 6577 4550 4435 37186 5635 84255 677 161 4394 1145 789 344 6750 2622 16882 2 1 10 2 25 0 168 1206 1414 9015 1235 20867 7724 5364 4779 44104 9463 102551 6593 966 16341 5517 4212 3434 40809 4851 82723 542 129 4336 994 657 337 7304 2075 16374 3 0 3 0 4 0 284 510 804 7138 1095 20680 6511 4873 3771 48397 7436 99901 6060 889 16339 5807 3898 3626 47039 4577 88235 456 141 4241 1013 632 384 7985 1807 16659 1 1 6 2 22 1 148 391 572 6517 1031 20586 6822 4552 4011 55172 6775 105466 Note: Cases where a conviction was entered against a corporation were excluded from this table. 199 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table A3.7 Total number of cases resulting in conviction, by type of offence and ethnicity of offender, 1996 to 2000 Offence type 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1999 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1998 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1997 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1996 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total European Mäori Pacific peoples Other Unknown Total 3649 636 7799 3714 2324 3434 16167 987 38710 4480 606 7966 2779 3005 2996 11995 399 34226 1439 123 1299 243 478 645 2925 87 7239 214 12 351 62 67 139 919 67 1831 78 24 1135 47 335 66 10124 1395 13204 9860 1401 18550 6845 6209 7280 42130 2935 95210 3848 609 8047 3900 2370 3257 15896 1933 39860 4673 598 8287 2871 2787 2781 12018 719 34734 1417 88 1377 264 464 663 2856 100 7229 215 12 314 55 56 118 816 81 1667 70 15 1190 38 428 39 11198 1500 14478 10223 1322 19215 7128 6105 6858 42784 4333 97968 4078 654 8125 4042 2232 3198 16525 1834 40688 4848 614 8582 2959 2775 2405 11760 608 34551 1478 138 1446 227 399 607 2607 95 6997 261 14 262 42 60 113 674 127 1553 74 16 693 43 411 48 12527 1811 15623 10739 1436 19108 7313 5877 6371 44093 4475 99412 4226 605 8161 3766 2070 3101 14181 1602 37712 4582 529 8274 2769 2552 2286 10542 490 32024 1583 116 1372 207 412 583 2085 92 6450 223 13 255 47 53 83 518 171 1363 67 12 420 28 365 30 14817 2465 18204 10681 1275 18482 6817 5452 6083 42143 4820 95753 4411 772 8185 3508 1955 3180 14509 1833 38353 4824 558 8162 2555 2488 2296 10445 721 32049 1539 121 1372 199 413 528 1747 187 6106 217 22 313 25 39 75 497 130 1318 58 6 352 34 453 40 17436 7559 25938 11049 1479 18384 6321 5348 6119 44634 10430 103764 Note: Cases where a conviction was entered against a corporation were excluded from this table. 200 Appendix 3 _______________________________________________________________ Table A3.8 Total number of cases resulting in conviction, by type of offence and ethnicity of offender, 1991 to 1995 Offence type 1995 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1994 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1993 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1992 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1991 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total European Mäori Pacific peoples Other Unknown Total 4579 717 8528 3825 1984 2993 14663 1954 39243 5055 576 8367 2359 2548 2190 10249 588 31932 1568 83 1211 154 396 493 1916 111 5932 180 15 227 17 49 85 406 165 1144 56 18 346 22 456 20 17953 6911 25782 11438 1409 18679 6377 5433 5781 45187 9729 104033 4576 694 9197 4700 1995 2820 11335 1957 37274 4839 491 8463 2911 2547 1928 8660 682 30521 1536 89 1233 191 397 388 1364 85 5283 168 10 254 47 37 44 268 354 1182 54 7 444 41 517 27 20637 7900 29627 11173 1291 19591 7890 5493 5207 42264 10978 103887 3906 654 10021 4686 1934 2593 10502 1890 36186 3807 466 8959 2795 2535 1768 8080 635 29045 1148 84 1304 180 298 358 1307 77 4756 116 7 245 29 32 45 194 583 1251 38 24 338 34 565 15 24021 6278 31313 9015 1235 20867 7724 5364 4779 44104 9463 102551 3016 544 10076 4081 1887 2012 11742 1507 34865 3102 397 8815 2229 2207 1484 8277 516 27027 851 63 1225 151 316 236 1353 87 4282 90 4 248 23 32 26 225 364 1012 79 87 316 27 431 13 26800 4962 32715 7138 1095 20680 6511 4873 3771 48397 7436 99901 2738 529 10276 4163 1780 2195 14466 1471 37618 2795 364 8545 2444 2081 1495 9930 613 28267 826 63 1178 158 314 275 1742 85 4641 75 7 215 26 34 28 255 348 988 83 68 372 31 343 18 28779 4258 33952 6517 1031 20586 6822 4552 4011 55172 6775 105466 Note: Cases where a conviction was entered against a corporation were excluded from this table. 201 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table A3.9 Total number of cases resulting in conviction, by type of offence and age of offender, 1996 to 2000 Offence type 2000 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1999 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1998 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1997 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1996 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 14-16 17-19 20-24 25-29 30-39 40+ Unknown Total 56 1 47 0 14 4 427 11 560 1416 207 4572 917 1082 1804 7125 391 17514 2098 333 4809 1509 1841 2098 8723 330 21741 1827 288 3015 1372 1178 1204 6586 304 15774 2804 352 3968 2082 1447 1465 10079 621 22818 1658 207 2124 965 582 703 9095 791 16125 1 13 15 0 65 2 95 487 678 9860 1401 18550 6845 6209 7280 42130 2935 95210 58 1 48 2 6 8 385 25 533 1493 262 4864 984 1102 1597 7025 1283 18610 2156 320 4875 1672 1786 2008 8605 565 21987 1908 254 3322 1445 1191 1176 6944 438 16678 2872 308 3966 2193 1375 1405 10650 696 23465 1734 174 2115 832 575 664 9093 773 15960 2 3 25 0 70 0 82 553 735 10223 1322 19215 7128 6105 6858 42784 4333 97968 64 3 60 2 15 4 397 38 583 1630 245 4850 926 1083 1494 6966 1176 18370 2381 386 5116 1764 1814 1920 8786 500 22667 2096 282 3252 1638 1128 1139 7182 386 17103 2889 323 3752 2218 1356 1257 11202 782 23779 1678 194 2041 764 449 555 9520 816 16017 1 3 37 1 32 2 40 777 893 10739 1436 19108 7313 5877 6371 44093 4475 99412 72 0 68 2 19 5 417 29 612 1529 230 4984 963 1033 1340 6206 937 17222 2400 362 5080 1684 1740 1909 8703 477 22355 2119 240 3283 1572 1087 1098 7352 440 17191 2952 283 3419 1946 1149 1205 10751 704 22409 1605 156 1618 648 401 525 8665 781 14399 4 4 30 2 23 1 49 1452 1565 10681 1275 18482 6817 5452 6083 42143 4820 95753 78 1 68 0 11 6 388 8 560 1545 270 4985 815 1019 1267 6746 949 17596 2515 417 5086 1699 1810 1952 9956 688 24123 2189 271 3216 1503 1134 1227 7801 570 17911 3119 343 3417 1745 1040 1153 11049 955 22821 1597 172 1576 557 309 514 8655 987 14367 6 5 36 2 25 0 39 6273 6386 11049 1479 18384 6321 5348 6119 44634 10430 103764 Note: Cases where a conviction was entered against a corporation were excluded from this table. 202 Appendix 3 _______________________________________________________________ Table A3.10 Total number of cases resulting in conviction, by type of offence and age of offender, 1991 to 1995 Offence type 1995 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1994 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1993 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1992 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 1991 Violent Other against persons Property Drug Against justice Good order Traffic Miscellaneous Total 14-16 17-19 20-24 25-29 30-39 40+ Unknown Total 66 3 57 0 9 4 362 17 518 1521 226 4997 791 1024 1218 7012 926 17715 2855 415 5330 1800 1858 1928 11051 579 25816 2431 267 3269 1512 1169 1171 8038 500 18357 2987 323 3454 1771 1042 1032 10557 906 22072 1575 162 1542 503 293 428 8116 916 13535 3 13 30 0 38 0 51 5885 6020 11438 1409 18679 6377 5433 5781 45187 9729 104033 58 2 50 3 19 3 359 15 509 1485 226 4965 940 948 1101 6378 1089 17132 2837 441 5664 2297 1995 1788 10792 622 26436 2270 216 3392 1929 1179 1014 7762 518 18280 3015 263 3672 2148 991 918 9689 1032 21728 1507 141 1811 573 303 383 7205 1020 12943 1 2 37 0 58 0 79 6682 6859 11173 1291 19591 7890 5493 5207 42264 10978 103887 34 1 67 2 8 1 353 16 482 1224 233 5225 966 946 1089 6220 893 16796 2368 383 6336 2366 1879 1694 11436 539 27001 1823 214 3700 1900 1185 832 8249 500 18403 2335 254 3747 2022 975 824 10260 843 21260 1226 150 1764 468 273 339 7383 828 12431 5 0 28 0 98 0 203 5844 6178 9015 1235 20867 7724 5364 4779 44104 9463 102551 31 1 66 2 8 3 375 7 493 993 200 5483 893 841 903 6672 631 16616 1889 370 6364 2079 1764 1340 13066 561 27433 1532 198 3577 1607 1056 671 9086 441 18168 1726 185 3482 1578 831 582 10527 682 19593 965 140 1676 351 275 271 8318 612 12608 2 1 32 1 98 1 353 4502 4990 7138 1095 20680 6511 4873 3771 48397 7436 99901 43 0 87 2 10 7 457 4 610 1012 216 5646 1008 918 1032 8050 629 18511 1846 319 6376 2266 1631 1337 14870 489 29134 1286 203 3729 1620 950 670 10420 406 19284 1574 187 3247 1613 764 645 11869 630 20529 749 105 1479 313 201 319 9267 535 12968 7 1 22 0 78 1 239 4082 4430 6517 1031 20586 6822 4552 4011 55172 6775 105466 Note: Cases where a conviction was entered against a corporation were excluded from this table. 203 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ 204 Appendix 4 Ethnicity, age, and gender of all offenders receiving each type of sentence Tables A4.1 to A4.4 present a breakdown of the most serious sentence imposed for offences that resulted in conviction in 2000 according to the ethnicity, age, and gender of the offenders involved. No information is presented where the ethnicity, age, or gender of the offender was not available, or where the case involved a corporation. Information on the ethnicity, age, and gender of offenders convicted in 2000 was available for 86%, 99%, and just under 100% of cases respectively. The vast majority of cases for which demographic information was not available involved offences that received monetary penalties. Table A4.4 presents information for people of “other” ethnicity. It should be noted that for 79% of these cases, the persons ethnicity was recorded in the Law Enforcement System as either Asian or Indian. For the remaining 21% of cases, ethnicity was recorded on the Law Enforcement System just as “Other”. Tables A4.5 to A4.10 show information on the number of convicted cases resulting in each type of sentence, controlling for gender, ethnicity, and age separately, for each of the years 1991 to 2000. Only the most serious sentence imposed in each case is shown in the tables. Care should be taken in interpreting information presented by ethnicity, particularly for the years 1991 to 1996, because of the large number of cases where ethnicity was not available. 205 M 17 8 0 2 4 73 1 13 15 133 14-16 F 0 0 0 0 1 4 0 0 4 9 Total M 345 1278 8 614 258 3794 200 106 309 6912 17-19 F 21 79 0 141 53 426 42 13 42 817 Total 20-24 M F 580 40 1699 136 9 3 347 170 247 51 4280 450 190 52 75 7 407 60 7834 969 Total Age and gender of offender 25-29 30-39 M F M F Total 509 32 541 806 68 1154 115 1269 1560 177 5 0 5 10 1 181 136 317 313 219 226 65 291 372 84 2708 414 3122 3699 651 187 59 246 388 93 47 10 57 63 14 280 53 333 379 81 5297 884 6181 7590 1388 874 1737 11 532 456 4350 481 77 460 8978 Total M 566 888 3 370 239 3053 303 59 267 5748 40+ F 42 98 2 164 64 525 80 17 64 1056 608 986 5 534 303 3578 383 76 331 6804 Total M 2823 6587 35 1827 1346 17607 1269 363 1657 33514 Total F 203 605 6 830 318 2470 326 61 304 5123 Age and gender of offender 14-16 17-19 20-24 25-29 M F M F Total M F M F Total M Total Total Custodial 29 5 34 613 55 668 896 90 986 765 65 830 1016 Periodic detention 11 1 12 1297 210 1507 1944 320 2264 1496 266 1762 1977 Community programme 1 0 1 33 2 35 24 10 34 17 5 22 32 Community service 4 1 5 488 211 699 285 249 534 172 225 397 272 Supervision 15 5 20 279 76 355 292 81 373 220 96 316 373 Monetary 44 6 50 1970 378 2348 2607 553 3160 1853 439 2292 2293 Deferment 5 1 6 190 65 255 190 84 274 195 77 272 317 Other 4 0 4 51 18 69 52 11 63 51 13 64 103 Conviction & discharge 14 1 15 340 82 422 441 106 547 348 96 444 462 Total 127 20 147 5261 1097 6358 6731 1504 8235 5117 1282 6399 6845 Note: 47 cases where the gender and/or age of the offender were not recorded in the data were excluded from this table. Sentence imposed 30-39 F 139 374 13 363 127 676 147 25 131 1995 1155 2351 45 635 500 2969 464 128 593 8840 Total M 400 764 6 221 160 1343 171 34 190 3289 40+ F 43 155 5 169 39 356 68 16 60 911 443 919 11 390 199 1699 239 50 250 4200 Total M 3719 7489 113 1442 1339 10110 1068 295 1795 27370 Total F 397 1326 35 1218 424 2408 442 83 476 6809 Table A4.2 Number of cases involving Mäori offenders resulting in conviction in 2000, by most serious sentence imposed, and age and gender of offender Custodial 17 366 620 Periodic detention 8 1357 1835 Community programme 0 8 12 Community service 2 755 517 Supervision 5 311 298 Monetary 77 4220 4730 Deferment 1 242 242 Other 13 119 82 Conviction & discharge 19 351 467 Total 142 7729 8803 Notes: 1 Gender is denoted in this table by M = Male and F = Female. 2 73 cases where the gender and/or age of the offender were not recorded in the data were excluded from this table. Sentence imposed Table A4.1 Number of cases involving European offenders resulting in conviction in 2000, by most serious sentence imposed, and age and gender of offender 4116 8815 148 2660 1763 12518 1510 378 2271 34179 Total 3026 7192 41 2657 1664 20077 1595 424 1961 38637 Total 30-39 F 11 26 0 34 12 73 16 1 14 187 146 385 2 161 114 773 95 22 118 1816 Total M 74 180 4 93 72 400 42 17 50 932 40+ F 5 11 0 27 13 43 7 1 8 115 79 191 4 120 85 443 49 18 58 1047 Total M 578 1435 12 515 381 2788 253 64 481 6507 Total F 39 104 0 128 54 275 52 3 65 720 M 19 65 0 28 16 238 20 2 25 413 Age and gender of offender 14-16 17-19 20-24 25-29 M F M F M F M F Total Total Total Total Custodial 0 0 0 6 0 6 13 1 14 11 1 12 Periodic detention 0 0 0 25 1 26 65 1 66 31 1 32 Community programme 0 0 0 0 0 0 0 0 0 0 0 0 Community service 0 0 0 34 4 38 31 7 38 12 4 16 Supervision 0 0 0 11 1 12 10 2 12 10 4 14 Monetary 1 1 2 176 15 191 301 15 316 132 17 149 Deferment 0 0 0 5 0 5 15 3 18 9 2 11 Other 0 0 0 3 0 3 0 0 0 4 0 4 Conviction & discharge 1 0 1 20 0 20 17 2 19 17 2 19 Total 2 1 3 280 21 301 452 31 483 226 31 257 Note: 9 cases where the gender and/or age of the offender were not recorded in the data were excluded from this table. Sentence imposed 30-39 F 2 3 0 10 6 24 5 0 6 56 21 68 0 38 22 262 25 2 31 469 Total M 17 31 2 15 12 160 21 2 18 278 40+ F 0 2 0 2 1 19 2 0 5 31 17 33 2 17 13 179 23 2 23 309 Total M 66 217 2 120 59 1008 70 11 98 1651 Total F 4 8 0 27 14 91 12 0 15 171 Table A4.4 Number of cases involving offenders of “other” ethnicity resulting in conviction in 2000, by most serious sentence imposed, and age and gender of offender M 135 359 2 127 102 700 79 21 104 1629 Age and gender of offender 14-16 17-19 20-24 25-29 M F M F M F M F Total Total Total Total Custodial 7 4 11 80 7 87 178 5 183 104 7 111 Periodic detention 0 0 0 196 22 218 428 27 455 272 18 290 Community programme 0 0 0 2 0 2 2 0 2 2 0 2 Community service 1 0 1 91 15 106 119 23 142 84 29 113 Supervision 0 0 0 67 10 77 79 10 89 61 9 70 Monetary 4 0 4 400 39 439 744 74 818 540 46 586 Deferment 0 0 0 44 11 55 50 9 59 38 9 47 Other 0 0 0 6 0 6 9 1 10 11 0 11 Conviction & discharge 1 0 1 83 11 94 166 16 182 77 16 93 Total 13 4 17 969 115 1084 1775 165 1940 1189 134 1323 Note: 12 cases where the gender and/or age of the offender were not recorded in the data were excluded from this table. Sentence imposed Table A4.3 Number of cases involving Pacific people offenders resulting in conviction in 2000, by most serious sentence imposed, and age and gender of offender 70 225 2 147 73 1099 82 11 113 1822 Total 617 1539 12 643 435 3063 305 67 546 7227 Total Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table A4.5 Total number of cases resulting in conviction, by most serious sentence imposed and gender of the offender, 1996 to 2001 Most serious sentence Male Female Unknown Total 2000 Custodial 7264 667 0 7931 Periodic detention 16269 2163 4 18436 Community programme 162 42 0 204 Community service 4467 2661 7 7135 Supervision 3185 847 0 4032 Monetary 39253 7422 200 46875 Deferment 2731 865 1 3597 Other 928 198 1 1127 Conviction & discharge 4714 1147 12 5873 Total 78973 16012 225 95210 1999 Custodial 7618 559 0 8177 Periodic detention 18063 2408 10 20481 Community programme 219 68 0 287 Community service 5233 2977 16 8226 Supervision 3568 981 1 4550 Monetary 39172 7383 163 46718 Deferment 2607 894 1 3502 Other 897 216 3 1116 Conviction & discharge 3868 1029 14 4911 Total 81245 16515 208 97968 1998 Custodial 7677 577 1 8255 Periodic detention 18982 2342 15 21339 Community programme 296 83 0 379 Community service 5477 3027 21 8525 Supervision 3898 1101 5 5004 Monetary 39076 7161 234 46471 Deferment 2679 879 1 3559 Other 830 153 0 983 Conviction & discharge 3936 941 20 4897 Total 82851 16264 297 99412 1997 Custodial 7607 495 0 8102 Periodic detention 17464 2034 12 19510 Community programme 337 92 1 430 Community service 5062 2734 16 7812 Supervision 3922 1113 2 5037 Monetary 39138 7338 356 46832 Deferment 2382 848 2 3232 Other 669 139 0 808 Conviction & discharge 3120 838 32 3990 Total 79701 15631 421 95753 1996 Custodial 7326 458 3 7787 Periodic detention 17258 1846 12 19116 Community programme 559 144 0 703 Community service 5292 2729 9 8030 Supervision 4030 1134 2 5166 Monetary 43769 9100 1214 54083 Deferment 2628 866 0 3494 Other 623 166 0 789 Conviction & discharge 3469 1032 95 4596 Total 84954 17475 1335 103764 Note: Cases where a conviction was entered against a corporation were excluded from this table. 208 Appendix 4 _______________________________________________________________ Table A4.6 Total number of cases resulting in conviction, by most serious sentence imposed and gender of the offender, 1991 to 1995 Most serious sentence Male Female Unknown Total 1995 Custodial 6848 393 5 7246 Periodic detention 17664 1764 9 19437 Community programme 723 157 0 880 Community service 5952 2657 15 8624 Supervision 4099 1066 1 5166 Monetary 43832 8608 1473 53913 Deferment 2393 752 0 3145 Other 675 129 1 805 Conviction & discharge 3551 1153 113 4817 Total 85737 16679 1617 104033 1994 Custodial 6946 413 2 7361 Periodic detention 18764 2008 5 20777 Community programme 734 165 0 899 Community service 6581 2813 11 9405 Supervision 3888 1085 4 4977 Monetary 41449 8859 1136 51444 Deferment 2649 878 1 3528 Other 642 143 0 785 Conviction & discharge 3442 1190 79 4711 Total 85095 17554 1238 103887 1993 Custodial 7550 425 14 7989 Periodic detention 19957 2078 30 22065 Community programme 873 183 2 1058 Community service 6832 2878 21 9731 Supervision 2993 943 2 3938 Monetary 39540 8252 1206 48998 Deferment 2807 968 4 3779 Other 704 160 5 869 Conviction & discharge 2999 995 130 4124 Total 84255 16882 1414 102551 1992 Custodial 7365 422 18 7805 Periodic detention 19652 2002 48 21702 Community programme 944 219 1 1164 Community service 6956 2774 35 9765 Supervision 2368 733 2 3103 Monetary 39042 8211 582 47835 Deferment 2744 960 4 3708 Other 728 149 14 891 Conviction & discharge 2924 904 100 3928 Total 82723 16374 804 99901 1991 Custodial 7341 392 6 7739 Periodic detention 20467 2039 42 22548 Community programme 921 201 1 1123 Community service 6430 2748 18 9196 Supervision 2254 752 4 3010 Monetary 45365 8736 420 54521 Deferment 2283 854 0 3137 Other 728 152 7 887 Conviction & discharge 2446 785 74 3305 Total 88235 16659 572 105466 Note: Cases where a conviction was entered against a corporation were excluded from this table. 209 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table A4.7 Total number of cases resulting in conviction, by most serious sentence imposed and ethnicity of the offender, 1996 to 2000 Most serious sentence European Mäori Pacific peoples Other Unknown Total 2000 Custodial 3026 4117 617 70 101 7931 Periodic detention 7201 8829 1540 225 641 18436 Community programme 41 149 12 2 0 204 Community service 2660 2662 645 147 1021 7135 Supervision 1665 1766 435 73 93 4032 Monetary 20129 12538 3070 1108 10030 46875 Deferment 1598 1510 305 82 102 3597 Other 424 378 67 11 247 1127 Conviction & discharge 1966 2277 548 113 969 5873 Total 38710 34226 7239 1831 13204 95210 1999 Custodial 3055 4307 595 98 122 8177 Periodic detention 8062 9695 1697 221 806 20481 Community programme 45 216 16 3 7 287 Community service 3029 3198 682 138 1179 8226 Supervision 1935 1945 513 68 89 4550 Monetary 20020 11765 2832 943 11158 46718 Deferment 1512 1428 353 92 117 3502 Other 445 360 57 18 236 1116 Conviction & discharge 1757 1820 484 86 764 4911 Total 39860 34734 7229 1667 14478 97968 1998 Custodial 3107 4333 607 91 117 8255 Periodic detention 8385 10220 1705 224 805 21339 Community programme 61 265 35 2 16 379 Community service 3222 3431 693 110 1069 8525 Supervision 2135 2118 531 92 128 5004 Monetary 19995 10883 2585 841 12167 46471 Deferment 1585 1443 365 88 78 3559 Other 396 259 41 19 268 983 Conviction & discharge 1802 1599 435 86 975 4897 Total 40688 34551 6997 1553 15623 99412 1997 Custodial 3071 4189 611 90 141 8102 Periodic detention 7660 9210 1597 172 871 19510 Community programme 85 285 44 4 12 430 Community service 2897 3108 563 107 1137 7812 Supervision 2188 2085 521 79 164 5037 Monetary 18546 10394 2407 753 14732 46832 Deferment 1478 1279 341 78 56 3232 Other 305 220 34 10 239 808 Conviction & discharge 1482 1254 332 70 852 3990 Total 37712 32024 6450 1363 18204 95753 1996 Custodial 2942 4037 542 79 187 7787 Periodic detention 7438 8983 1505 175 1015 19116 Community programme 163 466 57 5 12 703 Community service 2856 3108 560 108 1398 8030 Supervision 2369 2071 470 67 189 5166 Monetary 19220 10418 2200 712 21533 54083 Deferment 1560 1405 383 86 60 3494 Other 315 184 34 9 247 789 Conviction & discharge 1490 1377 355 77 1297 4596 Total 38353 32049 6106 1318 25938 103764 Note: Cases where a conviction was entered against a corporation were excluded from this table. 210 Appendix 4 _______________________________________________________________ Table A4.8 Total number of cases resulting in conviction, by most serious sentence imposed and ethnicity of the offender, 1991 to 1995 Most serious sentence European Mäori Pacific peoples Other Unknown 1995 Custodial 2901 3661 479 63 142 Periodic detention 7655 9130 1503 152 997 Community programme 226 523 99 8 24 Community service 3065 3389 638 98 1434 Supervision 2417 2055 479 50 165 Monetary 19503 10272 2146 651 21341 Deferment 1474 1287 272 42 70 Other 329 198 38 7 233 Conviction & discharge 1673 1417 278 73 1376 Total 39243 31932 5932 1144 25782 1994 Custodial 2984 3614 477 67 219 Periodic detention 8218 9379 1485 157 1538 Community programme 252 504 94 13 36 Community service 3139 3373 616 96 2181 Supervision 2295 1986 429 58 209 Monetary 16745 8880 1591 665 23563 Deferment 1723 1370 300 52 83 Other 268 180 24 4 309 Conviction & discharge 1650 1235 267 70 1489 Total 37274 30521 5283 1182 29627 1993 Custodial 3204 3775 515 52 443 Periodic detention 8801 9558 1321 129 2256 Community programme 346 531 82 2 97 Community service 3155 3290 593 81 2612 Supervision 1920 1425 322 25 246 Monetary 15411 7782 1372 815 23618 Deferment 1723 1522 336 73 125 Other 264 183 25 6 391 Conviction & discharge 1362 979 190 68 1525 Total 36186 29045 4756 1251 31313 1992 Custodial 3225 3546 401 62 571 Periodic detention 8847 8943 1250 108 2554 Community programme 393 570 95 7 99 Community service 3290 3174 559 58 2684 Supervision 1551 1122 191 31 208 Monetary 14372 7147 1317 611 24388 Deferment 1745 1517 291 51 104 Other 275 145 30 4 437 Conviction & discharge 1167 863 148 80 1670 Total 34865 27027 4282 1012 32715 1991 Custodial 3210 3533 448 39 509 Periodic detention 9220 9225 1306 140 2657 Community programme 369 553 78 5 118 Community service 3221 2871 511 69 2524 Supervision 1610 1000 184 17 199 Monetary 17133 8955 1693 588 26152 Deferment 1536 1250 248 36 67 Other 288 187 32 5 375 Conviction & discharge 1031 693 141 89 1351 Total 37618 28267 4641 988 33952 Note: Cases where a conviction was entered against a corporation were excluded from this table. Total 7246 19437 880 8624 5166 53913 3145 805 4817 104033 7361 20777 899 9405 4977 51444 3528 785 4711 103887 7989 22065 1058 9731 3938 48998 3779 869 4124 102551 7805 21702 1164 9765 3103 47835 3708 891 3928 99901 7739 22548 1123 9196 3010 54521 3137 887 3305 105466 211 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ Table A4.9 Total number of cases resulting in conviction, by most serious sentence imposed and age of the offender, 1996 to 2000 Most serious sentence 14-16 17-19 20-24 25-29 30-39 40+ Unknown Total 2000 Custodial 62 1130 1820 1507 2233 1177 2 7931 Periodic detention 20 3160 4756 3452 4740 2268 40 18436 Community programme 1 45 48 29 58 22 1 204 Community service 8 1736 1430 1005 1629 1308 19 7135 Supervision 25 770 783 707 1114 623 10 4032 Monetary 332 8831 10744 7321 10301 8838 508 46875 Deferment 10 568 607 589 1087 722 14 3597 Other 26 259 185 158 271 228 0 1127 Conviction & discharge 76 1015 1368 1006 1385 939 84 5873 Total 560 17514 21741 15774 22818 16125 678 95210 1999 Custodial 58 1285 2062 1628 2093 1037 14 8177 Periodic detention 19 3544 5278 4132 5213 2268 27 20481 Community programme 8 82 44 45 78 30 0 287 Community service 6 2030 1579 1214 1962 1403 32 8226 Supervision 23 850 834 795 1305 734 9 4550 Monetary 312 9057 10339 7324 10456 8672 558 46718 Deferment 6 579 602 592 1003 707 13 3502 Other 26 303 199 156 218 214 0 1116 Conviction & discharge 75 880 1050 792 1137 895 82 4911 Total 533 18610 21987 16678 23465 15960 735 97968 1998 Custodial 80 1294 2129 1695 2063 989 5 8255 Periodic detention 25 3754 5743 4310 5317 2165 25 21339 Community programme 4 111 71 59 92 42 0 379 Community service 17 2075 1640 1317 2067 1379 30 8525 Supervision 28 957 992 942 1356 723 6 5004 Monetary 337 8463 10168 7273 10595 8934 701 46471 Deferment 6 588 653 596 988 722 6 3559 Other 23 255 182 138 192 192 1 983 Conviction & discharge 63 873 1089 773 1109 871 119 4897 Total 583 18370 22667 17103 23779 16017 893 99412 1997 Custodial 94 1322 2170 1665 1900 947 4 8102 Periodic detention 20 3458 5536 4190 4536 1749 21 19510 Community programme 8 98 90 89 100 45 0 430 Community service 5 1879 1561 1272 1886 1184 25 7812 Supervision 30 981 1009 999 1354 660 4 5037 Monetary 357 8141 10342 7702 10649 8319 1322 46832 Deferment 6 499 631 526 922 641 7 3232 Other 22 207 136 105 178 159 1 808 Conviction & discharge 70 637 880 643 884 695 181 3990 Total 612 17222 22355 17191 22409 14399 1565 95753 1996 Custodial 88 1308 2079 1593 1818 897 4 7787 Periodic detention 25 3395 5541 3976 4462 1695 22 19116 Community programme 8 157 158 134 167 78 1 703 Community service 9 1819 1762 1313 1951 1146 30 8030 Supervision 27 1028 1143 1011 1302 652 3 5166 Monetary 326 8443 11691 8349 11037 8433 5804 54083 Deferment 10 591 686 678 950 567 12 3494 Other 16 171 155 139 157 151 0 789 Conviction & discharge 51 684 908 718 977 748 510 4596 Total 560 17596 24123 17911 22821 14367 6386 103764 Note: Cases where a conviction was entered against a corporation were excluded from this table. 212 Appendix 4 _______________________________________________________________ Table A4.10 Total number of cases resulting in conviction, by most serious sentence imposed and age of the offender, 1991 to 1995 Most serious sentence 14-16 17-19 20-24 25-29 30-39 40+ Unknown 1995 Custodial 72 1218 2021 1547 1579 802 7 Periodic detention 17 3280 5964 4193 4407 1552 24 Community programme 8 159 191 184 222 115 1 Community service 3 2014 1944 1528 1978 1133 24 Supervision 31 970 1212 1004 1289 658 2 Monetary 303 8552 12659 8421 10652 7928 5398 Deferment 2 552 674 604 786 511 16 Other 18 203 168 129 159 127 1 Conviction & discharge 64 767 983 747 1000 709 547 Total 518 17715 25816 18357 22072 13535 6020 1994 Custodial 71 1164 2116 1625 1628 754 3 Periodic detention 33 3469 6604 4545 4509 1597 20 Community programme 5 187 218 156 228 104 1 Community service 9 1996 2307 1654 2201 1213 25 Supervision 14 985 1245 951 1258 521 3 Monetary 286 7765 12009 7863 9924 7398 6199 Deferment 4 571 793 665 936 551 8 Other 19 172 171 145 146 131 1 Conviction & discharge 68 823 973 676 898 674 599 Total 509 17132 26436 18280 21728 12943 6859 1993 Custodial 47 1273 2370 1749 1666 869 15 Periodic detention 28 3569 7340 4894 4689 1493 52 Community programme 14 210 269 178 267 117 3 Community service 7 2101 2463 1747 2227 1143 43 Supervision 18 883 958 749 905 421 4 Monetary 270 7174 11654 7665 9693 7119 5423 Deferment 14 698 856 713 938 547 13 Other 20 214 198 132 164 138 3 Conviction & discharge 64 674 893 576 711 584 622 Total 482 16796 27001 18403 21260 12431 6178 1992 Custodial 55 1250 2446 1741 1547 743 23 Periodic detention 28 3784 7347 4828 4138 1510 67 Community programme 4 251 317 250 234 107 1 Community service 5 1983 2576 1753 2186 1215 47 Supervision 16 778 829 548 619 308 5 Monetary 289 7007 12013 7658 9212 7468 4188 Deferment 10 760 897 702 808 513 18 Other 12 189 205 146 171 154 14 Conviction & discharge 74 614 803 542 678 590 627 Total 493 16616 27433 18168 19593 12608 4990 1991 Custodial 73 1396 2458 1660 1510 631 11 Periodic detention 39 4148 7749 4852 4280 1435 45 Community programme 10 265 287 234 235 88 4 Community service 11 1924 2463 1691 2021 1055 31 Supervision 16 775 772 537 617 292 1 Monetary 365 8596 13721 9084 10498 8401 3856 Deferment 11 643 784 584 665 444 6 Other 24 195 208 151 166 141 2 Conviction & discharge 61 569 692 491 537 481 474 Total 610 18511 29134 19284 20529 12968 4430 Note: Cases where a conviction was entered against a corporation were excluded from this table. Total 7246 19437 880 8624 5166 53913 3145 805 4817 104033 7361 20777 899 9405 4977 51444 3528 785 4711 103887 7989 22065 1058 9731 3938 48998 3779 869 4124 102551 7805 21702 1164 9765 3103 47835 3708 891 3928 99901 7739 22548 1123 9196 3010 54521 3137 887 3305 105466 213 Conviction and sentencing of offenders in New Zealand: 1991 to 2000 _______________________________________________________________ 214