F!NAi'lC!.AL DISCLOSURE REP' • ! I Reper! ...'?.equirtd by the Sthie U1 Gtwe..'7mtenr Act �l' !978, (S fl.S."C App. §§161- '}J) FOR CALE!''JAR YEAR 21)03 ' :!. Court or Organtz.tlon supreme Court G$NSBURG, of . .'! Da he O{Jlqert May 10, 2004 United states RUTH !l. (Anic/<llljutlgu lndica.te active or-:4tlllU; magistra;<jutlge:s illdk4Iefu11· "" S. R<port Typ.(cliecl<approprlat<type) _ Nomination Associate Justice _Initial 1. Cbamben or Office Address B. of the United States On e First street, NE Washington, DC 0543 Supreme Court Dale ____ x.. Annual 1/1/03 - 12/31/03 _Final Oa the bads of the informatiOn nnained !n this Report U<l ·ai:iy modificatlons perajni g th.,.... it ts, in my opinion, ln compliance witti applicabte lam •mi regulation£. I. POSmONS. (llq>oning in4iv1d...1on1y: _,pp. g;.11 ofl...,,,,Cllrms.) POSmON NAME OF ORQANIZATION!BITT1TY NONE (No reportable positions.) · 2 3 Il. AGREEMENTS. (Report/Jig individual only: '"'PP· 14·16 oflllSl1'Udion:s.) · 0 PARTIES A.ND TERMS DATE NONE (No reportable agreements.) Cl (/) (") . , ...,, 2 {_') ....:... m. NON-INVESTMENT INCOME. (Reporting 1nt1Maualaiui spouse::seepp. n-u ofl-•M-) :::=;??.: ;:c, {2 SOURCE AND TXPE ;QAig · A. Filer's Non-Investment Income D 1 . NONE (No reportable non-investment income.) ,_, = c.--_; m ::r:: ::'·""" -< m 0GRoS -o ..,..,. COME rn 0 N ..!O' See Attachrnect A 2 3 B. · $ Spo use ' s Non-Investment Income ff you were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria) . lJ ,...----, 1 2 • . NONE (No reportable non-investment income.) ' l<il'l:Ai'l'C!AL DISCLOSURE RE.PORT r;-iarn:: o:f?mon:\z nrng i GI SBURG, RUTH i B. 5/10/ '4 IV. REil\'IBURSEl\tIENTS - transportation, lodging, food, entertair.ment (hwludes those 10 spouse and dependent children. .See pp. 25-27 ofITISlnlc.tians.) D 1 DESCRIPTION SOURCE NONE (No such reportable reimbiirse::nents.) See Attachllient B 2 3 QI 4 (/) 0 s o- 6 c::E; .AO rri_ - (l:>Z .c.. N = ""=' a: o> ""11J 7 :::!! V. GIFrS. (Includes those to spouse and dependent children. See pp. 28-31 DCatherine SQURCE ofInstructions.) 1 - Q "" ·Si! DESCRIPTION ;a m (") m < - I ii 0 VA[.1Jll NONE (No such reportable gifts.) l 2 3 & Wayne Reynolds and American Academy of Acllievement Blanket est. $500 $ See Attachment C 4 $ ' VI. LI.ABILITIES. GJ s (Includes those ofspouse and dependent children See pp. 32-33 ofInstructions.) CREDITOR· NONE DESCR1PTION VALUE CODE* (No reportable liabilities.) l 2 3 4 5 g;o : 7?.i>;ooq1 ' ;. !JQo,ooJ:::S'5;oQl;l;ooq."'i p;ooo;· orK ;:"Ili;;:c:p·. : 1·1': I l FINA1'iCLU. DI.SCLOSIJRE REPORT }I.a.me ·:_'.]'m:on :Reportit: Gil SBtJRG 1 UTH B .. 5/10/04 IV. REThIBlJRSEMENTS transportation, lodging, food, entertrinment (Includes lhase tD spouse and dependent children. See pp. 25-27 ofInstr11<::1Ums.) - D l DESC!UPTION SOURCE NONE (No such reportable reimbursements.} See Attachment B 2 3 4 5 6 7 ' V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 ofInstructions.) D DESCRIPTION SOURCE NOl'<'E (No such reportabl e gifts.) l See VALUE Attachment $ C 2 $ 3 $ 4 $ VI. LIABILITIES. (Includes those ofspouse and dependent children See pp. 32-33 ofInstructions.) DESC!UPTION CREDITOR NONE (No reportable liabilities.) 2 3 4 5 .: , i :$ . -t�s;oaQ;OQFSO, VALUE CODE* v .,;., paga 1 1- ...- • I FINA.:"'iClAL DISCLOSURE REPORT GINSBURG 1 F.I.'T!3: B May 1.0, Vll. Page 1 INVESTh1ENTS and TRlJSTS- income, value, transactions . 2004 (lndud.:rhoseof· - and d<p<nd.ni clri/dn11. Su pp. 3'-$7 "'/IU/rucJlons.) . A. · ll. - D=ripdon of,...;,,, (includmg !l'llS! ISSCU) "JE."' D (J) I TYi"' I l Amt ! Codei : (A·li) mrtor .jnL) T..,,,,,..;o os dwmi ICpOrting period rcpo<tinz period I f.l) ' (l) Val'ue· I CO<le2 ! Q·P) NONE Value: Ma!lod Cod<.J : (Q--V.l · (l) I {lt • ' buy, sell. I i;net1:r. rc<lemptioo) · If not =mp< from disclO<UT< '.I v 1ic I Ji iMonlh- Codcl . O.y ; (l·P) lxlyr:r/seller (If priv.u: -..) I N ' ' INT. A K T ' - Riggs ' Morgan Pri.rne M oney . T 'at'l Bank, D.c. . JP !deai.or C<xl<I j (A•H) . I I . g Account interest bearing) '· -1 !l - organ Guaranty 1rust Co., }.'YC Check - (No repo lc income., .usc:ts. or trans.ct1ons.) Checking Account - . (l) I c. °""' ""'"" Jllcndof duri a}Ur eocl l 'Plae1 eampt,1rompriordisr;lon.n:. NONE · I . . ' INT. D Pl T larket Fund i. r JP Morgan Prime Money c INT. N T A NONE M T E INT. 0 T !arket Fund i. Shares of common stock, !illennium Chemicals Inc . ) . Morgan.Intermediate ' I (and ce pital gains) lX Free Income Fund I ?. JP Morgan Prime Money B J;NT. A INT. arket Fund .N T K 'I f. . 3. JP'M.organ Tax Free oney Market Fund . ,_ lC. Shares,of common stock and shares of pref erred stock of rhe Racquet Club of Easthampton, I gift tc 5/2t NONE M Q pubEe charity L-ic. 11. Cl as s A shares and Class B NONE J v; shares in AVI Holding.Corp. ! I 2 3 i ' B--Sl.001-$2.500 G-'"$100,001-Sl,000,000 c-;2,;01-ss.ooo HI •Sl ,000,00J -SS,iYJ0,000 MS.OOl·S.15.000 z.. orc thM ss.ooo>ooo K-S!l.OOl·S50,DOO J-SIS.ilOOor 1"'3 )'M.l50,00 l -tS00,000 MlOO,OOl·Sl.000,000 (S.."<0>1.Cl.DJ) P:Fru.000,00!-SS0,000,000 R-cn.t (n:al cmi: only) V•lue Nietl!od Codo:r: V er (Sec Cot C2) Book value V<SS0,001· SJ00,000 Pl•Sl ,OOO.OO!·Sl,001),000 N•Mor! than SSll.000.000 M=SI00.00l-S2SMOO P:l«SS,000,00J-SlS,OOO,OOO S•Ass=ncnt T lncomc/Galn Codes; A=il,000 or ld3 F-$50,001· SlOO,OOC (Se: O>i. Bl. 04) Vl\.lue C.Odes: \),tPPr.lis•1 W,Est1m1ti:li arl:ct E:SIS,001-SSO.OOO i I l 1 .. FINA,7'!CTAL D!SCLOSlJR.E REPORT i VIL Page 1 INVESThIENTS and TRUSTS :;p<J>LU and <iepc ... w driid=L o..cript;,,n ofAss<tt {inclll<lin: tTUS! meal oj'JIUtrW:li<>N.) A. -;:;,•priof' llfkr l'lm:l: e:umpl D 12. S.t pp. 3M7 rem B. Income dwi I I udi """'' db:lOSJll"f!. ! {A·Hl I i ' Codcl NONE {No rcporU!:ile income, met£, er trans.actions.) liooo< oll'=oo · GINSBURG, RUTH'B. c. Onm nlue II end of od period div .. rent or · inL) I .0) (l) Typo (<.g.. May I lO, 2004 - income, value, transactions (Includes,;.""' of· n:;parti"i -· 1,.I./ (i) ' ! Amt ..,.-�--; Val"" M<1liod Codc.l ' Value i Codc2 (Q-W) i (J·P) T....o..U (I) i ' ' . Type redemption} ' I duringreportlAgpcriod If oat <><i:mpt a- <f"""= o%J v I d:fu II ; (l·l') n.y IMon<lt- CO<!c2 j I 1 I 1 e.g.. b")',SCll, merge, I . I . o. I (A·HJ Code! • . i -ll 1cr.:JUiyot bu)i<rlscllcr (ir privlw: <=s>ction) ::: .· ' . .. . ' .; ! 7.5.472% general partner foi;erest in -Wegona 1974 14. flssociates, ' I which holds a 1.08116% limited pa'..."'tnership p'-ship N distri: . . :a w r interest in Starrett City ;>.ssooiates and a 9.89009% . . lir ted,partnership interest ' in Manhattan Plaza AssOci tSs; these limited.partnerships onst;i:ucted anCI operate nousing project ·in New York City. .. . . I l . - ' . I I ) . I l I lncomcJGaln Codes: A=S LOC.-J: or k:ss F=S5fi100 -Sl00,000 (SeeO:>L BJ,04) 2 (Se.Cot.Cl.DJ) 3 Y>.lue Cod«; ;alue r.-f.ct-.OC C ,S" Cot. w) B=S I.00 l ·S1.SOO G.sl 00,00I../I1,000,000 !(•SI 5,00l·SS0,000 .1-Sl.5.(l(l<.) Of !css. Q<SS00,001-Sl,000,000 1-M25Mlll-S500,000 P3=Ul.ooo,oo 1-sso,000, 000 : kApprilial lFBooi: nlue CcSl.50l·S5.000 HI mS 1,000, 00 l-SS,OOll, 000 L-Sl0,001· SlOO;OOO P 1-Sl ,000. 00 I ·55,000, 000 P¥-Mo..: "'"' 550,000.llO:l R><C-OSI (real "'1ale only) S...Asses.s.rn:nt V \11;- tim>tetl !'f ws.001.s1s,ooo H2-Mor:: than SS.000,000 .r2"'1S,D00100:- 1m.OC<i M=il00.00 l ·S250.000 T<>sli!MaJttt E St5,00l·S5MOO . I ------- FINA.. I cl.\.L DISCLOSURE REPORT VII, page "-"'""""' ' Gil:lS3URGr ROTE -s. . May 10, 2004 ---- --------------'-·----------- -- -..L.. VIL Page 1 L"iVESTMENTS and TRUSTS- income, value, transactions fmclude11hono/ aJVi dt:p.«ndent diikln.n. St:t pp. )-I-Ji ofln.:rructiaN,) o. T"""""'oru during zeponing pcnod 15. 17.5% general partnership NONE interest in Wegoma 1975, which holds a 16. 660% limited partner­ ship i nterest in Regency· Ill Associates which constructed · and operates an apartment project in ·Richardson, TX . . . ' . 16. i 17. 18. TIAA/CREF Retirement Accounts .(including SRA) A made while ·law school professor a'id rollovers to IRAs from otl:\er retirement accounts} 19. TIAA/CRE:F Retirement Pl INT·. and l"RE!F (contributions ' ! I ' 'l' port·olio appr• ciatio; in acct. (ace.rues· orio A Accounts to. re irem<nt) !NT. Pl. T (including rollovers tc IRAs from ar..d 1 REF port olio other retire. en accounts Pl rnent frcm appr d.atio l 1121 . (acc. ues in acct. prio. ollcvei : 1(\IO. invest- , to re,_ire:me nt) 20. ' 21. Fried; Frank, Harris, hriver & ac obson (law firm); Value is retirement accounts .at :year end E INT. (accru =s in accJ;:. prior T 1'.'ede:mp- . on/ ti roll eve 0 2 l A s1.ooo or le-ss F=S50.00l-SIOO,OOO Vlll ue CMes: (Sec Col. Cl. D3) 1-$15.000 or icsl N"ilSO,IXH·S500.000 B=S!.OOl·S1.500 G- 100.001-Sl,OOO.COO K•s:;,OOJ-Sl0,000 O<iS00,001-Sl,000,000 P:>=SlS,000,001-Sl0,000,000 Valt>: Meti>OO Co&:s: Q-App:llisal !!<'Boo \'llJue (See Co!. C2) R«ist (""1l V a CS'.ale only) rolled over Pl l to #19 \ r e tire :nent) Income/Gain Cixl<s: (£«Col. Bl. D4) 10/0: C-sl,.SOI ·Sl.IJOO HlwSJ ,OOO,OOl-SJ,000, 000 Wl0..001- SIOO:OOO PI •SI ,000.001-$5,000,iXl() P""Mor: than SS<l,ll00. 000 D=Sl.001-$1 l,OOO H2'4-lorc than Sl.000,000 11 ------ - E=S I S,001-Sl0.000 Pmco;;;;i��-�-;;;-����-:--�,l�--;r:.,���.-._�-:1II,. page 4 1"! FINA."'lcill DISCLOStJRE REPORT \111 Page 1 INv"'ESTMENTS and TRUSTS income, value, transactions - JPUl4• fiNi d.:putdenl cirildnA See pp, J.f.J7 o/ln.ttrvctfr:m:i.) - I a.flu 41tJdi U:Ul rom: ;>riM d'w:JtJ$jl!YJ, .. repomng (2) (I) I . I Amt .. ! CO<!<! : (A-fl) I D NONE I B. lnootDC OUri D=oiption of"""""' (includini: lnlSI """"') mpl May 10, 2G04 rinc!ude: '""" 01. l A. P/iJca ! R:JTH B. GINSBURG. c. Gt= "'""' .,end of I I I Type (e.g.. di'v.. . r<ntor ·inq Fled [.!) (!) • Valoc Code! ! ('.1-?) i !l) Vrloo Method Codcl : .(Q-WJ • ' TrP< .I g period I 12J . 0..., !Momlr m:::rg:•:r . m Vil1>< Codcl I i ! If not =mpt fronufuclosm I Jl . I ... : Code·! mkmptioo) . . ll>y : (J-?) )(A•H) , (e.g.. buy, ><II, i ·(Ne reportable: income, mets., or transactions.) -I D. cns during T ld t.r buy<:V,.lla or privi!< lrW"'lion} ! .1 I . . . . 22·. " . Martin D. 23. P.C., Ginsburg, a professional corpor-· atiOn (leg l services) which is counsel to Fried, Fran.1<! Barris, Shrive & Jacobson (Value is equity .value af P.c: plus unfunded retire- t accounts m - i;-efl cted to III) Pl u,w I n a swe . . r ,. at year end) 24. I 25. ' . 26. . 27 ,. . . 1 ' •. 28. 29. I ' ' I I I I l ' l 3 L'1com.e/Gain Codes: A-=Sl.000 or less F=S50,001· SI00,000 (S« Col. 91. D4) Ml.001.S2.500 C-"'SI 00,001-SJ,000,000 K->15,001-$5-0,lliN ,--sis.000 or loss ()-1500,DGl·Sl.OOO.DOO 250,001-ilOO.OOO ..5,00IJ,OOl·S50,000,0'"1 ? R.Cc" (:coJ es-.ate onJy) Value M"1hod COO.S: 0-Appr.iis al cr V {S.:e Co!. C2) D=.B-Ock value - Vt.Jue Co<los. (S<:e Col. Cl. Dl) C.-S:Z.501-Sl,OOO H l si ,000,00 I -SS,000, 000 D=Sl,OOl-S!l,000 H:l'<More than Sl.000,000 l.-SJ0,001· SJ00.000 J>l •Sl,000.001-S5,QOO, OOO i'l P<!=Mo"' th i Sl-0,000. 000 " . M=SIOO.O!L ·S250.0IXI ,000,00 I ·S'.ll ,000,000 E=Sts,ooi-m.ooo : :-htMa<nnas _FIN .A.1N _CIA · _L E _v_._RE_ _P_o_ R_T _n_ 1L _s_c_ _o_s_TI_iR -'- G-N I ·s__s_u_RG_, , 1 R D _:TH ·_ · ·_ B_ . o< J M _}__ ' ol _, 2 vo ·4 -l._a -_ VII. Page l IN'v.ESTMEl'fTS and TRUSTS - income, value, transactions ,1,,,,1..Jes lhou ,i. ;puus< and d.:p<NU:•t <ilildmo. s,, pp, J<-S7 a{/""""'//""'-) 30. 31. ' I I 32. TI.AA - CREF Mutual Funds A K INT.! T DIV., l'<ppiet::iatior .. 33. TIA.A - CREE' Mucual Funds A L • INT .. , buy ()'Ol K • .L ( investit nt) DIV., . ppre· T buy ilO,Ol iinvestiwmt) oiatior '" . . . . !l ! . l E Sl 5,00!-SlO.iXXJ l tnl0,001· SI 00.il".Al pi MSl ,000. 001-Sl,000,000 P4'>Mcn: thar. 550,000.000 I I of? A..'-ICT.AL DISCLOSURE REPORT GINSBURG, 5/10/04 RUTS ?o vlil. ADDITIONAL Th"FORM.ATION OR EXPLANATIONS (IndiCllte part of Report.) IX. CERTIFICATION. I certi.'Y that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, t:ue, and complete to the best of my knowledge and belief; and that any infoxmation notreported was withheld because it met applicable statutory proYisions permitting non-disclosure. I for.her certify 1bat earned income from outside employment and honcraria and the acceptance of gifts which have been reported are in compliance \\itb the p ovisions of5 U.S.C. app., § 501 et. .seq., S U.S.C. § 7353 and Judicial Conference regulations. · D e Signature NOTE: May 10, 2004 JVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES ORFAilS TO FILE THIS REPORT MAY BE SUBJECT TO CIV1L AND CRlMINAL SANCl10:-l"S (5 U.S.C. App,§ 104.) 5/10/04 GINSBURG, RuTH B. ATIACBlVIENT A Ill Non-Investment Income Source and Type 3/11/04 Gross Income enter Danv ers, MA (publication royalty- year 2002 publication) (S) Martin D. Ginsburg, P.C. (Professional Corporation-Law Salary) (S) Georgetovm University (Professor of Law- Salary) (S ) Millennium Chemicals Inc. (Fee for serving as a director) .$241.44 5110104 GJNSBtrn.G, RUTH B. ATTACHMENT B IV. Reimbursements and Gifts Travel in.2003 (air tickets, lodging, and meals provided by organizations inviting Ruth Bader Ginsburg to participate in professional or educational programs) · Univ. of Colorado School of Law Boulder, CO Janua.ry 24-26 Thomas Jefferson School of Law San Diego, CA February 5-8 - Jefferson Memorial Lecturer Univ. of Louisville Brandeis School of Law Louisville, KY February 11-12 - Brandeis Lecturer Georgia State Univ. Law School Atlanta, GA February Harvard Univ. Law School Cambridge, MA May 2 - Speaker at Celebration 50 (commemorating 50tb anniversary of women's graduation from the Law School) Yale University May 25-26 - Tribute to Byron R White 12-14 Henry J. Miller Lecturer - · - Honorary degree recipient New Haven, CT Luxembourg, Germany July 5-8 - European Court of Justice Conference Florence, Italy July 9-11 - L a Pietra Conference Univ. of Puerto Rico July 12-20 - Distinguished Lecturer in School of Law summe r program Barcelona, Spain Columbia University School ofLaw . 3 - Celebration of 10th Anniversary of my September 11-1 appointment to the Supreme Court of the Ullited States New York, NY University cf Idaho College of Law Moscow, Idaho September 17-20 - Bellwood Lecturer -2- Oklahoma Bar Association Septei:nber21-23 - Women in Law Conference Speaker Oklahoma City, OK Speaker at the Inauguration of Jeffrey S. Cornell University October 16 Ithaca, NY Lehman as President Philadelphia Bar Ass'n October 23 Philadelphia, PA - - Luncheon Speaker GL."" SBURG, RU":'H B. ATTACHME:\� C V. Other Gifts 5110104 In the Fall of 1993 two Washington, D.C. city clubs, T'ne University Club and The City Tavern Club, extended honorary memberships to me. In the Spring of 1996, the Lotos Club of New York City awarded me an honorary membership. An honorary n:ernber is not required to pay either dues or an initiation fee. None of these Clubs has been or is likely to be a litigant in the Court and membership was not invited to exploit my position as a Justice. Advisory Opinion No. 47 (1975) of the Judicial Conference Advisory Committee, addressing complimentary memberships, concludes that (1) receipt of a complimentary membership i s permitted under Canon 5C, and (2) the value of the membership, if in excess of$100, should be reported on the finaru:ial disclosure form as a permitted gift. The University Club's 1993 initiation fee for a resident member 35 years of age or older was $4,000, and in 2003 monthly dues charged resident members 35 years of age or older were$150. The City Tavern Club's 1993 initiation fee for a resident member was $625, and in 2003 monthly dues charged resident members were $150. · The Latos Club's 1996 initiation fee for a nonresident member was$2,000, and in 2003 annual dues charged nonresident members was $1, 100. I designated the following: Thomas Jefferson School of Law's Third Annual Women inLaw Conference, $1,500 honorarium for the Thomas Jefferson School of Law Memorial Lecture, February 5-8, 2003. Arena Stage, Jewish Social Service Agency, Sbarsheret, Signature Theatre, and Catholic University Summer Opera,$5,000 honorarium ($1,000 designated to each) for the University of Louisville Brandeis School ofLaw Lecture, February 11-12, 2003. Georgia State University College of Law's Twentieth Anniversary Law Scholarship Fund, $2,500 hononirium for the Georgia State University College of Law Miller Lecture, February 12-14, 2003. Beginning \\-i.th Children Foundation, Inc., Glimmerglass Opera, Santa Fe Opera, Signature, Theatre, and Washington Performing Arts Society,$5,000 honorarium ($1,000 designated to each) for the University of Idaho College of Law Bellwood Lecture, September 17-20, 2003. All of the payments listed abOve were made to charities in my name in lieu of compensa­ tion for lectures sponsored by the listed law schools. All of the charities are qualified recipients under§ 50l(c) (3) of the lntemal Revenue Code. Each of the law schools is an accredited educational institution and the lectures, delivered to overflow audiences including most of the schools' students, were part of the schools' educational offerings.