Request Form _ R MAX VAS Plan Request form for subscription to R-MAX VAS Plan Reliance Securities Limited 11th Floor, R-Tech IT Park, Nirlon Complex, Western Express Highway, Goregaon East, Mumbai 400063 Sub: Request for subscription to R-MAX VAS Plan Dear Sir / Madam, I would like to subscribe R-Max VAS Plan and request Reliance Securities Ltd. to apply the applicable brokerage tariff as per my RMax VAS Plan selected below I hereby authorize Reliance Securities Ltd to debit my ledger for the subscription amount as per my R-Max VAS Plan subscribed below. I declare that I have read and understood the terms and conditions governing R-Max VAS Plan of Reliance Securities Ltd and shall agree and abide by the same. Client Code Client Name: Under R-Max VAS Plan, we offer various plans which vary in terms of subscription amount and brokerage rate. Please select the plan suitable to your trading profile and sign against the plan. VAS Plan Name Subscription Amount Plan Brokerage Slab Applicable (inclusive of service tax) Tenure Delivery (both sides) Intraday Cash (both sides) R-MAX – 2500 ` 2500 3 Years 0.30% 0.035% Min 5 paisa per unit share Min 1 paisa per unit share R-MAX - 5000 ` 5000 3 Years 0.25% 0.025% Min 4 paisa per unit share Min 1 paisa per unit share 0.20% 0.020% Min 3 paisa per unit share Min 1 paisa per unit share 0.15% 0.015% Min 3 paisa per unit share Min 1 paisa per unit share 0.10% 0.012% Min 2 paisa per unit share Min 0.5 paisa per unit share R-MAX – 10000 R-MAX – 25000 R-MAX – 50000 R-MAX – 100000 R-MAX – 200000 ` 10000 ` 25000 ` 50000 ` 100000 ` 200000 3 Years 3 Years 3 Years 3 Years 3 Years Futures Options(Per lot) (both sides) 0.10% 0.008% Min 2 paisa per unit share Min 0.5 paisa per unit share 0.08% 0.005% Min 1 paisa per unit share Min 0.5 paisa per unit share 0.035% ` 55 0.025% ` 50 0.020% ` 40 0.015% ` 35 0.012% ` 25 0.008% ` 12 0.005% ` 10 All other statutory levies will be charged separately Default brokerage Rate applicable for each R-MAX VAS Plan is ((Del - 0.50%, ID/Fut – 0.05%, Option `70 per lot) The same will be charged on both sides for intraday trades. In case if the client want to exit from R-MAX VAS Plan before the expiry of plan tenure, balance left in client’s R-MAX VAS Plan subscription amount will be refunded after deducting a foreclosure charges. I declare that I have read and understood the terms and conditions governing R-MAX VAS Plan of Reliance Securities Limited and shall agree and abide by the same. Signature of the Account Holder Reliance Securities Ltd Date: D D M M Y Y Y Y Version3.0/January 2015 Page 1 of 3 Request Form _ R MAX VAS Plan Terms and Conditions - R- Max VAS Plan 1. “R-MAX VAS Plan” is a Value Added Services subscription plan for Research, where you pay subscription f ees for exclusive Research. Additionally you get to enjoy reduced brokerage rates during the tenure of the plan. This value added research reports will be sent to you through email on monthly basis & you will also get access to daily research. 2. All clients of Reliance Securities Limited (RSL) except NRI clients can apply for the R-MAX VAS Plan. Request for the R-MAX VAS Plan will be processed only if the required subscription amount is available in the client's Common ledger. 3. No interest will be paid on the subscription amount paid by client towards subscription for R-MAX VAS Plan. 4. Exposure will be provided only under NRML (Cash) on the unutilized subscription amount paid by customer towards subscription for R-MAX VAS Plans having subscription amount more than and equal to Rs. 5,000/- provided customer has minimum free balance of Rs 1000/- in his account in form of cash or collateral. 5. Once the account is opened, R MAX VAS Plan will be activated for client, provided sufficient funds are available in ledger to meet the subscription amount. Client need to ensure that clear funds are available in ledger after adjusting all obligations towards settlement and/or margin. If R MAX VAS Plan is not activated within 30 days from the date of account opening customer will be shifted to R MAX Default Plan. 6. On successful request for R-MAX VAS Plan subscription, R-MAX VAS Plan will be processed by end of day and Brokerage rate of the selected R-MAX VAS Plan will be applicable from next trading day onwards. 7. From the subscription amount paid for the R-MAX VAS Plan, only brokerage and the applicable Service tax on the brokerage will be adjusted. All other statutory / regulatory levies / charges applicable from time to time with respect to the transaction (such as STT,SEBI turnover fees, Exchange transaction charges and stamp duty) shall be adjusted separately from t he client's Common ledger. 8. Once the R-MAX VAS Plan is activated, the client will be charged at the brokerage rates (plus applicable Service tax) applicable to respective Plan. Such charges will be adjusted from the R-MAX VAS Plan subscription amount by way of giving credit back to the client's common ledger account on the day of trading. 9. In the event of client brokerage (plus applicable Service tax on the brokerage) exceeding the subscription amount on a particular day during the Plan period, brokerage (plus applicable Service tax on the brokerage) in excess of the subscription will be directly adjusted from the client's common ledger. The client will then be provided with grace period of 30 days, subject to validity of Plan tenure. During this grace period, the brokerage applicable would be the same as applicable to R-MAX VAS Plan, and the applicable brokerage (plus applicable Service tax on the brokerage) will be adjusted from the client's Common ledger. 10. If a client does not renew R-MAX VAS Plan upon expiry of Plan tenure, or upon expiry of 30 days grace period (after the exhaustion of R-MAX VAS Plan subscription amount) whichever happens earlier, then he will be automatically shifted to a predefined default brokerage rate. Any balance left in R-MAX VAS Plan subscription amount on expiry of Plan tenure will be credited to client's Common ledger. 11. Exit from R-MAX VAS Plan: In case client wants to exit from R-MAX VAS Plan before the expiry of Plan tenure and shift to normal percentage brokerage Plan or a client wants to close his account with RSL, he has to give a request to RSL to that effect. Any balance left in subscription amount of existing R-MAX VAS Plan will be credited back to client's common ledger after charging applicable foreclosure charges. The foreclosure charges are applicable as follows:• Exit request received in first year of R-MAX VAS Plan subscription - foreclosure charges will be levied at 20% of balance in R-MAX VAS Plan subscription amount. • Exit request received in second year of R-MAX VAS Plan subscription - foreclosure charges will be levied at 10% of balance in R-MAX VAS Plan subscription amount. • Exit request received in third year of R-MAX VAS Plan subscription - foreclosure charges will be levied at 5% of balance in R-MAX VAS Plan subscription amount. Upon receipt of a valid exit request from a client, the balance in the R-MAX VAS Plan, after charging the applicable foreclosure charges, will be credited to the client's common ledger within 2 working days. Accordingly R-MAX VAS Plan will be closed and the client will be automatically shifted to a predefined default brokerage rate from next trading day. The client may opt for another brokerage Plan then available. 10. In case client want to upgrade his R-MAX VAS Plan from lower subscription amount to higher subscription amount before the expiry of Plan tenure, then the full subscription amount for the new R-MAX VAS Plan will be debited to client's common ledger at the time of placing request and balance, if any, left in existing R-MAX VAS Plan will be credited back to client's common ledger at end of the day. Signature of the Account Holder Reliance Securities Ltd Version3.0/January 2015 Page 2 of 3 Request Form _ R MAX VAS Plan 11. In case a client wants to shift his R-MAX VAS Plan from a higher subscription amount to lower subscription amount, before the expiry of the Plan tenure, he has to place an R-MAX VAS Plan exit request to RSL as mentioned in clause 9 above. Applicable exit foreclosure charges will be deducted from the balance in R-MAX VAS Plan. Once the R-MAX VAS Plan exit request is successfully processed by RSL, the client can subscribe to the new R-MAX VAS Plan as desired. 12. The company may at its absolute discretion discontinue/ change / alter the R-MAX VAS Plan completely or partially without assigning any reason. However, serving notice of 30 days will be served to the clients who are subscribed to the scheme before effecting such changes. In case of discontinuance of the R-MAX VAS Plan, the balance if any, will be credited to t he respective clients' Common ledger. 13. SEBI / Exchange(s) rules, regulation, By-laws and guidelines as issued from time to time will applicable to all plans under RMAX VAS Plan. 14. The terms and conditions of the Plan shall always be read in conjunction with the provisions of the client member agreement entered into between RSL and the client. 15. Value added Services for R-MAX VAS Plan Customers: Market Synopsis Market Lens IPO Note Company Reports Sector Reports Results Preview TOP Pick Techno Funda Reports Options Strategy R-MAX – 2500 Yes Yes No No No No No No No R-MAX - 5000 Yes Yes Yes No No No No No No R-MAX – 10000 Yes Yes Yes Yes Yes Yes No No No R-MAX – 25000 Yes Yes Yes Yes Yes Yes No No No R-MAX – 50000 Yes Yes Yes Yes Yes Yes Yes No No R-MAX – 100000 Yes Yes Yes Yes Yes Yes Yes Yes Yes R-MAX – 200000 Yes Yes Yes Yes Yes Yes Yes Yes Yes Plan Basket To start these services, you are requested to send an e-mail at customer.support@rsec.co.in The above terms and conditions has been read and understood by me/us. I/We wish to avail the R-MAX VAS Plan provided by RSL for my trading account subject to the terms and conditions mentioned above. Date: / / 20 Client Name: Place: Client Signature: RM/Franchisee Code: RM/Franchisee Name: RM/Franchisee Signature: please tear here For Office Use Only Date of Receipt: / / 20 Date of QRC Creation: / / 20 Requester/Branch CSE Name: Requester Email ID: Reliance Securities Ltd Version3.0/January 2015 Page 3 of 3