Table of Contents Organizational Information About the Manual …………………………………………………………. Mission Statement…………………………………………………………. Company History…………………………………………………………… Company Locations……………………………………………………….. Management Contacts……………………………………………………. 2 2 2 3 3 Hiring, Training & Evaluation Employment Policies………………………………………………………. Verification of Work Status………………………………………………… Employment Status………………………………………………………… Introductory Period……………………………………………………... … Rehired Employees………………………………………………………… Training…………………………………………………………………... … Personnel Records…………………………………………………….…… Pay Day……………………………………………………………………… Performance & Review……………………………………………….…… Termination of Employment………………………………………….…… 4 5 5 5 6 6 6 7 7 7 Work Conditions & Hours Store Hours of Operation……………………………………………….… Meal Periods…………………………………………………..…………. Overtime……………………………………………………………….…… Emergency Closings………………………………………………….…... Health & Safety………………………………………………………….… Housekeeping……………………………………………………………… 8 8 8 9 9 9 Benefits Holiday Schedule………………………………………………………….. Simple IRA Retirement Plan……………………………………………… Group Life and Accidental Death and Dismemberment Insurance….. Group Medical Insurance…………………………………………………. Dental Insurance…………………………………………………………… Sick Pay…………………………………………………………………. .. Personal Pay………………………………………………………………. Vacation Pay……………………………………………………………….. Funeral Leave……………………………………………………………… Jury/Witness Duty…………………………………………………………. Employee Use of Store Rental Equipment……………………………… Employee Purchase Discounts…………………………………………… Employee Point of Sale Transaction…………………………………….. Employee Store Account………………………………………………….. Bonuses ……………………………………………………………………. 10 10 10 10 11 11 12 12 14 14 14 15 15 15 15 Regulations Attendance & Punctuality…………………………………………………. Appearance & Dress………………………………………………………. Gratuity Policy……………………………………………………………… Progressive Disciplinary Process ……………………………………….. Drug and Alcohol Use……………………………………………………… Bulletin Boards……………………………………………………………… Accident/Injury……………………………………………………………… Communication Policy…………………………………………………….. Notices to Employees……………………………………………………… Employment of Minors…………………………………………………….. Leave Policy………………………………………………………………… Workers Compensation Insurance………………………………………. Harassment………………………………………………………………… Holdups…………………………………………………………………….. Burglary…………………………………………………………………….. Fire………………………………………………………………………….. Employee Manual Updated 12-09-2011 16 16 17 17 18 18 18 19 19 19 19 20 20 20 20 21 1 Employee Manual ORGANIZATIONAL INFORMATION About The Manual This manual is intended to provide employees with a general understanding of our personnel policies. Employees are encouraged to familiarize themselves with the contents of this manual, for it will answer many common questions concerning employment with the company. However, this manual cannot anticipate every situation or answer every question about employment. It is not an employment contract and is not intended to create contractual obligations of any kind. Neither the employee nor the company is bound to continue the employment relationship if either chooses, at its will, to end the relationship at any time. In order to retain necessary flexibility in the administration of policies, programs and benefits, Bibens Ace reserves the rights to change, revise, or eliminate any of the policies, programs and/or benefits described in this handbook, except for its policy of employment at-will. The only recognized deviations from the stated policies are those authorized and signed by the Owner of the company. Mission Statement To provide our customers with world class customer service and added value to their shopping experience. We promise our customer a team of professionals that are both knowledgeable and friendly. Bibens Ace thrives on maintaining exceptional customer service. To sustain this service, employees at Bibens Ace agree to: Greet all customers within one minute Acknowledge the customer by making eye contact Have a smile on your face when eye contact is made Ask, “What can I help you find?” Every employee needs to say Thank You to all customers Company History Bibens Home Center was developed in 1942 by my father, Eric, who was a builder of fine homes up until 1972. At this time, he decided to expand the retail store to 6500 sq. ft. and close the construction division. The store was under the Service Star Hardware co-op until 1982 when I purchased the business and converted to Ace Hardware who we are affiliated with today. Employee Manual Updated 12-09-2011 2 In 1986 I sold the property and moved to our current location where we built a new 12,000 sq. ft. store we currently operate and still reside. In August of 2000 I purchased our second location, Bibens Lakeshore Hardware & Marine in Colchester, Vermont. Lakeshore was a 10,000 sq. ft. True Value store we converted to the Ace Hardware banner. We offer all nine departments of Ace Hardware as well offer a wide range of hunting, fishing, and marine items complete with live bait as well as we provide fishing and hunting licensees. In August of 2002, we expanded again into an empty building and began to develop a new 14,000 sq. ft. Ace store in South Burlington, Vermont known as Bibens South Burlington Ace. This store opened November 11th, 2002 and offers the full line of Ace Hardware products and same convenience to the consumer as the other two stores. This store is located two miles from Home Depot in Williston so we get a chance to experience the big box competition up close. In January 2006 Hills True Value Hardware was purchased. Hill’s is an 8900 sq. ft store we converted to the Ace Hardware banner. The store offers all nine departments of Ace Hardware as well an extensive line of lawn and garden products. Hill’s has been a staple in the Burlington North End and that tradition is one that will be continued. Bibens Ace Essex was built from the ground up and started operation in April 2008. The Essex store is approx 10,000 sq. ft and is located within the outlet shopping center in Essex Center. We continue to offer all standard Ace Hardware departments as well as the same convenience and superior customer service of our four locations. Since we are larger than most neighborhood hardware stores, we have a larger assortment in each department, including all the latest products on the market. Company Locations and Contact Information Bibens Ace- Springfield 362 River Road PO Box 381 N. Springfield, VT 05150 Phone: (802) 886-2288 Fax: (802) 886-2280 Bibens Ace - Colchester 713 West Lakeshore Drive Colchester, VT 05446 Phone: (802) 863-4910 Fax: (802) 862-0133 Bibens Ace – S. Burlington 1961 Williston Road S. Burlington, VT 05403 Phone: (802) 864-1847 Fax: (802) 658-8085 Employee Manual Updated 12-09-2011 3 Bibens Ace – North Ave. 1127 North Avenue Burlington, VT 05401 Phone: (802) 862-6068 Fax: (802) 658-7459 Bibens Ace - Essex 15 Essex Way Essex, VT 05452 Phone: (802)-879-0249 Fax: (802)-878-0481 Management Team Contacts Bibens General Manager: Peter Torney Email: ptorney@bibens.com Phone: 802-886-2288 Cell: 603-477-6685 Bibens Store Manager: Brian Carter Email: bcarter@bibens.com 802-886-2288 Colchester, North Ave. & Essex General Manager: Brian Baird Email: bbaird@bibens.com Phone: 802-863-4910 Cell: 802-238-5570 Bibens Ace - South Burlington Store Manager: Roland Ostrout Email: rlostrout@bibens.com Phone: 802-864-1847 Cell: 802-578-2945 Bibens Ace – North Ave. Store Manager: Peter Cassleman Email: peterc@bibens.com Phone: 802-862-6068 Bibens Ace Essex Store Manager: James Deberville Email: jdeberville@bibens.com Phone: 802-879-0249 Cell: 802-522-5029 All store locations Owner: Rick Bibens Email: rbibens@bibens.com Phone: 802-886-2288 Cell: 802-233-7728 Employee Manual Updated 12-09-2011 4 Manager Financial Services: Janet Colbert Email: janetmct@bibens.com Phone: 802-886-2288 Cell: 802-236-2273 Hiring, Training & Evaluation Employment Policies Bibens Ace is an “at will” employer. This means you or Bibens Ace may terminate your employment at any time, with or without advance notice. Bibens Ace provides equal employment and advancement opportunities to all employees and applicants regardless of race, color, religion, gender, sexual orientation, national origin, age, disability, military status, or status as a Vietnam-era or special disabled veteran in accordance with applicable federal and state laws. In addition, the company complies with applicable state and local laws governing nondiscrimination in employment in every location in which the company has facilities. Bibens Ace will make reasonable accommodations for qualified individuals with known disabilities unless doing so would result in an undue hardship. This policy applies to all terms and conditions of employment, including, but not limited to, hiring, placement, promotion, termination, transfer, leaves of absence, compensation and training. All employment decisions will be made without unlawfully discriminating on any prohibited basis. It is the policy of Bibens Ace to maintain a work environment free of unlawful discrimination for all employees. Any employees with questions or concerns about any type of discrimination in the workplace are urged to promptly report these issues to his/her supervisor or member of management. Employees can raise concerns without fear of reprisal. Anti-Harassment Bibens Ace strives to maintain a work environment free from discrimination and harassment, a place where employees treat one another with respect, dignity, and courtesy. Bibens Ace does not tolerate harassment by another employee, supervisor, or any vendor or customer. Harassment of third parties by our employees is also prohibited. Any form of harassment on the basis of race, color, gender, religion, disability, marital status, sexual preference, medical condition, or any category protected by Federal, State or local law is unlawful and a violation of this policy will be treated as a disciplinary matter. HARRASSMENT DEFINED Harassment is unwelcome verbal, visual or physical conduct creating an intimidating, offensive, or hostile work environment that interferes with work performance. Examples of the types of conduct which might give rise to a harassment claim include verbal (including slurs, jokes, insults, epithets, gestures or teasing), graphic (including offensive posters, symbols, cartoons, drawings, computer displays, or emails) or physical conduct (including physically threatening another, blocking someone's way, etc.) that denigrates or shows hostility or aversion toward an individual because of any protected characteristic. Employee Manual Updated 12-09-2011 5 Such conduct constitutes harassment when: (1) It has the purpose or effect of creating an intimidating, hostile, or offensive working environment; or (2) It has the purpose or effect of unreasonably interfering with an individual's work performance; or (3) It otherwise adversely affects an individual's employment opportunities. SEXUAL HARASSMENT DEFINED Sexual harassment can include all of the above actions as well as other unwelcome conduct such as unwelcome or unsolicited sexual advances, requests for sexual favors, conversations regarding sexual activities and other verbal or physical conduct of a sexual nature when: (1) Submission to such conduct is made, either explicitly or implicitly, a term or condition of an individual's employment; or (2) submission to or rejection of such conduct by an individual is used as a basis for employment decisions affecting such individual; and (3) such conduct has the purpose or effect of substantially or unreasonably interfering with an individual's work performance or creating an intimidating, hostile or offensive environment. The following types of conduct might give rise to a claim of sexual harassment: Unwelcome sexual advances, flirtations, advances, leering, whistling, touching, pinching, assault, blocking normal movement Requests for sexual favors or demands for sexual favors in exchange for favorable treatment Obscene or vulgar gestures, posture or comments a Sexual jokes or comments about a person’s body, sexual prowess or sexual deficiencies Proposition, suggestive or insulting comments of a sexual nature Visual harassment such as derogatory cartoons, posters and drawings Sexually explicit e-mail, or voice mail Uninvited touching of a sexual nature Unwelcome sexually related comments Conversation about one's own or someone else's sex life Conduct or comments consistently targeted at only one gender, even if the content is not sexual Teasing or other conduct directed toward a person because of his or her gender Harassing conduct is unacceptable in the workplace and any work-related settings such as business trips and business related social functions. The harasser may be someone's supervisor, co-worker, client, customer, vendor or other third party. REPORTING Employees should promptly report any incident of harassment, whether by an employee or a nonemployee to their department supervisor/manager or any other supervisor/ manager with whom the employee feels comfortable. If an employee is unsure of with whom to raise an issue of harassment, or if Employee Manual Updated 12-09-2011 6 an employee has not received a satisfactory response within five (5) business days after reporting any incident, which the employee perceives to be harassment, immediately contact Janet Colbert at 802-8862288 or janetmct@bibens.com. He or she will insure that an investigation is immediately conducted. Every report of perceived harassment will be fully investigated and corrective action will be taken where appropriate. INVESTIGATION Every report of harassment will be investigated thoroughly and promptly. The Company will attempt to keep the investigation confidential to the extent possible. During the investigation the Company will generally: - Interview the complainant and the alleged harasser - Conduct further interviews as necessary - Document the Company's findings regarding the complaint - Document recommended follow-up actions and remedies, if warranted - Inform the complainant of the Company's findings, and where appropriate, of the remedial action that will be taken. Every supervisor who learns of any employee's concern about sexual harassment, whether in a formal complaint or informally must immediately report the issues raised to the General Manager or to the Owner. DISCIPLINE If the Company determines that harassment occurred, the Company will impose discipline upon the offender or offenders. The appropriate discipline may include written or oral warnings, probation, suspension, reassignment, demotion, or termination. If the harassing conduct is the act of a nonemployee, the Company will attempt to ensure that such conduct is not repeated. NO RETALIATION It is unlawful and the Company prohibits any form of retaliation against individuals who report unwelcome conduct or who cooperate in the investigation of such reports. In accordance with this policy, the Company will take appropriate disciplinary action for any such retaliation, up to and including discharge. RECEIPT OF ANTI-HARASSMENT POLICY I acknowledge that I have received a copy of the Company’s Anti-Harassment Policy (the "Policy"). I have read it, understand it, and agree to follow the Policy. I understand any employee who engages in conduct prohibited by the Policy will be subject to disciplinary action, up to and including discharge. I understand it is my obligation to refrain from engaging in conduct in violation of the Policy and also to report conduct that I believe is harassing or discriminatory to enable the Company to take action as appropriate. Employee Manual Updated 12-09-2011 7 Verification of Work Status We are required by the Federal Immigration and Naturalization Service to verify the identity and legal right to work of all individuals. Employment Status A full time hourly employee regularly works 40 or more hours per week continuously throughout the year, a part time employee works fewer then 40 hrs per week. Your employment status is important in determining your eligibility for employee benefits. Full-time: Employees work regularly scheduled full time hours continuously throughout the year. Employees may participate in all benefit programs offered by the company. Part-time: Employees scheduled less than full time hours. These employees may only participate in the company’s 401K plan subject to its requirements, and are eligible for the employee store discount. Temporary: Employees are hired to work either on a full-time or part-time basis, for a definite specified period of time. Temporary employees do not qualify for company-sponsored benefits. Any change of status (full time to part or vice versa) will be effective the first of the month following the change. (Example: a change taking place November 15th would be effective December 1st.) In addition to the above classifications, all employees are, as required by law, designated nonexempt or exempt. Job duties, responsibilities, salary, and provisions of the federal Wage and Hour Law determine the designation. If you are a non-exempt employee, you must be paid overtime. Introductory Period The first 60 days of your employment will be an introductory period of employment. The introductory period is intended to give new employees the opportunity to demonstrate their ability to achieve a satisfactory level of performance and to determine whether the new position meets both the employee and the company’s expectations. The company uses this period to evaluate employee capabilities, work habits, and overall performance. Either the employee or the company may end the employment relationship at will at any time during or after the orientation period, with or without cause or advance notice. Employees who are promoted or transferred within the company must complete a secondary introductory period of the same length with each reassignment to a new position. This new Employee Manual Updated 12-09-2011 8 introductory period will be for training only; all existing benefits will stay in effect during the introductory period. If the company determines that the designated introductory period does not allow sufficient time to thoroughly evaluate the employee’s performance, the introductory period may be extended for a specified period. During the introductory period, new employees are eligible for the employee discount. After obtaining regular employment classification, employees may also be eligible for other company provided benefits, subject to the terms and conditions of each benefits program. Rehired Employees Persons who are re-hired following a break in service will serve a new 60-day introductory period whether or not such an introductory period was previously completed. Such employees are considered new employees from the effective date of re-employment for all purposes. Training Upon joining the company, you will be acquainted with the general policies, procedures, and operations of the company. During your introductory period you will be set up on a training program to help you learn what you need to know to perform your job properly. Please ask questions if you are unsure how to perform any part of your job. There are many things to learn in a new job and we do not expect you to know them all immediately. It is both our jobs to accomplish training and we understand the value of training is for the high quality of service to our customer. All new employees will be assigned individualized training programs depending on the nature of their job. Satisfactory completion of these requirements is a condition of your continued employment with the company. New employees will be assessed at the end of the 60-day introductory period to track the status of their defined training. Personnel Records It is imperative that your personnel records are accurate and up to date. Please notify Human Resources of any change of address, telephone number, marital status, name, emergency contact information, medical insurance status, tax exemptions, beneficiary changes, driving record change-CDL, or military draft status. Payday All employees are paid on a biweekly frequency. Payday is Wednesday for the two-week pay period, which ended on the Sunday prior to payday. If a company or federal observed holiday falls on any payday, paychecks will be distributed on the first workday following the observed holiday. If an employee loses their check and requests a new one a $25.00 fee will be charged. Employee Manual Updated 12-09-2011 9 This amount is to cover the amount charged by the payroll company for stopped payment on a check. You are urged to take advantage of the convenience of directly depositing your net pay into a bank of your choice. Each payday you will receive a deposit stub which explains in detail your earnings, deductions, and deposit distribution. Performance and Review Your job performance is reviewed annually with your immediate manager. Performance evaluations are conducted to provide both managers and employees the opportunity to discuss job tasks, identify and correct weaknesses, encourage and recognize strengths, and discuss positive, purposeful approaches for meeting goals. The performance review also provides for special performance compensation if recommended by your manager. Your compensation adjustments are based upon your job performance. To facilitate discussions on your performance, the company uses a review form, which provides benchmarks for evaluating the quality and quantity of your work, your job and other job-related performance factors. You and your manager should use this form to discuss your performance, to review you’re past accomplishments and to establish new performance goals. Managers and employees are strongly encouraged to discuss job performance and goals on an informal, day-to-day basis. The performance and review of all employees are evaluated according to an annual cycle. Formal performance evaluations are conducted at the end of an employee’s introductory period in any new position. This period, known as the introductory period allows the manager and employee to discuss job responsibilities, standards, and performance requirements for the new position. New hires will be appraised after the completion of their introductory period, then after appraisals will be done annually. Termination of Employment All company employees have the right to terminate employment with the company at any time. Similarly, the company has the right to terminate any employee at any time, for any reason. While it is hoped that your association with the company will be a long and successful one, you should be aware of the following if your employment ends voluntarily or involuntarily. The termination of employment of any employee is considered a confidential matter, and will be discussed at the discretion of management. RESIGNATION is voluntary employment termination initiated by an employee. In order to maintain a consistent level of service to our customers we would ask that you give a two-week written notice to your manager if you leave your job voluntarily so an orderly transition of your responsibilities can be arranged. Your written notice should indicate your reason for leaving and your last day to work. An exit interview will be scheduled on the last day of employment. All company property in your possession is to be returned on the last day of employment. Employee Manual Updated 12-09-2011 10 DISCHARGE is involuntary employment termination, initiated by the company. Upon termination an exit interview is normally scheduled on your last day of work. You must return all company property in your possession on the last day of employment. Employee benefits will be affected by employment termination in the following manner. All accrued benefits that are due and payable at termination will be paid in the employee’s last paycheck following termination. All vacation time that has been taken but not accrued will be owed back to the company and will be deducted in your last paycheck. Health benefits may be continued at the employee’s expense if the employee so chooses. The employee will be notified of any benefits that may be continued and of the terms, conditions, and limitations of such continuance. Questions should be directed to Human Resources. WORK CONDITIONS & HOURS Store Hours of Operation Monday – Friday Saturday Sunday Bibens Ace 7am to 5:30pm 7am to 4pm 9am to 1pm Lakeshore 7am to 7pm 7am to 6pm 7am to 4pm S., Burlington 7am to 7pm 8am to 6pm 8am to 5pm North Ave. 7am to 7pm 7am to 6pm 8am to 4pm Essex 8am to 7pm 8am to 6pm 8am to 6pm Meal Periods All employees working at least eight hours in one day are entitled to take a 30-minute lunch. Lunch may be taken either on or off the premises. You are required to clock in and out for your lunch break. Your manager is responsible for scheduling your meal breaks. Smoking is only permitted in designated smoking areas and is not permitted inside any building. Smoking may only take place during your lunch time. Overtime When operating requirements or other needs cannot be met during regular working hours, employees may be scheduled to work overtime hours. When possible, advance notification of these mandatory assignments will be provided. All overtime hours must receive manager prior authorization, non-authorized overtime due to clocking out late may result in non-payment of overtime. Overtime is paid to non-exempt employees in accordance with federal and state regulations. Overtime pay is based on actual hours worked. Time off for vacation, sick, holiday pay, or any other leave of absence will not be considered hours worked for purposes of performing overtime calculations. All federal holidays will be paid at straight time rate of pay. Exempt employees are not required to be paid overtime. Employee Manual Updated 12-09-2011 11 Emergency Closings At times, emergencies such as severe weather, fires or power failures, can disrupt company objectives. In extreme cases, these circumstances may require the closing of the store. When conditions are officially closed due to emergency conditions, the time off from scheduled work will be unpaid. However, with manager approval, employees may use available unused vacation time. Health & Safety To assist in providing a safe and healthful work environment for employees, customers and visitors, the company has established a workplace safety program. This program is a top priority for the company. Its success depends on the alertness and personal commitment of all employees. The company provides information to employees about workplace safety and health issues through the established Safety and Health Policy as well as regular internal communication channels such as manager employee meetings, bulletin board postings, memos, or other written communications. Some of the best safety improvement ideas come from employees. Those with ideas, concerns, or suggestions for improved safety in the workplace are encouraged to raise them with their manager or with any other manager. Reports and concerns about workplace safety issues may be made without fear of reprisal. Each employee is expected to obey safety rules and to exercise caution in all work activities. Employees must immediately report any unsafe condition to the manager. Employees, who violate safety standards, cause hazardous situations or who fail to report where appropriate to remedy such situations, may be subject to disciplinary action, up to and including termination of employment. In the case of accidents that result in injury, regardless of how insignificant the injury may appear, employees should immediately notify the appropriate manager. All company employees are advised to be safety conscious at all times and to be constantly alert to conditions that might lead to personal injury. Health and Safety Policy – Appendix 1. Housekeeping The company is proud of its stores. It will remain attractive if each of us is conscientious and constantly aware of the importance of good housekeeping. Employee Manual Updated 12-09-2011 12 BENEFITS Bibens Ace provides eligible employees a wide range of benefits. A number of the programs, (such as Social Security, Worker’ compensation, and unemployment insurance) cover all employees as prescribed by law. Eligibility of benefits is dependent upon multiple factors, including employee classification. Your supervisor can identify the programs for which you are eligible. Holiday Schedule The following holidays are observed as non-working paid holidays. Any full time employee (avg 40+ hrs/week) who has satisfied a service period requirement of 60 days from date of hire will be paid 8 hours for each of the below listed holidays: New Year’s Day Easter Thanksgiving Day Christmas Day If a recognized holiday falls during an eligible employee’s paid absence (such as vacation or sick leave), holiday pay will be provided instead of the paid time off benefit that would otherwise have applied. Paid time off for holidays will not be counted as hours worked for the purpose of determining overtime. 401K Plan Bibens Ace offers employees a 401K plan; a plan that enables an individual to accumulate financial resources for retirement. To be eligible to join the 401 K plan, the employee must be 21 years of age, complete one year of service and credited with 1000 hours of service in a plan year. Any full time or part time employee who has completed 6 months of service and is 21 years of age is eligible to participate. Employees may join the plan the first of the calendar year quarter following their first year of service – January 1, April 1, July 1, or October 1. Eligible employees who choose to participate may make salary reduction elections annually. Currently the company will match up to 4% of participating employees’ gross wages. This matching contribution will be made directly into the employees’ designated investment account(s). Group Life and Accidental Death and Dismemberment Insurance Employee Manual Updated 12-09-2011 13 A full time employee who has satisfied a service period requirement of 60 days from date of hire is covered by the company’s group life and accidental death and dismemberment insurance plan. The company pays 100% of the employee’s premium. The face value of the policy is $25,000 and it insures the employee only. The employee’s spouse and dependent(s) are not eligible for coverage. Group Medical Insurance Single, Two Person and Family HMO & HSA plans are available to full time employees who have satisfied an introductory period requirement of 60 days from date of hire. Eligibility will begin the first of the month following the 60-day introductory period. The eligible employee will be required to contribute a percentage of his/her monthly insurance premiums via biweekly payroll deductions. In connection with the Company’s Section 125 Plan, the employee may opt to make his/her premium contribution on a pretax or after tax basis. Dental Insurance Single, Two Person and Family Plans are available to full time employees who have satisfied an introductory period requirement of 60 days from date of hire. Eligibility will begin the first of the month following the 60-day introductory period. The eligible employee will be required to pay his/her total monthly insurance premiums via biweekly payroll deductions. In connection with the Company’s Section 125 Plan, the employee may opt to make his/her premium contribution on a pretax or after tax basis. Paid Sick Time The following is a detailed description of our sick policy which is practiced uniformly in all stores. All full time employees who have completed their introductory period are eligible. The introductory period begins on the first day of work and ends sixty calendar days from the day started. Benefits come effective on the first calendar day of the month following the end of the introductory period. This is known as the “eligibility date”. For example, an employee whose first day of work is May 12th would complete their introductory period on July 10th. Their eligibility date, when benefits begin to accrue, would be August 1. Paid Sick Time Defined Sick hours not taken during the year are not paid out at the end of year, not carried over into the next year and not paid out at the time of termination. During the first year of employment, paid sick hours are awarded to an employee as shown below. For example, if an employee’s eligibility date is May 1, they may use up to 22hrs of paid sick time off anytime between May 1 and December 31st. Eligibility Date Jan 1 Feb 1 Annual Hours 32.00 29.50 Employee Manual Updated 12-09-2011 14 Mar 1 Apr 1 May 1 Jun 1 Jul 1 Aug 1 Sep 1 Oct 1 Nov 1 Dec 1 27.00 24.50 22.00 19.50 17.00 14.50 12.00 9.50 7.00 4.50 On January 1st of the second and all subsequent years of employment, the employee is awarded 32 hours of paid sick time which may be used anytime between January 1 and December 31. If an employee is out for more than five consecutive days a doctor’s note needs to be provided. Personal Time Pay All full time employees are eligible for 8 hours of personal time after 6 months from date of hire. Personal time must be scheduled with at least 30 days notice. Personal time is for such things as personal, medical, and family issues. Personal time hours not taken during the year are not paid out at the end of year, not carried over into the next year and not paid out at the time of termination. On January 1st of the second and all subsequent years of employment, the employee is awarded 8 hours of personal time which may be used anytime between January 1 and December 31. Vacation Pay Paid Vacation Time Defined Vacations: Full-Time staff is awarded paid vacation each calendar year based on length of service. Vacation days need to be scheduled and pre-approved by your manager so that staffing needs of the company can be taken into consideration. Requests must be completed on the supplied vacation request form with a minimum of one-month notice. Vacation hours are accrued (earned) on a calendar year basis. Earned vacation hours not taken by Dec 31st are not paid out in cash, and not carried over into the next year. The section below explains how vacation hours are earned. An employee may take annual vacation hours Employee Manual Updated 12-09-2011 15 before the hours have been actually “earned”. This occurrence will create a “negative” accrual which must be repaid by the employee to the Company if employment terminates for any reason. This repayment, which will be reviewed with the employee during the exit interview, will be deducted from the final paycheck. During the first year of service, vacation hours are earned at the rate of 6.67 hours per month: Upon completion of each month of service after the 60 day probationary period, vacation is earned as follows. From To Jan 1 Feb 1 Mar 1 Apr 1 May 1 Jun 1 Jul 1 Aug 1 Sep 1 Oct 1 Nov 1 Dec 1 Jan 31 Feb 28 Mar 31 Apr 30 May 31 Jun 30 Jul 31 Aug 31 Sep 30 Oct 31 Nov 30 Dec 31 Vacation Hrs Earned YTD 6.67 13.33 20.00 26.67 33.34 40.00 46.67 53.34 60.00 66.67 73.34 80.00 For example, if the eligibility date is April 1 after completion of the 60 day probationary period, then the maximum vacation hours for the first calendar year is 60.00 hours. This vacation schedule is followed for calendar years 2, 3, 4 and 5. In calendar year 6, the employee is eligible for 120 hours vacation (accrued at 10 hours per month) beginning on the employee’s anniversary month (in this example) April 1. Scheduling Vacations: It is not unusual that many people request the same day(s) off for vacation. This is particularly true around holidays and during the summer. Whenever possible based on the staffing and business needs of the store, we will try to honor your request. There may be times when we cannot, in which case you will need to arrange an alternative time. We will use business needs, staffing requirements, length of service, general fairness, and first choice history as criteria in scheduling and approving vacation requests. Because the company’s busy season usually falls between the months of May thru October, employees may take only ½ of their vacation during these months. Vacations cannot be accumulated and must be taken prior to year-end or vacation will be forfeited. Vacation will be based on the employee’s standard workweek as established by the employees’ manager, not to exceed 40 hours. Pay in lieu of days off is not allowed. Employee Manual Updated 12-09-2011 16 Funeral Leave For all full time employees, we offer two days of paid funeral leave for the purpose of attending the funeral of an immediate family member, subject to the manager’s approval. If the death does not involve an immediate family member, one day without pay may be taken subject to approval. Eligibility begins on the first of the month following 60 days of employment. Family member is defined, for the purpose of this policy, as a Parent, Spouse, Sibling, Child, Grandparent or Grandchild. If extended time off is needed, the employee should speak with their manager. Jury/Witness Duty Employees called to Jury/Witness duty will be given time off to serve. The company will provide protection against loss of income for a full time employee’s absence from work due to court ordered jury duty. Proof of court subpoena and/or court compensation paperwork must be submitted in order to be compensated during absence from work. Jury or Witness Duty pay to full time employees beginning the first of the month following 60 days of employment. The company will pay up to 5 days of time served for the purpose of serving on a jury or serving as a witness. The company will pay the difference between the employee’s regular rate of pay and the amount of pay issued by the court. In order to receive this pay the employee’s manager must mark the employee’s time card indicating time missed for Jury/Witness Duty. Upon payment by the court the employee must present the court check to the Payroll Department endorsed payable to the company. Upon receipt of the check, the Payroll Department will pay the regular rate of pay to the employee in the regular paycheck that covers the period, which the jury duty occurred. Employee Use of Store Rental Equipment All employees are welcome to borrow rental equipment free of charge for up to two consecutive days for their own personal use. If the rental item is kept out of the store for more than two days, the employee will be charged at one-half the posted rate for each day until the rental item is returned to the store. Rental forms must be completed for any equipment borrowed by employees. Employee Purchase Discounts Employee Manual Updated 12-09-2011 17 The company offers all employees a generous discount on store purchases. The purchase discount, which is calculated at 10% over cost, is for the employee’s own personal use. If the purchase if for your business use it will be at the contractor discount price. Merchandise may be purchased as gifts, but may not be resold to anyone or purchased for family member (brother, sister, parent, children, friend or any other relative). The only exception is to husband and wives. Employee Point – Of - Sale Transactions Employees purchasing or returning products for themselves or family members may not ring out those personal transactions at the point of sale. Another employee not associated with the transaction must perform this function. Employee Store Account Cash Account Each employee is required to open a store cash account through which all personal transactions will be rung. This procedure will provide an audit trail through the company’s sales journals by identifying the name of the person who purchases store merchandise with an employee discount. Purchases may be made by cash, check or credit card. The store owner, at their sole discretion, may grant store account credit privileges to an employee. Charge Account At the time of this publication, certain employees have credit privileges with their store account. These employees will continue to have credit privileges as long as their accounts remain in good credit standing. Monthly statements must be paid in full before the next statement is published. If an employee’s account becomes delinquent, the employee could permanently lose credit privileges. Delinquent accounts are defined as those accounts that have a past due balance for two consecutive months, i.e. 60 days. Amounts owed to the store by an employee upon termination, will be deducted from that employee’s final paycheck. Bonuses The owner reserves the right, in their sole discretion, to determine whether and to whom employee bonuses will be issued. Once a bonus has been offered, there is no promise that it will be offered again in the future. A bonus is just that a “bonus” and not to be interpreted as or part of regular pay. If an employee terminates employment no part of any bonus will be paid out, for the previous quarter or upcoming quarter. Regulations Employee Manual Updated 12-09-2011 18 Attendance & Punctuality All employees earning an hourly wage at the company are required to use the time clock. This includes lunch breaks if the employee is leaving the grounds. You may only clock in or out for yourself, it is not allowed to clock for another employee. If this takes place, disciplinary action will be taken. The company considers employee punctuality to be an essential element in providing excellent customer service. Tardiness is a very serious issue; we feel very strongly that a prerequisite for a successful career is the ability to get to work on time. We recognize that on occasion something will come up that will cause you to be late to work. We do expect you, however, to have the courtesy to notify us in advance when you will be late. Chronic tardiness or careless disregard for the starting times in your schedule will not be tolerated. Any time beyond your scheduled work time is considered late. The company expects all employees to report to work on the days that they are scheduled to be at their workstation ready to work on time. If you cannot make it to work, you are to call in and speak with your manager or manager in charge if the manager is not there. You must call in with enough advanced warning so they have time to arrange for someone to take your place. Remember on time attendance can affect our mission of excellent customer service. Appearance & Dress The company expects all employees to present a clean, safe and professional hardware retail store image along with being Ace identified. We want to dress in a way that inspires our customers to have confidence in us. All new sales associates and cashiers will be provided with Ace identified shirts, and yard personnel will be provided Ace identified t-shirts. Everyone is required to wear these during business hours. New fulltime employees will be provided with 6 Ace shirts, new part-time employees will be provided with 3 Ace shirts. Additional shirts may be purchased at Ace’s net cost; please see your manager to order additional shirts. With the Ace supplied shirts; your choice of pants, shorts or skirts in good condition without holes or tears are acceptable. All clothing needs be clean and unwrinkled for a neat appearance. Cleaning and maintenance of uniforms, supplied by the company, are the responsibility of each employee. All sales associates and cashiers will be issued and required to wear a radio and earpiece while on duty Besides ear piercing, no exhibit of body piercing is acceptable. Hats are not to be worn by employees on the sales floor and personal cell phones are not to be used while on duty. Gratuity Policy The acceptance of tips, by any employee, from a customer is strictly forbidden. Employee Manual Updated 12-09-2011 19 Progressive Disciplinary Process The purpose of progressive discipline is to ensure fair treatment of all employees and in making certain that disciplinary actions are prompt, uniform and impartial. The main purpose of any disciplinary action is to correct the problem, prevent recurrence, and to prepare the employee for satisfactory service in the future. It is important that all employees perform to the best of their abilities at all times. There may be occasions, however, where employees perform at an unsatisfactory level, violate a policy, or commit an act that is inappropriate. Disciplinary actions may call for any of four steps – verbal warning, written warning, suspension without pay, or termination of employment – depending on the severity of the problem and the number of occurrences. There may be circumstances when one or more steps are bypassed. The company may use progressive discipline at its discretion. It is the policy of the company to issue verbal warnings for misconduct or procedural violations occurring for the first time in an employee’s history with us. These warnings are documented and are retained in the employee’s file. They are intended to point out areas needing immediate improvement and to ensure an employee understands the procedures in the area of concern. For recurrences of violations for which an employee has been verbally warned, formal written warnings will be documented. Normally, two written warnings will precede a discharge for recurring violations. However, some violations are of such a serious nature so as to call for possible immediate discharge, suspension or first and final written warning. By using progressive discipline, we hope that most employee problems can be corrected at an early stage, benefiting both the employee and the company. Drug and Alcohol Use It is our desire at the company to provide a drug-free, healthy and safe workplace. To promote this goal, employees’ are required to report to work in appropriate mental and physical condition to perform their jobs in a satisfactory manner. While on the company premises and while conducting business-related activities of the company, no employee may use, possess, distribute, sell or be under the influence of alcohol or illegal drugs. The use of prescribed drugs is permitted on the job only if it does not impair an employee’s ability to perform the essential functions of the job effectively and in a safe manner that does not endanger other individuals in the workplace, and is prescribed by your physician. Violations of this policy may lead to disciplinary action, up to and including immediate termination of employment, and/or required participation in a substance abuse rehabilitation or treatment program. Bulletin Boards Bulletins board areas are maintained at the company to keep you informed of current policy and procedures, legal items of general interest and other items affecting you or your job. Be sure to Employee Manual Updated 12-09-2011 20 check the bulletin boards regularly. Bulletin boards are only for business communications. You must obtain your manager's approval before posting a communication on a company bulletin board. Accident/Injury IF AN INCIDENT OCCURS TO AN EMPLOYEE The injured employee should be sent or taken to the nearest the company approved emergency center by a manager or designee. The first aid kit is kept in the lunchroom and is to be used only for minor injuries. The injured party may use the material in the first aid kit, but he/she must apply medications themselves. After the injury is taken care of, the manager on duty and Human Resources must be notified. The manager in charge at the time of the incident must immediately have the employee fill out the company Report of Injury Form as thoroughly as possible, if the employee is unable to complete the form at time of injury the manager can assist or the form can be completed once the employee has gotten medical assistance. Include all pertinent information that is possible; include any material evidence available, photographs, etc. This report must be copied with one copy being sent to the Corporate Office and one to Human Resources. IF THE INCIDENT OCCURS TO A NON-EMPLOYEE Determine if an ambulance is necessary or if he/she wishes to go to his own doctor. Even if he/she claims to be all right, obtain the name, address, telephone number of the injured party, and the names, addresses and phone numbers of any witnesses who are not employees. Fill out the company Report of Injury form as thoroughly as possible. If necessary attach any information that the victim may give, (i.e.) a written account, etc. Make sure that the report is very concise and thorough including an explanation of what really happened: Was it a real incident or was it staged? What part of the person's body was hurt? How badly? Gather as much information as possible from all witnesses and any employee that was an eyewitness. Due to insurance and our liability, we must be sure to obtain all the facts to avoid exposing ourselves to any unnecessary liability. Forward all information immediately to the corporate office, and maintain copies for your store file. Communication Policy Telephone Policy Use of Company Cell Phones While Driving: Employee Manual Updated 12-09-2011 21 This policy applies to: (1) the operation of company-provided vehicles at any time; and (2) the operation of private vehicles while an employee is on work time or conducting business for the company. The use of a cell phone while driving may present a hazard to the driver, other employees, and the general public. Employees must adhere to all federal, state, or local rules and regulations regarding the use of cell phones while driving. Accordingly, employees must not use cell phones while driving if law, regulation, or other ordinance prohibits such conduct. If you are not sure whether the use of a cell phone while driving is prohibited in a particular area, please check with the human resources department. Employees should not use hand held cell phones for business purposes while driving. Should an employee need to make a business call while driving, he/she should locate a lawfully designated area to park and make the call. Employees may use hands-free cell phones only in emergency situations. Such calls should be kept short; and should the circumstances warrant (e.g., heavy traffic, bad weather); the employee should locate a lawfully designated area to park to continue the call. Violation of this policy may subject an employee to disciplinary action up to and including immediate termination. PROHIBITED USE OF PERSONAL COMMUNICATION DEVICES The use of personal communication devices shall be limited in the workplace to alleviate distractions and the disruption of regular work routines. Personal communication devices are defined as, but not limited to, cellular or two-way phones, audible pagers, and portable audio/video players. Any employee carrying a non-company issued cell phone or pager with an audible alarm or ring must ensure the sound is turned off during work hours and in work areas. Limited and temporary exceptions to this policy permitting the use of personally-owned communications devices for ongoing personal emergency situations (such as the imminent birth of a child) can be made only with the prior and continued approval of the employee's supervisor. In the case of an accident involving a family member or other urgent personal emergency where the employee's supervisor cannot be immediately contacted for permission, reasonable and appropriate use of a personal communication device is permitted. Violation(s) of this policy may be grounds for discipline up to and including termination. COMPUTER INTERNET AND E-MAIL USAGE The uses of the company’s information systems are subject to company policies applicable to traditional forms of communication. These include, but are not limited to, policies prohibiting discrimination, sexual harassment, solicitation, and use of company property and resources, disclosure of confidential information, misconduct, and profanity. All information systems are the property of Bibens Ace and are intended primarily for company business purposes. The electronic mail (e-mail) system is provided by the company to facilitate business activities within the organization. All messages written, sent, or received on the company’s computer or hardware remain company property and are not considered to be private property of any employee. All hardware and software related to information systems can and will be monitored for appropriate work related usage. The information systems should not be used to upload (send) or download (receive) any software of any kind or attachments without prior permission due to the possibility of virus, trade secrets, proprietary information, copyrighted information, or any similar materials without prior authorization of company officials. The company's internet/intranet and e-mail systems must not be used to create disruptive or offensive messages. These may include, but are not limited to, racial slurs, sexually implicative messages, or Employee Manual Updated 12-09-2011 22 offensive comments about someone's age, disability, national origin, political or religious belief, sexual orientation, or national origin. Accessing files, utilizing codes or retrieving stored information is prohibited unless an employee has received prior authorization from management to conduct any such activity. Notices to Employees Changes in the company policies affecting personnel, as well as meeting notices will be posted on the employee bulletin board. It is the employee’s responsibility to review any posted changes and notices. Attendance at meetings is mandatory, and the associate’s manager must authorize any absence. Failure to obtain such authorization will result in disciplinary action. Non exempt employees will be compensated for their time at employee meetings. Employment of Minors Federal and state child labor laws prohibit minors from working excessive hours, operating unsafe machinery and working in dangerous occupations. It is the policy of the company to abide by these laws. Leave Policy We realize there may be times when it is necessary for you to take longer amounts of time off for either the birth or adoption of a child, or when you or a family member has a serious medical condition. The company complies with both the Federal Family Medical Leave law, and the Vermont Parental and Family Leave law to provide necessary support during these times. Please see the FMLA Policy for more detailed information. If you have questions please contact Human Resources. Family and Medical Leave Policy – Appendix 2 Workers Compensation Insurance The company provides a comprehensive worker’s compensation insurance program at no cost to employees. This program covers any injury or illness sustained in the course of employment that requires medical, surgical, or hospital treatment. Subject to legal requirements, workers’ compensation insurance provides benefits after a short waiting period or, if the employee is hospitalized, immediately. Employees who sustain work-related injuries or illnesses must inform their manager, or the manager on duty, immediately. This will enable an eligible employee to qualify for coverage as quickly as possible. Employee Manual Updated 12-09-2011 23 Neither the company nor the insurance carrier will be liable for the payment of workers’ compensation benefits for injuries that occur during an employee’s voluntary participation in any off-duty recreational, social, nor athletic activity sponsored by the company. Harassment The company believes that you should be afforded the opportunity to work in an environment free from all forms of discrimination and conduct that can be considered harassing, coercive or disruptive, including sexual harassment. Actions, words, jokes or comments based on an individual’s gender, race, color, national origin, age, religion, sexual orientation or disability will not be tolerated. The company has an established harassment policy it is imperative that every employee understand the policy as it is stated. Harassment Policy - Appendix 3 Holdups In the unlikely event that a holdup occurs, you are to obey all orders given by the holdup person(s). You are to do without argument or hesitation and without doing anything to alarm, excite, or anger the holdup person(s). Make no sudden movements. Do not raise your voice. Keep your hands visible at all times. Under no circumstances should you endanger your life, or the lives of your fellow employees or customers by attempting to apprehend the holdup person(s) yourself, or by refusing to cooperate with their orders. Money can be replaced; human lives cannot. Burglary In the unlikely event that a burglary has occurred without the alarm alerting management and police, please follow these steps: 1. Do not touch or disturb anything. 2. Do not allow any other employees or customers into the building until you receive management approval to do so. 3. Immediately notify management for instructions on how to proceed. 4. Call the police immediately. 5. Let employees and customers enter the building only after receiving permission to do so. 6. If necessary, rope off the damaged areas until the police has thoroughly inspected it. Fire If fire should occur, please do not panic. Immediately notify the manager, and assist him or her in informing other employees and customers. Help everyone evacuate the building in a calm, orderly fashion. Immediately call the fire department via 911. Employee Manual Updated 12-09-2011 24 Loss Prevention/Security Shoplifting is theft of merchandise by people not employed by the company. If you suspect or see someone shoplift, try to keep them in sight and notify a manager via your two-way radio, by using code “99”. Apprehension of shoplifters is the decision and responsibility of the manager in charge. The policy of the company is to prosecute anyone caught shoplifting. One of the best deterrents to shoplifting is acknowledging every customer and providing exceptional customer service. If an employee or someone else assisted by an employee steals money or merchandise, it is internal theft. Whenever you suspect a fellow employee of stealing, notify the store manager or owner. Your identity will be kept confidential. Any employee found stealing will be terminated and will be prosecuted to the fullest extent of the law. The company currently participates in the Ace Reward Hotline. This program is an outlet to report information to your owner or manager directly, or report it anonymously if you prefer. The information can be reported to loss prevention professionals with a reward paid to you if evidence of inappropriate activities is than verified. Payment can be made by loss prevention services without even knowing your name. The confidential phone number is 1-800-888-8862 Management has the right to inspect employee lockers. Employee Manual Updated 12-09-2011 25 APPENDIX FAMILY AND MEDICAL LEAVE POLICY Bibens Ace will comply with the federal Family and Medical Leave Act (“FMLA”) and Vermont’s Parental and Family Leave law (“VPFL”). PROVISIONS A. Long-Term Leave A "long-term" family or medical leave of absence is defined as an unpaid leave of absence of up to 12 weeks during the rolling 12-month period measured backward from the date the employee's leave begins. Subject to the definitions and requirements provided in the FMLA and the VPFL, eligible employees may request and may take up to twelve (12) weeks of unpaid time off for the following reasons: For the birth and subsequent care of a newborn child; For placement of a child for adoption or foster care; To care for a spouse, child, parent or parent-in-law ("immediate family") with a serious health condition; or For a serious health condition rendering the employee unable to perform the functions of the employee’s job. Under certain circumstances, the employee may take FMLA leave in 12 consecutive weeks, may use the leave intermittently by taking leave in separate blocks of time or by reducing the usual number of work hours per work week or workday. In all cases, the leave may not exceed a total of 12 workweeks. Each time an employee takes leave, the company will compute the amount of leave the employee has taken under this policy in the last 12 months and subtract it from the 12 weeks of available leave. The balance remaining is the amount the employee is entitled to take at that time. The employee requesting intermittent leave may be transferred temporarily to an alternative job that better accommodates recurring periods of leave. For the birth, adoption, or foster care of a child, the company and the employee must mutually agree tot eh schedule before the employee may take the leave intermittently or work a reduced hour schedule. Leave for birth, adoption, or foster care of a child must be taken within one year of birth or placement of the child. If the employee is taking leave for a serious health condition or because of the serious health condition of a family member, the employee should try to reach an agreement with the company before taking intermittent leave or working a reduced hour schedule. If this is not possible, the employee must prove that the use of the leave is medically necessary. Employee Manual Updated 12-09-2011 26 B. Short-Term Leave "Short-term" family leave is defined as unpaid leave not to exceed four hours in any 30-day period and not to exceed 24 hours during the 12-month period measured forward from the date the leave begins. Subject to the definitions and requirements provided in the VPFL, eligible employees may request and may take up to twenty-four (24) hours of unpaid time off each year for the following reasons: To participate in preschool or school activities directly related to the academic educational advancement of the employee's child, such as a parent-teacher conference; To attend or accompany the employee's immediate family to routine medical or dental appointments; To accompany the employee's parent, spouse or parent-in-law to other appointments for professional services related to their care and well-being; To respond to a medical emergency involving the employee's immediate family. The company requires employees to take short-term leave in a minimum of two-hour segments. ELIGIBILITY To qualify to take family or medical leave under this policy, the employee must meet all of the following conditions: 1. The employee must have worked To be eligible for these benefits, an employee must have worked for the company for at least 12 months; and for long-term leave, have worked at least 1,250 hours during the 12-month period immediately preceding the beginning of the leave. for short-term leave, have worked an average of at least 30 hours per week during the 12month period immediately preceding the beginning of the leave. Employee Status and Benefits During Leave While an employee is on leave, the company will continue the employee’s health benefits during the leave period under the same conditions as if the employee had continued to work. If the employee chooses not to return to work other than for a continued serious health condition of the employee or employee’s immediate family member or circumstances beyond the employers control, the company will require the employee to reimburse the company the amount it paid for the employee’s health insurance premium during the leave period. Under current company policy, the employee pays a portion of the health care premium. While employee is on paid leave, the company will continue to make payroll deductions to collect the employee’s share of the premium. While on unpaid leave, the employee must continue to make this payment, either in person or by mail. The payment must be received by the first day of each month. A payment that is more than 30 days late can result in the employee’s health care coverage to be dropped for the duration of the leave. The employee will be provided with 15 days’ notification prior to the loss of coverage. If the employee participates in a life insurance or disability plan, the company will continue making payroll deductions while the employee is on paid leave. While the employee is on unpaid leave, Employee Manual Updated 12-09-2011 27 the employee may request continuation of such benefits and pay his or her portion of the premiums, or the company may elect to maintain such benefits during the leave and pay the employee’s share of the premium payments. If the employee does not continue these payments, the company may discontinue coverage during leave. If the employer maintains coverage, the company may recover the costs incurred for paying the employee’s share of any premiums, whether or not the employee returns to work. Employee Status After Leave An employer who takes leave under this policy may be provided a fitness for duty (FFD) clearance from the health care provider. This requirement will be included in the employer’s response to the FMLA request. Generally, an employee who takes FMLA leave will be able to return to the same position or a position with equivalent status, pay, benefits and other employment terms. The position will be the same or one, which is virtually identical in terms of pay, benefits and working conditions. The company may choose to exempt certain key employees from this requirement and not return them to the same or similar position. PAID LEAVE Employees may choose to receive leave with pay by utilizing accrued paid leave, such as vacation hours, according to company policy during any long- or short-term leave. (Do you have option or do you have to use all vacation time, personal, sick prior to unpaid leave if taking leave due to serious health condition of self or family member? WORK-RELATED INJURIES Time off for work-related injuries that meet the criteria for a serious health condition will be charged to time off allowed under this policy guideline. NOTICE A. Long-Term Leave Employees will give reasonable notice of their intent to take leave to their manager. The company requests that notice be given in writing when practicable. If leave is foreseeable, employees should provide 30 days' notice before the leave is to begin. Employees are expected to consult with their manager and make reasonable efforts to schedule foreseeable leave so as not to unduly disrupt the company operations. If employees do not give the desired 30 days' notice for foreseeable leave with no reasonable excuse, the company may delay the taking of the leave. Notice must be given as soon as practicable when leave is not foreseeable. B. Short-Term Leave Employees shall make a reasonable attempt to schedule appointments, for which short-term leave is available, outside of regular work hours. In order to take short-term leave, employees shall provide the company with the earliest possible notice, but in no case later than seven days before leave is to be taken, except in the case of an emergency. "Emergency" means circumstances where the required seven-day notice could have a significant adverse impact on the family member of the employee. Employee Manual Updated 12-09-2011 28 MEDICAL CERTIFICATION Employees must provide medical certification to support a leave request based on a serious health condition. Failure to provide certification may result in denial of the request for leave. Medical certification forms may be obtained from Darcy Baird. Medical certification information should be returned to Darcy Baird. Periodic reports of the employee's status may be required during the leave period. BENEFITS COVERAGE DURING LEAVE (LONG-TERM) During family or medical leave, benefits such as health and supplemental insurance will be continued at the level and under the same conditions (including employee contributions, if applicable) as if the employee were still at work. Employees must make arrangements to pay their share of the premiums while on leave. In the event an employee elects not to return to work upon completion of a family or medical leave, the company may recover from the employee the cost of any payments made to maintain the employee's coverage, except where the employee does not return because of the continuance, recurrence or onset of a serious health condition or other circumstances beyond the employee's control. JOB RESTORATION (LONG-TERM) With some exceptions, employees will return to their original job, or to an equivalent position, upon completion of the leave with equivalent pay, benefits and other terms and conditions of employment existing on the day leave begins as long as such benefits are still provided by the company. Restoration may be delayed to an employee who fails to provide any required return to work information from their health care provider. ANTI-HARASSMENT POLICY The Company does not tolerate harassment of our job applicants or employees by another employee, supervisor, or any vendor or customer. Harassment of third parties by our employees is also prohibited. Any form of harassment on the basis of race, color, sex, religion, disability, marital status, sexual preference, medical condition, or any category protected by Federal, State or local law is unlawful and a violation of this policy and will be treated as a disciplinary matter. While it is not easy to define precisely what harassment is, it includes slurs, jokes, teasing and other uninvited verbal, graphic or physical Employee Manual Updated 12-09-2011 29 conduct by one individual toward another. The Company has a zero tolerance for harassment and is committed to a workplace free of any harassment. HARRASSMENT DEFINED Harassment is unwelcome verbal, visual or physical conduct creating an intimidating, offensive, or hostile work environment that interferes with work performance. Examples of the types of conduct which might give rise to a harassment claim include verbal (including slurs, jokes, insults, epithets, gestures or teasing), graphic (including offensive posters, symbols, cartoons, drawings, computer displays, or emails) or physical conduct (including physically threatening another, blocking someone's way, etc.) that denigrates or shows hostility or aversion toward an individual because of any protected characteristic. Such conduct constitutes harassment when: (1) It has the purpose or effect of creating an intimidating, hostile, or offensive working environment; or (2) It has the purpose or effect of unreasonably interfering with an individual's work performance; or (3) It otherwise adversely affects an individual's employment opportunities. SEXUAL HARASSMENT DEFINED Sexual harassment can include all of the above actions as well as other unwelcome conduct such as unwelcome or unsolicited sexual advances, requests for sexual favors, conversations regarding sexual activities and other verbal or physical conduct of a sexual nature when: (1) Submission to such conduct is made, either explicitly or implicitly, a term or condition of an individual's employment; or (2) submission to or rejection of such conduct by an individual is used as a basis for employment decisions affecting such individual; and (3) such conduct has the purpose or effect of substantially or unreasonably interfering with an individual's work performance or creating an intimidating, hostile or offensive environment. The following types of conduct might give rise to a claim of sexual harassment: Unwelcome sexual advances, flirtations, advances, leering, whistling, touching, pinching, assault, blocking normal movement Requests for sexual favors or demands for sexual favors in exchange for favorable treatment Obscene or vulgar gestures, posture or comments a Sexual jokes or comments about a person’s body, sexual prowess or sexual deficiencies Proposition, suggestive or insulting comments of a sexual nature Visual harassment such as derogatory cartoons, posters and drawings Sexually explicit e-mail, or voice mail Uninvited touching of a sexual nature Unwelcome sexually related comments Conversation about one's own or someone else's sex life Employee Manual Updated 12-09-2011 30 Conduct or comments consistently targeted at only one gender, even if the content is not sexual Teasing or other conduct directed toward a person because of his or her gender Harassing conduct is unacceptable in the workplace and any work-related settings such as business trips and business related social functions. The harasser may be someone's supervisor, co-worker, client, customer, vendor or other third party. REPORTING Employees should promptly report any incident of harassment, whether by an employee or a nonemployee to their department supervisor/manager or any other supervisor/ manager with whom the employee feels comfortable. If an employee is unsure of with whom to raise an issue of harassment, or if an employee has not received a satisfactory response within five (5) business days after reporting any incident, which the employee perceives to be harassment, immediately contact Janet Colbert at 802-8862288 or janetmct@bibens.com. He or she will insure that an investigation is immediately conducted. Every report of perceived harassment will be fully investigated and corrective action will be taken where appropriate. INVESTIGATION Every report of harassment will be investigated thoroughly and promptly. The Company will attempt to keep the investigation confidential to the extent possible. During the investigation the Company will generally: - Interview the complainant and the alleged harasser - Conduct further interviews as necessary - Document the Company's findings regarding the complaint - Document recommended follow-up actions and remedies, if warranted - Inform the complainant of the Company's findings, and where appropriate, of the remedial action that will be taken. Every supervisor who learns of any employee's concern about sexual harassment, whether in a formal complaint or informally must immediately report the issues raised to the General Manager or to the Owner. DISCIPLINE If the Company determines that harassment occurred, the Company will impose discipline upon the offender or offenders. The appropriate discipline may include written or oral warnings, probation, suspension, reassignment, demotion, or termination. If the harassing conduct is the act of a nonemployee, the Company will attempt to ensure that such conduct is not repeated. NO RETALIATION Employee Manual Updated 12-09-2011 31 It is unlawful and the Company prohibits any form of retaliation against individuals who report unwelcome conduct or who cooperate in the investigation of such reports. In accordance with this policy, the Company will take appropriate disciplinary action for any such retaliation, up to and including discharge. RECEIPT OF ANTI-HARASSMENT POLICY I acknowledge that I have received a copy of the Company’s Anti-Harassment Policy (the "Policy"). I have read it, understand it, and agree to follow the Policy. I understand any employee who engages in conduct prohibited by the Policy will be subject to disciplinary action, up to and including discharge. I understand it is my obligation to refrain from engaging in conduct in violation of the Policy and also to report conduct that I believe is harassing or discriminatory to enable the Company to take action as appropriate. Employee Manual Updated 12-09-2011 32 Employee Acknowledgement of Receipt I hereby acknowledge that I have received a copy of the company’s Employee Manual. I understand that it is my responsibility to read this manual and question my manager or any member of management regarding any aspect of this manual I do not understand. I further understand that compliance with the requirements of this manual is a condition of employment with the company. ___________________________________ Employee Printed Name _______________________________________ Employee Signature __________________________ Date Employee Manual Updated 12-09-2011 33