SEC EXHIBIT LIST
EXHIBIT
REGULATION S-K (229.601)
NUMBER
DESCRIPTION
EX-1
(1) Underwriting agreement
EX-2
(2) Plan of acquisition, reorganization, arrangement, liquidation or succession
EX-3 (i)
(3) (i) Articles of incorporation
EX-3 (ii)
(3) (ii) Bylaws
EX-4
(4) Instruments defining the rights of security
holders, including indentures
EX-5
(5) Opinion re legality
(6) [Reserved]
EX-7
(7) Correspondence from an independent
accountant regarding non-reliance on a
previously issued audit report or completed
interim review
EX-8
(8) Opinion re tax matters
EX-9
(9) Voting trust agreement
EX-10
(10) Material contracts
EX-11
(11) Statement re computation of per share
earnings
EX-12
(12) Statements re computation of ratios
EX-13
(13) Annual report to security holders, Form
10-Q and 10-QSB, or quarterly report to security holders
EX-14
(14) Code of Ethics
EX-15
(15) Letter re unaudited interim financial
information
EX-16
(16) Letter re change in certifying accountant
EX-17
EX-18
EX-19
EX-20
EX-21
EX-22
EX-23
REGULATION S-B (228.601)
DESCRIPTION
(1) Underwriting agreement
(2) Plan of purchase, sale, reorganization,
arrangement, liquidation or succession
(3) (i) Articles of incorporation
(3) (ii) Bylaws
(4) Instruments defining the rights of security
holders, including indentures
(5) Opinion on legality
(6) No exhibit required
(7) Correspondence from an independent
accountant regarding non-reliance upon a
previously issued audit report or completed
interim review
(8) Opinion on tax matters
(9) Voting trust agreement and amendments
(10) Material contracts
(11) Statement re: computation of per share
earnings
(12) No exhibit required
(13) Annual report to security holders for
the last fiscal year, Form 10-Q or 10-QSB or
quarterly report to security holders
(14) Code of ethics
(15) Letter on unaudited interim financial
information
(16) Letter on change in certifying accountant
(17) Letter on departure of director
(17) Correspondence on departure of director
(18) Letter re change in accounting principles (18) Letter on change in accounting principles
(19) Report furnished to security holders
(19) Reports furnished to security holders
(20) Other documents or statements to secu- (20) Other documents or statements to security holders
rity holders or any document incorporated by
reference
(21) Subsidiaries of the registrant
(21) Subsidiaries of the small business issuer
(22) Published report regarding matters sub- (22) Published report regarding matters submitted to vote of security holders
mitted to vote of security holders
(23) Consents of experts and counsel
(23) Consents of experts and counsel
Disclaimer: This information has been obtained from sources believed to be reliable, but cannot be guaranteed for accuracy.
Please consult with professional counsel before acting or relying on the information provided.
Highland Business Services®
P 602.375.0888 / 800.875.2980 F 602.375.0741
www.highlandweb.com
information@highlandweb.com
SEC EXHIBIT LIST (continued)
EXHIBIT
NUMBER
EX-24
EX-25
EX-26
EX-27
EX-31
EX-32
EX-33
EX-34
EX-35
EX-99
EX-100
REGULATION S-K (229.601)
DESCRIPTION
(24) Power of attorney
(25) Statement of eligibility of trustee
(26) Invitations for competitive bids
(27) through (30) [Reserved]
(31) Rule 13a-14(a)/15d-14(a) Certifications
(32) Section 1350 Certifications
(33) Report of compliance with servicing
criteria for asset-backed securities
(34) Attestation report on assessment of
compliance with servicing criteria for assetbacked securities
(35) Servicer compliance statement
(99) Additional exhibits
(100) XBRL-Related Documents
REGULATION S-B (228.601)
DESCRIPTION
(24) Power of attorney
(25) Statement of eligibility of trustee
(26) Invitations for competitive bids
(27) through (30) [Reserved]
(31) Rule 13a-14(a)/15d-14(a) Certifications
(32) Section 1350 Certifications
(33) Report of compliance with servicing
criteria for asset-backed securities
(34) Attestation report on assessment of
compliance with servicing criteria for assetbacked securities
(35) Servicer compliance statement
(99) Additional exhibits
(100) XBRL-Related Documents
Disclaimer: This information has been obtained from sources believed to be reliable, but cannot be guaranteed for accuracy.
Please consult with professional counsel before acting or relying on the information provided.
Highland Business Services®
P 602.375.0888 / 800.875.2980 F 602.375.0741
www.highlandweb.com
information@highlandweb.com