Vermont Cultural Heritage Digitization Center at the University of Vermont EXECUTIVE SUMMARY The Vermont Cultural Heritage Digitization Center will develop a pilot project to digitize selected collections of Vermont's unique cultural materials, create a model for collaborative contributions to the digital collection from statewide cultural institutions, and provide training opportunities for K-16 teachers to explore integration of these resources into their curricula and create learning modules suitable for use in a variety of educational settings While Vermont has changed greatly in the last thirty years, it remains one of the most rural states in the union. The state's largest city, Burlington, contains only fifty thousand people, and most residents live in communities of less than 2,500. Most towns struggle to maintain their cultural and political history through historical societies and town libraries that are locally run by volunteers. Lacking staff or facilities to adequately protect and preserve their valuable and vulnerable holdings, and operating on limited hours, they have difficulty sharing their collections with the public. To rectify this situation, the aim of this initiative is to create a digital archive among Vermont's existing cultural organizations. Such a program seeks to fulfill three pressing, significantly felt needs among Vermont's schools, museums, libraries, and historical societies: to provide the resources to preserve the rich heritage of Vermont by creating digital surrogates of its cultural artifacts; to make these surrogates instantly accessible not only to scholars but as importantly to community residents and school children across the nation; and to train a cadre of volunteers in the technologies necessary to ensure the continuing capture of the future as it becomes our past. As we venture into this arena, the University of Vermont (UVM) has already made the significant strides necessary to make a large-scale project feasible. TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 1 PROJECT NARRATIVE 1. Project Purpose Problem Cultural collections within the state of Vermont, from those housed at the University of Vermont (UVM) to those found in the smallest historical societies, are valuable but underused resources. Vermont remains one of the most rural states in the union. The state's largest city, Burlington, contains only fifty thousand people, and most residents live in communities of less than 2,500. Collections are scattered and are perceived as inaccessible. Vermont students and residents lack access to the valuable pieces of art, artifacts, and historical documents that could provide a better understanding and appreciation of their history and culture. Vermont cultural institutions lack a communal and cohesive model of how best to provide online access to those materials. Vermont teachers are often unaware that collections exist, and have limited opportunities to learn how these collections could be used to enhance their teaching. Solution By making cultural collections available online, students, teachers and community members in all areas of the state will be able to use these collections to teach and learn about Vermont history and culture. More importantly, by creating an expandable resource model—a database of cultural artifacts—Vermont cultural institutions and historical societies will be able to add their own information and collections. This project would begin by selecting and creating items related to Vermont’s historical and cultural heritage from the collections at the University of Vermont. Placed in a database searchable and accessible via the web, these digital resources will be used by schools, libraries and other researchers and institutions. A simple database, however, is insufficient to ensure that the collections will be used or expanded. In order to continue to be useful, the digital collection must be built on a model that allows for expansion, can accept contributions from multiple organizations, can be maintained and translated across future technological changes, and is designed to serve multiple audiences, from school children to community members to scholars. The Vermont Cultural Heritage Digitization Center (VCHDC) will be committed to creating models for acquisition, conversion, storage, and maintenance of digital materials and shall teach the use and nature of such models to interested and appropriate groups. Specifically, the goals and purposes are to: develop a pilot project to digitize selected collections of Vermont's unique cultural materials, create a model for collaborative contributions to the digital collection from statewide cultural institutions, and TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 2 provide training opportunities for K-16 teachers to explore integration of these resources into their curricula and create learning modules suitable for use in a variety of educational settings Through the creation of this project the VCHDC will also: Explore and demonstrate ways in which technology can extend the traditional boundaries of the education. Develop and model new leadership in facilitating institution-wide and state-wide coordination of the process of evaluating and acquiring emerging technologies and applying them for educational and cultural heritage purposes. Foster dialogue among museum archivists, librarians, preservationists, cultural historians, and social scientists about the practicalities and possibilities of preserving and promoting our cultural heritage through digitization. Images from the proposed pilot projects will comprise the initial Vermont Cultural History Digital Collection. They will be retrievable as a cohesive collection and catalogued so as to capture their shared themes and to serve inter-disciplinary purposes. The goal of the Digital Collection is to organize cultural information in systematic and hierarchical ways with an eye toward inter-related, cross-purpose, and end-user applications. Outcomes With this project, a selection of 300 items would be chosen from the repositories of the University of Vermont. Related to the history and culture of Vermont, digital surrogates will be created and made available via the searchable, web-accessible database. These items will then be introduced to students, teachers, and researchers as they explore the history and culture of Vermont. Equally importantly, online guides to using the resources will be developed, and workshops will be offered throughout the state to educate and train both those who wish to utilize this resource and those who will be adding to it. As a result, this project will define Vermont's practices for encapsulating the administrative and structural metadata along with the digitized version of the primary resource to create an archival digital library of Vermont's objects. It will also test enduser acceptance of the methods, especially the interpretative, curricular materials, and scholarly materials developed by the Center. Through teacher workshops hosted by the Center, university faculty and K-12 teachers will learn to use the collections in their curricula. In accordance with the Standards for Vermont Educators (Appendix A), teachers will increase their knowledge of technology through the use of digital collections. Workshops will focus on how to integrate these resources into the curricula, using the Vermont Framework of Standards and Learning Opportunities, a tool which provides structure from which standards-based district, school, and classroom curriculum are developed, organized, implemented, and assessed (Appendix B). (See also: The Collections in Education. Sample Uses. Appendix C) TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 3 2. Innovation Consensus does not exist on standards and requisite metadata elements nor on intellectual property rights, licensing arrangements, and requirements for authentication. In addition, we recognize that large-scale digitization efforts that convert cultural, scientific, and legal documents and artifacts and produce large-scale databases and digital archives are costly to initiate and maintain. But like other public goods, once the expert staff, necessary hardware, and technical infrastructure are in place, expertise, protocol, and equipment can be shared by many agencies or projects at negligible additional cost and with no reduction in quality or quantity. As we venture into this arena, the University of Vermont has already made significant strides in securing the collaboration of the critical constituencies necessary to make a large-scale project feasible. In this way we seek to pool and share the resources, technical expertise and experience both within the University of Vermont and among the emerging leaders in digitization technology, such as Cornell, the Smithsonian, Library of Congress, Making of America Project, and the Colorado Digitization Project. As the state's land grant university, the model we create will demonstrate innovative uses of digital network technologies in underserved communities around the state of Vermont, and their application for educational purposes. An important component of this project is the development of a number of models of collaboration and management that will link the activities and direction of the VCHDC with initiatives campus-wide, state-wide, and nationally. This implies the development of a flexible management model that represents faculty, museum, library, preservationist, public interest, and computing technology interests that can collaborate in the acquisition and evaluation of emerging technologies. To encourage cooperation and collaboration, the VCHDC will apply and extend models of collaborative learning and management drawn from the experience of successful UVM digitization projects such as the Perkins Geology Museum Digital Image Archive (Appendix D), faculty development programs such as the UVM Center for Teaching and Learning (Appendix E), and programs for professional and pre-service teachers such as the UVM PT3 program, funded by the U.S. Department of Education's Preparing Tomorrow's Teachers to use Technology initiative (Appendix F). 3. Community Involvement By offering local organizations the opportunity to learn about and develop digital imaging projects through the VCHDC and by helping to establish common standards and procedures, the University of Vermont can serve as one important resource in preserving the state's cultural history. Vermont is an ideal size to create models for such collaboration because of the relatively small number of cultural institutions and established connections among many of them. As Vermont's land grant university with a well-respected Extension Program, the VCHDC will be poised to help citizens TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 4 throughout the state to not only articulate what is important to them about their communities but to project those images to the rest of the world. Support for end users The Vermont Cultural Heritage Digitization Center will bring scholars from a variety of disciplines together to create scholarly collections. The Center will foster dialogue among museum archivists, librarians, preservationists, cultural historians, and historians about the scholarship of cultural heritage projects. Through these dialogues we will develop guidelines for the intellectual content of collections, their usefulness to researchers and their applicability to electronic applications. In addition, the Center will encourage scholarly participation in national dialogue concerning peer review and scholarly assessment of interdisciplinary and joint-authored digital projects. Once established, the VCHDC will sponsor research and hold symposia on issues pertaining to the standards of scholarly work in the field. While the work for building the model for the collection will be done by the grant recipients, and informed through the above-mentioned dialogues, additional meetings with teachers will shape the end-user design. Workshops with teachers will then be offered to put the collection into use. Sessions with teachers to assess how well the collection and sites fit their needs, as well as discussions for improvement will follow. Further support for use of the site will be provided by web guides and ongoing dialogue. 4. Evaluation and Dissemination Does access to digital surrogates of relatively inaccessible cultural materials provide an adequate experience to enhance appreciation for and learning about Vermont culture and history? Can an expandable model be designed that allows for contributions from multiple organizations while maintaining a cohesive structure for the collection? How will creation of learning materials based on these digital collections impact education? Can integration of digital materials into the curricula improve teaching? Answers to these questions will be determined through ongoing evaluation. Evaluation of the success of the project will be conducted through quantitative and qualitative measures. Base level data regarding access of the digital collection will be collected from the moment the site is online using standard web tools. This data will include number of visits to each resource so that patterns of frequency can be analyzed to determine which resources are most compelling. Internet addresses of visitors will be collected and analyzed to determine whether they are from in-state or out of state, from educational institutions or individuals. Qualitative data will be collected at several points during the project. A preliminary survey of key stakeholders including University of Vermont Special Collections, Fleming Museum, the Center for Research on Vermont, teachers of Vermont History, and selected TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 5 K-12 educators will determine which materials would be most useful to include in the collection. Additional collection development input will be collected from site visitors via web interface. Teachers involved in using the collections will be surveyed at several points during the project to determine 1) their expectations for how they will use the materials and expected outcomes of that use, 2) their actual use of the materials and how the design of the collection might be adjusted to make that use easier, and 3) their students use of the collections, especially how they have used the collections to present and demonstrate their ideas in assignments. Dissemination Project development and progress will be shared through conference and workshop presentations for Museum, Library, and Computing professionals. Possible venues include the Museum Computer Network (MCN), Digital Resources in the Humanities, and the annual meeting of the Association for Humanities Computing/Association for Literary and Linguistic Computing (ACH/ALLC). The website that is the entry point to the collections will also host information about how the collections were developed, technical details for how the model is structured, and guides for its use. 5. Project Feasibility Technical Approach One of the first parts of the process will be to continue current assessment of best practices and standards for digitizing, metadata structures, copyright issues, and collection policies. Recommendations for minimum standards will then be developed, along with guidelines for applying those standards. To enhance inter-operability with other digitization efforts, the project will use established practices and standards where they exist. Although there is no one standard for capture and storage of digital surrogates, a number of best practices are being developed that balance long-term preservation needs with current technical limitations. At a minimum, this project will follow the Technical Recommendations for Digital Imaging Projects from the Image Quality Working Groupof Archives Committee, a joint Libraries/AcIS committee (Appendix G). The National Digital Library Federation, a program of the Council on Library and Information Resources (Appendix H), provides resources related to standards for structure and administrative metadata which will be consulted and adapted as appropriate for this project. TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 6 The Burlington Agenda: Research Issues in Intellectual Access to Electronically Published Historical Documents, a report on a meeting funded by the University of Vermont and the National Historical Publications and Records Commission (NHPRC) points out the limitations of today’s search engines in providing intellectual access to the contents of electronically published historical documents (Appendix I). In an effort to address these limitations, this project will also rely on the standards developed by the Text Encoding Initiative (TEI) and Model Editions Partnership (MEP) to encode documents. Within the context of the project itself, procedural standards will be developed for digital capture, encoding, cataloguing and documentation of the process to ensure that participants within UVM and partners from other institutions can create inter-operable collections. Applicant Qualifications The University of Vermont has already developed projects that explore the capture, access, navigation and use of digital facsimiles created from primary source materials. At the Bailey Howe Library, The George Perkins Marsh Online Research Center (Appendix I) includes over 650 fully-searchable documents in facsimiles and transcriptions with annotations and biographical information about the principals. As one of the first to recognize and describe in detail the significance of human action in transforming the natural world, Marsh's work is the subject of worldwide research, and scholars worldwide have accessed this collection. Special Collections is creating a database of the Wilbur Collection of Electronic Vermontiana (Appendix J) which includes images of Vermont's cultural and natural history and has begun to digitize its Finding Aids, or inventories, of its manuscript holdings. The Library has additional plans. It recently proposed the establishment of the Vermont Congressional Online Research Center as a model interactive web resource for congressional and political papers and other artifacts that are placed with the University, including pertinent photographs, video/audio materials, and oral history transcripts. The Robert Hull Fleming Museum (Appendix K) has recently completed the first phase of a data entry project that will enable it to make all 20,000 of its collection records available online. In the last year the Fleming Museum has unveiled three new cyber galleries. These include: Heritage of the Brush; Dragon, Silk, and Jade (cultural artifacts including clothing, ceramics, and ivory carvings); and the Vermont landscape paintings of Charles Louis Heyde. Nancy Gallagher, author of Breeding Better Vermonters: The Eugenics Project in the Green Mountain State, has been funded by a grant from The Web Project of the Vermont Institute for Science, Math and Technology to produce The Eugenics Collection. Selected from UVM's Special Collections, and a variety of state repositories, the 200+ documents detail the growth of the eugenics movement in Vermont and its impact on Vermont's social policies (Appendix L). The collection will be available through UVM's Electronic TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 7 Text server. Other collections at the Etext server include digital images backed by searchable texts of Godey's Lady's Book, the popular 19th century women's magazine, and The History Review, winner of the Phi Alpha Theta award for student produced history journals. UVM Technology Infrastructure The hardware infrastructure required to create and serve a large digital archive is not trivial. UVM is uniquely positioned within the state to undertake this kind of project. Its server system, affectionately known as Zoo, is a large cluster of UNIX servers, primarily IBM RS/6000 and Sun Enterprise multiprocessor systems. Zoo uses the Distributed File System (DFS) technology to distribute our central file system to all the machines in the cluster. Data is archived nightly to a 10TB (terabyte) automated tape library. The image-intensive materials envisioned as the VCHDC collection, along with the processing power needed to serve them to the online world, can be supported by the current UVM infrastructure with some provision. In order to ensure that the materials created by the VCHDC are available at any time, are reasonably quick and easy to access, and are archived both for expected occasional hardware failure and for long-term archival purposes, the VCHDC will contribute to increasing the capacity of the UVM system. As part of matching funds, additional processing power will be added to current servers and tape storage will be increased. Redundancy or mirroring, that is keeping dual copies of the archive available transparently in case one drive fails, will also be provided. VCHDC will encourage the use of educationally priced or open source software for image capture, manipulation, metadata creation, serving, indexing, and searching. It is committed to using and supporting standards that are non-proprietary and provide the best promise for ensuring longevity and portability to the next generation of computing and network devices. In addition to the expected benefits derived from planning an archive of this type at an institution that is already well equipped to handle it, UVM offers another benefit as an Internet II university. This high speed, broadband network ties together top research universities for the purpose of collaborating on high-end research projects. The potential exists, therefore, to develop computing-intensive educational research projects with the image-rich collections of the VCHDC at the core. Implementation The project will be completed in three overlapping stages of approximately six months each. The initial stage will include both 1) the exploration and development of the best practices and standards that will be used to build the technological infrastructure of the collections, and 2) choosing, through collaboration with scholars, educators, and Vermont’s cultural heritage organizations such as the Vermont Historical Society and the Vermont Humanities Council, which items should comprise the initial collection. TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 8 In the second phase we will build the digital collections and, more importantly, build the model that will allow the collections to be expanded to include contributions from other organizations. The third phase will involve working with teachers to integrate use of the collections into their teaching. It will also include modification of the project based on teacher feedback. The University is very aware of the issues related to archiving digital materials. Developing University policies regarding long term preservation of digital collections will be a key component of this project. In addition, funding to expand the collections will be sought from sources relating to digital library initiatives as well as integration of technology and education. 6. Project Budget See attached TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 9 Appendices A. Standards for Vermont Educators B. Vermont Framework of Standards and Learning Opportunities C. The Collections in Education. Sample Uses. D. Perkins Geology Museum Digital Image Archive E. UVM Center for Teaching and Learning F. UVM PT3 Program G. Digital Imaging Projects from the Image Quality Working Group- of Archives Committee, a joint Libraries/AcIS committee (Appendix G). H. The National Digital Library Federation I. The Burlington Agenda: Research Issues in Intellectual Access to Electronically Published Historical Documents J. The Wilbur Collection of Electronic Vermontiana K. The Robert Hull Fleming Museum L. The Eugenics Collection M. Biographical Sketches of Team Members N. Budget Narrative TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 10 APPENDICES Appendix : The Collections in Education. Sample Use. The VCHDC along with the Center for Teaching and Learning will assist educators in the design and implementation of assignments that utilize the Vermont Cultural History Collection. Below are just three samples. A Sample University-Level Assignment: The exercise above is designed with several pedagogical intentions. The first is push the student to use the technical skills they will have acquired during the course relative to the use of databases and the making of digital presentations. The second is to encourage them to consider the different properties of each form of presentation relative to the intention of the author. A digital movie, for example, is a linear, unchangeable experience for the viewer, and allows the maker to fully meter and control the content. A website, on the other hand, is interactive, and the designer must take this factor into account while trying to assemble a persuasive message. The third purpose is to press the pupil to penetrate the Vermont Cultural History Collection database and become exposed to the fact that history and culture are local, as well as remote, phenomena, and surround us in the present while also existing in other places and times. The final educational goal is conceptual. The camera image has had an aura of objectivity since the invention of the photograph but history is full of instances where this presumed factuality has been used to persuasively advance false content. This phenomenon can only increase with the additional manipulation allowed by the digital tool. By putting the student in the position of creating a "true" and "false" version of an entity's history, this assignment will teach an invaluable lesson about the mutable nature of media and communication. The assignment assumes access to the cluster of digitized text and images proposed elsewhere in this document and would be given to the students after they had learned about the contents of this database and about techniques in its use. The task is designed as a final project and assumes familiarity with the technical and conceptual properties of media and with methods of digital presentation. "Select a subject from the Vermont Cultural Heritage Digitization Center that interests you. This topic may be an era, a location, an individual, a structure, an event, a social or cultural movement, the work of an artist, or any entity for which you feel you can create a history. Using images and information from the database, generate two such histories for your chosen subject, one of which you consider truthful and one of which you consider patently false. Present these versions in what you consider the most appropriate digital form: PowerPoint, website, or movie. Each history should be as persuasive as possible, to TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 11 the point where members of the audience not familiar with the subject may not know which is closer to actual fact. You may wish to research examples of how others have used media to manipulate history, such as Michael Lesy's book, Wisconsin Death Trip, Nazi propaganda films, or political television commercials." A Sample K-12 Application A sixth-grader being introduced to the impact of the Industrial Revolution on Vermont life could take a multi-sensory, interactive journey back in time to learn about working conditions of children in the early 20th-century and about how Louis Hine used photography to promote social change. She might virtually accompany Hine first into the mills where he photographed girls, boys, and women at work, then venture out into Vermont's public arena with him where he lobbied for the enactment of better child labor laws. By clicking on details of a Hine photograph, say, of boys in a woolen mill, the student could examine a larger image of the machinery, while hearing it hum in the background and learning about its function. Alternatively, she could explore the raw materials depicted, perhaps taking a virtual field trip tracking the wool's journey from sheep farm to market to mill to general store to the home of a typical turn-of-the-century Vermonter. Guided questions on a pop-up menu would capture the student's observations about the scene: How old do the laborers appear to be? What kind of work are they doing? What do you notice about the factory environment? The student could also be recruited to embark on a real-life quest for descendents of the mill workers in her 21st-century town. Her own written responses and research findings-e.g., scanned photographs and digitally recorded oral histories--could be posted to a dynamically-created archive and thus shared with classmates for further discussion. On each screen she would also find inviting interdisciplinary links to related topics that she could peruse at her own pace. These subjects for further exploration might include the economic impact of textile mills, child labor, and the urban centers that lured farmers away from their rural enterprises; the Winooski River as power source, ecosystem, and recreational destination; the evolution of child labor laws and textile production technology; adaptive reuse of historic mill buildings; and so on. Another hands-on activity might allow her to collect images and people along her journey for later creation of historical scrapbooks or timelines. Again, these could be shared via the students' own online archive. Community Involvement Exercise As geographer Pierce Lewis pointed out in his Axioms for Reading the Landscape: "The man-made landscape -- the ordinary run-of-the-mill things that humans have created and put upon the earth -- provides strong evidence of the kind of people we are, and were, and are in the process of becoming." TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 12 Recognizing that many in Vermont and elsewhere in the world hold a special love and fascination with the history of this small state's communities and its rural landscape and share a commitment to the preservation of the character of this place, an important goal of the Vermont Cultural Heritage Digitization Center is to provide the public with an opportunity to gain a richer understanding of how the Vermont of today is the product of its evolving cultural history. To help develop this understanding, citizens, public servants and scholars will be offered fresh perspectives as they may ask: 1. Why do Vermont places look the way they do? 2. What specific features contribute to the character these places? 3. What can we learn about the history of these places from the record of inhabitation left on the land? 4. What can we learn about ourselves and our present culture from how we treat the land today? 5. How can these discoveries help us plan for the future? BUDGET NARRATIVE APPENDICES Biographical sketched of team members Mara R. Saule is dean of University Libraries and Information Technology, responsible for institution-wide information technology coordination, as well as management of the Bailey/Howe and Dana Medical Libraries. Saule has recently served as principal investigator on a U.S. Department of Education Technology Innovation Challenge Grant (2000-2002). Hope Greenberg is Humanities Computing Specialist in the Division of Computing and Information Technology. She has initiated and developed electronic text and digital image collections for UVM, and has taught widely in the areas of integrating technology and education. Margaret Tamulonis is Digitization Project Manager at the Fleming Museum and has been working with the Fleming for over 3 years. She was Collections Manager and Registrar at The New York Historical Society and is experienced in working with collections management software and digital imaging projects. Christopher Burns is TOP Grant 2003: University of Vermont, Vermont Cultural Heritage Digitization Center 13