Health, Safety and Environmental Manual Section 3.0 Regulatory Compliance Section 3.0 Regulatory Compliance 1.1 1.2 1.3 Applicable Legislation Compliance Procedures Reports/ Documentation Revision/ Review Log Revision Date 7 February 2006 Approved by Dr. Jim Brooks Dr. Bernie Bernard Reviewed by HSE Manager: Russell Putt Dr. Jim Brooks Dr. Bernie Bernard Port Captain: Capt. Pat Fallwell HSE Manager: Russell Putt Dr. Jim Brooks Dr. Bernie Bernard Port Captain: Capt. Pat Fallwell HSE Manager: Russell Putt Revision Details/ Proposal Notes Revision #10 10 July 2010 Revision #11 15 October 2010 Changed to electronic format Revision #12 Port Captain: Capt. Pat Fallwell Printed on 2/15/2016 Page 1 of 3 Health, Safety and Environmental Manual Section 3.0 Regulatory Compliance Health, Safety and Environmental Plan 3.0 REGULATORY COMPLIANCE 3.1 Applicable Legislation TDI-Brooks International, Inc. was incorporated in the State of Texas on May 20, 1996. TDI-BI currently specializes in offshore surface geochemical exploration, site and environmental surveys and highend environmental analysis of hydrocarbons, pesticides/PCBs and trace metals. All of our vessels are US Flagged and as such we meet the appropriate U.S. regulations for vessels their size classification. We also strive to meet many international regulations and codes applicable to all TDI-BI ship operations concerning safety issues include International Convention for the Safety of Life at Sea (SOLAS), and US Coast Guard Navigation Rules. International Regulations and Codes applicable to all TDI-BI ship operations concerning environmental issues such as handling wastes include the International Convention for the Prevention of Pollution from Ships, 1973, as amended by the Protocol of 1978 (MARPOL). 3.2 Compliance Procedures The nature of our geochemical, geotechnical, and environmental investigations in US waters requires that we obtain permits for this exploration work from the US Department of Interior, Minerals Management Service prior to the commencement of work. Foreign operations usually require a similar permitting process with the foreign government in whose territorial waters the offshore concessions are located. 3.3 Reports/Documentation The following table describes the location of vessel and employee documentation. Record or Document US Certificate of Documentation USCG Letter of Designation Int. Load Line Certificate Int. Tonnage Certificate Ship Radio License Life Raft Service Certificates Fire Fighting Equipment Service Certificates ABS Stability Letter Derat Certificate EPIRB Registration Certificate Printed on 2/15/2016 Location Vessel Safe Vessel Safe Vessel Safe Ship Safe Vessel Bridge Vessel Safe Vessel Filing cabinet Vessel Bridge Vessel Safe Vessel Safe Page 2 of 3 Health, Safety and Environmental Manual Section 3.0 Regulatory Compliance Record or Document Deck Log Engine Log Radio/Communications Log Oil Record Book Hazardous Waste Disposal Records Refuse Record Book Vessel Bridge Engineer’s Desk Vessel Bridge Engineer’s Desk Vessel Bridge Vessel Bridge Vessel, TDI-BI MSDS for Hazardous Materials Office Incident Reports Officer Accident Reports Officer Periodic Inspection Report Records Office Daily Condition/Position Reports Office Arrival/Departure Report Records Office Minutes and Record of Safety Meetings Officer Records of Emergency Drills Office Cruise Assessments Office Training Records, Crew Office Training Records, Survey Party Emergency Information all Personnel Embarked Office Party Chief, HSE Party Chief, HSE Party Chief, TDI-BI Party Chief, TDI-BI Party Chief, TDI-BI Party Chief, HSE Party Chief, TDI-BI Party Chief, TDI-BI Party Chief, TDI-BI Party Chief, TDI-BI Printed on 2/15/2016 TDI-BI Office Page 3 of 3