June 2007 doc.: IEEE 802.22-07/0284r0 IEEE P802.22 Wireless RANs Text on Spectral Correlation Sensing – For Informative Annex on Sensing Techniques Date: 2007-06-14 Author(s): Name Address Phone email Soo-Young Chang Huawei Technologies Davis, CA, U.S. 1-916 278 6568 sychang@ecs.csus.edu Linjun Lv Huawei Technologies Shenzhen, China 86-755-28973119 lvlinjun@huawei.com Zhou Wu Huawei Technologies Shenzhen, China 86-755-28979499 wuzhou@huawei.com Mingwei Jie Huawei Technologies Shenzhen, China 86-755-28972660 jiemingwei@hauwei.com Shanghai, China 86-21-68644808 zhangjianwei@huawei.com Shenzhen, China 86-755-28973118 qlai@huawei.com Shenzhen, China 86-755-28973121 wenjh@huawei.com Jianwei Zhang Lai Qian Jianhuan Wen Company Huawei Technologies Huawei Technologies Huawei Technologies Abstract This document contains the text on the spectral correlation sensing schemes for the informative Annex on sensing techniques. Notice: This document has been prepared to assist IEEE 802.22. 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If you have questions, contact the IEEE Document Committee Administrator at <patcom@ieee.org>. Submission page 1 Soo-Young Chang, Huawei Technologies June 2007 doc.: IEEE 802.22-07/0284r0 Spectral Correlation Sensing 1. Principle of Operation In this sensing scheme, only spectral components from the received signals are used to extract information on incumbent user signals. No time domain signal components are needed and no time domain analysis is executed for this type of sensing. This makes the receiver less sensitive on other parameters used to design TV band tuners – for example, phase noise, etc. In WRAN systems, inherently frequency spectral components are available as a form of FFT outputs at the receivers. All or part of these components can be utilized for this sensing and this fact makes implementation of this scheme simpler with less cost. Time domain signals can be transformed into the frequency domain spectra as shown in Figure 1 using the Fourier transform. In this type of sensing, with one measurement for one symbol duration, all frequency components can be obtained. It means that the whole frequency band can be covered for a period of one symbol duration. For better sensing performance, the measured components will be averaged for more than one symbol duration. For that case, sensing can take place for the duration of a few OFDM symbols. Correlation detection described in this section is not energy detection which simply measures the amount of energy (or power) of the received signal. Correlation detection measures the correlation between spectral signatures of the received signals and pre-stored signature information on various types of incumbent user signals. Thus more accurate information on target signals can be extracted at the receiver with relatively simple implementation. This spectral information for various incumbent signal types is stored in the detector depicted in Figure 2. T F0 t 0 T0 f 0 Figure 1 F Discrete Fourier transform Sense antenna LPF ADC FFT detector LNA cos2fpt where fp: left edge freq. of the channel Figure 2 Sensing receiver structure 2. Description of Operation a. Sensing for one TV channel band Submission page 2 Soo-Young Chang, Huawei Technologies June 2007 doc.: IEEE 802.22-07/0284r0 To use only spectral components – not time domain signal components – as described in the above, the received TV band signals are Fourier transformed at the receiver for only one TV band by using FFTs. After wide band tuning and down converting or down converting and low pass filtering at the receiver, this FFT transform is executed. Parameters for one typical example for this application are as follows: BW=F=6 MHz for one band case in the United States Sampling interval T=1/B=1/6 us, sampling rate=BW=6 MHz Frequency resolution (or frequency separation) F0=3 KHz Time period T0=1/F0=1/3 ms Number of samples needed N0=T0/T= 2 KHz Needs 2K point FFTs Sensing procedure for TV signals Several to a large number of frequency components are taken in a TV channel band depending on the required sensing accuracy. Refer to a section below on how these frequency components can be selected. To compare values of these components with pre-stored information the following two methods are applied: Correlation calculation: to compare the shape of spectrum of the received signal with the well-known shapes of possible incumbent signals, Calculate correlations with pre-stored values of spectral information for NTSC and DTV signals or other TV signals If one of these correlation values is larger than predetermined values, the judgment is that NTSC or DTV or one of other TV signal exists. Pilot detection: to check whether a pilot signal exists or not, Calculate the ratio of a pilot component to another component around the pilot after another component is picked such that this ratio is maximized. For the example in the above, if F417/F1200 > thn, this signal is NTSC where thn is the predetermined threshold for NTSC signals where Fn is the nth spectral component. If F103/F1200 > thd, this signal is DTV where thd is the predetermined threshold for DTV signals. Frequency component values or correlation values or ratios for several symbol periods can be averaged to have better sensing results. Sensing procedure for wireless microphone signals Wireless microphone systems should not be operated on the same frequency channel band as a local TV station uses. It means only open (unoccupied) frequencies should be used for microphones. Most microphone signals are FM modulated with a bandwidth of around 200 KHz. With these above assumptions, microphone signals can be detected using the following procedure by sensing the spectral components using FFT devices: For the above example, for every 3 KHz in a 6 MHz band a spectral component is measured and compared with other components. Submission page 3 Soo-Young Chang, Huawei Technologies June 2007 doc.: IEEE 802.22-07/0284r0 If considerable components in a 200 KHz band exist, the judgment is that a wireless microphone is operated in that band as follows: For the previous case, for example, if consecutive six components spaced equally in 200 KHz have considerable amount of energy, it is judged that a microphone signal is detected. Or if more correlation with stored information on various microphone signal spectral signatures (mainly FM signatures) than predetermined value exists, a wireless microphone is operated in that band using correlation calculation. b. Sensing for multiple TV channel band The above method for one TV channel band can also be applied extensively for multiple TV channel band. Multiple channel band which has k TV channels as shown in Figure 3 is divided into k*l sub-bands where each TV channel is divided into l sub-bands. Each sub-band has one frequency spectral component. Only difference between one TV channel band case and multiple TV channel case is that for multiple TV channel band case some of every l components are used to compare with the pre-stored information. To compare the spectral components with the pre-stored information, the above comparison methods are applied. subband 0 subband 1 subband 2 subband l-1 f Selected bands Band 0 WRAN/incumbent WRAN Figure 3 Band 1 Band k-1 Incumbent user WRAN Multiple TV channel band by selecting k consecutive channel band out of n channels 3. One Example One spectral correlation example is as shown in Figure 4. In this example for NTSC signals, 8 uniformly spaced frequency components are chosen to compare the components. Figure 4 Submission Using 8 measured components, a correlation is calculated page 4 Soo-Young Chang, Huawei Technologies June 2007 doc.: IEEE 802.22-07/0284r0 4. Selection of Frequency Components: Emphasizing near Parts with Abrupt Changes How to pick frequency components and how many components to be picked to compare them with pre-stored information are important factors to improve the performance. The simplest way is to pick the components in a uniformly spaced manner. To have better performance for this sensing scheme, these components do not need to be selected evenly with equal spacing. Some parts of this spectrum have flat characteristics while some other parts have abrupt changes in spectral amplitudes especially near pilot components. For the parts with abrupt changes, more components can be selected while less components are picked for the flat parts. Through this emphasizing, higher correlation can be obtained. If more components are used for correlation calculation, better performance can be achieved, entailing higher complexity. However, relatively simple calculations can be needed for this comparison. If m components are used, only m multiplications need to be executed. 5. Typical Receiver Structure A typical receiver structure is shown in Figure 5. The WRAN OFDM receiving structure can be used for this sensing by adding one detector block. This detector calculates correlations or averages of the received signal amplitudes, or compares the signal amplitude of pilot signal components with adjacent components as described in the above. The information on incumbent user signals is stored in this block. At the receiver, data receiving for WRAN services and incumbent signal sensing are executed simultaneously without having separate receiving and processing branches. Using the sensing method for multiple TV channels case, relatively coarse sensing can be done for a wider band by covering multiple TV channels simultaneously. If more precise sensing is needed, sensing for single TV channel may be applied with an additional signal processing block. For this case, one more ADC and FFT are added to this structure. receive antenna demod LPF LNA Figure 5 ADC cos2fpt where fp: left edge freq. of the channel (or whole target band) FFT detector Typical sensing receiver structure by mainly using OFDM receiver blocks 5. Required SNRs To provide a brief glimpse for the performance, the required SNR values are given in Table 1 for a probability of false alarm of 0.1 to achieve probabilities of detection of 0.9 and 0.1 for real DTV signals. These numbers are obtained for three cases of sensing times and numbers of frequency components for correlation calculation as shown in the table. Sensing time is a multiple of one OFDM symbol duration of 1/3 ms while numbers of components are at most 200 points Submission page 5 Soo-Young Chang, Huawei Technologies June 2007 doc.: IEEE 802.22-07/0284r0 which means only at most 200 multiplications are needed for the calculations. The required SNRs vary as the noise uncertainty changes. The simulation results show that there is 4 dB degradation on SNRs for the noise uncertainty of 1 dB. Sensing time, number of components for calculation Required SNR(dB), Prob. of detection of 0.9 Required SNR(dB), Prob. of detection of 0.99 1/3 ms, 50 components 2 ms, 100 components 10 ms, 200 components -7 - 12 - 29 - 3.5 -8 - 15.5 Table 1: Required SNRs vs Sensing Time/Number of componens for correlation calculation Submission page 6 Soo-Young Chang, Huawei Technologies