Preface: Planning Global Cities What do we mean by a planned city? What would it take to plan a city? Who would be involved? Once we decided on a plan, what would it take to enforce it? What and who would be involved in realizing the plan? These are the essential questions of city planning and they are deceptively simple. Most of the time, historically and in the contemporary world, cities are not planned. This does not mean, of course, that we cannot find examples (often spectacular ones) of parts of cities that appear to be planned or examples of impressive plans for cities. Ancient Mexico and Central America had planned cities. Washington, DC, was built, at least in part, on a plan by the famous French architect Pierre Charles L’Enfant. Every global city will have some district with impressive buildings that can claim to be the fulfillment of some plan. However, vast stretches of global cities emerged unplanned, or with planning efforts hastily and belatedly applied to building efforts that proceeded without any central direction. Even today, huge swaths of global cities are completely unplanned, with squatters and rural migrants claiming hillsides or public spaces, and private developers building without formal approval from public authorities. Although individual sections of cities may be impressive (especially those created by global investors or corporations or ambitious governments), beyond those showcase areas global cities sprawl into slums, spill into environmentally sensitive spaces, and extend beyond the reach of infrastructure, causing traffic delays, the inefficient movement of goods, and the erosion of health due to pollution and physical degradation. What might be done to correct this? Better put, what tools do cities have to address such problems? Cities frequently have the power to spend – on roads, bridges, sewers, water systems, street lights, traffic lights, parks and playgrounds, housing, public buildings, and open spaces – though they may not have the resources (for example, a sufficiently robust tax base) to pay for such things, nor might they have the political will. Cities might also use zoning powers or master planning, whereby they limit the use of property in certain areas (residential versus industrial districts) or require the approval of public authorities before property owners can proceed with their projects. However, these powers are controversial and, relatively speaking, fairly limited; not every city has the legal authority, or the institutional capacity, or the political will to restrict what private owners do with their property. A weak government or an incompetent government or a government desperate for any type of investment may simply allow private owners to do whatever they wish, especially if those owners have a global reach, make promises that wealth will trickle down, or offer direct incentives to public officials. Even if cities do not have the capacity to control the development of large sections of their territory (that is, even if city planning is beyond their reach), they may still face the problem of keeping up with private development. Property owners may construct housing, creating a crisis for residents who then demand water, sewer, roads, or schools. Government will likely be asked to respond, so it will have to make plans for infrastructure systems after development has occurred, even though it would have been less expensive and more effective to plan and build the infrastructure and then put in the houses. And governments may also feel compelled to provide infrastructure and clean up parts of the city that have been developed by global investors or corporations. The owners of sleek towers containing the headquarters or outposts of global capitalism typically do not want to be surrounded by streets with potholes or decaying slums, so governments are called upon to plan proper settings to accommodate the investment that is so essential to being a global city. Since these issues have long been associated with city planning, it is incumbent upon us to ask (as we usually do) what is distinctive about planning the global city or what globalization means for city planning? We might argue that globalization makes city planning significantly more important than it ever has been and not just because cities are getting larger. A city of 15 or 20 million people begs for order if there is to be any expectation of widespread convenience, comfort, or efficiency. However, just coping with huge populations is a rather limited objective. In the new global marketplace, where productive people and investment capital are footloose and thus able to choose where they want to locate, we might conclude that cities need to adopt a more assertive approach to planning in order to compete. Cities must market themselves, both as places for investment and as places where productive people want to live: why stay in a dirty, congested, shabby city when you can live in a clean, efficient, exciting modern metropolis? Planning, therefore, might be a necessity for global marketing, so any city that wants to compete globally must offer up a vision (and reality) that is not only appealing but even distinctive. At the same time, we have already seen that global capital, in the guise of foreign direct investment, can be a boon for cities, leading to new structures in formerly dying downtowns, a sudden in-pouring of resources where scarcity reigned, and a spillover of wealth to neighborhoods that become home to professionals and managers employed by global companies and engaged in global commerce. The prospect of massive investment or a mega-project which might transform a city or boost its visibility in the global marketplace is a powerful incentive to become as responsive as possible to overtures from global investors. Planning, under such conditions, might be reduced to making a city attractive to capital by doing, essentially, whatever investors want. Insofar as there is a vision for a city, that vision would be determined by the private sector: whatever capital wants, capital gets. Planning that becomes too assertive or planning that attempts to dictate to capital how it affects a city may simply alienate investors who increasingly see themselves as capable of calling the shots, given the number of places willing to accede to their demands. This means that decisions about city planning will test claims about globalization (notably, that globalization does benefit large groups of people), just as globalization will test both the powers and processes of city planning. Cities contain many, often competing interest groups, and those groups may come into conflict when it comes time to decide what powers government will have and how the government will use those powers. What “vision” a city has of itself is thus a contested question, for it may be the case that the objectives of slum dwellers and global corporations may not be the same, in spite of claims to the contrary. Even if some agreement is reached on what the city is to become, the use of planning tools will present its own controversies. How would global investors react if city officials, prompted by political pressure, rejected their plans or refused their money? Would a city do such a thing? At what cost? Is it possible to use city planning to spread the benefits of globalization more widely? Does that prospect appear as a threat to global capital? As you study the readings for this section of the course, ask yourself who is involved in the city planning process, what conflicts that process presents, what tools cities have for carrying out their plans, and what determines how successful those plans are in practice.