SUPPLEMENTAL INFORMATION PROTOCOLS AND TREATMENT All patients included in our study were treated on Cancer and Leukemia Group B (CALGB) / Alliance first-line protocols for patients with acute myeloid leukemia (AML), and received cytarabine/daunorubicin-based induction therapy. None of the protocols included allogeneic stem cell transplantation in first complete remission (CR). Patients who enrolled on the treatment protocols also provided written informed consent to participate in the companion protocols CALGB 20202 (molecular studies in acute myeloid leukemia), CALGB 8461 (prospective cytogenetic companion), and CALGB 9665 (leukemia tissue bank) which involved collection of pretreatment bone marrow (BM) aspirates and blood samples. Patients younger than 60 years were treated on CALGB / Alliance trials 9621 or 19808. Patients enrolled on CALGB 19808 (n=101) were randomly assigned to receive induction chemotherapy with cytarabine, daunorubicin, and etoposide with or without PSC-833 (valspodar), a multidrug resistance protein inhibitor.1 On achievement of CR, patients were assigned to intensification with high-dose cytarabine and etoposide for stem-cell mobilization followed by myeloablative treatment with busulfan and etoposide supported by autologous peripheral blood stem-cell transplantation. Patients enrolled on CALGB 9621 (n=63) were treated similarly to those on CALGB 19808, as previously reported.2 Older patients (≥60 years) were all treated with cytarabine/daunorubicin-based induction therapy followed by cytarabine-based consolidation therapy. Patients on CALGB 8525 (n=18) were treated with induction chemotherapy consisting of cytarabine in combination with daunorubicin and were randomly assigned to consolidation with different doses of cytarabine followed by maintenance treatment.3 For older patients, there were no significant differences in Metzeler et al. Supplemental Information disease-free (DFS) or overall survival (OS) among the different consolidation regimens. Patients on CALGB 8923 (n=15) received induction chemotherapy consisting of cytarabine and daunorubicin and were randomly assigned to receive postremission therapy with cytarabine alone or in combination with mitoxantrone, resulting in no significant difference in DFS or OS between consolidation arms.4 Patients on CALGB 9420 (n=5) and 9720 (n=97) received induction chemotherapy consisting of cytarabine in combination with daunorubicin and etoposide, with (CALGB 9420) or with/without (CALGB 9720) the multidrug resistance protein modulator PSC-833.5,6 The PSC-833 arm of CALGB 9720 was closed after random assignment of 120 patients because of excessive early deaths, and enrollment continued on the chemotherapy-only control arm. Patients on CALGB 9420 and CALGB 9720 received a single consolidation course, and patients on CALGB 9720 were then randomly assigned to low-dose recombinant interleukin-2 maintenance therapy or none.7 Interleukin-2 maintenance was not associated with differences in DFS or OS. Patients on CALGB 10201 (n=65) received induction chemotherapy consisting of cytarabine and daunorubicin, with or without the BCL2 antisense oblimersen sodium. The consolidation regimen included two cycles of cytarabine (2 g/m 2/d) with or without oblimersen. Preliminary results showed no impact of the antisense therapy on outcome.8 Page 2 Metzeler et al. Supplemental Information SUPPLEMENTAL METHODS microRNA-expression profiling For microRNA (miR) microarray analyses, we used The Ohio State University Comprehensive Cancer Center (OSU-CCC) custom miR arrays (version 3.0 for patients younger than 60 years and version 4.0 for patients aged 60 years or older). Signal intensities were calculated for each spot, with an adjustment made for local background. Spots that were flagged due to low signalto-noise ratio on more than 75% of arrays were excluded from analysis. Signal intensities were log-transformed and quantile normalization was performed on arrays using spots for all human and mouse microRNA probes represented on the array. Log-signal intensities from replicate spots (ie, spots representing the same probe) were averaged. For each miR probe, an adjustment was made for batch effect (ie, differences in expression related to the batch in which arrays were hybridized). Further analysis was limited to human probes that passed the filtering criterion. A comparison of miR expression was made between CEhigh and CElow patients, using the significance analysis of microarrays (SAM) algorithm, using a q value of <.05 as the criterion for statistical significance.9 Definition of clinical endpoints Clinical endpoints were defined, in accordance with generally accepted criteria, as follows: CR required a BM aspirate with cellularity greater than 20% and maturation of all cell lines, less than 5% blasts and no Auer rods; in the peripheral blood, an absolute neutrophil count of ≥1.5 x 109/L, platelet count of >100 x 109/L, and no leukemic blasts; and no evidence of extramedullary leukemia, all of which had to persist for at least 1 month.10 Relapse was defined by the presence of ≥5% BM blasts, or circulating leukemic blasts, or the development of extramedullary leukemia. DFS was measured from the date of CR until the date of relapse or Page 3 Metzeler et al. Supplemental Information death; patients alive and in CR were censored at last follow-up. OS was measured from the date of study entry until the date of death, and patients alive at last follow-up were censored. Multivariable analyses Multivariable logistic regression models were generated for attainment of CR, and multivariable proportional hazards models were constructed for DFS and OS using a limited backwards elimination procedure. Variables considered for model inclusion and evaluated in univariable models were: the dichotomized CE gene expression score (using a median cut), mutations in NPM1, CEBPA, ASXL1, TET2, DNMT3A, WT1, RUNX1, IDH1 and IDH2, and FLT3-tyrosine kinase domain (FLT3-TKD) mutations, FLT3-internal tandem duplications (FLT3-ITD), and MLLpartial tandem duplications (MLL-PTD), expression levels of ERG, BAALC, and miR-155, age group (<60 years vs ≥60 years), sex, race (white vs. non-white), white blood count, hemoglobin, platelet count, peripheral blood blast count, and presence/absence of extramedullary involvement. Variables significant at α=.20 from the univariable analyses were considered for multivariable analyses. For the time-to-event endpoints, the proportional hazards assumption was checked for each variable individually. Page 4 Metzeler et al. Supplemental Information SUPPLEMENTAL RESULTS Survival analyses according to quartiles of the numeric CE score Patients were divided into four groups with increasing CE scores (Quartile 1 through Quartile 4), using the 25th, 50th, and 75th percentiles of all patients as thresholds. The resulting KaplanMeier plots for DFS and OS (Supplemental Figure 1a and 1b, respectively) supported the use of a median cut to divide our patient cohort into CEhigh and CElow subgroups. miR expression signatures associated with the CE gene expression score in younger and older patients Two different versions of the OSU-CCC custom miR microarray platform were used for younger (<60 years) and older (≥60 years) patients. A total of 535 miR probes were common to both platforms. Separate miR signatures were generated for each age group. Within the younger patients, expression levels of 43 miRs significantly correlated with the CE score (Supplemental Figure 3a, Supplemental Table 2). Thirty-nine miRs showed higher expression in CEhigh patients, while 4 miRs were expressed at higher levels in CElow patients. In the older age group, expression of 21 miRs correlated with the CE score, and all of them showed higher expression in patients with a high CE score (Supplemental Figure 3b, Supplemental Table 3). A set of 15 ‘core’ miRs was associated with CE scores both among younger and among older patients. These 15 miRs, representing the overlap between the two signatures described above, all showed higher expression in patients with high CE scores. The degree of overlap between the signatures in younger and older patients was statistically highly significant (P=1.1x10-13 by Fisher’s exact test). Page 5 Metzeler et al. Supplemental Information SUPPLEMENTAL TABLES Supplemental Table 1. Multivariable models including the European LeukemiaNet (ELN) Genetic Groups instead of FLT3 internal tandem duplications, NPM1 and CEBPA mutations separately Complete remission Variable OR (95% CI) CE score (high vs low) P 0.33 ELN Genetic Group (Favorable vs Intermediate-I) 1.86 (1.00 - 3.44) .05 Age group (≥ 60 years vs < 60 years) 0.38 (0.22 - 0.66) <.001 BAALC expression (high vs low) 0.25 (0.14, 0.46) <.001 WBC (per 50-unit increase) 0.65 (0.51, 0.82) <.001 HR (95% CI) P CE Score (high vs low) 1.86 (1.36 - 2.55) <.001 ELN Genetic Group (Favorable vs Intermediate-I) 0.53 (0.39 - 0.73) <.001 Age group (≥ 60 years vs < 60 years) 2.13 (1.58 - 2.86) <.001 WT1 (mutated vs wild-type) 2.40 (1.39 - 4.13) .002 WBC (per 50-unit increase) 1.26 (1.10 - 1.45) .001 IDH1 (mutated vs wild-type) 1.55 (1.03 - 2.34) .04 HR (95% CI) P 1.92 (1.46 - 2.52) <.001 Disease-free survival Variable Overall survival Variable CE Score (high vs low) ELN Genetic Group (Favorable vs Intermediate-I) .10 Age group (≥ 60 years vs < 60 years) 2.74 (2.08 - 3.62) <.001 WT1 (mutated vs wild-type) 3.15 (2.00 - 4.97) <.001 miR-155 expression (high vs low) 1.66 (1.27 - 2.17) <.001 WBC (per 50-unit increase) 1.16 (1.06 - 1.26) <.001 BAALC expression (high vs low) 1.51 (1.14 - 1.98) .004 ASXL1 (mutated vs wild-type) 1.68 (1.12 - 2.52) .01 DNMT3A (codon R882 mutation present vs absent) 1.48 (1.09 - 2.01) .01 Abbreviations: CE, core enriched; WBC, white blood count; OR, odds ratio; HR, hazard ratio; CI, confidence interval. An odds ratio greater than (less than) 1.0 means a higher (lower) complete remission rate for the higher values of the continuous variables and the first category listed for the categorical variables. A hazard ratio greater than 1 (less than 1) corresponds to a higher (lower) risk of an event for higher values of continuous variables and the first category listed of a dichotomous variable. Variables were considered for inclusion in the multivariable models if they had a univariable P-value of <.2. See the Supplemental Information for a full list of variables evaluated in univariable analyses. Page 6 Metzeler et al. Supplemental Information Supplemental Tables 2 and 3: see separate Excel file Page 7 Metzeler et al. Supplemental Information 1 SUPPLEMENTAL FIGURES 2 Supplemental Figure 1: Age-adjusted survival curves according to quartiles of the CE stem 3 cell gene expression score. (a) Disease-free survival, (b) overall survival. 4 Page 8 Metzeler et al. Supplemental Information 5 6 Supplemental Figure 2: Survival of patients with cytogenetically normal AML according to their 7 CE stem cell gene expression score and age group. (a) Disease-free survival of patients <60 8 years, (b) overall survival of patients <60 years, (c) disease-free survival of patients ≥60 years, 9 (d) overall survival of patients ≥60 years. 10 Page 9 Metzeler et al. Supplemental Information 11 12 Supplemental Figure 3: microRNA (miR) expression signatures associated with the CE stem 13 cell gene expression score. (a) patients <60 years, (b) patients ≥60years. 14 15 Page 10 Metzeler et al. Supplemental Information 16 17 SUPPLEMENTAL REFERENCES 18 1. 19 inhibition using valspodar (PSC-833) does not improve outcomes for patients younger than age 20 60 years with newly diagnosed acute myeloid leukemia: Cancer and Leukemia Group B study 21 19808. Blood 2010; 116: 1413-1421. 22 2. 23 studies of cytarabine, daunorubicin, and etoposide with and without multidrug resistance 24 modulation with PSC-833 in untreated adults with acute myeloid leukemia younger than 60 25 years: final induction results of Cancer and Leukemia Group B study 9621. J Clin Oncol 2004; 26 22 :4290-4301. 27 3. 28 postremission chemotherapy in adults with acute myeloid leukemia. N Engl J Med 1994; 331: 29 896-903. 30 4. 31 therapy in older patients with de novo acute myeloid leukemia: a randomized trial comparing 32 mitoxantrone and intermediate-dose cytarabine with standard-dose cytarabine. Blood 2001; 98: 33 548-553. 34 5. 35 phase I studies of daunorubicin given with cytarabine and etoposide with or without the 36 multidrug resistance modulator PSC-833 in previously untreated patients 60 years of age or 37 older with acute myeloid leukemia: results of Cancer and Leukemia Group B study 9420. 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Blood 2002; 100: 1224-1232. 43 7. 44 Interleukin-2 immunotherapy does not improve outcome of patients age 60 years and older with 45 acute myeloid leukemia in first complete remission: Cancer and Leukemia Group B study 9720. 46 J Clin Oncol 2008; 26: 4934-4939. 47 8. 48 randomized trial of intensive induction and consolidation chemotherapy ± oblimersen, a pro- 49 apoptotic Bcl-2 antisense oligonucleotide in untreated acute myeloid leukemia patients >60 50 years old. J Clin Oncol 2007; 25 (abstract 7012). 51 9. 52 Sci U S A 2003; 100: 9440-9445. 53 10. 54 Report of the National Cancer Institute-sponsored workshop on definitions of diagnosis and 55 response in acute myeloid leukemia. J Clin Oncol 1990; 8: 813-819. Baer MR, George SL, Caligiuri MA, Sanford BL, Bothun SM, Mrózek K et al. Low-dose Marcucci G, Moser B, Blum W, Stock W, Wetzler M, Kolitz JE et al. A phase III Storey JD, Tibshirani R. Statistical significance for genomewide studies. 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