Detective Bill Napier S.P.S.C Class # 9 Professor Lawver 16 October 2000 Police Pursuit Policies Due to the growing number of police pursuits in the United States, administrators have been forced to review and improve their departmental policies, training and supervision to minimize injuries and increase the level of safety to citizens and officers involved. I. Introduction a. Define pursuit b. Illustrate the issues involved c. Factors to look at in policy, training and supervision 1. Debate, courts, research and new technology d. Thesis 1. Precise policies, adequate supervision and proper training are factors which will help eliminate the controversy over police pursuits and ensure the safe apprehension of the violator II. Research Debate: Pursue vs. Don’t Pursue a. Pursue 1. Need to enforce laws and apprehend law violators 2. Restricted pursuits would lead to chaos and disregard of authority 3. Officer witnesses the violation and observes the individual responsible b. Don’t Pursue 1. Importance of public safety 2. Unacceptable number casualties 3. Value of human life 4. Civil litigation and possible criminal charges if proven negligent III. Court Cases-Court’s View a. City of Lansing v. Hathaway (1937) b. Draper v. City of Los Angeles (1949) c. Mckay v. Hargis (1958) d. Stanton v. New York (1967) e. Reed v. City of Winter Park (1971) f. Bailey v. L W Edison Charitable Foundation of Grand Rapids (1972) g. Marion v. City of Flint (1976) h. Gibson v. City of Pasadena (1978) i. Fiser v. City of Ann Arbor (1981) j. Tennessee v. Garner (1985) k. Dent v. City of Dallas (1986) l. Brower v. Inyo County (1989) IV. Types of Policy a. Judgmental b. Restrictive c. Discouragement V. Policy a. Types of policy b. Issues c. Tactics d. Administrative role/supervision VI. Training a. Certification b. Knowledge of rules/policy and what is expected/supervision c. Defensive driving technical skills d. Limits of ability e. Environmental factors f. Computer assisted training in simulators g. High speed driving skills h. Refresher training and testing i. Balance of risk vs. apprehension VII. Conclusion a. Restate thesis b. Review the use of: 1. Debate 2. Courts 3. Research 4. Policy 5. Training Police Pursuit Policies Due to the growing controversy of police pursuits in America, police administrators have been forced to review and improve their department policies, training and supervision. Pursuits cause several problems for administrators ranging from lawsuits at times costing millions of dollars to loss of public trust. Police pursuits begin with the officer in the field and his or her decision to pursue. Administrators must and should provide clear precise policies to guide the officer in this critical decision. The police administrator must provide extensive training and proper supervision to ensure a clear understanding of the department’s philosophy. Administrators must look at several factors including what type of policy to implement, what the policy’s content should be, the precedents the courts have established and the technology a long research that law enforcement professionals and experts have conducted. Police pursuits have grown in number and frequency since the 1960’s. Alpert and Madden (1994) provides a brief history of the rationale on police pursuits in the 1960’s when the accepted and practiced rationale was to apprehend suspects at all costs. Then in the 1970’s, concern arose due to the increased number of accidents, injuries and deaths caused by police pursuits. Administrators addressed the concern by providing training in defensive driving. The rationale in the 1980’s moved from enforcing all laws to a concern over the public’s safety and reducing accidents caused by police pursuits, which involved innocent bystanders. Administrators began to develop policies, training and systems of accountability. In the 1990’s, administrators began to balance the need to enforce laws with public safety by an increase in leadership, implementing policies, supervision and training which included decision-making skills. Before an administrator can make any decisions on pursuits, he or she must look at the issue as a whole and decide where the department stands. There are many arguments supporting pursuits and just as many against pursuits. Alpert (1987) states that an officer’s ability to pursue offenders is a vital part of the deterrence factor. If an offender knows that he or she can’t be pursued by an officer, then there is nothing to stop the offender from disregarding the officer's authority. The argument for this side is that if police were restricted from pursuing offenders the result would be chaos on the roads. This side believes the officer’s duty to enforce the law is of the utmost importance. In a pursuit, an officer is both witnessing the violation, but also observing the individual which provides for easy identification and arrest. Barth (1981) argues that the greater the speed of the offender, the greater the danger to the public, therefore the greater the need for apprehension. Alpert (1987) shows an argument against police pursuits by stating pursuits result in an unacceptable number of casualties. Alpert (1987) also states that human life is much too valuable to be jeopardized by a police tactic which is unproven. Public safety is the major argument against pursuits. Beckman (1983) states an argument that no circumstance would justify putting a human life in danger. The sensible answer lies somewhere in between. Officers must be able to perform their duties, and act with due care, for the well being of the public. Though it is not a formal decision, administrators must view both sides and decide what arguments have value behind them and which do not. The administrators must be open minded, but also consider what is best for the department and the community. A police administrator’s worst nightmare is finding out their department has just been found negligent for a pursuit in which innocent people were killed or maimed. A single lawsuit for a pursuit can cost millions of dollars and drain the department’s resources. Along with large losses of money comes a public distrust of the department. Administrators must look at what precedence the courts have established and find out what they are required to have in their pursuit policy to protect the department from lawsuits. A proper policy followed correctly by an officer who acts with due care will free departments from any negligence. Lawsuits over police pursuits can be found all the way back to the 1930’s. City of Lansing v. Hathaway (1937), is one of the earliest cases dealing with driving an emergency vehicle and the safety of the public. In this case the City of Lansing was seeking to recover expenses to repair a fire truck and for the injured firefighters, which were the result of a collision with Hathaway’s automobile. Hathaway was proceeding through an intersection with the green light in his favor when he was struck by the fire truck. The court held that Hathaway was not negligent due to the fact that he acted as any citizen would. The court also ruled that the city had a duty to respond in a reasonable regard and was responsible for the safety of others while driving an emergency vehicle. Although this case is outdated, administrators should take note to the fact that the court ruled they must act in a way to ensure the safety of citizens. Administrators will see this concern over and over again. As years went on, the cases began to get more complex. Innocent citizens were beginning to take cities to court because a vehicle fleeing from police struck them. Draper v. City of Los Angeles (1949) was one of the earliest cases dealing with a third party. In this case police were pursuing Howard Pratt, who was driving a stolen car when Pratt ran a stop sign and struck Draper’s car. Draper claimed the police did not drive with regard for the safety of others and forced Pratt through the intersection. The officers testified that they were at least 275 feet from Pratt when he entered the intersection and that they had slowed down enough to safely stop at the intersection and go around a car. The court ruled that the officers were not required to warn citizens of Pratt’s driving and that the officers did not owe any duty to Draper other than to operate their vehicle with due regard. Pratt was found as the sole cause of the accident. Administrators should take note to the fact that officers do not owe any duty to the citizens other than to operate their vehicle under due regard. In the case of Dent v. City of Dallas (1986), the court ruled, “Negligence cannot exist unless there is a duty owed to the injured person; where no duty is owed to that person, no legal liability can arise on account of negligence.” Administrators also must realize that the department will be the one sued in cases such as these because the plaintiff believes the department has all the money, therefore the department was at fault. Marion v. Flint (1976), is very similar to the Draper case in that Marion was also struck by a car fleeing from police. In this case the court refers to the Michigan statutes which define the special standards applied to operators of emergency vehicles: MCLA 257.603 (b); MSA 9.2303 (b). The driver of an authorized emergency vehicle when responding to an emergency call, but not returning there from, may exercise the privileges set forth i n this section, but subject to the conditions herein stated. (C) The driver of an authorized emergency vehicle may 2. Proceed past a red or stop signal or stop sign, but only after slowing down as may be necessary for safe operation. 3. Exceed the prima facie speed limits so long as he does not endanger life or property. Administrators should take notice that the statutes include the “safe operation” and “not endanger life or property” after each privilege. A major portion of a policy and associated training should deal with this issue. Marion also claimed that the officers were negligent due to not acting under their statutory duty. The court used the decision of Mckay v. Hargis (1958), to find whether the officers accused of misconduct had breached their statutory duty. Mckay v. Hargis (1958), states: “We know of no better standard by which to determine a claim of negligence on the part of a police officer than by comparing his conduct, as this circuit judge suggested, to ‘that care which a reasonable prudent man would exercise in the discharge of official duties of like nature under like circumstances.’” The courts also refer to several other cases which officers were protected by statute when observing standards of due care, Stanton v. New York (1967), Reed V. City of Winter Park (1971), and Bailey v. L W Edison Charitable Foundation of Grand Rapids (1972). The court held that the officers acted within statutory limits and acted as reasonably and carefully as any other officer could have. Officers do not always act under the statutes when pursuits occur as these cases seem to represent. Fiser v. City of Ann Arbor (1981) is a case in which the officer was found to have shown disregard for traffic and other environmental factors. The court held that the officer did not exhibit due care for the safety of the public. In their decision, the court used Gibson v. City of Pasadena (1978), in which officers pursued a violator through 25 intersections, 12 of which had traffic signals, at speeds exceeding 100 miles per hour. In this case, the officers’ actions were the basis for negligence. An administrator must understand what the courts look at when determining reasonableness and due care. Courts will consider factors such as speed through intersections, road and weather conditions, the view of traffic, and the need for emergency response (Payne and Corley, 1994). Once the court determines reasonableness, evidence must show a duty to the injured party for negligence to exist (Payne and Corley, 1994). Administrators must also be aware of the precedence the courts have set on pursuit tactics. Brower v. Inyo County (1989) is a case dealing with roadblocks. In this case, Brower was fleeing from police in a stolen car. In order to stop Brower the police set up a road block, which was around a curve and had headlights facing the direction of Brower to blind him as he came around the curve. Brower died by crashing into the roadblock. The courts ruled this roadblock to be a Fourth Amendment seizure because Brower had no way to get around it. In their holding, the courts referred to Tennessee v. Garner (1985), which set the precedence for deadly force. Under Tennessee v. Garner (1985), the courts ruled that deadly force could only be used in the case of a life threatening felony. Brower stealing a car was not a life threatening felony. Ramming has also been ruled a Fourth Amendment seizure, and may only be used in the event of a life threatening felony (Britz and Payne, 1994). Administrators must take note of these rulings when developing a policy which includes the information on when officers can use deadly force tactics. The trend recently has been that courts are holding individual officers, departments and municipal governments liable for their actions (Payne and Corley, 1994). Administrators must understand the court cases and know what is required of the departments and the officer pursuing. Through good communications, having a strong policy and training, administrators can provide this information and safeguard themselves from any liability. Research on pursuits is an invaluable resource to police administrators. By reviewing research, administrators can view pursuits from all angles. Administrators must consider all elements of pursuit before they complete and implement their policy. Research can provide administrators with knowledge on pursuits, which can guide their decisions on what to include in their policy. The U.S. Department of Transportation study of 1970 set the tone for research on pursuits. The study concluded that every year between 50,000 and 500,000 “hot” pursuits occur, 6,000 to 8,000 of the pursuits ended in accidents, 300 to 400 people were killed, and 2,500 to 5,000 people were injured. The report also stated that 90 percent of the pursuits were initially started by traffic violations. The suspects were most likely to be male, under age 24, and with a poor-driving record. Alcohol played a role in over 50 percent of the pursuits, and the majority occurred at night. The Physicians for Automotive Safety conducted a similar study. The study’s conclusions for the reasons of pursuits were: Traffic offense or mere suspicion 50 percent Non violent crime 6 percent Stolen vehicle 20 percent Leaving accident scene 20 percent Response to complaint 2 percent Suspicion of violent crime 1 percent Not stated 18 percent The study concluded that out of the 518 pursuits, 118 ended in fatalities, 272 ended in major injuries, and 237 ended in a minor injury. They also found that seventy percent of the pursuits resulted with an accident injuring either someone involved in the pursuit or a bystander. These studies provide administrators with profiles of pursuits and why they occur. It is up to them to judge the reliability of the research and its sample. These findings may assist administrators in deciding what procedures to include or exclude in their policy. To have a policy which is efficient, those who read the policy and act on it must have the same understanding as those who wrote it. Britz and Payne (1994) addressed this issue in their research. They found that significant differences existed between officer’s views on their policy and administrators views. Officers were more likely to view policy as restrictive, and felt it discouraged pursuits while administrators were the least likely to feel the policy was restrictive. Britz and Payne (1994), also found that officers believed they had been adequately trained in pursuits while the administrators were less confident. The officer also felt that their supervisors would not support their decisions in pursuits. This study presents a problem in pursuits and pursuit policy. A clear understanding of the policy must be present throughout the whole department to avoid negative outcomes. If officers view the policy as stating one thing and the administrators view it as saying another, then major problems can exist. Administrators must clearly describe the department’s philosophy on pursuits to the officers so that they all share the same understanding. Through proper communication and supervision a cohesive understanding can exist, and officers can operate knowing they have support. While administrators must look within their department for viewpoints on pursuit policy they must also look outside the department to the public’s views on pursuit. An Administrator who does not does not consider how the public feels on police procedures is risking losing public trust, which in the worst case scenario can lead to riots. Administrators can not run the department around the public’s views, but must be aware of them and consider them. The University of Utah conducted a study for the Salt Lake City police department on the public’s attitudes towards pursuits in 1991. They found that 28 percent felt that police should routinely pursue, 56 percent felt pursuits should occur when they involve forcible felonies, and eight percent reported that the police should not pursue. The other eight percent said they weren’t sure about their feelings on police pursuits. It is safe to say that a policy allowing pursuits would be accepted by the public in Salt Lake City if administrators choose to implement one. Administrators may choose to conduct similar surveys within their jurisdiction while revising pursuit policies. Research on pursuits can inform administrators of all the positives and negatives and sometimes offer solutions. Administrators must be well informed on any procedure before writing a policy on it. They must be aware of the attitudes toward the procedures both internally and externally. Administrators can combine court precedence with academic research to provide them with a strong knowledge of the topic. This knowledge will help form a clear, precise policy, which can easily be interpreted and followed. Pursuit policies have a purpose to provide guidance to police officers by identifying critical elements that should be considered when making the decision to pursue or not to pursue (Britz and Payne, 1994). A policy is the general framework or statement of philosophy, principles, and objectives, that usually do not provide specific guidance (Alpert, 1987). Administrators must decide if a policy is best for the department, or if a rule would be better. A rule is more specific than a policy and removes the decision making from the officers (Alpert, 1987). A rule will state what exactly will be done or not be done. It is a yes or no statement. Rules are used to mandate a particular behavior while policies help mold a general attitude. If an administrator chooses a rule it may simply be written out and hopefully followed. On the other hand, if an administrator chooses a policy many factors must be considered. First the administrator must decide what the goal of the policy will be. A common goal among pursuit policies is the safe apprehension of the offender. The question lies in what is considered safe. There are three types of policies: judgmental, restrictive and discouragement (Alpert, 1987). A judgmental policy allows officers to make all the major decisions relating to initiation, tactics and termination (Alpert, 1987). These policies provide broad guidelines for the officer which usually includes warnings that officers must weigh the risks and must terminate when a pursuit becomes unsafe. A judgmental policy leaves the decision making up to the officer. Restrictive policies place certain restrictions on the officers judgments and decisions (Alpert, 1987). Restrictive policies may require that pursuits are terminated once the offender has been identified, if the pursuit enters a bridge or tunnel, if the offender runs a certain amount of stop signs, or if the offender drives in a manner which reduces the likelihood of apprehension (Alpert, 1987). These policies still allow officers to make some decisions but others are determined by the policy. The third type is the discouragement style. These policies severely caution or discourage any pursuits except in the most extreme cases (Alpert, 1987). Pursuits are least likely to appear in jurisdictions with a discouragement style policy. Now that the administrators have set a goal and chose what type of policy they want they must consider the qualities and issues the policy should include. Beckman (1983) suggests that administrators should review the International Association of Chiefs of Police model of pursuit policy to guide them in their policy writing. Beckman (1983) also states some of the better policies such as the Southfield (Michigan) Police Department policy, and the Los Angeles (California) Sheriff’s Department, both of which share some common qualities. The policies are carefully written, they cover many associated issues, they urge consideration of the seriousness of the offense balanced against the danger of the pursuit, and they provide the option of discontinuance of the pursuit (Beckman, 1983). Beckman (1983) also lists some of the common issues addressed in the better policies: (1) when to initiate a pursuit; (2) number of units permitted; (3) responsibilities of the primary and secondary units; (4) driving tactics; (5) helicopter assistance; (6) communications; (7) capture; (8) discontinuance of the pursuit; (9) supervisory responsibility; (10) firearms use; (11) offense categories traffic misdemeanors, felonies (types and differing seriousness); (12) blocking, ramming, boxing, roadblocks; (13) absolute speed limits; (14) inter-jurisdictional considerations; (15) conditions of vehicle, driver, roadway, weather, traffic; (16) hazards to users of highway; (17) reporting and post-pursuit analysis. Administrators must include some general rules: (1) Pursuing units may be limited to two and “caravanning” is not permitted; (2) Helicopter assistance is encouraged; (3) Communications must be frequent, giving the type of offense, a description of the suspect and vehicle, the direction of travel, the speed, and traffic conditions. All this information will be evaluated by the supervisor on duty and he or she has the choice to discontinue the pursuit. If the officer decides to abandon the pursuit the supervisor can not order the officer to continue the pursuit; (4) Once the offender is captured other officers will remain away from the scene unless the primary officer requests assistance; (5) The use of firearms is prohibited unless the officers are fired upon; (6) Ramming, which is a seizure under the Fourth Amendment, is restricted only to life threatening felonies. Boxing is discouraged but sometimes allowed by departments. Roadblocks are permitted by some departments, but only as a last resort. Administrators must effectively consider each and every issue, and rule and decide which best fits their department philosophy to create a policy which is representative of the department. Once administrators have completed a policy they must provide some training for the officers so the policy can be successfully followed. Training in police pursuits should include both technical skills of defensive driving which the officers should be certified in, and the knowledge and the practice of what is expected and required of the officers (Alpert, 1987). High-speed driving skills are also very important but are expensive and time consuming. Each policy should involve specific training on the limits of the officer’s abilities, the relative and absolute importance of the environmental conditions, the significance of the incident which started the pursuit, the likelihood of apprehending the offender, and the probabilities that the offender will voluntarily terminate the pursuit (Alpert, 1987). Trainers must guide the officers and structure their judgments and decisions on all these issues based on what the policy states. The officers must be able to obey and follow all rules and procedures, which are included in the policy. The use of computer-driven simulators can help this task. These simulators can be programmed with real-life experiences to interact with the officers and create unlimited situations. The simulators can also analyze areas of driving, reaction, and decision making which may require further training or individual remediation (Alpert, 1987). To ensure that officers are aware of what the policy states, random tests should be given. If an officer scores below a set limit the officer will be forced to repeat the training. If the policy changes, the officers must be notified and given a refresher course, which includes the changes. A successful training program will provide officers with a clear understanding of their available choices, and which of the choices are to be used for different types of pursuits including what conditions they may be chosen. A department without a pursuit policy or with a policy, which is misunderstood or not followed, is open to public scrutiny. A department that lacks a policy leaves all discretion to the officer. Leaving the outcome of pursuits on the discretion of officers leads to major problems of liability leading to lawsuits costing the departments millions of dollars. Any pursuit, which ends in an accident, brings threats of lawsuits, adverse publicity in the media, and negative public opinion (Britz and Payne, 1994). This becomes a major problem because the media and officers seldom report successful pursuits (Britz and Payne, 1994). This lack of reporting gives the public an impression that all pursuits end in tragedy and raises serious doubts on the efficiency of the police department (Britz and Payne, 1994). Policies must provide officers with guidance on their decisions in pursuit situations. Communications within the department must exist between all levels from the administrators to the line officers. A lack in communication can lead to misperceptions, which in turn can lead to improper decision making. All pursuits must be monitored by a supervisor who has the authority to order the end of the pursuit. All violators of the policy must be reported, investigated, and punished (Beckman, 1983). Administrators must then retrain the officer and document the retraining. This documentation will save a department in a lawsuit dealing with the same officer. Poor policies, which lead to negative outcomes, have an extreme external cost to the department. The public will lose trust in the abilities of the department, the media will provide negative coverage of the department, which in turn decreases the credibility of the department. All this negative publicity can lead to investigations of the department, which can ruin a department forever. To avoid all these negative implications, administrators must provide clear policies, training, and proper supervision. “As we have not removed firearms from police officers and we support those who use deadly force appropriately, we must not remove the officers’ ability to pursue offenders” (Alpert, 1987). What we must do is provide those officers with clear precise policies and extensive training. We must punish those who do not follow the policy. Police officers are sworn to protect and serve the public. They must maintain peace and order, but to do so without endangering the public. To maintain this law and order officers may have to pursue offenders, while placing the public, whom they are sworn to protect some risk (Britz and Payne, 1994). The answer to the controversy over pursuits is not to eliminate the officers’ duties, but to provide policies which are written to protect the public. Administrators should write policies which coincide with what the courts have ruled to be reasonable and with what research has shown. Administrators shall provide officers with extensive training exposing them to unlimited situations which may occur. Training must include not only high speed driving techniques, but also instruct officers in the department’s pursuit policy and document the evaluation of each officer’s knowledge. Supervisors must regulate and monitor officers while pursuing those who violate the policy. The answer to the problem is not to eliminate pursuits, but to revise and improve police department policies, training, and supervision. By adopting and following a pursuit policy which anticipates the risks the officers will encounter and provides plain guidelines for an officer’s responses, a department may lessen the risk of liability for police pursuits. Given the risk of personal injury and property damage, it is surprising that a number of police departments still operate without a police pursuit policy of any kind. All police action requires good decision making skills to be effective. Police pursuits are no different. A clear concise police pursuit policy can provide the guidance officers need to make these decisions. The question of when and how long the police will pursue a vehicle rests with each individual department. Each department’s perception of this problem may vary. However, failure to recognize and deal with the potential problem of police pursuits can result in liability and substantial monetary damages awarded from a lawsuit. Every police department must acknowledge the need for a clear and precise policy as the guidance provided in the pursuit policy will assist the officer in making the right decision and perhaps prevent an accident and save lives. Selected Bibliography Alpert, G.P. “ Police Hot Pursuits: The Discovery of Aleatory Elements.” The Journal of Criminal Law & Criminology, 80 2 (1989): 521-539. Alpert, G.P. & Dunham, R.G. “Research on Police Pursuits: Applications For Law Enforcement”, American Journal of Police, 7 2 (1988): 123-131. Alpert, G.P. “Questioning Police Pursuits in Urban Areas”, Journal of Police Science and Administration, 15 4 (1987): 298-306. Auten, James H. “An Analysis of Police Pursuit Policy.” Law and Order, November 1990: 53-54. Barth, Louis H. “Police Pursuits: A Panoply of Problems.” The Police Chief, February 1981: 54-55. Beckman, E. “High Speed Chases: In Pursuit of a Balanced Policy.” The Police Chief, January 1983: 34-37. Britz, M. and D. Payne, American Journal of Police, 1994: Volume 1. Payne, D.M. & C. Corley “Police Pursuits: Correlates of the Failure to Report.” American Journal of Police, 1994: Volume 4. Physicians for Automotive Safety, “Rapid Pursuit by the Police. Causes, Hazards and Consequences: A National Pattern is Evident.” N.Y. Physicians for Automotive Safety, 1968. Schultz, D.O. Police Pursuit Driving Handbook. Houston, Tx.: Gulf Publishing Co., 1979. Selected Court Cases 1. City of Lansing v. Hathaway, 1937 2. Draper v. City of Los Angeles, 1949 3. Mckay v. Hargis, 1958 4. Stanton V. New York, 1967 5. Reed v. City of Winter Park, 1971 6. Bailey v. L W Edison Charitable Foundation of Grand Rapids, 1972 7. Marion v. City of Flint, 1976 8. Gibson v. City of Pasadena, 1978 9. Fiser v. City of Ann Arbor, 1981 10.Tennessee v. Garner, 1985 11.Dent v. City of Dallas, 1986 12.Brower v. Inyo County, 1989