III.1 Title: Application of the Palladium on Graphene/Graphene Oxide Catalyst System to CrossCoupling and C–H Activation Reactions Participants: B. Frank Gupton, Keith C. Ellis, M. Samy El-Shall and Christopher T. Williams Motivation Since its discovery in 2004, graphene has been one of the most widely studied materials in all of science. Its unique structural and electronic properties have motivated the development of new composite materials for nanoelectronics and related Figure 1: Palladium-Catalyzed Reactions devices. However, it’s high thermal, chemical and mechanical stability as well as its large surface area represents desirable attributes as support layers for metallic nanoparticles in catalysis. One of the catalytic applications for which graphene support systems have been shown to demonstrate significant advantages is in the area of cross-coupling chemistry. Palladium(0)-catalyzed cross-coupling reactions have been of strategic importance in organic synthesis since their discovery in the 1970s.1-5 Carbon-carbon crosscoupling reactions, such as the Suzuki and Heck couplings (Figure 1A), are currently the most widely used chemical transformations. These reactions have been widely used for the assembly of complex organic molecules in a broad range of applications in the chemical and pharmaceutical industries. They remain the method of choice for carboncarbon bond formation. Cross-coupling reactions have been most frequently practiced under homogeneous conditions employing a ligand to enhance the catalytic activity and selectivity for specific reactions. However, the issues associated with homogeneous catalysis remain a challenge to pharmaceutical applications due to the lack of recyclability and potential contamination from residual metals in the reaction product. Product contamination is of particular importance in pharmaceutical applications where this chemistry is practiced extensively.12-13 Ligand-free heterogeneous palladium(0) catalysis presents a promising option to address this problem as evidenced by the significant increase in research efforts in this area. Therefore, the development of highly active heterogeneous Pd(0) nanocatalysts that can be easily separated from the reaction medium and recycled is an important goal of nanomaterials research that is likely to have considerable impact on cross-coupling applications in the future. An important emerging complimentary technology is the selective conversion of unactivated C–H bonds to C–O, C–N, C–C, C–Cl/Br/I, C–F or C–CF3 (C-H activation chemistry, Figure 1B) using oxidative, chelation-directed palladium-catalyzed methods. A series of oxidative, chelation-directed methods that catalyze each of these six C–H activation reactions (Figure 1B) using a novel Pd(II)/Pd(IV) catalytic cycle (Figure 1C) have been reported.6-11 The use of an additional ligand, such as phosphines or diamines, is not required in any of these six catalytic C–H activation reactions. Preliminary Data Figure 2: Pd0/graphene catalyzed Suzuki Recently, we reported on cross-coupling catalytic cross-coupling activity of Pd(0) and Pd(II) nanoparticles deposited onto graphene14-15 and carbon nanotubes (CNT).16 These catalysts demonstrated extremely high turnover frequencies (108,000 h-1) for Suzuki cross-coupling (Figure 2) with less than 200 ppb Pd in the reaction product. 14 These catalysts were effective with a wide range of substrates and could also be used in Heck and Sonogashira applications. The processes used to produce these catalysts are simple, scalable and very reproducible. Furthermore, the catalysts were easily recovered and recycled under batch reaction conditions. The Pd nanoparticles associated with both the graphene and the CNT’s are uniformly dispersed across the substrate surfaces (Figure 3A and 3B). However, the fundamental nature of the remarkable catalytic activity and stability/recyclability of these materials, as 3: TEM images of: well as the scope of these catalysts for Figure A) Pd/graphene B) Pd/MWCNT other C-C cross-coupling reactions and CH activation reactions, has yet to be determined. As Preliminary Data for this application, we have demonstrated that Pd(II)/CNT catalyzes C-H to C-Halogen activation reactions (Figure 4A and 4B). Treatment of benzo[h]quinoline with the Pd(II)/CNT catalyst and Nchlorosuccinimide (NCS, Figure 4A) or Nbromosuccinimide (NBS, Figure 4B) at 100 °C in acetonitrile rapidly gave the desired product from the chelationcontrolled reaction in moderate yield (unoptimized) and high turnover frequency. The Figure 4: Preliminary Data for C-H to C-Halogen Reaction turnover frequencies observed in these preliminary, unoptimized reactions with the heterogeneous catalyst are an order of magnitude greater than those observed with the known Yield Turnover Freq. Catalyst Time homogeneous catalyst system. This increase in 7.03 mol product/ Heterogeneous 5 hours 71% mol catalyst hr Pd(II)/CNT turnover frequency and reduction in the reaction (unoptimized) (2 mol %) time are significant improvements that make this 0.13 mol product/ Homogengeous 3 days 95% mol catalyst hr Pd(OAc)2 C-H activation reaction feasible for use in 1 (1 mol %) pharmaceutical and industrial applications. Hypothesis The increased activity and stability of Pd(0) and Pd(II) in the heterogeneous catalyst systems are related to the unique surface properties of graphene and CNTs, which if understood, can be further optimized and used to expand the scope of the method. Catalyst Heterogeneous Pd(II)/CNT (2 mol %) Homogengeous Pd(OAc)2 (1 mol %)1 Time Yield 5 hours 60% (unoptimized) 1.5 days 93% Turnover Freq. 55.03 mol product/ mol catalyst hr 2.60 mol product/ mol catalyst hr Objectives 1. Use in-situ and ex-situ spectroscopy to explore the surface properties of novel Pd/graphene and Pd/CNT catalysts before, during, and after use in Suzuki cross-coupling. 2. Expand the scope of the catalysts to include Pd(II)-catalyzed C–H activation reactions. Research Plan Objective 1: Catalyst Characterization. Prior to reaction, metal dispersion, particle size and distribution of each catalyst will be determined, along with surface oxidation states and the nature of exposed metal sites via CO adsorption. The same characterization will be employed post-reaction, in order to determine the final state of the material. The support and catalyst surfaces will then be examined in-situ in the liquidphase Suzuki cross-coupling reaction mixture using attenuated total reflection infrared (ATR-IR) spectroscopy17-23 to explore adsorption of reactants, intermediates, and products as a function of adsorption and reaction time at various temperatures. HRTEM, AFM, Resonance Raman spectroscopy will provide information on the nature of defects, defect structures, defect density and extent of disorder and disorder in the graphene and Pd-graphene nanosheets.24-28 Together with flow reactor kinetic measurements, the high performance (particularly stability) of these catalysts over extended time periods, will be elucidated. Objective 2: Expand Scope to C-H Activation Chemistry. We will first explore the feasibility of Pd(II)/graphene oxide [Pd(II)/GO] 14, 29 and Pd(II)/CNT as catalysts for each of the six C–H activation reactions using the model substrate benzo[h]quinoline (See Figure 1A, Figure 4A, and Figure 4B).6 We will evaluate the nanoparticles in parallel against catalysis by homogeneous Pd(OAc)2 using the reported reaction conditions.6-11 Once we have determined which of the six transformation can be catalyzed by Pd(II)/GO and/or Pd(II)/CNT, we will choose two transformation and fully optimize the reaction parameters, which will include time, temperature, solvent, additives, heating methods, and alternative oxidants. We will also explore the scope, evaluating additional substrates and directing groups. Once optimized, we will fully characterize the active catalyst for these two transformations using SEM, TEM, XPS, AFT, ART-IF, Resonance Raman spectroscopy, and all other appropriate methods. We will also test the recyclability of the catalyst and evaluate palladium contamination of the reaction products by ICP-MS. First Year Deliverable: Analysis of graphene/CNT-supported Pd by HRTEM-AFM-Raman methods. Identification of surface species on Pd/graphene during a Suzuki reaction. Demonstrate that Pd(II)/graphene oxide and/or Pd(II)/CNT catalyzes C–H activation reactions. Optimized conditions and scope for two C–H activation reactions. First Year Milestone(s) Months 1-6: Pre- and post-reaction analysis of Pd/graphene by HRTEM-AFM-Raman. Explore Pd(II)/graphene oxide catalyst for C–H activation reactions. Months 7-12: In-situ ATR-IR measurements of Pd/graphene during Suzuki cross coupling. Optimization of two of the most promising C–H activation reactions. Cost: $60,000 for one year. Possible successive years for further studies, $60,000. References 1. Miyaura, N.; Suzuki, A. Palladium-Catalyzed Cross-Coupling Reactions of Organoboron Compounds. Chem. Rev. 1995, 95 (7), 2457-2483. 2. Heck, R. F. Palladium-catalyzed reactions of organic halides with olefins. Acc. Chem. Res. 1979, 12 (4), 146-151. 3. Beletskaya, I. P.; Cheprakov, A. V. The Heck Reaction as a Sharpening Stone of Palladium Catalysis. Chem. Rev. 2000, 100 (8), 3009-3066. 4. Buchwald, S. L. Cross Coupling. Acc. Chem. Res. 2008, 41 (11), 1439-1439. 5. Yin, L.; Liebscher, J. Carbon–Carbon Coupling Reactions Catalyzed by Heterogeneous Palladium Catalysts. Chem. Rev. 2006, 107 (1), 133-173. 6. Dick, A. R.; Hull, K. L.; Sanford, M. S. A Highly Selective Catalytic Method for the Oxidative Functionalization of C–H Bonds. J. Am. Chem. Soc. 2004, 126 (8), 2300-2301. 7. Dick, A. R.; Remy, M. S.; Kampf, J. W.; Sanford, M. S. Carbon–Nitrogen Bond-Forming Reactions of Palladacycles with Hypervalent Iodine Reagents. Organometallics 2007, 26 (6), 1365-1370. 8. Kalyani, D.; Deprez, N. R.; Desai, L. V.; Sanford, M. S. Oxidative C–H Activation/C–C Bond Forming Reactions: Synthetic Scope and Mechanistic Insights. J. Am. Chem. Soc. 2005, 127 (20), 7330-7331. 9. Kalyani, D.; Dick, A. R.; Anani, W. Q.; Sanford, M. S. Scope and selectivity in palladium-catalyzed directed C–H bond halogenation reactions. Tetrahedron 2006, 62 (49), 11483-11498. 10. Hull, K. L.; Anani, W. Q.; Sanford, M. S. Palladium-Catalyzed Fluorination of Carbon–Hydrogen Bonds. J. Am. Chem. Soc. 2006, 128 (22), 7134-7135. 11. Ye, Y.; Ball, N. D.; Kampf, J. W.; Sanford, M. S. Oxidation of a Cyclometalated Pd(II) Dimer with "CF3+": Formation and Reactivity of a Catalytically Competent Monomeric Pd(IV) Aquo Complex. J. Am. Chem. Soc. 2010, 132 (41), 14682-14687. 12. Garrett, C. E.; Prasad, K. The Art of Meeting Palladium Specifications in Active Pharmaceutical Ingredients Produced by Pd-Catalyzed Reactions. Adv. Synth. Catal. 2004, 346 (8), 889-900. 13. Welch, C. J., et al. Adsorbent Screening for Metal Impurity Removal in Pharmaceutical Process Research. Org. Process Res. Dev. 2005, 9 (2), 198-205. 14. Siamaki, A. R.; Khder, A. E. R. S.; Abdelsayed, V.; El-Shall, M. S.; Gupton, B. F. Microwave-assisted synthesis of palladium nanoparticles supported on graphene: A highly active and recyclable catalyst for carbon–carbon cross-coupling reactions. J. Catal. 2011, 279 (1), 1-11. 15. Moussa, S.; Siamaki, A. R.; Gupton, B. F.; El-Shall, M. S. Pd-Partially Reduced Graphene Oxide Catalysts (Pd/PRGO): Laser Synthesis of Pd Nanoparticles Supported on PRGO Nanosheets for Carbon–Carbon Cross Coupling Reactions. ACS Catal. 2011, 2 (1), 145-154. 16. Siamaki, A. R.; Lin, Y.; Woodberry, K.; Connell, J. W.; Gupton, B. F. Palladium nanoparticles supported on carbon nanotubes from solventless preparations: versatile catalysts for ligand-free Suzuki cross coupling reactions. J. Mater. Chem. A 2013, 1 (41), 12909-12918. 17. Mojet, B. L.; Ebbesen, S. D.; Lefferts, L. Light at the interface: the potential of attenuated total reflection infrared spectroscopy for understanding heterogeneous catalysis in water. Chem. Soc. Rev. 2010, 39 (12), 4643-4655. 18. Andanson, J.-M.; Baiker, A. Exploring catalytic solid/liquid interfaces by in situ attenuated total reflection infrared spectroscopy. Chem. Soc. Rev. 2010, 39 (12), 4571-4584. 19. Tan, S.; Williams, C. T. An In Situ Spectroscopic Study of Prochiral Reactant–Chiral Modifier Interactions on Palladium Catalyst: Case of Alkenoic Acid and Cinchonidine in Various Solvents. J. Phys. Chem. C 2013, 117 (35), 18043-18052. 20. Sun, X.; Williams, C. T. In-situ ATR-IR investigation of methylcinnamic acid adsorption and hydrogenation on Pd/Al2O3. Catal. Commun. 2012, 17 (0), 13-17. 21. Tan, S.; Sun, X.; Williams, C. T. In situ ATR-IR study of prochiral 2-methyl-2-pentenoic acid adsorption on Al2O3 and Pd/Al2O3. Phys. Chem. Chem. Phys. 2011, 13 (43), 19573-19579. 22. Zapata, R. B.; Villa, A. d. L.; Correa, C. M. d.; Williams, C. T. In situ Fourier transform infrared spectroscopic studies of limonene epoxidation over PW-Amberlite. Appl. Catal., A 2009, 365 (1), 42-47. 23. Ortiz-Hernandez, I.; Williams, C. T. In Situ Studies of Butyronitrile Adsorption and Hydrogenation on Pt/Al2O3 Using Attenuated Total Reflection Infrared Spectroscopy. Langmuir 2007, 23 (6), 3172-3178. 24. Banhart, F.; Kotakoski, J.; Krasheninnikov, A. V. Structural Defects in Graphene. ACS Nano 2010, 5 (1), 26-41. 25. Kim, G.; Jhi, S.-H. Carbon Monoxide-Tolerant Platinum Nanoparticle Catalysts on Defect-Engineered Graphene. ACS Nano 2011, 5 (2), 805-810. 26. Bagri, A.; Mattevi, C.; Acik, M.; Chabal, Y. J.; Chhowalla, M.; Shenoy, V. B. Structural evolution during the reduction of chemically derived graphene oxide. Nat. Chem. 2010, 2 (7), 581-587. 27. Ferrari, A. C. Raman spectroscopy of graphene and graphite: Disorder, electron–phonon coupling, doping and nonadiabatic effects. Solid State Commun. 2007, 143 (1–2), 47-57. 28. Cançado, L. G.; Jorio, A.; Ferreira, E. H. M.; Stavale, F.; Achete, C. A.; Capaz, R. B.; Moutinho, M. V. O.; Lombardo, A.; Kulmala, T. S.; Ferrari, A. C. Quantifying Defects in Graphene via Raman Spectroscopy at Different Excitation Energies. Nano Lett. 2011, 11 (8), 3190-3196. 29. Scheuermann, G. M.; Rumi, L.; Steurer, P.; Bannwarth, W.; Mülhaupt, R. Palladium Nanoparticles on Graphite Oxide and Its Functionalized Graphene Derivatives as Highly Active Catalysts for the Suzuki– Miyaura Coupling Reaction. J. Am. Chem. Soc. 2009, 131 (23), 8262-8270.