Theme Panel Member Briefing Annex A - Version 1 (16 November 2005) Project Background and Operational Framework Summary Great Western Research is a 5 year, £14m project which aims to catalyse and drive research collaboration between South West HEIs in five carefully determined research themes: Materials, Applied Mathematics, Sustainability (Social Science Perspectives), Psychology and Creative Arts. These are described in summary in Annex A. The principal components of GREAT WESTERN RESEARCH are: The appointment of a total of 15, 3-year Postdoctoral Fellowships in the five research themes for collaborative research across the principal researching HEIs The provision of 130 Postgraduate Research Studentships in the collaborative research themes – offered under joint supervision between HEIs in order to gain access to the latest research at the interfaces. Studentships will be designed to meet business needs and will be jointly funded by industry and SWRDA. Studentships can be held in any SW HEI UoA regardless of RAE 2001 grade provided they are compliant with the current QAA Code for Postgraduate Research Supervision. The establishment of a South West Postgraduate Training Network to provide collaborative, disciplinespecific research training. 1. Aims The fundamental concept of GWR is to promote collaborations between the highest quality research groups in the South West in order to attract international interest and recognition and to support the growth of the South West. The provision of research fellowships and research studentships is seen as an effective way to catalyse research partnerships between research groups in SW HEIs and industry. The overall aims of the GWR project are: To build a strong cadre of research students and staff and to ensure the sustainability of internationally-excellent research in South-West England To catalyse the building of partnerships with major research funders To build collaborative, interdisciplinary research at the interface of existing disciplines by engaging with SWRDA and business research teams as proposed in the Lambert Report To encourage growth in business funded R&D in the South West. To prepare the South West region for the technologies of the future and to provide the new technologists to lead change. 2. Outputs and Outcomes A range of outputs and outcomes has been agreed for the project. Detailed definitions are given in ANNEX B. Direct outputs We are aiming to recruit 15 research fellowships, 130 studentships and train 1150 PGR students through a discipline specific training network. We will be expected to create 100 jobs mainly through new postdocs appointed to university research projects and into industry. 60 academic staff will be expected to collaborate with a new industry partner. There should be 80 industry partners who have not collaborated with a particular academic or research group previously, 28 of which must be SMEs. Indirect Outcomes By the end of the project ie in 5 years we would hope to have secured the following: 20 collaborative research projects involving funding from research councils or other research funders arising from the links developed through Great Western Research. At least four of these projects should be with international partners. We also hope to create two new centres of worldclass research excellence arising from the collaborative approach. Overall we are hoping for an increase of £2m in research funding from industry over the period of the project. 3. Value of Studentships and Fellowships A three-year research fellowship will be valued at £156k (i.e. £29k pa plus a contribution of £23K pa to overheads, total £52k pa uplifted 5% annually). Receiving institutions must undertake to continue the fellows on a permanent basis (or for at least 2 years) beyond the three years of requested HEFCE funding. A studentship will be valued at £50k i.e. £16.5k pa (including the fee); the registering HEI will be expected to cover costs incurred above this figure and all costs of accommodation and other overheads. Industrial partners may top up the studentship to a higher figure but the contribution from the project will normally be capped at £8.25K pa. In addition, business partners will be expected to pay a management fee of £830 per annum to cover the administration of the project. This fee will be underwritten by the SWRDA in order to allow the overall project to proceed. 4. Management A Project Director will be appointed in due course. A Shadow Strategy and Management Board has been established with Professor Roger Kain as Chair. The Board will be setting up Theme Panels and a Regional Research Board to advise it in making allocations for studentships and fellowships. The Board has agreed that one of the bidding team, Mr Sean Fielding, Director of Communication and Partnership of the University of Exeter, should act as interim GWR Executive Director. Tel: 01392 263181 Fax: 01392 262356. Email: s.n.fielding@ex.ac.uk Project background and Operational Framework - ANNEX A FIVE COLLABORATIVE RESEARCH FIELDS Please note that the project areas identified under these headings are indicative and should not yet be regarded as an exclusive list. 1. MATERIALS There is outstanding expertise available in the SW which can bring a multidisciplinary approach to the research and supervision of postgraduate students. Six indicative areas are outlined below. They are topical, offer scientific potential and in the longer term are likely to benefit the economy of the South West. The key areas might be: Nanoparticles & Nanocomposites Biomaterials Carbons & Graphite Joining & Bonding Sensors & Actuators. High Band Gap Semiconductors & Devices. Regional relevance and business partners The main regional impact of this work will be in the aerospace and advanced engineering industries. This industry accounts for 9.9% of the total employment in the South West and a large proportion of its high tech employment of 129,354 and a large proportion of overall research expenditure. The proposals in this strand are in line with the opportunities identified for further development in the AD Little study of regional strengths compiled in 2003. 2. APPLIED MATHEMATICS. This will cover two main areas: nanomathematics, to support the emerging nanotechnology and nanoscience revolution; and earth system analysis and prediction, in particular in collaboration with the UK Met Office. a) Nanomathematics Nanotechnology and nanoscience is giving rise to the second industrial revolution. The US Department of Energy has identified a key potential bottleneck for future development of the field—lack of development of theory, modelling and simulation tools. A collaborative effort by universities in the South West would address both of these issues by developing a coherent, yet multidisciplinary, programme in the fundamentals of theory, modelling, and simulation at the nanoscale. In addition to being truly active in the world-wide scene of nanoscience and nanotechnology education and research, it can potentially have an important, and possibly crucial, impact on the development of related commercial enterprises in the South-West. Regional relevance and business partners The electronics industry will not risk deploying billions of devices based on molecular electronics, even when they can be built, unless they are thoroughly understood and manufacturing processes are made predictable and controllable. The practical value of theory, modelling, and simulation for industry facilitates rapid prototyping and product development. Hence, broad based tools in theory, modelling, and simulation in nanotechnology and nanoscience are urgently needed and, indeed, crucial for the success of industrial applications. This fact has been recognized, and is currently being acted upon vigorously in the US. Because theory, modelling, and simulation has been identified as a great enabler of nanoscience and technology, it could potentially have a great impact on the development of commercial enterprises in this area in the South West. Indeed, the (at the moment) uniqueness of this proposed activity could actually encourage and attract potential start-up companies to the region. However, it is important that we act now; this is a fast moving area. b) Earth Systems Analysis and Prediction. Earth Systems analysis is a newly evolving discipline, which has been described as the ‘second Copernican revolution’. It combines research into climate and environmental systems, how these change with time, and their impacts on industry and society in general. It is of immense importance to scientists, policy makers, industry and society as a whole. Answers to the many environmental challenges facing mankind require this ‘whole systems’ approach. This in turn requires research that is highly inter and multi-disciplinary, spanning mathematical and computational modelling and analysis, physical and biological science, engineering, geology and geography, economics and social science. Few universities have research excellence across this entire range of disciplines, so it is essential to establish strong collaborations between a number of universities who between them can address the issues with authority Regional relevance and business partners An obvious partner in the development of these proposed activities, and a beneficiary in terms of the availability of suitably trained staff and stronger research links with South West universities, is the UK Met Office. However, the impact of this proposal is far broader than that. Nearly all businesses are increasingly aware of the impact of the climate and environment on their current and future activities. Globally, some 70% of all businesses are significantly exposed to weatherrelated risks, and several trillion dollars of the world economy is estimated to be sensitive to fluctuations in weather conditions. Supermarkets, water, energy, and insurance companies are among the businesses that are now actively using weather forecasts to help improve their competitiveness. In addition, many companies are now aware of climate change and the need to adapt their business plans. The South West is well placed to become a leading centre for environment-based businesses, but this will require the expansion of the pool of relevantly qualified researchers that this programme will deliver. 3. SOCIAL SCIENCE PERSPECTIVES ON SUSTAINABILITY Environmentally sustainable development is simultaneously a social, political and economic necessity and a research imperative. Whilst supranational and governmental bodies ranging from the United Nations and the European Commission through to national governments and local authorities (exemplified through Local Agenda 21) maintain a strong rhetorical commitment to sustainable development, beyond the rhetoric there remains considerable doubt as to what such development is and how feasible it may be. In democratic, capitalist societies, sustainable development is only likely to be reached if it is economically sustainable, socially desirable and politically viable. Finding solutions requires true collaboration amongst environmental scientists, social scientists, engineers and the policy community. The South West universities have major expertise and international research leadership in the academic disciplines relating to sustainable development (who work in engineering, renewable energy, political science, economics, management and business, accounting, geography, environmental science, the social construction of knowledge, policy studies, water, and the rural economy). It is essential that we develop analytically and theoretically rigorous understandings of environmentally sustainable decision making. There is a need to identify issues where national and regional performance deviates from expected performance, establish procedures for prioritysetting among policy areas (with both qualitative and quantitative assessments of the success of such policies), improved tracking of environmental trends, and investigation into interactions between environmental and economic performance, and into the factors that influence environmental sustainability. Coupling environmental degradation and resource consumption with economic and social development requires a major reorientation of public and private investment towards new, environmentally-friendly technologies. Part of this coupling can be reached by going from linear to cyclic thinking and processing. Five indicative research areas might be: Sustainable energy technologies Sustainable policy and regulation Sustainability and business Comparative sustainable development Sustainable transport technologies Regional relevance and business partners Currently the UK is lagging behind in sustainability. A pilot study by the World Economic Forum estimated that the UK was in 91st out of 142 countries in terms of an environmental sustainability index (based on 68 different measures). The importance of sustainability to businesses will be a major growth area in the next decade. Low carbon fuel and renewable technologies, low energy and carbon building design, energy assessment and market regulation are all areas in which there are considerable opportunities for the South-West region to become a major player in the national and international community. There are already strong links to a variety of businesses. Moreover, regulation is likely to require companies to invest in sustainable futures and the application of environmental and resource economics. Companies will increasingly need to include natural resource sustainability as part of their business costs which will result in potentially major changes to production design and technology. They will need a strong pool of relevantly trained political scientists, sociologists, geographers, economists, scientists and engineers. A large number of environmental organisations have their headquarters in the South West. Together with the Earth Systems initiative (as described above) this will ensure that the South West is well placed to become a leading centre for sustainability based businesses. 4. PSYCHOLOGY Nationally the discipline of psychology is in an extremely healthy state, and its research quality bears comparison with the best in the world. The South West is very well represented in this discipline, with departments having particular strengths in cognition and cognitive neuroscience and social, economic and health psychology. Postgraduate demand is very strong. The RAE 2001 panel for Psychology noted that there remains a continuing need to develop skilled researchers in the field; the OST RCs and charities fund seven times as many research studentships in biological and other medical sciences as in Psychology. Regional relevance The bid will more than double the number of PhD students in cognitive neuroscience and economic psychology across the three institutions. Its real impact will be considerably more than this, however. It will allow the institutions together to make a real step-change in training in these disciplines. Sustainability will derive from an increasing likelihood of gaining further Research Council and Charity funding for research training (MRC, ESRC, EPSRC, BBSRC, Wellcome, Leverhulme) and project grant funding (with associated studentships), increasing numbers synergistically. This, in turn, will provide access to training at a regional level, and allow the three institutions to compete with the best internationally as trainers in postgraduate research in cognitive neuroscience and economic psychology. 5. CREATIVE ARTS. ’The creative and media industries in the UK generate revenues of around £112.5 billion and employ more than 1.3 million people, which is 5% of the total employed workforce. Exports contribute around £10.3 billion to the balance of trade, and the industries account for over 5% of GDP. The value of the creative industries to UK gross domestic product is, therefore, greater than the contribution of any of the UK's manufacturing industry. In the year 1997-98, output grew by 16%, compared to under 6% for the economy as a whole.’ (UK Trade and Investment: Export Information. Figures compiled from details supplied by the Department for Media, Culture and Sport, 2003) The importance of the creative arts to the social health of the nation has long been accepted. As, during the last ten years, the creative industries moved from the fringes to the heart of the UK economy, it became apparent that the importance of their contribution to the economic health of the nation is also vital. The nurturing and celebration of creative talent became a central tenet of the political agenda, and the urgency of supporting research into the creative arts has become correspondingly clear. In terms both of creation and reception, it has become an urgent matter to facilitate the basic conditions for the development of a creative economy which can address itself both to global and to local needs. Four indicative components of collaboration within the field of Creative Arts might be: Writing for live and mediatized performance The digital and the virtual Place, space and identity Cultural histories: curation, archiving and interpretation Regional relevance All four of these research components are of relevance to the region. Partnerships already exist between the academic institutions and a broad range of cultural providers within the South West. As well as major institutions such as the BBC, English Heritage, and the NHS, these include regional bodies such as Culture South West, and a wide range of arts, film and literary festivals; theatres and theatre companies; arts centres; museums and galleries; municipal authorities; visual arts organizations; dance agencies; video and digital media production companies. By working in partnership with institutions and businesses, this Creative Arts collaborative field will enhance the strength and importance of the creative industries to the economy of the South West. Project background and Operational Framework - ANNEX B Please note that outputs 4 and 10 have been removed from the table since they do not fall within the responsibility of the Theme Panel Chairs. Output No Title Description 1 Research Fellowships – 15 New starts 15 Full-time research fellowships based in participating HEIs. 2 PGR 3-year bursary FTEs – 130 New Starts 130 PGR students working in one of the defined areas receiving a bursary approved by the Research Board. Funders of PGR studentships must be organisations which are based in the SW region (ie the seven county RDA region) or which have substantial business interests here. They will have to demonstrate how the studentship will have a clear impact on the economic development of the SW region and meet a real business need. Project funders can include businesses, social enterprises, and independent government related researching bodies such as the Met Office and NHS Trusts. The total number of public sector research establishments involved must not exceed 20. The total number of projects with these organisations must not exceed 30. No single funding organisation may normally undertake more than 6 separate studentships. 3 1150 PGR training places 1150 PGR students taking part in collaborative discipline specific training co-ordinated by the project Director. 5 20 Collaborative Research projects 20 additional research projects attracting external funding either from research councils, charities, government, EU or industry which have been won through collaborative bids from GWR partners. 6 £2m additional research funding from industry £2m of additional funding achieved from industrial partners regardless of geographic locations of the businesses. Can be achieved through collaborative projects via research councils, DTI, EU etc. ‘Business’ includes NHS Trusts. 7 4 research collaborations between SW HEIs and international collaborators 4 research projects involving international partners. Can include other HEIs, multinational businesses, business based overseas, health organisations and charities. This output will be a subset of 5. 8 100 PhD students gaining employment in industry R&D Tracked employment of PGR students from participating institutions. The aim is to see additional employment as a result of partnership activities. 9 2 Centres of world class research excellence established in the SW We are hoping to see 2 world class centres established. Should be a natural consequence and a subset of outputs 5 and 7 above. There is no absolute requirement to attract industry money to these centres but it would be advantageous. 11 80 businesses within the region engaged in new collaborations with the UK knowledge base 150 research collaborations are proposed (comprising 130 PGR studentships and 20 collaborative research projects). 12 28 SMEs involved SMEs employ less than 250 employees and have a turnover of less than 40m Euros. A minimum of 28 must be involved overall. 13 100 jobs created or safeguarded 15 jobs will be created through the appointment of the Research Fellowships. 1 additional job will be created for each £100K of research funding gained. By the end of the period an additional 64 jobs will have been created or safeguarded as a result of PhD students going into industry. Total target 100. 14 60 academic staff collaborating with industry 60 academic staff are expected to be involved as principal investigators, co-investigators or supervisors in research projects and studentships. Most of these will have had limited exposure to business engagement in the past. The overall project must involve a minimum of 80 regional organisations which have not previously undertaken research with the academics or research groups involved. Where two or more organisations are involved in the same project they will count separately. 15 40 businesses assisted – Non R&D support 40 businesses are likely to be involved in the project but will decide not to take part in any of the R&D schemes on offer. These will be referred to other agencies or HEIs for different levels of support, using the KESW network.