Sexual Harassment Recognition And Prevention Program Sexual Harassment Case File School of Medicine Tuesday, November 25, 2008 3:00 p.m. – 5:00 p.m. Presenter: Bobby D. Gist, Executive Assistant to the President University of South Carolina, Columbia Sexual Harassment A Real Issue in the Workplace and Academic Arena INTRODUCTION Sexual Harassment on campus is a serious issue that educational institutions must address and seek to eliminate. The U.S. Equal Employment Opportunity Commission (EEOC), this nation’s chief anti-discrimination enforcement agency, has obtained approximately $441 million in monetary benefits for persons who have filed formal complaints of sexual harassment over the past nine years (1999-2007). This $441 million dollars in monetary benefits does not include the millions of dollars that has been awarded to plaintiffs who have filed sexual harassment lawsuits in state and federal courts throughout the nation. In addition, the legal cost of bringing and defending sexual harassment actions in the courts has escalated and reached epidemic proportions. In fact, College and University campuses are not exempt and have also been hit hard in the pocketbook as it relates to issues of sexual harassment. College presidents and other high ranking officials, both tenured faculty and non-tenured administrators have lost their jobs and their careers in higher education because of sexual harassment allegations. With the passage of the 1991 Civil Rights Act victims of alleged sexual harassment are now in the position of recouping not only actual damages, but also punitive and compensatory damages up to $300,000.00, as well as attorney fees. Additionally, under the 1991 Civil Rights Act, victims can now obtain jury trials where judgements against employers are far more likely. In 1990 prior to the passage of the 1991 Civil Rights Act, the EEOC received 6,127 formal complaints of sexual harassment and they obtained $7.7 million dollars in monetary settlements. However, in 2001, ten years after the passage of the 1991 Civil Rights Act, the EEOC received over 15,000 complaints (15,475) of sexual harassment and recouped approximately seven times the monetary benefits (53.0 million) that were recouped in 1990. Over the past three years alone, the monetary benefits recouped for victims of sexual harassment totaled $146 million in this country and this does not include the millions of dollars awarded by State and Federal courts after lawsuits were filed. Sexual harassment if allowed to occur today and not addressed in your organization or institution is a costly proposition. Today, more than ever, employees and students are willing to come forward and demand that they not be subjected to illegal discrimination in the workplace or in the academic arena. In 2005 alone, 12,679 complaints were filed by both men and women with the EEOC. In fact, last year approximately 16% of the sexual harassment complaints filed were filed by men (2007-16.0%). Remember you are the front line of defense when it comes to protecting your institution with regard to “Preventing Sexual Harassment on Campus,” whether you are a faculty or staff member. 2 SEXUAL HARASSMENT IS AGAINST THE LAW Sexual harassment in the workplace is a violation of Title VII of the Civil Rights Act of 1964 and the South Carolina Human Affairs Law. Sexual harassment within the educational environment is a violation of federal law, state law and University Policy. WHAT IS SEXUAL HARASSMENT? Employment Perspective: Sexual harassment is a form of employment misconduct which undermines the integrity of the employment relationship. All employees must be allowed to work in an environment free from unsolicited and unwelcome sexual overtures. Sexual harassment is defined as any unwelcome, one-sided, sexual advancement; requests for sexual favors; and other, verbal or physical conduct of a sexual nature that comes from supervisors, bosses, co-workers, clients or other individuals in the workplace. Educational Perspective: Sexual harassment is a form of misconduct which undermines the integrity of the educational and academic arena on the basis of sex. In the academic arena, sexual harassment unreasonably interferes with one’s ability to perform, free of harassment, predicated upon their sex. Sexual harassment is defined as any unwelcome, one-sided, sexual advancement; requests for sexual favors; and other verbal or physical conduct of a sexual nature that comes from faculty, staff, students, or other individuals in the educational arena. 3 Definition of Sexual Harassment Sexual harassment is unwanted sexual or gender based behavior that occurs when one person has formal or informal power over the other. There are three elements to sexual harassment: A. The behavior is unwanted or unwelcome. B. The behavior is sexual or related to the gender of the person. C. The behavior occurs in the context of a relationship where one person has more formal power than the others (such as a supervisor over an employee or a faculty member over a student) or more informal power (such as one peer over another). 4 Sexual Harassment Charges EEOC & FEPA’s Combined: FY 1999--FY 2007 The following chart represents the total number of charge receipts filed and resolved under Title VII alleging Sexual Harassment discrimination as an issue. The data in the Sexual Harassment table reflect charges filed with EEOC and the state and local Fair Employment Practices agencies around the country that have a work sharing agreement with the Commission. The data in this report is complied by the Office of Research, Information, and Planning and taken from EEOC’s Charge Data System-National data base. Sexual Harassment Charges Receipts FY 1999 FY 2000 FY 2001 FY 2002 FY 2003 15,222 15,836 15,475 14,396 13,566 13,136 % of Charges Filed by Males Resolutions 12.1% 13.6% 13.7% 14.9% 14.7% 15.1% 14.3% 15.4% 16.0% 16,524 16,726 16,383 15,792 14,534 13,786 12,859 11,936 11,592 Settlements 1,361 8.2% 1,676 10% 1,568 9.6% 1,692 10.7% 1,783 12.3% 1646 11.9% 1,471 11.4% 1,458 12.2% 1,571 13.6% Withdrawals with Benefits Administrative Closures 1,299 7.9% 5,401 32.7% 1,389 8.3% 4,628 27.7% 1,454 8.9% 4,293 26.2% 1,235 7.8% 3,957 25.1% 1,300 8.9% 3,600 24.8% 1,138 8.3% 3,256 23.6% 1,146 8.9% 2,808 21.8% 1,175 9.8% 2,838 23.8% 1,177 10.2% 2,804 24.2% No Reasonable Cause Reasonable Cause Successful Conciliations 7,272 44.0% 1,180 7.1% 383 2.3% 7,370 44.1% 1,659 9.9% 524 3.1% 7,309 44.6% 1,746 10.7% 551 3.4% 7,445 47.1% 1,463 9.3% 455 2.9% 6,703 46.1% 1,148 7.9% 350 2.4% 6,708 48.7% 1,037 7.5% 311 2.3% 6,364 49.5% 1,070 8.3% 324 2.5% 5,668 47.5% 797 6.7% 253 2.1% 5,273 45.5% 767 6.6% 282 2.4% Unsuccessful Conciliations Merit Resolutions Monetary Benefits (Millions)* 797 4.8% 3,840 23.2% 1,135 6.8% 4,724 28.2% 1,195 7.3% 4,768 29.1% 1,008 6.4% 4,390 27.8% 798 5.5% 4,231 29.1% 726 5.3% 3,821 27.7% 746 5.8% 3,687 28.7% 544 4.6% 3,430 28.7% 485 4.2% 3,515 30.3% $50.3 $54.6 $53.0 $50.3 $50.0 $37.1 $47.9 $48.8 $49.9 5 FY 2004 FY 2005 FY 2006 FY 2007 12,679 12,025 12,510 TYPES OF SEXUAL HARASSMENT Two Legal Claims of Harassment Recognized by the Federal Courts Federal law recognizes essentially two types of sexual harassment: 1. "quid pro quo" and 2. "hostile and offensive work environment." Quid pro quo harassment, according to the EEOC Policy Guidelines on Current Issues of Sexual Harassment, occurs when the harasser conditions the granting of a job benefit or the avoidance of a job detriment upon receipt of some sexual favor from another employee. Quid pro quo harassment is the most blatant, most recognizable, and most obvious form of sex harassment. Normally, the victimized employee is forced to choose between the unwanted sexual demands and the loss of tangible job benefits or the imposition of a detriment at work (e.g., a promised promotion, sleep with me or be fired, avoidance of a demotion, a year-end bonus, or a decent raise). Hostile and offensive work environment, according to the EEOC, looks at the offensive workplace behaviors that create an abusive employment setting. While the offensive conduct could be essentially the same as in quid pro quo harassment, hostile work environment focuses upon the impact of the conduct on another employee's work environment. When the unwanted verbal or physical harassment "unreasonably" interferes with the employee's work performance or when it creates an intimidating, offensive work setting, hostile work environment harassment has occurred. To unreasonably interfere with someone's work environment, the harassment must be so severe and pervasive that a "reasonable person" would not put up with it. 6 Types of Sexual Harassment Recognized by the Federal Courts 1. Quid Pro Quo (what equals quid pro quo) 2. Hostile Work Environment (what equals hostile environment) Sexual harassment exists when any of four conditions are met: 1. Submission to the sexual conduct or behavior is made a term or condition, either explicitly or implicitly, of employment; 2. Submission or rejection of the sexual conduct or behavior is used as a factor in decisions affecting that person's employment; 3. The sexual conduct or behavior has either the purpose or effect of "substantially interfering" with a person's employment; or 4. The sexual conduct or behavior creates an "intimidating, hostile or offensive work environment. Conditions #1 and #2 = quid pro quo harassment Conditions #3 and #4 = hostile work environment harassment 7 QUID PRO QUO HOSTILE ENVIRONMENT When something-a grade, a job, or a letter of recommendation is given or withheld on the basis of an individual’s response to a request for sexual favors; i.e., “If you don’t sleep with me, you’ll fail my class.” An atmosphere that interferes with a student’s ability to learn or participate in the school setting or an employee’s ability to work. One instance is enough to prove sexual harassment. The behavior is unwelcome, based on sex or gender, and is severe or pervasive enough to create a hostile or abusive environment that alters a term, condition or privilege of employment or education. An institution is liable for workplace harassment if a supervisor, teacher or professor with authority to hire or fire an employee subjects that employee to a significant change in employment status due to acceptance or rejection of sexual advances. For peer harassment, a school may be held liable if it knew or should have known of the harassment and failed to take prompt and effective remedial action. An institution is liable for employeestudent harassment only if an official with authority to address the alleged discrimination knew of it, failed to respond to it and acted with deliberate indifference. The less severe the conduct, the more it has to be repeated to qualify as sexual harassment. If the harassment is directed against a school employee by a supervisor with immediate or successfully higher authority over the employee, the school will be vicariously liable for the harassment but can defend itself by showing that: 1) officials exercised reasonable care to prevent and promptly correct any sexually harassing behavior- in other words, had a strong and wellpublicized harassment policy and complaint procedure ; and 2) the employee didn’t complain or seek help through procedures made available by the school. An institution is liable for employee-student harassment only if an official with authority to address the alleged discrimination knew of it, failed to respond to it and acted with deliberate indifference. 8 Sexual Harassment may be verbal, non-verbal, physical, non-physical and visual. Verbal Verbal statements that might be illegal harassment can include, but are not limited to, the following comments: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. Sexual propositions Asking questions about an employee's sex life or conduct Calling women/ men by crude sexual names Asking personal or intimate questions Making sexual threats Bragging about sexual prowess Making negative sexual comments about women/ men based upon gender Repetitive asking for dates, affection, attention, or touching Making fun of a co-worker in a sexual way Verbally abusing a member of the opposite sex Physical Offensive, illegal physical conduct can include, but is not limited to, the following behavior: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. Touching Jostling Bumping or blocking Leering or staring Taking unwelcome photographs Physically restraining a person of the opposite sex Indecent exposure Passing or posting sexually offensive materials Groaning, sighing, or offering sexual thoughts Whistling, jeering, hooting Finally, the workplace can also be found to be sexually offensive and hostile where there are sexual photographs and/ or drawings, sexual graffiti, and other types of sexually hostile physical behavior or conduct at work. 9 Common situations that may involve sexual harassment include: Pinups in the workplace. Pinups containing sexual material (such as centerfolds) can create a hostile work environment. Don’t allow these in the workplace. Asking a coworker for a date. This by itself is not harassment. But if the person refuses the offer, continued asking can become harassment and should be stopped if a complaint is made. Rude treatment of women. A supervisor who treats women rudely, or who constantly demeans the ability of women to perform work, can be guilty of sexual harassment since adverse actions are being taken on account of the employees’ gender. Verbal abuse and jokes. Comments about a person’s appearance or jokes of a sexual nature can constitute harassment if they occur often and are unwelcome. You should make it a policy to stop all types of sexually oriented comments in the workplace. Intentional touching. A single act of intentional and unwelcome touching of a sexual nature will usually be found to be sexual harassment. Are gender harassment and sexual harassment the same? There are forms of harassment that are gender-based but are non-sexual in nature. Gender-based harassment is harassment that would not have occurred but for the sex of the victim. It lacks sexually explicit content but is directed at one sex and motivated by animus against that sex, whether female or male. Example: A comment like “You’re a woman, what do you know?” may amount to gender-based harassment even though it does not carry a sexual connotation. 10 Consensual Relationships and Claims Consensual relationships can result in claims if: The romance goes sour. One party did not entirely welcome the relationship or, after a time, finds it distasteful and perceives continued pursuit as harassment; A third party claims favoritism. A third party perceives favoritism in the relationship and believes he or she should have been entitled to the same benefits as a party in the relationship, such as a better job, salary increase, larger office, more favorable recommendation, better lab facilities, etc.; or A third party finds the behavior disruptive or offensive. A third party complains that the behavior between the parties – such as making love indiscreetly in the office – is disruptive and offensive. 11 Is the Institution Liable for Harassment? Federal and many state laws make employers, including educational institutions, liable for sexual harassment. Liability depends on who is doing and receiving the harassment. Harassment of a school employee by a co-worker. Harassment of a student by a fellow student. Institutions are responsible when co-workers harass each other and, in some cases, when students harass each other, if school officials knew or should have known of the harassment and did nothing to stop it. If harassment is reported to a manager or the manager learns about it, or if it was so obvious that the manager should have known about it, the institution may be liable if it does nothing. Harassment of a school employee by a supervisor. Employers are responsible if the harassing supervisor takes a tangible employment action against the harassed employee. Employers are responsible if there is no tangible employment action, such as a demotion, unless: 1) they exercised reasonable care to prevent and promptly correct the harassment; and 2) the employee didn’t complain or seek help through procedures set up by the employer. Harassment of a student by a teacher or school employee. An institution is not liable unless an official with authority to address the alleged discrimination and correct it knew of the situation and failed to respond to it, and showed deliberate indifference. 12 The 12 Most Frequently asked questions about Sexual Harassment from employees: 1. Can compliments be a form of sexual harassment? 2. Can I be accused of sexual harassment if no one objects to me and states that my behavior is not welcome? 3. How can I protect myself from a false charge of sexual harassment? 4. What should I do if I am harassed? 5. Is it considered to be sexual harassment if I tell a sexually explicit joke? 6. Can how a woman dresses cause sexual harassment? 7. Do I need to change my behavior just because someone may be offended in the workplace? 8. Why can’t the person who is being harassed just tell the harasser to stop? 9. What about my freedom of speech in the workplace? 10. What are my obligations as a supervisor to prevent sexual harassment? 11. What if you are a touchy-feely kind of person? 12. Is sexual harassment really a serious issue? 13 Civil Law Suits (Common Law Torts) Arising From Sexual Harassment Claims In addition to filing under the various state or federal laws, individuals who feel they have been sexually harassed can file civil lawsuits alleging common law torts, or civil wrongs. Some examples are listed below: Charges of assault and battery, such as when someone experiences menacing gestures or unwanted touching, such as being kissed, embraced or rubbed against; Intentional infliction of emotional distress, such as when someone has been continually harassed (especially if the behavior is severe, pervasive or outrageous), or when the victim informed an agent of the employer and the response was inadequate; Defamation, such as when rumors about a person’s sexual life are circulated; Interfering with an employment contract, such as when a person makes it impossible for the complainant to obtain or keep employment (this might occur when a rebuffed supervisor persuades an employer to fire the employee who rebuffed his or her advances); Negligent supervision, such as when a supervisor has not acted properly; Negligent hiring; not properly checking the references and background of a person who was hired and is now the accused or harasser. Negligent retention; Retaining a person with a record of misconduct. Invasion of privacy, especially intrusion, such as when a harasser continually calls a worker at home and asks about his/her sex life, or when a victim is followed into a restroom; Wrongful discharge, such as when someone has been fired for refusal to tolerate sexual harassment; False imprisonment, such as when a victim is harassed in a setting and is not allowed to leave; and Loss of consortium, such as when a woman or man is so upset by sexual harassment that she or he cannot have sexual relations with their husband or wife. Note: Title VII and Title IX claims may be filed simultaneously with a tort claim. Tort claims often have a longer time limit for filing: usually one to three years, depending on the tort and particular state law. Damages are not limited in tort actions; therefore, tort actions often are pursued by employees to collect damages not allowed under Title VII. In tort cases, the individual harasser can be named as a defendant. In contrast, Title VII and Title IX cases, the employer alleged to have allowed discrimination is generally the sole defendant. Although damages are recoverable under Title VII and Title IX, victims can continue to file tort claims in addition to other charges. 14 Employees may be more likely to file tort claims because of the limitations placed on monetary damages under the Civil Rights Act of 1991. Unlike Title VII or Title IX, which do not require an attorney to file charges, most persons filing tort claims will need to have an attorney unless they represent themselves. Tort laws can also be used by persons such as visitors, contractors and vendors who are not protected by Title VII or Title IX because they are neither students nor employees, but were harassed by students or employees. 15 POSSIBLE STEPS THAT MANAGEMENT CAN TAKE TO PREVENT SEXUAL HARASSMENT IN THE WORKPLACE 1. Document all actions and incidents of alleged sexual misconduct and harassment. 2. Adopt a strong policy statement prohibiting sexual harassment and disseminate the statement to all employees. 3. Train all managers and supervisors on the prevention of sexual harassment. 4. Set up an internal mechanism for employee complaints and instruct employees how to use the internal process. 5. Always take complaints seriously and investigate promptly and carefully and consult the Human Resource or EEO Office immediately. 6. Develop and enforce a zero tolerance policy as it relates to sexual harassment in the work environment. 7. Document. 8. Be fair. 9. Set a GOOD EXAMPLE!! 16 Please refer to the EOP web site, http://www.sc.edu/eop/ for information regarding the University’s Sexual Harassment Policy. [ EOP 1.02 Sexual Harassment] 17