Dear Supplier, Carbon Trust Accredited Supplier Scheme Thank you for your interest in the Carbon Trust Accredited Supplier scheme, the market-leading accreditation scheme for high quality energy efficient equipment and renewable technology suppliers. Please find enclosed your application form and accreditation agreement. You now simply need to complete and return these documents and a minimum of three case studies. You should use the application form and case studies as an opportunity to demonstrate your company’s achievements and capabilities. Please ensure that any referees included in your application are made aware of this fact and that we may contact them to ask for feedback regarding your performance. Only suppliers who meet our quality threshold will be accredited. We aim to assess your application within three weeks. If your application is successful, we will then invoice you for the annual Accreditation Fee of £1,499 (plus VAT). Upon being accredited, you will benefit from the following: Listing on our Green Business Directory, hosted on the Carbon Trust website which currently receives over 400,000 unique visitors per year Licence to refer to yourself as a Carbon Trust Accredited Supplier and use the Carbon Trust Accredited Supplier logo Signed accreditation certificate We look forward to receiving your application and, if successful, working with you in the months and years ahead to help more organisations in the UK enjoy the benefits of energy efficient and renewable energy equipment and solutions. Should you require any assistance or have any questions, please do not hesitate to get in touch. Yours sincerely Matt Kitching Associate, Business Services Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT CARBON TRUST ACCREDITED SUPPLIER SCHEME APPLICATION FORM Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT Suppliers or contractors with a significant track record in the design, supply and installation of energy efficient equipment and renewable energy technologies are eligible to apply for accreditation status. The scheme recognises all proven technologies including: • aM&T (Automatic Metering & Targeting) • Biomass Catering equipment • Compressed air • Controls Energy efficient hand dryers Energy efficient UPS/IT Heat pumps Heat recovery ventilation • Heating, ventilation & air conditioning (HVAC) • Insulation • Lighting • Motors & drives Power supply and storage • Process heating and cooling • Refrigeration Solar PV Solar thermal Steam systems Water-saving technologies Waste reduction technologies Wind To apply to become a Carbon Trust Accredited Supplier, applicants are required to electronically submit the following documents to info@carbontrust.com Completed Application Form (this document), including a Declaration signed by a Director of the applicant company; and Case Studies with referee contact details – see section 3 for requirements and guidance at the end of this Application Form Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT If you have any queries please contact the Accreditation Team on 020 7170 7000 or info@carbontrust.com Following a successful review of your application, accreditation will only come into effect upon acceptance and return of a completed Accreditation Agreement and the associated Accreditation Fee. Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT 1. APPLICATION AND ADMINISTRATION DETAILS 1 1.1 Contact Details – Supplier Company Name: Company Registration Number: VAT number Street Line 1: Street Line 2: Postcode: Fax Number: Website: Primary Contact This person is the main point of contact. Forename: Surname: Job Title: Telephone Number: Mobile Number: Email Address Alternate Contact Contacted if the primary contact is unavailable. Forename: Surname: Job Title: If the services are provided by a specific division within a corporate entity, please provide further details in Annex 1 1 Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT Telephone Number: Mobile Number: Email Address: 1.2 Regional Preferences Please confirm the geographic regions in which you operate by entering Y or N in the appropriate boxes. Regional Preferences Y/N Regional Preferences Y/N East of England ... East Midlands ... North East England ... West Midlands ... South East England ... Yorkshire & the Humber ... North West England ... Wales ... South West England ... Scotland ... Greater London ... Northern Ireland ... Republic of Ireland ... EU ... 2. SKILLS AND EXPERIENCE 2.1 Company Key Information 2.1.1 Please indicate how many full time employees there are in the company: 2.1.2 Please indicate approximately what proportion (%) of your revenue is generated from each of the following project sizes: £0-50k e.g. 50% £50k-100k e.g. 30% £100k-200k e.g. 15% >£200k e.g. 5% NB: This is for project matching purposes only; we envisage that our customers will require project solutions across a wide spectrum of cost. Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT 2.1.3 Sector experience Please tick which of the following sectors you have experience of working in: Building Type Agricultural Industrial - Manufacturing Industrial - Warehouse and Storage Wholesale/Retail Hospitality Transport and Communications Offices Housing Government Education Healthcare Recreational/Cultural Sports halls and pools External Space Other: please specify: Other: please specify: Other: please specify: Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT 2.1.4 Please detail below Industry Accreditations, Memberships, Standards, and Awards, held by the company e.g. B&ES, LIA, ECA. Include the: Date of initial attainment and reaccreditation; Third-party awards won by the company giving the name of the awarding body, citation, and date 3. TECHNOLOGY SPECIFIC CRITERIA 3.1 Technology groups Please list the key technology groups for which you are seeking accreditation e.g. lighting, controls, HVAC, solar PV, etc. NB: for each key technology area listed you will need to provide at least one summary case study, submitting a minimum of three case studies overall. (E.g. if applying for two technology areas, submit two case studies for one area and one case study for the second area.) Technology group e.g. Lighting 3.2 Case studies If you are a ‘recognised supplier’ to Siemen’s Financial Services, we will review three (or more) completed Energy Efficiency Financing scheme projects in lieu of you having to provide case studies. We will select an appropriate mix of projects that have been completed within the past 12 months or you can nominate suitable Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT projects. If you prefer, you can choose to provide non-Energy Efficiency Financing scheme case studies in support of your application (or a mixture of both). If applying for accreditation for more than three key technology areas we will require an additional nominated project and/or case study for each. Guidance for case studies is provided at the end of this form. Name of case study projects and/or nominated Energy Efficiency Financing scheme project name & reference number NB: If you are not currently a ‘recognised supplier’ to the £550 million Energy Efficiency Financing scheme provided by the Carbon Trust and Siemens Financial Services, we encourage you to get involved. There are a number of financing options available from the scheme which can add significant value to your sales proposal and help you close more deals. For further details click here or email eef.sfs.gb@siemens.com 3.3 Scale of activity For those sub-technologies that you have indicated above, please outline the approximate scale of revenue and number of projects delivered over the past year e.g. Interior lighting: £250k revenue across 10 projects. Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT 4. INSURANCE, POLICIES AND PROCEDURES 4.1 Public Liability Insurance a) What level of Public Liability Insurance do you hold? 4.2 Employer Liability Insurance a) What level of Employer Liability Insurance do you hold? 4.3 Professional Indemnity Insurance a) Do you hold Professional Indemnity Insurance? (Please indicate “yes” or “no”.) If “yes” please state the level of cover: If “no”, would you be willing to obtain PI cover? (Please indicate “yes” or “no”.) NB: This is for project matching purposes only; it is not a prerequisite for accreditation. 4.4 Product Liability/Asset Risk Insurance (if applicable) a) What level of Product Liability/Asset Risk Insurance do you hold? Not applicable Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT 4.5 Quality Assurance Does the company hold a recognised quality management certification, for example BS/EN/ISO 9000 or equivalent internal policy? (Please indicate “yes” or “no”.) 4.6 Environmental Management Does the company hold a recognised Environment management certification for example BS/EN/ISO 14000 or equivalent internal policy? (Please indicate “yes” or “no”.) 4.7 Health and Safety Qualifications Does the company hold a recognised Health and Safety management certification for example OHSAS 18001 or BS OHSAS 18001 or equivalent internal policy? (Please indicate “yes” or “no”.) 4.8 Training Policy Does the company have a training policy to ensure effective continuous professional development to enable staff to keep up to date with changes in new legislation, standards and technologies? (Please indicate “yes” or “no”.) 4.9 Customer Management Policy Does the company have a customer management policy to ensure complaints are handled in an effective and professional manner? (Please indicate “yes” or “no”.) Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT 4.10 Warranty Please briefly outline the types of warranties that you provide or offer to customers: 4.11 Support and Maintenance Agreements Please briefly outline any post-project support and/or maintenance agreements you provide or offer to customers. 4.12 Subcontracting/Supplier Management Policy Referring to the business processes mentioned in 4.5 – 4.11, when you deliver services to your customers using third party partners (i.e. installers, designers, manufacturers) please provide a brief description of how you ensure that your partners have equivalent management systems in place. Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT 5. SUPPORTING PARTNERS Please supply the names of your preferred partners that you frequently work with, if any. If necessary please attach an additional sheet. Company Name 6. Designer Installer Manufacturer DIRECTOR’S DECLARATION As part of the Carbon Trust’s accreditation scheme, applicants are required to provide a declaration by a director of the Applicant to satisfy the essential administrative requirements of the Accreditation Criteria, as set out below: 6.1 Adequate Financial Resources I confirm that this company is a going concern, has sufficient funds to continue trading in accordance with the requirements of UK company Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT law for at least twelve months and has sufficient funds to pay its debts as they fall due. Applicants are advised that a credit check may be carried out on the company as part of the accreditation process. 6.2 Confirmation of Zero Non-Compliances I confirm that this company has no corporate non-compliances. 6.3 Accuracy of Information I testify that the information provided in this form and all supporting documentation is a true and accurate record of the company’s experiences and the information has not been presented in a misleading manner. Evidence can be provided to corroborate all the information recorded. 6.4 Accreditation Agreement I accept the terms and conditions set out in the attached Accreditation Agreement. 6.5 Declaration Statement Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT I confirm the accuracy of the declarations of this section 6, and that the company satisfies the requirements of the Accreditation Criteria. Print Name: Company: Position Signature: * Date: * Please insert an electronic signature. If you encounter difficulties in doing this please contact the Carbon Trust Accreditation Team on 020 7170 7000 Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT GUIDANCE FOR SUMMARY CASE STUDIES The use of summary case studies is intended to provide further evidence of energy efficient design and installation of energy saving/generating systems and should be used to highlight variations in installation types and the use of innovative and energy efficient approaches to solving a problem. Summary case studies should highlight the best practices used in design and installation and also the energy savings realised by the project expressed in percentage and cost terms. Each case study should briefly detail the: ‘old’ system/equipment; design rationale/approach for the new system; details of new equipment/system; completion date; project cost; annual savings (expected/actual if known); simple payback period; and client’s full contact details (we will contact each client to receive their feedback on the project). Please provide both email and telephone contact details for each referee and ensure that all referees are aware they will be contacted. We require a minimum of three case studies. If applying for accreditation for more than three technology areas we will require an additional case study for each. If you feel additional supporting data e.g. before and after graphs, photographs etc would enhance the case study this will be accepted. Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT ANNEX A Additional Information Please use this section to provide any additional information pertinent to your application. For example if the application relates to a division of a corporate entity, please provide details of the division itself (capacity etc.) along with a group structure chart. Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT ACCREDITATION AGREEMENT Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT T: +44 (0)20 7170 7000 F: +44 (0)20 7170 7020 www.carbontrust.co.uk Carbon Trust Advisory Limited is a limited company registered in England and Wales Number 06274284 Registered at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT 1 1.1 1.2 INTRODUCTION “Group Company” means in relation to any party, any subsidiary of that party, or any holding company of that party, including its ultimate holding company, or any subsidiary of that ultimate holding company (where “holding company” and “subsidiary” have the meanings given to them in section 1159 of the Companies Act 2006); These General Terms and Conditions are those on which the Company will assess your business to determine whether you meet the criteria of a Carbon Trust Accredited Supplier, and, if so, on which you will be permitted to participate in the Company’s Accredited Supplier Scheme (“Scheme”). “Scheme” has the meaning ascribed to it in clause 1.1; The following terms shall have the meanings set out alongside them: “Services” means any services that you provide in connection with the Scheme; “Accreditation Criteria” means the Company’s quality threshold against which it assesses a supplier’s technical capability and experience; “Accreditation Fee” means the fee payable by you to become a Carbon Trust Accredited Supplier, if your business is successfully assessed against the Accreditation Criteria; “Annual Accreditation Fee” means the fee payable upon expiry of your Accreditation, if your business is successfully re-assessed against the Accreditation Criteria, for the continued participation of your business in the Scheme; “Company” refers to Carbon Trust Advisory Limited, (reg. no. 06274284) of 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT; “Control” in relation to a body corporate, the power of a person to secure that the affairs of the body corporate are conducted in accordance with the wishes of that person: (a) by means of the holding of shares, or the possession of voting power, in or in relation to that or any other body corporate; or (b) as a result of any powers conferred by the articles of association or any other document regulating that or any other body corporate, and a “Change of Control” occurs if a person who controls any body corporate ceases to do so or if another person acquires Control of it, and “person” in this context includes any body corporate; “Effective Date” means the date of the Directors’ Declaration within your Application Form; “Environmental Laws” means any applicable laws which relate or apply to Environmental Matters; “Environmental Matters” means: the manufacture, generation, deposit, disposal or arranging for disposal, keeping, storage, treatment, emission, release, discharge, leaching, transportation, transmission, handling, use or presence of any substance or waste which causes or may cause harm or damage to the environment or the health and safety of any person; or nuisance or noise; or the pollution, conservation or protection of the environment; “Good Industry Practice” means that degree of skill, care, prudence and foresight and operating practice which would reasonably and ordinarily be expected from time to time of a skilled and experienced supplier engaged in the same type of goods and/or services as your business, under the same or similar circumstances; “Green Business Directory” means the searchable database of Carbon Trust Accredited Suppliers hosted on the Carbon Trust website; “you” “your business” refers to the applicant supplier, the details of whom are set out in section 1.1 of the Application Pack. Where this relates to a division of your organisation, the relevant business division (only) shall obtain the benefit of clauses 3.6 - 3.8. 1.3 2 In consideration of your payment of the Accreditation Fee and the mutual compliance by you and the Company with our respective obligations under these General Terms and Conditions, you and the Company agree to these General Terms and Conditions: PAYMENT 2.1 You will pay the Accreditation Fee or Annual Accreditation Fee (as the case may be), and any other sums that fall due as agreed between us, within 30 days of the date on the Company’s invoice (the “Due Date”). 2.2 In the event that you fail to pay the Company’s invoice by the Due Date, the Company reserves the right, without prejudice to any of its other rights under this agreement or at law to charge interest on the amount outstanding from the Due Date until you settle such outstanding amounts (both before and after any judgment, where applicable) in accordance with the Late Payment of Commercial Debts (Interest) Act 1998. 2.3 The Company reserves the right to suspend your Accreditation (including the removal of your listing in the Green Business Directory and any other reference to your business on the Company’s website or on any other material relating to the Scheme, where applicable) in the event, and for the duration, that you fail to pay any invoiced and outstanding sums under this agreement. 3 CONFIDENTIALITY, PROMOTION AND PUBLICITY 3.1 Each party will keep confidential, and use only in accordance with clause 3.2, any information received from the other for the duration of this agreement and for no less than five years thereafter, and shall handle any “personal data” as defined in the Data Protection Act 1998 (“Act”), strictly in accordance with the Act. 3.2 Except where explicitly stated otherwise, we will each only share information received from each other with our respective representatives (which include employees and contractors). The Company may also share information received in connection with this agreement with technical experts where their involvement is necessary for the performance of the Company’s obligations in connection with this agreement, or with advisers where disclosure is necessary for the proper performance of the adviser’s duties. 3.3 The confidentiality obligations of this section 3 will not apply to any information received during the course of this agreement, which: 3.3.1 was, by reasonable proof, already in either party’s possession prior to the time of receipt; or 3.3.2 is, or becomes, public knowledge other than by default by either party; or 3.3.3 is lawfully obtained by either party from a third party having no duty of confidentiality to the other party in respect of that information; or 3.3.4 either party is compelled by reason of law or government or court direction, to disclose to a third party. 3.4 The Company shall retain copies of information received during the course of the agreement for its records. Unless explicitly restricted by you, this information may be used by the Company for impact evaluation, future Accreditation services, audit, marketing, statistic compilation, reporting, general updates in respect of the Company’s services and ongoing improvement of those services, and consumer, customer or other complaints. 3.9 You will do nothing which may be taken to indicate that you have any right, title or interest in or to the Logo (other than the permissions granted under this agreement). The Logo is the Company’s property; any goodwill derived from your use of the Logo will accrue to the Company, and you now assign to the Company that goodwill (and will, promptly at the Company’s request, execute a confirmatory assignment of that goodwill at any time should this ever be required). 3.10 Any public statements or references to the Scheme or made in connection with it (other than as specified in clause 3.6) must be approved in advance and in writing by the Company. 3.11 You agree that you will not knowingly do anything in connection with your status as a Carbon Trust Accredited Supplier, or in connection with this agreement, which in the Company’s reasonable opinion adversely affects (or is likely to adversely affect) the Company’s or the Carbon Trust’s reputation or standing. 3.12 In the event that the Company discovers or is made aware of any facts regarding your business that could significantly affect the reputation of the Company or the Carbon Trust, where such circumstances cannot be resolved (in consultation with you) to the Company’s satisfaction the Company reserves the right to remove your business from the Green Business Directory along with any other reference on the Company’s website or on any other material relating to the Scheme, and to terminate this agreement upon one month’s written notice. 3.5 The Company reserves the right to make public reference to the Scheme and its progress, however any information of this nature will be disseminated solely in aggregate and anonymised form and will make no reference to your business other than your status as a Carbon Trust Accredited Supplier as it has been publicised in the Green Business Directory. 3.6 As a Carbon Trust Accredited Supplier, you are entitled to publicise your Accredited status in your marketing materials and on your website (where applicable) by using the following descriptor: “Carbon Trust Accredited Supplier”. Subject to the Licence Agreement at Appendix 2, you are also licensed to use the Carbon Trust Accredited Supplier logo (“Logo”) shown in the Appendix 1, solely in the form shown and in accordance with the Branding Guidelines also set out in Appendix 1 (with no modifications or additional information linked to the Logo, except as stated, unless approved in writing by the Company). This agreement does not confer the licence or permission to use any other logo or trade mark belonging to the Company, or belonging to any Group Company. For the avoidance of doubt, the permissions granted under this clause 3.6 are granted solely to you and do not extend to any of your Group Companies (unless such Group Companies are themselves Accredited Suppliers). 3.13 Clauses 3.1-3.4 and 3.9 shall survive expiry or termination of this agreement. Change of Control: You shall notify the Company immediately upon becoming aware of a Change of Control or merger affecting your organisation (where you are legally or contractually permitted to do so) and in any event promptly after such Change of Control or merger has occurred. The Company reserves the right, acting reasonably, to require reassessment. The Company reserves the right to charge you a further Accreditation Fee where such reassessment is required. The Company’s decision regarding whether reassessment is required is final. 5.1 This agreement is effective from the Effective Date and will continue until early termination in accordance with the remainder of this section (the “Term”). If you fail to meet the Accreditation Criteria, this agreement shall be deemed to automatically expire. The Company’s decision with regards to your assessment is final. 3.7 3.8 Your permission to use the Logo shall be deemed revoked immediately upon expiry or termination of this agreement. You will immediately remove the Logo from any of your business’s promotional or marketing material and remove from the public domain any reference to your business being a Carbon Trust Accredited Supplier. 4 TECHNICAL INFORMATION 4.1 In the event that we exchange any technical information, know-how, methodologies, materials, literature, presentations, data outputs and models or any other intellectual property for the purpose of this agreement or in connection with it, such intellectual property shall remain the absolute property of the party who has provided it (or its licensors) and we each agree to use intellectual property we receive strictly in accordance with this agreement or as otherwise agreed between us. You will ensure that any information or items of the foregoing nature provided to the Company does not infringe the intellectual property rights of any third party. This clause will survive the expiry of this agreement or its termination for any reason. 5 TERM AND TERMINATION 5.2 Subject to clause 7.3, the Company reserves the right at any time to terminate this agreement with immediate effect if you are in breach of any of the warranties in clause 7.1.1, or in the Company’s reasonable opinion you repeatedly breach your obligations under this agreement. 5.3 Notwithstanding the provisions of clauses 3.7 and 5.2, the Company also reserves the right to terminate this agreement, upon one month’s notice to you, if you undergo a Change of Control or a merger where such Change of Control or merger affects your ability to meet the Accreditation Criteria or has any effect on your compliance with the warranty under clause 7.1. In the event of termination pursuant to this clause, you will remain liable to the Company for any Accreditation Fee or Annual Accreditation Fee (as the case may be) and for any other fees accrued under this agreement prior to such termination. 6.9 Clauses 6.4 – 6.8 shall survive the expiry or termination of this agreement. 7 7.1 You warrant that: 7.1.1 your business (as identified in section 1.1 of your Application Pack) has full power and authority under its constitution and has taken all necessary action and has obtained all authorisations, licences, consents and approvals to execute and perform its obligations under or in connection with this agreement; and 5.4 You may terminate this agreement upon no less than 30 days advanced written notice in the event that you no longer wish to remain a Carbon Trust Accredited Supplier for any reason. 6 7.1.2 all information you have provided in the Application Pack is true. ASSESSMENT, RE-ASSESSMENT AND LIMITATIONS 6.1 The Company will assess your business against the Accreditation Criteria, and provide any other connected services that may be separately agreed with you in writing, with reasonable skill and care. Time shall not be of the essence of the agreement, and the Company will not be liable for any loss, damage or expense suffered by you from early or late performance. If the Company is aware that there is likely to be any material delay to your assessment then we will notify you in advance. 6.2 If your assessment is successful, your business will be listed in the Green Business Directory, and may receive other benefits under the Scheme which at a minimum, will include those benefits set out in the covering letter of your Application Pack. 6.3 Your Accreditation, if awarded, shall remain effective for a period of 12 months, unless otherwise notified in writing by the Company. Upon expiry of your Accreditation, and on an annual basis thereafter, you will be charged an Annual Accreditation Fee for the ongoing services and benefits to you under the Scheme if your business is successfully re-assessed against the Accreditation Criteria. 6.4 The Company will not be liable to you for any economic loss including, but not limited to, loss of profits, revenues or goodwill or for any indirect or consequential loss howsoever arising even if such loss was reasonably foreseeable. 6.5 Subject to clause 6.6, the Company’s total aggregate liability to you under or in connection with this agreement shall under no circumstances exceed the lower of the sum of all amounts paid by you to the Company in the preceding 12 months, and £10,000 (ten thousand pounds). 6.6 Nothing in this provision shall exclude or limit liability for death or personal injury or for any loss or damage as a result of fraud. 6.7 The express terms of this agreement are in lieu of all warranties, conditions, terms, undertakings and obligations implied by statute, common law, customs, trade usage, course of dealing or otherwise, all of which are excluded to the fullest extent permitted by law. 6.8 Except where otherwise agreed between the Company and you in writing, any agreements between you and a customer shall be expressly between your business and the relevant customer to the exclusion of the Company. The Company accepts no liability to you or to the customer with respect to the goods and/or services you provide to that customer. In particular, the Company provides no endorsement to you of any customer’s status (including credit status). SUPPLIER WARRANTIES AND UNDERTAKINGS 7.2 You undertake that your business will: 7.2.1 provide any services in connection with your status as a Carbon Trust Accredited Supplier, in accordance with Good Industry Practice; 7.2.2 comply with all applicable laws, regulations and regulatory requirements, and in particular with Environmental Laws, in the provision of any services in connection with your status as a Carbon Trust Accredited Supplier. 7.2.3 for the duration of the Term and (in relation to sub-clauses (i) and (ii) below) at least six years after the termination or expiry of this agreement, you shall maintain in force policies of insurance with an insurance company of long-standing and good repute to cover any liability in respect of all services that you provide in connection with this agreement including (but not limited to): (i) public liability to an appropriate level of cover; and (ii) professional indemnity, where required and at the appropriate time, to an appropriate level of cover; and (iii) asset risk, where required and to an appropriate level of cover. 7.3 You will immediately notify the Company if you believe any of the above warranties are no longer true. Without prejudice to clause 7.4, and depending on the nature and severity of the discrepancies in your data, the Company reserves the right to request that you resubmit correct data in substitution for all inaccurate data. If reAccreditation is necessary additional charges may be payable to cover any additional costs incurred. 7.4 You will promptly notify the Company if any event occurs or series of events occur that are likely to affect either party’s obligations under this agreement. In particular, you must promptly notify the Company of any health and safety incidents that occur within your business (whether during the provision of your services or otherwise) during this agreement. Notification requirements under this clause 7.4 do not extend to any incidents for which reporting is not a requirement under the Reporting of Injuries, Diseases & Dangerous Occurrences Regulations 1995 (RIDDOR). 7.5 Subject to clause 7.6, you will indemnify the Company against all liabilities, costs, expenses, damages and losses (including any direct or indirect consequential losses, loss of profit, loss of reputation and all interest, penalties and legal and other professional costs and expenses) (each a “Claim”) suffered or incurred by the Company arising out of or in connection with: 7.5.1 any breach of the warranties contained in clause 7.1; 7.5.2 your breach or negligent performance or non-performance under this agreement; 7.5.3 any Claim made against the Company by a third party or customer arising out of or in connection with the services that you have provided as a Carbon Trust Accredited Supplier; 7.5.4 any Claim made against the Company by a third party for death, personal injury or damage to property arising out of or in connection with defective goods, to the extent that the defect in the goods is attributable to your acts or omissions or those of your employees, agents or subcontractors. 7.6 The foregoing indemnity shall not apply to the extent that any Claim results directly from the Company’s own negligence or wilful misconduct. 7.7 For ongoing quality assurance, the Company shall notify you of any complaints received in connection with any services you have provided as a Carbon Trust Accredited Supplier. 7.8 Clauses 7.2.3, 7.5 and 7.6 shall survive expiry or termination of this agreement. 8 GENERAL 8.1 Third Party Rights. The Carbon Trust may pursue any of the Company’s rights under this agreement in respect of the use of the Carbon Trust name or the Logo. Subject to the foregoing, for the purposes of section 1(2) of the Contracts (Rights of Third Parties) Act 1999, the parties state that they do not intend any term of this agreement to be enforced by third parties. 8.2 No Agency or Partnership. Neither party shall represent itself as agent of the other party for any purpose whatsoever, nor shall it have the authority to create or assume any obligations of any kind for, or on behalf of, the other party. Nothing in this agreement is intended to, or shall, constitute a partnership in law or joint venture between the parties for any purpose whatsoever. 8.3 Force Majeure. Neither party shall be held accountable or incur any liability for failure to comply with its obligations under this agreement in the event of unforeseeable circumstances or occurrence of any events outside of their respective control. Where such events or circumstances occur and continue for four weeks or more, either party shall be entitled to terminate this agreement with no liability either one to the other, except where already separately incurred. 8.4 Governing Law and Jurisdiction. This agreement shall be governed and construed in accordance with English law and the parties submit to the exclusive jurisdiction of the English courts. 9 NOTICES 9.1 All legal notices shall be sent by one party to the other by recorded post by mail or courier using their respective registered addresses (or if not incorporated, the address supplied in the Application Pack). 9.2 Notices shall be deemed sent and received by means of a receipt of a signature of receipt or postal confirmation code. APPENDIX 1 LOGO BRANDING GUIDELINES 1. The Logo is a mark of quality assurance that demonstrates your track record, your expertise and your commitment to delivering best practice energy efficiency and/or renewable energy services for your customers. You are required to use the Logo in accordance with these guidelines. 2. Your license to use the Logo is solely in connection with energy efficiency services provided in connection with the Scheme but not in conjunction with any other goods or services supplied by your business or any company within your business’s corporate group (if applicable). 3. You may display the Logo on your marketing literature presentations, leaflets and flyers), vehicles and on your website. 4. Wherever the Logo appears in your promotional material, it may be accompanied with the following optional text: “Carbon Trust Accredited Suppliers have undergone an independent accreditation process to demonstrate their skills and experience in delivering low energy, high performing solutions.” 5. The Logo can only be used on your own literature, vehicles and website– it must not be used by any of your subsidiaries, partners, sub-contractors or affiliates. If you believe there is a compelling reason why any of the foregoing should be entitled to use the Logo, you should contact the Accreditation Team on +44 (0)20 7170 7000 or email info@carbontrust.com. 6. If you would like to generate a press release, case study or conduct a press interview in relation to any services you have provided in connection with the Scheme, in the first instance you should contact the Company on +44 (0)20 7170 7000 or at info@carbontrust.com. (brochures, APPENDIX 2 CARBON TRUST ACCREDITED SUPPLIER LOGO LICENCE AGREEMENT 1. Parties 3.3 You are permitted to use the Logo solely in accordance with this Licence Agreement, clause 3.6 of the General Terms and Condition, and the Branding Guidelines set out in Appendix 1. If you intend to use the Logo with any additional trade marks, narrative, information or branding, you are advised to notify the Licensor as early as practicable during your creative process, but in any event you must submit a draft version of your intended usage and seek approval from the Licensor before you use the Logo. Without prejudice to the provisions of Clause 7, the Licensor will use reasonable endeavours to respond to your notification within 10 working days and will either approve, or provide advice in respect of, your intended use. It will remain your responsibility to adhere to the Conditions of Use at Clause 7. 4. Grant of Licence 4.1 This Licence Agreement grants you permission to use the Logo on the basis that you have successfully been accredited under the Carbon Trust Accredited Supplier Scheme. 4.2 The term “you” includes refers to those parts of your organisation (which may mean inclusion of your Group Companies, or only a subset/division of your organisation) to which your completed Application Form relates. 5. Scope of Licence THIS LICENCE AGREEMENT is between: (i) you, the Accredited Supplier; and (ii) Carbon Trust Advisory Limited, a company incorporated in England (no. 06274284), with its registered office at 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT (the “Licensor”). 2. Interpretation 2.1 References to a statute, ordinance or other law will be deemed to include regulations and other instruments under it and consolidations, amendments, re-enactments or replacements of any of them. 2.2 References herein to Clauses are to clauses in this Licence Agreement. References to Appendices are to appendices in your Accreditation Agreement. 2.3 The headings are inserted for convenience only and will not affect the construction of this Licence Agreement. 2.4 Words importing the singular include the plural and vice versa and words importing a gender include every gender. 2.5 “Group Company” means in relation to any party, any subsidiary of that party, or any holding company of that party, including its ultimate holding company, or any subsidiary of that ultimate holding company (where “holding company” and “subsidiary” have the meanings given to them in section 1159 of the Companies Act 2006); 2.6 Any capitalised terms which are not defined in this Licence Agreement have the meanings given to them in the Accreditation Agreement. 3. The Carbon Trust Accredited Supplier Logo 3.1 The Carbon Trust Accredited Supplier Logo, as shown in Appendix 1 to your Accreditation Agreement (the “Logo”), is a mark of quality assurance that indicates that you meet the Accreditation Criteria. In particular, in respect of the relevant technology indicated in your Application Form, it indicates your expertise, historic performance in the manufacture or supply of the relevant technology and commitment to delivering best practice energy efficiency and/or renewable energy services for your customers. By using the Logo, you are representing that your organisation (or the relevant part of your organisation) meets these requirements. 3.2 Your use of the Logo will be your responsibility having regard to such laws, regulations and codes that may apply to any such representation or advertisement of your organisation’s practices. Subject to Clause 7, you are hereby granted a personal, non-exclusive, non-transferable licence to use the Logo within the territories of the EU for a period of your accreditation (the “Term”). 6. Expiry of Licence and Licence Renewal 6.1 Your licence granted under Agreement is not automatically may be renewed, upon expiry subject to you renewing your status. 6.2 If you have submitted an application to renew your accreditation prior to the expiry of the Term, you will be permitted a six-month grace period whereby your licence will be deemed renewed pending the results of your reaccreditation. If your accreditation is renewed, the Term of your renewed licence will be deemed to have continued immediately following expiry of the previous Term. 6.3 If your accreditation is not renewed, or if your application has not been submitted prior to the expiry of the previous Term, your licence will be deemed to have expired (at the end of the Term, or on the date you are informed that your accreditation will not be renewed, as applicable). 7. Conditions of Use this Licence renewable. It of the Term, accreditation By using the Logo, YOU AGREE to the following conditions: 7.1 To display the Logo only in accordance with the Branding Guidelines and in relation to in respect of the area(s) of your organisation to which the accreditation relates (if it does not relate to your entire organisation). 7.2 To make no statement with reference to the Logo, or use the Logo in any way, that in the Licensor’s opinion is misleading or could bring the Licensor, its Group Companies and/or the Logo into disrepute. 7.3 To do nothing which may be taken to indicate that you have any right, title or interest in or to the Logo (other than the licence granted herein). The Logo is the Licensor’s property; any goodwill derived from your use of the Logo will accrue to the Licensor, and you now assign to the Licensor that goodwill (and will, promptly at the Licensor’s request, execute a confirmatory assignment of that goodwill at any time). 7.4 To notify the Licensor promptly of any infringement or unauthorised use of the Logo by others of which you become aware. The Licensor will have the sole right, at its own expense, to bring any action on account of any such infringement or unauthorised use, and you agree to cooperate with the Licensor as the Licensor may request, in connection with any such action brought by the Licensor. 8. Withdrawal of Licence 8.1 The Licensor reserves the right to request that you stop using the Logo immediately in the event that you breach Clauses 7.1 - 7.3 above or if you commit or participate in any offence under the Bribery Act 2010 in relation to this or any other contract between you and the Licensor (and, if you do, the Licensor shall be entitled to recover from you the amount of any loss arising or resulting from such termination and/or from your commission of or participation in such offence and the amount of value of any such gift, consideration or commission). 8.2 8.3 If the Licensor makes such a request, you will cease to use the Logo immediately and will remove or obliterate the Logo from any areas in which you have displayed the Logo or from any materials on/in which the Logo is displayed; the provisions of Clause 11 will apply. For the avoidance of doubt, this Licence shall be co-terminus with the General Terms and Conditions. 9. Liability 9.1 The Licensor will not be liable to you for loss or damage arising from or in connection with any representations, agreements, statements or undertakings made in respect of the Licence other than those expressly incorporated or referred to in this Licence Agreement. 9.2 Any liability incurred by the Licensor hereunder will under no circumstances extend to any loss other than direct loss (including loss of profits, whether or not foreseeable), as defined under English law, nor will it extend to any loss arising from your breach of this Licence Agreement or any usage of the Logo by you outside of the scope of the licence granted to you under this Licence Agreement. 9.3 The total and aggregate liability of the Licensor in connection with this Licence Agreement will not at any time exceed an amount equal to 10x the fee you have paid for your accreditation. 9.4 Except as provided in this Licence Agreement, the Licensor will be under no further liability of any sort 10. Notices 10.1 All notices, communications and other correspondence required or permitted by this Licence Agreement will be in writing and will be sent by (a) facsimile; (b) e-mail; or (c) post by recorded/tracked mail or courier. The Licensor will send any such notices, communications and other correspondence to the nominee appointed by you at the address provided on your Application Form, unless otherwise notified in writing in accordance with this Clause. You will send any of the foregoing to Licensor at the following address: Licensor Attn: Company Secretary Carbon Trust Advisory Limited 4th Floor, Dorset House, 27-45 Stamford Street, London, SE1 9NT UK Fax: 020 7170 7020 e-mail: legal@carbontrust.com 10.2 Any Notices to you from the Licensor will be sent to the contact person and address and/or e-mail address and/or facsimile number provided by you on your Application Form (unless you tell us otherwise in writing). 10.3 Notices will be deemed sent and received by means of either (i) a confirmation report in the case of either e-mail or facsimile; or (ii) a signature of receipt or confirmation code in the event of notice by recorded/tracked mail or courier. 11. Termination 11.1 11.2 The provisions of this Licence Agreement will continue to apply until: 11.1.1 the expiry of the Term or notification that accreditation will not be renewed; or 11.1.2 withdrawal of the licence by the Licensor in accordance with Clause 8. All rights granted by this Licence Agreement, including, without limitation, your right to use the Logo, will expire upon termination or expiry of this Licence Agreement and, upon termination or expiry, you will immediately, or within such time frame as the Licensor agrees, cease and desist from all further use of the Logo. You will further ensure that the Logo is 11.3 removed from all material or areas on or in which it is displayed and provide the Licensor with signed confirmation of such removal. 12.4 The expiry of this Licence Agreement will not affect any obligations which, by their nature, are intended to continue beyond such expiry. No Partnership. Nothing in this Licence Agreement is intended to create any partnership between you and the Licensor. 12.5 No Transfer of Rights. The Licence granted hereunder is personal to you, and you are not permitted to assign, sublicense, transfer or otherwise convey your rights hereunder in whole or in part to any third party without the prior written consent of the Licensor. You will indemnify and hold the Licensor harmless against all liability, costs, and expenses arising out of or in connection with claims relating to an attempted assignment, sublicense, transfer, or other conveyance of your rights in breach of this Licence Agreement 12.6 Entire Agreement. This Licence Agreement, along with clauses 3-8 of the General Terms and Conditions, and the Branding Guidelines at Appendix 1, contains the entire agreement between you and the Licensor with regards to the licensing to you of the Logo. You warrant that you have not relied on any oral representation made by the Licensor or upon any descriptions, illustrations or specifications contained anywhere other than within this Licence or directly on (or from) the Licensor’s website. 12.7 Governing Law and Jurisdiction. This Licence Agreement is governed by, and construed in accordance with, English law and the parties submit to the exclusive jurisdiction of the English courts. 12. General 12.1 No Waiver. The Licensor’s failure to enforce or to exercise, at any time or for any period of time, any term of, or any right arising under, this Licence Agreement does not constitute, and will not be construed as, a waiver of such term or right and will in no way affect the Licensor’s right later to enforce or exercise it. 12.2 Severability. If any provision of this Licence Agreement, or the application of that provision, proves to be unenforceable for any reason, the remainder of this Licence Agreement, and the application of the provision, will be interpreted as best possible to give effect to the original intent behind such provision. 12.3 No Agency. You will not represent yourself as agent of the Licensor for any purpose whatsoever, nor will you have the authority to create or assume any obligations of any kind for or on behalf of the Licensor.