SCHOOL OF ORIENTAL AND AFRICAN STUDIES UNIVERSITY OF LONDON DEPARTMENT OF POLITICS AND INTERNATIONAL STUDIES MPHIL/PHD RESEARCH HANDBOOK 2008-9 PhD Research Handbook 2008-9 2 Contents Introduction to the PhD Programme 3 Entry Requirements 3 Members of the Department 4 Supervisory Structure 10 Supervisor 10 Associate Supervisor and Supervisory 11 Committee Tutor(s) for Research Students 11 Monitoring of Progress 12 Department Staff-Student Forum 13 Research Training Year 1 13 Introduction to Quantitative and Qualitative 13 Research Lunch-time seminar in research design 14 MSc-Level Coursework 14 Departmental Seminar 14 First Year Assignments 14 School statement on plagiarism 15 Written Report on Upgrade Paper 16 Fieldwork Procedures 16 Research Training Beyond Year 1 17 Professional Associations 18 Academic Discussion Lists 18 Timelines for Years 2-4 18 Thesis Submission 19 Research Support 20 ESRC Training Guidelines 21 University of London PhD Requirements 25 Staff Contact Details 26 2 PhD Research Handbook 2008-9 INTRODUCTION TO THE PHD PROGRAMME The primary aim of the PhD programme is to train research students of Politics to design, research and write a successful doctorate within a maximum of four years. Those who have completed the doctorate should be qualified as experts in their sub-field. They should also be familiar with the conceptual and methodological aspects of political research. As a result they should be equipped to enter the academic or other field of advanced political research if they so choose. The PhD degree follows a four-year model. This consists of research training and coursework in the first year followed by primary research and writing up in the subsequent three years. Students are expected to be ready for submission by the end of the fourth year. A large collection of very good “how-to” books located in the library under the classmark A378 (esp. A378.194) discuss the process of doctoral research. Some are general guides (e.g. The Research Student’s Guide to Success or The Postgraduate Research Handbook), while others address more specific themes such as coping mechanisms, writing etc. Entry Requirements Students would be considered if they possess a good advanced degree in Politics equivalent in level and content to the Department's MSc, although applications from individuals with related degrees in cognate disciplines will also be considered. Applicants should include a synopsis (of at least five pages) of their proposed research topic. This synopsis should: • begin with a concise (75 word) summary of the central intellectual problem to be addressed by the proposed research; • explain the relevance of the proposed research to the advancement of current debates in one of the sub-field of politics (for example, political economy, political sociology, political theory, foreign policy analysis); • defend the choice of case study in light of the existing theoretical and empirical knowledge in the sub-field of interest; • specify the methodological approach (i.e. research design and technique) of the project, and justify why such an approach is chosen over alternative approaches extant in the subfield; • and provide a bibliography of relevant theoretical, comparative and case literature. For guidance on research proposal writing, see Earl Babbie (2004) The Practice of Social Research, Belmont, CA: Wadsworth, pp. 106-14. 3 3 PhD Research Handbook 2008-9 Members of the Department Fiona Adamson (BA Stanford; PhD Columbia) Dr Fiona Adamson is a Senior Lecturer in International Politics with interests in international relations, international security, transnational and non-state actors, migration and diaspora politics, and globalisation and governance. Her publications have appeared in a number of edited book volumes and in journals such as International Security, European Journal of International Relations, Political Science Quarterly, International Studies Review and Cambridge Review of International Affairs. She is a co-editor of the book series Security and Governance (Routledge) and member of the editorial board for the journal Ethnopolitics. In addition, she co-chairs the London Migration Research Group (LMRG) and is co-convenor of the Security Issues standing group for the European Consortium for Political Research (ECPR). Arshin Adib-Moghaddam (Diplom Politologe University of Hamburg; MPhil and PhD Cambridge) Dr Arshin Adib-Moghaddam is the author of The International Politics of the Persian Gulf: A Cultural Genealogy (Routledge, 2006), Iran in World Politics: The Question of the Islamic Republic (Hurst/ Columbia University Press, 2007/2008) and A Metahistory of the Clash of Civilisations (forthcoming, 2009). He is a frequent commentator for national and international news channels and newspapers. He writes about Iran, western Asia, and other subjects for The Daily Star (Beirut), bitterlemons-international (Jerusalem), The Guardian (London) and contributes a monthly column to the safe-democracy foundation in Madrid which is also available in Spanish and circulated throughout Latin America. Educated at the Universities of Hamburg, American (Washington DC) and Cambridge, Adib-Moghaddam convenes the MSc course in the ‘International Politics of the Middle East’ and a postgraduate seminar on ‘Islamic Political Ideologies’. Rochana Bajpai (BA, Maharaja Sayajirao; MA, Jawaharlal Nehru University; MPhil and DPhil, Oxford) (On leave Terms 1 and 3) Dr. Rochana Bajpai's research interests are in political theory, particularly multiculturalism; political ideologies, particularly approaches; and Indian politics, with specific reference to the politics of caste, religion and democracy in India. Her publications appear in several edited books and in journals such as Modern Asian Studies, Journal of Political Ideologies, Economic and Political Weekly and Seminar. She is currently completing a book Debating Difference: Group Rights and Democracy in India (forthcoming Oxford University Press, 2009), and starting a new project comparing discourses of affirmative action in India and 4 4 PhD Research Handbook 2008-9 Malaysia. She convenes the undergraduate core course in political theory ‘Introduction to Political Study’ and the postgraduate course ‘Government and Politics of Modern South Asia’. Stephen Chan (BA, MA, Auckland; MA, London; PhD, Kent) Research Tutor, MPhil, Faculty Research Committee, pastoral issues (Term 1) Stephen Chan is Professor of International Relations with special interests in Southern Africa and in the multicultural composition of ethics. He is the co-author of The Zen of International Relations (Palgrave, 2001), and the author of Robert Mugabe: A Life of Power and Violence (University of Michigan Press, 2002), Out of Evil (University of Michigan Press, 2004), and Grasping Africa (I.B. Tauris, 2006). His next book, entitled The End of Certainty, is forthcoming with Zed Press in 2009. Bhavna Davé (BA, MA Bombay; MA and PhD, Syracuse, New York) Dr Davé has conducted extensive research and field work in Central Asia, mainly in Kazakhstan and Kyrgyzstan. She teaches a postgraduate course ‘Politics and Society in Central Asia’ and undergraduate courses ‘Nationalism and Ethnicity’ (available to final year Politics students only) and ‘Political Sociology of Asia and Africa’. Her research interests are in issues of democratization, elections and political transition; language, ethnicity and migration in the post-Soviet countries. She is the author of the book Kazakhstan: Ethnicity, Language and Power (London: Routledge, 2007). Her publications include articles in Nations and Nationalism, Post-Soviet Affairs and Problems of Post-Communism. Dafydd J. Fell (BA Leeds; PhD London SOAS) Dafydd Fell is Senior Lecturer in Taiwan Studies at the Centre for Financial and Management Studies and Department of Political Studies of the School of Oriental and African Studies (SOAS), University of London. He is also the Deputy Director of the SOAS Centre of Taiwan Studies and is the coordinator for the European Association of Taiwan Studies. He has published numerous articles on political parties and electioneering in Taiwan. His first book was Party Politics in Taiwan (Routledge, 2005), which analyzed party change in the first fifteen years of multi-party competition. In 2006 he co-edited What has Changed? Taiwan’s KMT and DPP Eras in Comparative Perspective (Harrassowitz), a volume examining the impact of the first change in ruling parties in Taiwan. In 2008 he edited a four volume reference collection of articles titled Politics of Modern Taiwan (Routledge). He is also the book series editor for the new Routledge Research on Taiwan Series. 5 5 PhD Research Handbook 2008-9 Steve Heder (BA, MA Cornell; PhD London) Dr Heder is a specialist on the politics of Asia, especially mainland South East Asia, on which he has worked in various professional capacities since 1973. Most recently, he worked as an investigator for the UN-assisted Khmer Rouge Tribunal in Cambodia. His research interests include nationalism, racism and genocide, democratisation and civil society, human rights, state and other political violence, cultural politics and the politics of international organisations in Asia and Africa. Among his publications are “Class, Nation and Race in Communist Crimes Against Humanity,” in Alexandre Kimenyi, ed, Anatomy of Genocide (2001): Cambodian Communism and the Vietnamese Model: Imitation and Independence, 1930-1975 (2003); Seven Candidates for Prosecution: Accountability for Crimes of the Khmer Rouge (2004); “Cambodia: Beginning or Death of Reform,” Southeast Asian Affairs 2005; “Reassessing the Role of Senior Leaders and Local Officials in Democratic Kampuchea Crimes: Cambodian Accountability in Comparative Perspective,” in R. Jaya and B. Van Schaack, eds., Bringing the Khmer Rouge to Justice: Prosecuting Mass Violence Before the Cambodian Court (2005); “Political Theatre in the 2003 Cambodian Elections: State, Democracy and Conciliation in Historical Perspective,” in D.C. O’Brien and J. Strauss, eds., Politics and Performance in Asia and Africa (forthcoming); and “Cambodia,” in A. Simpson, ed., National Identity and Language in Asia (forthcoming). Stephen Hopgood (BSc Bristol; DPhil Oxford) MSc Politics Convenor, Admissions and Exams Dr Hopgood's current research interests focus on the politics and sociology of human rights and humanitarianism. Recent publications include: Keepers of the Flame: Understanding Amnesty International (Ithaca: Cornell University Press, 2006), and 'Saying "No" to WalMart? Money and morality in professional humanitarianism.' Michael Barnett and Thomas G Weiss (eds) in Humanitarianism in Question: Politics, Power, Ethics (Ithaca: Cornell University Press, 2008: 98-123). He also recently published 'The Tamil Tigers, 1987 – 2002' in Diego Gambetta (ed.) Making Sense of Suicide Missions (Oxford: Oxford University Press, 2005). Previous publications include: American Foreign Environmental Policy and the Power of the State (Oxford: Oxford University Press, 1998), 'Reading the small print in global civil society: The inexorable hegemony of the liberal self', Millennium: Journal of International Studies, vol. 29, no. 1, (2000), and 'Looking beyond the "K-word": Embedded multilateralism in American foreign environmental policy', in Rosemary Foot, S Neil MacFarlane & Michael Mastanduno (eds). US Hegemony and International Organizations (Oxford: Oxford University Press, 2003). 6 6 PhD Research Handbook 2008-9 7 Salwa Ismail (BA, American University in Cairo; MA McMaster; PhD McGill) Salwa Ismail is Reader in Comparative Politics of the Middle East. Her research and writing focuses on Islamist politics, and urban politics and state-society relations in the Middle East. She has published widely on modern Islamic political thought, Islamist movements and questions of urban governance. Her publications include Rethinking Islamist Politics: Culture, the State and Islamism (I.B. Tauris, 2003&2006), and Political Life in Cairo’s New Quarters: Encountering the Everyday State (University of Minnesota Press, 2006). Laleh Khalili (BSc, Texas; MIA and PhD, Columbia) (On leave Term 1) Research Tutor (Terms 2 and 3) Laleh Khalili's research interests include policing and incarceration, gender, nationalism, political and social movements, and refugees and diasporas in the Middle East. Her publications include Heroes and Martyrs of Palestine: the Politics of National Commemoration (Cambridge University Press, 2007) and number of articles on the politics of violence, political contention, and nationalist commemoration. She is also a member of the Feminist Review editorial collective. She is currently researching incarceration, sovereignty, and extraterritoriality in colonial counterinsurgencies. Laleh Khalili is on leave during 2008. Yuka Kobayashi (LLB, Kyoto; MPhil and DPhil, Oxford) Dr Kobayashi is Lecturer in Chinese Politics at the Department of Politics and International Studies at the School of Oriental and African Studies (SOAS). She is also a Research Associate at the University of Oxford and serves on the advisory panel of the Foundation for Law, Justice and Society (FLJS). Her research interests include International Politics of China, Chinese Law and Politics, International Politics of East Asia, International Law (International Economic Law, Environmental Law, and Human Rights Law), and Theories of Compliance and Cooperation. Her publications include: ‘The Impact of the World Trade Organization (WTO) on China’s Trade Policy: A Case Study of the Telecommunications Sector’ in China’s Foreign Trade Policy: The New Constituencies Ka Zeng ed. (London: Routledge, 2007) and ‘Still the “Troubled Moderniser” – Three Decades of Chinese Environmental Diplomacy’ in Confronting Environmental Change - Eco-Politics and Foreign Policy in East and Southeast Asia Paul Harris ed. (London: UN University Press/Earthscan, 2005). She teaches MSc courses on China and International Politics and International Politics of East Asia. Prior to joining SOAS, she was a Junior Research Fellow at the University of Oxford. 7 PhD Research Handbook 2008-9 Tat Yan Kong (BA, Newcastle-upon-Tyne; MPhil and DPhil, Oxford) Head of Department Dr Kong is interested in comparative political economy with particular reference to South Korea and Taiwan. He is also interested in security issues on the Korean Peninsula. He is the author of The Politics of Economic Reform in South Korea: A Fragile Miracle (Routledge, 2000) and co-editor of The Korean Peninsula in Transition (Macmillan, 1996). His other publications include articles in journals such as Political Studies, British Journal of Political Science, Review of International Political Economy, New Political Economy, Government and Opposition, and Modern Asian Studies. Mark Laffey (BA, MA Canterbury, New Zealand; PhD Minnesota) MSc International Politics Convenor Dr Laffey is Senior Lecturer in International Politics, specialising in international theory, international security, foreign policy analysis and US foreign policy. He has co-edited two books, Cultures of Insecurity: States, Communities and the Production of Danger (Minnesota, 1999) and Democracy, Liberalism and War: Rethinking the Democratic Peace Debate (Lynne Rienner, 2001) and published in such journals as International Studies Quarterly, European Journal of International Relations, Review of International Studies, Millennium: Journal of International Studies, as well as a number of edited volumes. His current research interests include theorising state action and postcolonial international theory. Matthew J. Nelson (BA Bowdoin; PhD, Columbia) (On leave Terms 2 and 3) Dr Nelson focuses on South Asian politics, with special reference to the politics of Islam, Islamic institutions, and democracy in North India and Pakistan. He is currently completing a book about the political economy of customary and Islamic law in colonial and postcolonial Punjab (forthcoming 2008 Columbia University Press). His next book will focus on religious (Islamic) education. In addition, Dr Nelson has published articles in Modern Asian Studies, Asian Survey, and other journals devoted to comparative and international politics. Dr Nelson also serves as a consultant for The Asia Foundation, the Asian Development Bank, and DFID on issues related to institutional reform, field research design, and local politics throughout South Asia. Lawrence Sáez (BA, California-Berkeley; MALD, Fletcher School of Law and Diplomacy; PhD, Chicago) Dr Lawrence Sáez is Senior Lecturer in Comparative and International Politics. His research is focused on the intersection between comparative and international political economy, 8 8 PhD Research Handbook 2008-9 particularly as it pertains to the challenges of economic reform across different industry sectors in emerging markets. He is the author of Federalism Without a Centre:The Impact of Political Reform and Economic Liberalization on India’s Federal System (Sage, 2002) and Banking Reform in India and China (Palgrave MacMillan, 2004). He is the co-editor (with Katharine Adeney) of Coalition Politics and Hindu Nationalism (Routledge, 2005). Dr Sáez is the Chair of the Standing Group on Third World Politics of the European Consortium for Political Research (ECPR) and is the Secretary of the British Association of South Asian Studies (BASAS). He is also a member of the Executive Committee of the Political Studies Association (PSA). Dr Sáez has served as a consultant to the DFID, the European Commission, the Foreign and Commonwealth Office, and the NATO Parliamentary Assembly. Julia Strauss (BA Connecticut College; MA and PhD California-Berkeley) (On leave Term 1) Dr Strauss teaches courses on 20th century China, state and society in China, and postgraduate course on State and Society in Asia and Africa. Her research interests include: the evolution of the 20th century Chinese state of both sides of the Taiwan Straits; the interaction between culture and institutions; China and Africa; and the implementation of environmental regulation and land use in the PRC. Her publications include: Strong Institutions in Weak Polities: State Building in Republican China, 1927-1940 (Oxford, 1998), and the edited volumes Staging Politics: Power and Performance in Asia and Africa (coedited with Donal Cruise O'Brien; Tauris, 2007), The History of the People's Republic of China, 1949-1976 (Cambridge 2007), and Culture in the Contemporary PRC (co-edited with Michel Hockx; Cambridge 2005). Charles Tripp (BA, Oxford; MSc and PhD, London) Research Tutor, Admissions, Registry and Inquiries (Term 1) Professor Tripp's research interests include the nature of autocracy, state and authority in the Middle East, as well as Islamic political thought. He teaches Middle East politics at both Masters and undergraduate levels. He is the author of: Islam and the Moral Economy: The Challenge of Capitalism (Cambridge University Press, 2006); A History of Iraq (Cambridge University Press, 2007) and the joint author of Iran and Iraq at War (I.B. Tauris, 1988) and of Iran-Saudi Arabia Relations and Regional Order (IISS, 1996); editor of Contemporary Egypt: Through Egyptian Eyes (Routledge, 1993); and co-editor of Egypt under Mubarak (Routledge, 1989) and The Iraqi Aggression Against Kuwait (Westview, 1996). 9 9 PhD Research Handbook 2008-9 Leslie Vinjamuri (BA, Wesleyan; MSc London School of Economics; MPhil, PhD Columbia) Dr Vinjamuri’s current research is focused on the role of advocacy and politics in shaping accountability for genocide, crimes against humanity, and war crimes, international criminal justice and especially on judicial interventions in ongoing conflict. She is also conducting research on the engagement of secular and religious nonstate actors in transitional justice, and the impact of conflict and especially terrorism on civil liberties and human rights in democratic states. Her work on transitional justice has appeared in International Security, Survival, the Annual Review of Political Science and other journals and edited volumes. Dr. Vinjamuri is currently completing a book manuscript, War, Justice, and Accountability since 1945. She is on the Editorial Board of the International Journal of Transitional Justice. She has served as a consultant to the Centre for Humanitarian Dialogue in Geneva, and the Ford Foundation. Thomas Young (BSc [Soc], MA [African Studies], MA [Philosophy] and PhD, London) Tom Young’s areas of interest are Mozambique; Africa as an object of Western intervention; the theoretical foundations and practices of human rights and democracy agendas as part of a globalisation process. He is the co-author of (with Margaret Hall) Confronting Leviathan: Mozambique since Independence, (Hurst, 1997) and editor of Readings in African Politics, (James Currey, 2003). SUPERVISORY STRUCTURE The Supervisor The relationship between student and supervisor is the primary building block in the MPhil/PhD programme in the Department of Political Studies at SOAS. Admission into the programme is made on the basis of the expressed willingness of at least one member of staff to serve as the main supervisor for the student's PhD thesis. Thus, from the student's entry in the first year of the MPhil/PhD programme, the supervisor assumes primary responsibility for monitoring and enhancing the student's progress towards the completion of the degree. It is the supervisor who will advise on reading, sources of documentation, and on the development of research design and methodology (especially in regard to relevant readings) appropriate to the project. The supervisor will also read and comment upon draft chapters, and make recommendations for additional training. Supervisors have a responsibility to keep the Registry informed about students’ progress. Supervisors are also responsible for arranging the details of the thesis submission and the viva. 10 10 PhD Research Handbook 2008-9 You are asked to arrange to meet your supervisor in registration week and at regular intervals thereafter. Members of staff have office hours which are posted by their offices. Supervision meetings at SOAS normally take place every fortnight (for full-time students) during their first year, but at some stages more frequent meetings or meetings at monthly intervals might be more appropriate. The Associate Supervisor serves on the student's research committee. S/he is also available as a source of academic advice and may sometimes assume primary responsibility for supervision (e.g. when the main supervisor is on leave). The Associate Supervisor assists in the assessment of the upgrade paper and can offer advice on PhD seminar presentations. When agreed with the main supervisor, the Associate Supervisor can also be the penultimate reader of a PhD thesis draft. The Supervisory Committee Upon registration, usually within the first six weeks, each new student is placed under the overall charge of a three-person Supervisory Committee (consisting of Supervisor, Associate Supervisor, and PhD Research Tutor or Research Seminar Convenor). This committee is designed to offer advice and guidance, and to monitor the student's progress towards the completion of the degree. The Supervisory Committee decides on the appropriate MSc-level coursework at the beginning of the first year. The Supervisory Committee evaluates the upgrade paper at the end of the first year and determines the suitability of the student for upgrading to full PhD status. It also has a particular responsibility in relation to requests of transfer to Continuation status. Tutor for Research Students The Department's Tutor for Research Students assumes the overall responsibility for the supervision of all MPhil/PhD students. If a student is experiencing problems with a supervisor or wishes to switch to a new supervisor, the Tutor for Research Students and the Head of Department will make the necessary arrangements as they see fit. If a supervisor is on study leave or for other reasons becomes unavailable, the Tutor for Research Students, in co-ordination with the Head of Department, will likewise work to find temporary or longterm alternative supervision as deemed appropriate under the circumstances. The Tutor for Research Students does not teach all the research training classes, but liaises closely with the convenors of those courses on research student issues. Research Tutor, Admissions, Registry and Inquiries (Term1): Professor Charles Tripp ct2@soas.ac.uk 11 11 PhD Research Handbook 2008-9 Research Tutor, MPhil, Faculty Research Committee, pastoral issues (Term 1): Professor Stephen Chan sc5@soas.ac.uk Research Tutor (Terms 2 and 3): Dr. Laleh Khalili lk4@soas.ac.uk Monitoring of Progress Student progress will be monitored through annual reports. Reports will evaluate the quality of the work submitted and the pace of progress. There is also a section in the report form for the student to voice his/her opinion. Annual report forms are supplied by the Registry to each supervisor. These are filled in by supervisors but, whenever possible, seen and approved by students, and are used by the Registry and the Associate Dean Research as an overall guide to students’ progress. Annual report forms should be used for signalling any difficulties either student or supervisor may be experiencing. The supervisor and the student should meet regularly after each piece of submitted work and at the start and the end of each term at least. Most research students go through a phase of feeling that the work is not progressing well enough or quickly enough and so seek to avoid meeting the supervisor. But it is vital that contact is maintained (by phone or e-mail, if not directly in person), that such difficulties are talked through and that the agreed schedule of work is not allowed to slip too far. A necessary foundation for research is a manageable research plan, worked out and agreed jointly by both student and supervisor. This should include: a time schedule for the different stages of research, writing-up and submission, keeping within the 48 month timeframe; a provisional title for the thesis; a brief bibliography of the relevant literature; a rough division of the intended thesis by chapters and/or topic; an outline of the main hypothesis or argument; a brief account of the proposed methodology; and a statement of likely conclusions and significance of the work for the field. Obviously, the research plan is only a plan and in many cases key elements will need to be extensively revised as the research and writing progresses, but it is an essential tool in enabling student and supervisor alike to plan ahead, to identify difficulties before they arise, and to have an agreed basis for the future progress of the research work. Logbooks At the start of your Mphil/PhD programme, you will be issued with your personal logbook. You are responsible for completing the first few pages before you meet with your supervisor – these pages outline what you think your supervisor needs to know about your skills and future training. You must carry the logbook with you every time you meet with your supervisor and all aims, goals and deadlines agreed in the tutorial must be noted in the book. The log-book provides a record of the frequency of supervisions, and the student’s 12 12 PhD Research Handbook 2008-9 plans and achievements. It has sections to be filled in by both student and supervisor, and is retained by the student except during periods of overseas fieldwork. The Department Staff-Student Forum The forum is the means by which students and staff can discuss all aspects of the department's work. It meets at least once a term, and is made up of six students, elected to represent each undergraduate year, MSc students and research students, and an equal number of staff. The Faculty Research Committee usually meets twice per term and also includes at least one research student representative. RESEARCH TRAINING YEAR 1 Students are expected to upgrade from MPhil to PhD status within twelve (12) months of their registration. It must be stressed that transfer from initial registration from MPhil to PhD is NOT automatic. Successful completion of the WHOLE training programme is a requirement for progression from MPhil to PhD. This means students must attend all courses and complete all written assignments. Those failing to do this will be deemed to have failed to satisfy the requirements for upgrading. COURSES ASSIGNMENTS • Introduction to Quantitative and • Review of Secondary Literature Qualitative Research Methods (due start of Term 2) (Terms 1 and 2) compulsory • Lunch-time seminars on research • Preliminary Upgrade Paper design (Term 2) compulsory (due start of Term 3) • A 20-minute presentation on the doctoral research project to the Politics Seminar (during Term 3) • MSc course (Terms 1 and 2) as • Final Upgrade Paper (due end of Term specified by the supervisory committee 3) Introduction to Quantitative and Qualitative Research (compulsory) The purpose of this course is to introduce students to the tools and methodologies of social science research. We begin by examining epistemological and ontological issues of social science research and consider the theoretical and practical aspects of research design. At the end of the course, students should be able to evaluate the strengths and weaknesses of different methodological approaches and formulate empirical research projects. The first term examines descriptive and inferential statistics, SPSS and regression analysis. The 13 13 PhD Research Handbook 2008-9 second term of the course addresses data collection and data analysis, including ethnography/ethnomethodology, interviews, focus groups, case studies, content and discourse analyses, process tracing and triangulation. Students can purchase the reading pack for the course from the SOAS bookstore in the Brunei Gallery. Lunch-time seminars in research design (compulsory) This one term seminar is designed to complement the Introduction to Research Design and Methods class. In this seminar, students will have the opportunity to discuss issues of research design, methodology, fieldwork, writing up and project management with the Research Tutor and/or other members of staff. MSc Level Coursework (as specified by supervisory committee) Students may be required to attend the appropriate MSc level courses to build up their overall grasp of the subject. This will entail weekly attendance of, and positive contribution to (including presentations), at one of the department's MSc courses (for course descriptions, see the Department Postgraduate Handbook). Departmental Seminar The Politics department seminar meets on Wednesdays and is a crucial element of the shared intellectual life of staff and postgraduate students. Invited speakers and PhD students will present work in progress. First year students are strongly encouraged to attend. First Year Assignments FOUR hard- copies of the review of secondary literature, preliminary upgrade paper and final upgrade paper should be submitted to the Faculty Office. Email attachments are not acceptable. These will be assessed by members of the Supervisory Committee. Any late submissions must be supported by your supervisor and approved by the Research Tutor. Late submissions may entail delays in the upgrade from MPhil to PhD status. Review of Secondary Literature (up to 5,000 words) Students should provide a critical summary of the main research questions, designs, methods and findings of the existing literature in their area of study. This will include findings and methods from literature on their own region of empirical interest and from other relevant regions, as well as debates in their sub-disciplines. On the basis of this summary, students should highlight the existing theoretical controversies and the areas in need of further empirical research. A good place to start would be a search on the International Bibliography of the Social Sciences accessible via BIDS <www,bids.ac.uk>. 14 14 PhD Research Handbook 2008-9 The deadline is Monday 5 January 2009. Preliminary Upgrade Paper The preliminary upgrade paper should offer a clear statement of the following: The principal question and sub-questions addressed by their research; Alternative hypotheses relating to the research question suggested in the scholarly literature from relevant regions and sub-disciplines; the approach to be followed in the study; The methodological framework that will be employed, and the sources that will be used for the elaboration and substantiation of the main hypotheses; Outline field-work plan – visas and access issues; funding applications; university links; ethical issues; interview questionnaire/s; A timetable for completion within four years. The maximum word length is 10,000 words. The upgrade paper must be preceded by a synopsis of no more than 200 words. Double-spacing, 12 point font should be used throughout both text and notes. Referencing should follow the Harvard style (for example, look at the style guide for authors at the website of the journal International Studies Quarterly ). The deadline is Monday 20 April 2009. Presentation of Upgrade Paper to the Department Seminar Students are required to make a twenty-minute presentation of their upgrade paper (around 2000 words) to the Departmental Seminar. The presentations will take place in Term 3. Please coordinate with the Research Tutor/ Department Seminar organizer for setting a date. Final PhD Upgrade Paper Based on feedback to the preliminary draft, students will write their revised upgrade paper of up to 10,000 words. The rubric for submission and style is the same as for the preliminary upgrade paper. The Supervisory Committee will be expected to reach a decision with regards to the upgrade and submit a written report to the Registry and the Associate Dean for Research during May/June. The deadline is 12 June 2009. School statement on Plagiarism Students are reminded that all work submitted as part of the requirement for any examination of the School of Oriental and African Studies (University of London) must be expressed in their own words and incorporate their own ideas and judgements. Plagiarism - 15 15 PhD Research Handbook 2008-9 that is, the presentation of another person's thoughts or words as though they were the student’s own – must be avoided. Direct quotations from the published or unpublished work of others must always be clearly identified as such by being placed inside quotation marks, and a full reference to their source must be provided in proper form. A series of short quotations from several different sources, if not clearly identified as such, constitutes plagiarism just as much as does a single unacknowledged long quotation from a single source. Equally if students summarise another persons' ideas and judgements, they must refer to that person in their text as the source of the ideas and judgements, and include the work referred to in their bibliography. Failure to observe these rules may result in an allegation of cheating. Students should therefore consult their tutor or supervisor if they are in any doubt about what is permissible. Where students draw on their own previous written work, whether submitted as coursework for their current degree, or for a previous degree or qualification, this must be clearly stated. Coursework essays submitted for one course may not be used for another course. Plagiarism is an examination offence. Written Report on the PhD Upgrade paper A written report on the research proposal will be submitted by the Supervisory Committee. A copy of this report will be kept in the student file at the Faculty Office and Registry. All or parts of the report will be made available to the student. The report will include: • A brief summary of the submission; • Strengths and weaknesses of the submission; • Suggestions for improvement; • Recommendation and rationale for upgrading to PhD status, not proceeding beyond the MPhil degree, or termination. There are several possible outcomes to the assessment of the upgrade paper: the student can be recommended for upgrading; asked to make minor corrections; asked to do major re-writing; recommended to remain on the MPhil course only; or that the course of study be terminated. No student is given permission to leave for fieldwork until a decision has been made about upgrading. No student will be permitted to enrol for a second full time year, or part time equivalent, unless the transfer to PhD has taken place or a written dispensation from the Associate Dean Research is on their Registry file. Fieldwork procedures In the second year, students normally undertake fieldwork. A maximum of three terms’ fieldwork is usually permitted in a full-time PhD programme. Fieldwork of longer than 12 months has to be approved by the Associate Dean for Research. During their first year, 16 16 PhD Research Handbook 2008-9 students are expected to locate and apply to any relevant sources of funding for fieldwork. Finding funding, applying for it, and collecting the necessary supporting material are part of research training and transferable skills. Discussion of how to locate funding sources occurs within the Research Training Seminar and the Generic Research Training Day run by the School. The Careers office can also help locate some sources of funding. Both the School and University of London Central Funding Committees will consider applications for funds to support fieldwork. After the student has been upgraded to PhD status, the student and supervisor must fill in the Application for Approval to Undertake Overseas Fieldwork research form available from Registry. Research plans, including overseas University contacts and a description of arrangements for supervision while in the field need to be outlined in the form. You must agree, with your supervisor, how it is that you will report on fieldwork. At least monthly contact is expected. Confirmation that a risk assessment has been undertaken must be given on the Fieldwork Application Form. It is the student's responsibility to assess the risk and discuss it as necessary with the supervisor and others. Students must submit the fieldwork application form to Registry well before their departure. Similarly, on returning, it is important for students to contact the Registry as well as their supervisor. It is possible for students who return to London for short period/s during their overseas fieldwork to obtain a temporary Library card. They should contact Registry to arrange this. RESEARCH TRAINING BEYOND YEAR 1 Throughout the process of research design, fieldwork, and writing, students are expected to maintain regular contact with their supervisors and to consult the other members of their Supervisory Committees as appropriate (note rules on Monitoring of Progress above). The work of writing the PhD dissertation is of the student alone, supported, of course, by regular meetings, normally monthly, with the supervisor. There are TWO further assignments, one compulsory, one recommended: • Upon completion of fieldwork, students are expected to make a written presentation of their findings within four months of their return. They are also required to present their field-work findings at the Department Seminar and/or lunch-time seminar during their third year (compulsory). This is an excellent opportunity to get feedback from members of staff and fellow PhD students. Please coordinate with the Research Tutor/ Department Seminar organizer for setting a date. • Students who have reached their third/fourth years will be strongly encouraged to make at least one presentation to the UK Political Studies Association (PSA) or the British 17 17 PhD Research Handbook 2008-9 International Studies Association (BISA). Students may apply to the Faculty for funding. PSA/BISA are annual events popular with PhD candidates. They also contain panels on comparative/Asian/African politics/IR. As such they are excellent opportunities for receiving constructive feedback, for making a start in publishing (via the PSA Proceedings) and for meeting fellow doctoral candidates. Given that students are writing theses in the discipline of politics/IR, attendance at disciplinary fora like PSA/BISA cannot be emphasized enough. Below, find some resources for presenting your work. Professional Associations Political Studies Association - www.psa.ac.uk/ British International Studies Association - www.bisa.ac.uk/ European Consortium for Political Research (ECPR) - http://www.essex.ac.uk/ecpr/ American Political Science Association - www.apsanet.org/ International Studies Association - www.isanet.org/ There are also associations dedicated to the study of particular themes. For example: Association for the Study of Ethnicity and Nationalism (ASEN) http://www.lse.ac.uk/collections/ASEN/ The Association for the Study of the Worldwide African Diaspora (ASWAD) http://www.aswadiaspora.org/ Development Studies Association - http://www.devstud.org.uk/ The British Society for Middle East Studies - www.dur.ac.uk/brismes/ Middle East Studies Association - www.mesa.arizona.edu/ African Studies Association - www.africanstudies.org/ The African Studies Association of the UK - www.asauk.net/ The Association for Asian Studies - www.aasianst.org/ British Association of South Asian Studies - www.staff.brad.ac.uk/akundu/basas/ The British Academy portal - http://www.britac.ac.uk/portal/index.html lists the resources available to researchers in a number of disciplinary and geographic areas. Academic Discussion Lists Contentious politics – send a request to amsoc@columbia.edu H-net (on a wide range of themes and areas) – www.h-net.org There are also lists operating about all sorts of topics on Yahoo Groups and sometimes around particular themes (nationalism for example). TIMELINES FOR YEARS 2-4 Students should bear in mind that fieldwork in the second year can easily take up to nine months whilst final redrafting usually takes at least three to four months. This leaves approximately two years for the substantive chapters to be written in the intervening period. The 100,000 word limit should be treated as an absolute maximum. A more realistic total is around 80-85,000 words. Allowing for 10-15,000 words for the Introduction and Conclusion, the student will have to write around 70,000 words in the two year period between the end of 18 18 PhD Research Handbook 2008-9 fieldwork and start of final redrafting. On average, this means an output of approximately 10,000 words every three months. The schedule is tight, especially if one also includes the possibility that advanced PhD students may also be doing some teaching. Those doing teaching will be expected to organize their time appropriately. Teaching is an opportunity to gain further academic experience but should not be used as an excuse for failure to submit chapters or meet the formal requirements. By the end of the third year, students are expected to produce large part of a first draft of the dissertation. Many students then seek a fourth year of study, or Continuation. Continuation status is only intended for students who have completed their research, finished first drafts of all or most chapters, and are in the final stages of revising the thesis for submission. Under Continuation status students will continue to have access to School facilities, including use of the SOAS Library but are entitled to receive only a reduced level of supervision. Move to Continuation status requires the recommendation of the supervisory committee and completion of the appropriate form obtainable from Registry. Thesis submission When the thesis is nearing completion, both student and supervisor must begin to plan for the final stages – the submission and examination of the thesis. The student will need to collect an Entry Form from the Registry and submit it no later than four months before planned submission. The student will need to prepare an abstract for the Entry Form. It is the responsibility of the supervisor to recommend examiners – one from within the University of London (and where possible from outside SOAS) and one from outside the University (but preferably from within the UK). While a student may have had contact with their examiners, it is normally expected that the examiners have not read large parts of the dissertation nor have had extended discussions of the thesis with the student beforehand. Your supervisor will contact your examiners and arrange the day, time and place of the examination. When the thesis is complete, you will need to submit three copies. It is your responsibility to see that the thesis is prepared in the approved format. It can be initially bound in soft covers, to be replaced by hard cover binding after the successful examination. The examiners of a PhD thesis have a number of options open to them: they can deem the candidate as having fully met the requirements of a PhD (or ask for only minor amendments to be made); they can require more substantial changes to be made and the revised thesis represented within 18 months (usually this is done without a second viva); they can decide that the candidate has failed to meet the standard required for a PhD but may be offered an MPhil degree instead; or they may fail the candidate entirely. This information is a summary and should be read in conjunction with the SOAS Postgraduate 19 19 PhD Research Handbook 2008-9 Research Student Handbook and the University of London Regulations which are provided to students at registration. RESEARCH SUPPORT The Learning and Teaching Unit (LTU) provides all research students with learning support. Optional workshops take place throughout the year on various topics and include: MPhil core chapter writing skills PhD presentation skills Writing block Time management Year 3 writing courses Students with specific learning difficulties, such as dyslexia and dyspraxia, can also receive one-to-one support with a Learning Advisor. Drop-in sessions will also be held for Teaching Assistants (TAs) to answer any queries you may have related to your teaching. For more information, see the LTU website: www.soas.ac.uk/ltu. Alternatively, visit the LTU in room G12 (near the library), or email them: ltu@soas.ac.uk Many research students have benefited from In-sessional English language support which is provided by SOAS. Courses taking place in the first two terms include: Academic Essay Writing Reading and Note-taking Lecture Skills (Listening and note-taking) Seminar and Presentation Skills Grammar Improvement Academic Vocabulary and Style Also available to research students are one-to-one tutorials, where individual English language or study skills concerns can be addressed with an English language expert. All courses and tutorials are available free of charge. They are also very popular, so it is advisable to register for a course as early as possible. More information can be found on the SOAS website at www.soas.ac.uk/insessionalenglish Generic Research Training This general day for research training is both faculty and school wide and usually occurs in mid-October. The day includes sessions on: Why pursue a career in Research?; SOAS regulations, an overview; resources at SOAS; the SOAS Archives; the Student support and the Learning & Teaching Unit; how to organise a PhD thesis; meeting with other MPhil students by region with a final year PhD student and member of staff; preparing for fieldwork: identifying sources of funding for fieldwork; ethics and research; legal issues and research (copyright laws and you); and meetings by department/discipline with PhD student and/or Research Tutor to reflect on the day. 20 20 PhD Research Handbook 2008-9 Bloomsbury Postgraduate Skills Network (BPSN) The Bloomsbury Postgraduate Skills Network has been created by UCL for sharing best practice in generic and transferable skills training for graduate research students in the Bloomsbury area. The purpose of the shared skills training programme is to allow students in the participating institutions to expand their generic research skills and personal transferable skills, through attending training courses and workshops at other member institutions. Registration for courses is via the website: http://www.grad.ucl.ac.uk/bloomsbury/ ESRC PHD TRAINING GUIDELINES These are guidelines taken from the Economic and Social Research Council website <www.esrc.ac.uk> F10 Political Science, International Studies and International Relations The Nature of the Area 1.1 Political Science, International Relations (IR), and International Studies (IS) cover a broad range of issues. Political Science covers subjects including the study of how power, authority and legitimacy are related to processes and systems of governance and the behaviour of state and non-state actors. International Relations covers broadly similar subjects within regional and global frameworks. International Studies is, by definition, interdisciplinary and covers a wider range of both subject matter and methodologies including historical, legal and cultural dimensions. Students are expected to use material from a variety of cognate disciplines. Political Science and International Relations also have their own sub-areas, while International Studies includes further linkages across a range of fields. These subject specific guidelines apply equally to all three areas except where indicated. Preparation 2.1 Students working in the fields of Political Science and IR/IS should have a good Honours degree normally in one of these areas or in a cognate discipline in social science (e.g. Geography) or humanities. However, students from other disciplines will also be considered. All students should demonstrate critical skills, analytical ability, communication skills and the potential for independent and critical research. Subject Specific Domains of Expertise 21 21 PhD Research Handbook 2008-9 Language and overseas fieldwork may be an integral part of research training for some students in the following subject specific domains. 3.1 Political Science In addition to the training described in Section 4, students in political science will require additional specialist training depending on the focus of their work. The following are examples of pathways for research training: • Students in the field of political behaviour and political sociology will need to acquire specialised training in the primary methods of collecting and analysing data at mass and elite levels • Students in political theory and political philosophy will need to develop a good grounding in normative analysis, the history and historiography of political thought and contemporary political theory • Students in the field of comparative politics will need a further understanding of comparative methodology, theories of comparative politics and a good working knowledge of political systems that offer appropriate comparisons • Students in public policy and public administration will require further training in case selection, public policy analysis, theories of decision making, organisational theory and wider theories of governance • Students in European Union politics will require an advanced understanding of the European Union, and of relevant theoretical debates about the Euro-polity and the process of integration • Students who specialize in the politics of a specific country or region will need to acquire an advanced understanding of the historical, cultural, social and institutional context of the area to be studied 3.2 International Relations/International Studies In addition to the training described in Section 4, students in IR/IS will require additional specialist training depending on the focus of their work. The following are examples of pathways for research training. 3.2.1 International Relations • Students in the field of International Politics/International Relations theory will require specialised training in the following areas: the history of inter-state practices; the key theories and concepts of advanced International Politics, including the application of these to real world case studies; and international political theory • Students in foreign policy analysis will require training in the history, governance, culture of the country(ies) to be studied; a detailed knowledge of the main theories of foreign policy 22 22 PhD Research Handbook 2008-9 decision-making and a grounding in the main theories of international relations and the ethical dimension of foreign policy • Students in the field of International Institutions will require knowledge of the history and development of international (inter-governmental and non-governmental) organisations; organisational and institutional theories; and key debates about the relationship between such institutions and states social groups, economic development and power in world politics • Students in the fields of Strategic/Security Studies and War/Peace Studies will require a grounding in the historical development of strategic thought and ideas about war and peace/security theory; key debates in strategic/security/war peace studies and contemporary developments in the role of force/security policies/war/peace in world politics • Students in the field of International Political Economy will require further study in the history of, and politics of, international economic relations, and theoretical developments in International Relations and other related disciplines 3.2.2 International Studies • Students in the field of International History will require specialised training in the philosophy of history, the main historiographical trends of the twentieth century and case study analysis and archival research • Students in Area and Regional Studies (including the EU, ASEAN, NAFTA) are likely to require an advanced understanding of the contemporary history of appropriate parts of the world and their regional and global context, a good grounding in the skills of comparative political science and related disciplines and sub-disciplines, including relevant language studies and an understanding of the relevance of International Relations theories for understanding developments in these areas • Students of the role of law in international relations will need training in basic doctrines of international law, as well as an understanding of its origins and interpretation. They will also need to study the interplay of law with international organisation and with national foreign policy-making • Students of historical sociology need a knowledge of the history of both state systems and international political economy. They must be familiar with the major thinkers who range across time and disciplinary boundaries to provide interpretations of the overall evolution of humanity's political, economic and social organisation Research Methods Training 4.1 In addition to covering the generic research methods training, subject specific training in Political Science, International Studies and International Relations should provide further training in: the nature of explanation in the social sciences, data collection and data analysis. As far as possible research methods training should be made relevant to the student's own 23 23 PhD Research Handbook 2008-9 research area. Outlets are encouraged to be flexible in the way they structure and deliver their research training. Different topics may be suitable to different course structures and teaching methods. Nature of Explanation and Justification in the Social Sciences 4.2 Students require a good understanding of the main epistemological issues relative to research in the social sciences. In particular, they need to be aware of: • the major theoretical and epistemological debates in the social sciences, such as explanation of and understanding the differences between positivist, realist and other accounts of social science from perspectives including feminism, post-modernism and critical theory the practical implications of the major alternative philosophical positions in the social sciences for research in at least one of the major sub-fields of Political Science, International Studies and International Relations • the epistemological implications of the use of alternative quantitative and qualitative methods in social science research in their fields of study Methods of Data Collection 4.3 Training is likely to include: • qualitative methods: survey methods, field research methods, methods for elite and mass interviewing, focus groups, archival and documentary research, observational and ethnographic methods and the use of life histories and political biographies, and the use of electronic search materials appropriate for political analysis, e.g. World Values Survey; election monitoring • quantitative methods: introduction to measurement theory and the design of questionnaires and sampling methods for political surveys, experimental and non-experimental methods, analysis of official data sets, and the processing and coding of political data at the individual and aggregate levels Methods of Data Analysis 4.4 Training is likely to include: • qualitative analysis: content and textual analysis of political texts, ethnographic and narrative analysis of political processes, familiarity with computer-based coding of political variables • quantitative methods: the multivariate analysis of survey-based and aggregate political data such as electoral data or comparative survey data; methods of scaling and data reduction applied to political variables, reliability and validity testing of political indices 24 24 PhD Research Handbook 2008-9 Further Training 4.5 In addition to their generic research methods training and subject specific training, students may need additional training and support in the first and second years of the '+3' in areas such as advanced statistics, language training, or the use of specialist resources such as the Public Record Office. UNIVERSITY OF LONDON PhD REQUIREMENTS The following extract is taken from: 'Regulations for the Degrees of MPhil and PhD' (with effect from September 2001), University of London. The thesis shall: a consist of the candidate’s own account of his/her investigations and must indicate how they appear to him/her to advance the study of the subject; b form a distinct contribution to the knowledge of the subject and afford evidence of originality by the discovery of new facts and/or by the exercise of independent critical power; c be an integrated whole and present a coherent argument; [A series of papers, whether published or otherwise, is not acceptable as a thesis; work already published, either by the candidate or jointly with others, may be included only if it forms an integral part of the thesis and thereby makes a relevant contribution to the main theme of the thesis and is in the same format as the rest of the thesis; the part played by the candidate in any work done jointly with the supervisor(s) and/or fellow research workers must be clearly stated and certified by the supervisor; publications derived from the work in the thesis may be bound as supplementary material at the back of the thesis (see also paragraph 6.3.3 below).] d give a critical assessment of the relevant literature, describe the method of research and its findings, and include a discussion on those findings, and indicate in what respects they appear to the candidate to advance the study of the subject; e be written in English and the literary presentation shall be satisfactory include a full bibliography and references; g not exceed 100,000 words; a College may prescribe a lower number in certain subject areas, which shall be detailed in the relevant College regulations; [This word limit includes footnotes.] 25 25 PhD Research Handbook 2008-9 h be of a standard to merit publication in whole or in part or in a revised form (for example, as a monograph or as a number of articles in learned journals). STAFF CONTACT DETAILS Departmental Administration The Politics Department is administered via the Office of the Faculty of Law and Social Sciences located in Room 251. Student Support Team Leader: Ms Wangari Muoria-Sal <wm@soas.ac.uk> Student Support Team Officer: Ms Yvonne Henry <yh22@soas.ac.uk> Tel. (020)-7898-4477 Office email: lawandsocialsciences@soas.ac.uk Academic Contact Details Title Surname First name Phone 7898 + 4683 Room Job Title Fiona Email @soas.ac. uk fa33 Dr Adamson 212 Adib-Moghaddam Arshin aa106 4747 216a Dr Bajpai Rochana rb6 4750 209 Prof. Chan Stephen sc5 4655 262 Dr Davé Bhavna bd4 4734 221 Dr Fell Dafydd df2 4206 204 Dr Heder Stephen sh32 4737 219 Dr Hopgood Stephen sh18 4738 207 Dr Ismail Salwa si1 4740 202 Dr Khalili Laleh lk4 4735 210 Dr Kobayashi Yuka yk37 4678 231 Dr Kong Tat Yan yk2 4743 206 Senior Lecturer in International Relations Lecturer in Comparative and International Politics of the Middle East Lecturer in Politics (on leave Terms 1 & 3) Professor of International Relations Lecturer in Central Asian Politics Senior Lecturer in Taiwan Studies (Politics) Lecturer in South East Asian Politics Senior Lecturer in International Politics Reader in Comparative Politics of the Middle East Senior Lecturer in Middle East Politics (on leave Term 1) Lecturer in Chinese Politics Reader in Comparative Politics and Development Studies; Head of Department Dr 26 26 PhD Research Handbook 2008-9 Dr Laffey Mark ml23 4744 208 Dr Nelson Matt mn6 4742 216 Dr Sáez Lawrence ls4 4725 204a Dr Strauss Julia js11 4746 205 Prof Tripp Charles ct2 4748 214 Dr Vinjamuri Leslie lv 4758 211 Dr Young Thomas ty 4732 213 Senior Lecturer in International Politics Lecturer in Politics (on leave Terms 2 & 3) Senior Lecturer in Comparative and International Politics Senior Lecturer in Chinese Politics (on leave Term 1) Professor in Middle East Politics Lecturer in International Politics Senior Lecturer in African Politics Note This booklet was first compiled in July 2005 and updated in August 2008. Every effort was made to ensure that the information was correct at the time of publication. The rules given in this document do NOT take precedence over those published in the SOAS Postgraduate Research Handbook. Please do feel free to let us know through the student representatives what sort of changes would help make this handbook more useful for you. 27 27