1. Hamilton County Coroner’s Laboratory DNA Standard Operating Procedure Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: 1.1 Goal: It is the goal of the laboratory’s program to: 1.1.1 Provide the users of the laboratory services access to DNA typing of selected biological materials associated with official criminal investigations using Polymerase Chain Reaction (PCR) analysis methods. Accept samples for DNA typing in accordance with case acceptance criteria of the Hamilton County Coroner’s Laboratory. The criteria for accepting DNA typing cases can be found in section 6.3.1 of this manual. 1.1.2 Ensure the quality, integrity and accuracy of the DNA typing data and its presentation through the implementation of a detailed Quality Assurance (QA) program. 1.2 Objectives: It is the objective of the laboratory’s QA program to: 1.2.1 Monitor the analytical testing procedures and reporting of DNA typing by means of Quality Control (QC) standards, proficiency tests and audits. 1.2.2 Ensure that the entire DNA typing procedure is operating within the established performance criteria and that the quality and validity of the analytical data are maintained. 1.2.3 Ensure that problems are noted and corrective action taken and documented. 1.3 Authority and Accountability 1.3.1 The Laboratory Director or Coroner’s Office Administrator shall approve this policy and additions or deletions must meet their approval before acceptance. 1 1.3.2 The DNA Section Supervisor will be responsible for monitoring the Quality Control/Quality Assurance Program. 1.3.3 DNA Analysts will be responsible for recording and maintaining the QC records. 1.3.4 The QA guidelines prepared by the Technical Working Group on DNA Analysis Methods (TWGDAM) provide a model for the Hamilton County Coroner’s Laboratory DNA QA Program. The TWGDAM guidelines do not, in their entirety, represent the laboratory’s QA program. They have served as a starting point for the construction of the QA program. Any supplements and revisions of the TWGDAM guidelines and those of the DNA Advisory Board (DAB) will be reviewed for possible incorporation into the QA program. 2 2. Personnel Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: 2.1 Job Descriptions Job descriptions for all personnel including responsibilities and duties are kept by the Laboratory Director and the Administrator. 2.2 Qualifications The education, training, experience and qualifying criteria of technical personnel within the DNA section is established. Members of the section must demonstrate the ability to critically evaluate and interpret the evidence, results and data. the minimum requirements for those individuals are specified below. 2.2.1 Qualifying Procedure It is highly desirable that these persons undergo a formal qualifying procedure which reviews and documents that prerequisite criteria have been satisfied prior to the assumption of duties. These criteria should include: 2.2.1.1 Knowledge of the scientific principles, techniques and literature of DNA typing. 2.2.1.2 Practical laboratory skills in the performance of DNA analysis as demonstrated by observation and successful analytical results. 2.2.1.3 Competency of individuals engaged in DNA analysis as demonstrated by the successful completion of proficiency testing. 3 2.2.2 Maintaining Qualification The proficiency testing, performance and continuing education of personnel is periodically reviewed as part of the laboratory’s overall plan for quality assurance. 2.2.3 Technical Leader 2.2.3.1 Education The analyst designated as technical leader must possess a Master’s degree in a biological, chemical, or forensic science. With undergraduate or graduate coursework in genetics, chemistry, statistics, biochemistry, and molecular biology (molecular genetics or recombinant DNA technology). 2.2.3.2 Training - Must have, at a minimum: A. Training in the fundamentals of forensic biology. B. Documented training in DNA analysis with individuals, agencies, or other laboratories, in a program that includes the methods, procedures, equipment and materials used in forensic DNA analysis and their applications and limitations. 2.2.3.3 Experience Minimum of five years of experience as a forensic science analyst/examiner and a minimum of three years DNA laboratory experience. 2.2.3.4 Continuing Education Must stay abreast of developments within the field of DNA typing by reading current scientific literature. Attendance at seminars, courses or professional meetings is highly desirable. Laboratory management provides the opportunity to comply with the above requirements through the normal budgeting process. 2.2.4 Examiner/Analyst 2.2.4.1 Education 4 A laboratory analyst must possess a BS/BA degree in a biological, chemical, or forensic science. Graduate or undergraduate coursework in genetics, biochemistry, statistics, and molecular biology (molecular genetics or recombinant DNA technology) is recommended. An advanced degree is preferred. 2.2.4.3 Training - Must have, at a minimum: A. Training in the fundamentals of forensic biology. B. DNA analysis training with individuals, agencies, or other laboratories having an established training program and considerable experience in molecular biology and forensic DNA casework. 2.2.4.3 Experience - Must at a minimum include: A. One year forensic biology experience. B. Prior to any casework examination or reporting, the analyst must have a minimum of six months forensic DNA laboratory experience. 2.2.4.4 Continuing Education Must stay abreast of developments within the field of DNA typing by reading current scientific literature, attending seminars, courses or professional meetings. The distribution of newly acquired knowledge to other analysts is recommended. 5 3. Documentation Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: The Serology section of the Hamilton County Coroner’s Laboratory must maintain documentation of all significant aspects of the DNA analysis procedure, including any laboratory records that are pertinent to the analysis or the interpretation of results. Documentation exists for the following topic areas: 3.1 Analytical Methods and Procedures for DNA Typing The information contained in this manual describes the protocol currently used for the analytical testing of DNA. A historical manual of all past analytical testing materials, procedures and guidelines and all revisions thereof, including dates of such revisions will be maintained. 3.2 Population Data Base The Hamilton County Coroner’s Laboratory is not compiling a population data base for the STR testing procedure. The FBI population database included with the Popstats program is used to calculate statistics for the casework in the section. 3.3 Quality Control of Reagents Documentation of critical reagents is contained in the Quality Control Manual. Critical Reagents for DNA are the Profiler Plus and Cofiler kits. Documentation of their performance is located in the Critical Reagent log and in the green file cabinet in the Serology section. 3.4 Case File/Notes DNA analysis forms will be kept in every case file. These forms will include the dates that the testing was performed, lot numbers of reagents, membranes, and solutions. Electropherograms for the samples in a case and the associated population statistics reports will be kept in the case file. All notes and analysis forms within a case file 6 will be kept in a logical order (i.e. extraction, quantitation, electropherograms etc.) and will have each page numbered. 3.5 Data Analysis and Reporting Specific requirements regarding data analysis and report writing are included in Section 8 of this manual. 3.6 Evidence Handling Protocols 3.6.1 Evidence and samples from evidence are collected, received, handled, sampled and stored so as to preserve the identity, integrity, condition and security of the item. 3.6.2 Blood standards or buccal swab samples are required from the victim, suspect, and from anyone else who may have contributed blood, semen, saliva, or any other body secretion to the stain in question. Blood standards should be collected in purple top (EDTA preservative) tubes. Buccal swab samples should be collected, allowed to air dry, and then submitted in properly marked paper envelopes. 3.7 Equipment Calibration and Maintenance Logs Specific requirements are specified in Section 5 of this manual and also in the Calibration and Maintenance Manual for the Serology section. 3.8 Proficiency Testing Open and blind proficiency testing is recommended. Specific requirements regarding proficiency testing at the Hamilton County Coroner’s Office are specified in Section 9 of this manual and also in the Laboratory’s Quality Manual. Blind proficiency tests are coordinated by the Laboratory Director. 3.9 Personnel Training and Qualification Records Training obtained by each analyst is kept in a log located in the Serology section’s Training Manual. 7 3.10 Method Validation Records 3.10.1 Copies of publications related to the procedure will be circulated through the section and then held on file. 3.10.2 A new method must be tested using known samples and/or proficiency samples. If significant modification has been made to the analytical procedure, the modified procedure will be compared to the original using identical samples. 3.10.3 Notebooks of all validation and research will be kept. These will include all the procedures performed with the results of each experiment. 3.10.4 Any changes in the protocol must be scientifically validated, documented, and approved by the DNA typing personnel in the Hamilton County Coroner’s Office before the changes are implemented and a reviewed version of the DNA Profiling Protocol is generated. 3.11 Quality Assurance and Audit Records Documentation supporting the QA program is included in the Quality Control Manual and audits conducted in this lab are located in the file cabinet located in the section and in the Quality Manual. 3.12 Quality Assurance Manual This manual, in its entirety, along with the support manuals, represents the documented QA manual. 3.13 Equipment Inventory Specific requirements regarding equipment inventory are included in section 5.1 of this manual. The equipment inventory is also kept on a computer database and in the green file cabinet in the Serology Section. 8 3.14 Safety Manual The Safety Officer maintains documentation regarding safety procedures. The DNA analysis section complies with the requirements of the Laboratory Safety Manual. 3.15 Material Safety Data Sheets (MSDS) The MSDS are located in the hallway of the laboratory near the catalogues for supplies and also on CD ROM. 3.16 Historical or Archival Records Archived records are filed in the Serology section. 3.17 License and Certificates Analysts will provide the Laboratory Director with copies of training certificates for inclusion in their personnel files. Analysts also keep copies of certificates obtained. 9 4. Validation Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: 4.1 General Considerations for Developmental Validation of the DNA Analysis Procedure 4.1.1 The following is a list of validation requirements and standards that must be considered prior to the forensic implementation of any DNA procedure or locus. The validation process provides the information necessary to assess the ability of a procedure to reliably obtain a desired result, determines the conditions under which such results can be obtained, determines the limitations of the procedure, and identifies the critical aspects of the procedure that must be carefully controlled and monitored. 4.1.2 Validation for the PCR STR procedure in use in the Hamilton County Coroner’s Office has been completed and is documented in official laboratory manuals and/or in the appropriate scientific literature, as noted for each specific validation area. 4.1.3 Each new locus will be validated with appropriate studies of limited scope (e.g., non-probative casework, sensitivity studies, mixture studies). 4.1.4 The FBI 13 core loci were selected for use by the Hamilton County Coroner’s Office and are readily available to the forensic science community. 4.1.5 The validation process should include the following studies: 4.1.5.1 Consistency Using specimens supplied by proficiency test vendors and by other laboratories, the reproducibility of the technique has been evaluated both within the laboratory and among different laboratories. These results are located in a separate validation manual, and in the scientific literature: AmpFiSTR Profiler Plus Amplification Users Manual. 10 Wallin et al., “TWGDAM Validation of AmpFiSTR Blue PCR Kit for for Forensic Casework Analysis”, J. For. Sci., Vol. 43, 1998, pp. 854-870. 4.1.5.2 Mixed Specimen Studies The system has been investigated to determine its ability to detect the components of a mixed specimen and to define its limitations. This system is also documented in a separate Validation Manual, and in the scientific literature: AmpFiSTR Profiler Plus Amplification Users Manual. Wallin et al., “TWGDAM Validation of AmpFiSTR Blue PCR Kit for for Forensic Casework Analysis”, J. For. Sci., Vol. 43, 1998, pp. 854-870. 4.1.5.3 Nonprobative Evidence DNA types have been examined in non-probative evidentiary stained materials. These results are documented in a separate Validation Manual, and in the scientific literature: AmpFiSTR Profiler Plus Amplification Users Manual. Wallin et al., “TWGDAM Validation of AmpFiSTR Blue PCR Kit for for Forensic Casework Analysis”, J. For. Sci., Vol. 43, 1998, pp. 854-870. 11 4.1.5.4 Percent Stutter Study Stutter bands are minor product bands which differ from the main allele band by 4 base pairs. The amount of stutter product increases with increased repeat number for an allele at a locus. It is helpful to quantitate the stutter product present in known single contributor samples. This is documented in a separate Validation Manual, in the scientific literature: AmpFiSTR Profiler Plus Amplification Users Manual. Gill et al., “Development of Guidelines to Designate Alleles Using an STR Multiplex System”, For. Sci. Intl., Vol. 89, 1997, pp. 185-197. Walsh et al., “Sequence Analysis and Characterization of Stutter Products at the Tetranucleotide Repeat Locus vWA”, Nucleic Acids Res., Vol. 24 , 1996, pp. 2807-2812. 4.1.5.5 Sensitivity Study The maximum and minimum amount of sample to give reliable results has been determined and is documented in a separate Validation Manual, and in the scientific literature: AmpFiSTR Profiler Plus Amplification Users Manual. Wallin et al., “TWGDAM Validation of AmpFiSTR Blue PCR Kit for for Forensic Casework Analysis”, J. For. Sci., Vol. 43, 1998, pp. 854-870. 4.1.5.6 Peak Height Ratios The peak heights obtained for the alleles of a heterozygote are similar but not often identical. The peak height difference between two peaks can be significant. The quantitation of normal peak height ratios in known single contributor samples has been documented in a separate Validation Manual, and in the scientific literature: AmpFiSTR Profiler Plus Amplification Users Manual. Wallin et al., “TWGDAM Validation of AmpFiSTR Blue PCR Kit for for Forensic Casework Analysis”, J. For. Sci., Vol. 43, 1998, pp. 854-870. 12 4.1.5.7 Precision Study The precision of the instrument used in DNA analysis must be tested to determine the precision of the unit. The precision of the Hamilton County 310 Genetic Analyzer has been documented in a separate Validation Manual. The precision of other instruments used in other laboratories has also been documented in the scientific literature: AmpFiSTR Profiler Plus Amplification Users Manual. Wallin et al., “TWGDAM Validation of AmpFiSTR Blue PCR Kit for for Forensic Casework Analysis”, J. For. Sci., Vol. 43, 1998, pp. 854-870. Lazaruk et al., “Genotyping of Forensic Short Tandem Repeat (STR) Systems based on Sizing Precision in a Capillary Electrophoresis Instrument”, Electrophoresis, Vol. 19, 1998, pp. 86-93. The following are general references; other references can be applicable: PCR Technology, Principles and Applications for DNA Amplification, ed. Erlich, H. A., (1989). AmpFiSTR Profiler Plus Amplification Users Manual. 4.2 Characterization of Loci During the development of a DNA analysis system, basic characteristics of the loci must be determined and documented. 4.2.1 Inheritance “DNA loci used in forensic testing shall have been validated by family studies to demonstrate the mode of inheritance.” AmpFiSTR Profiler Plus Amplification Users Manual, page 12-11. 4.2.2 Gene Mapping “The chromosomal location of the polymorphism loci used for forensic testing shall be submitted to or recorded in the Yale Gene Library or the International Human Gene Mapping Workshop.” AmpFiSTR Profiler Plus Amplification Users Manual, page 12-12. 13 4.2.3 Detection “The molecular basis for detecting the polymorphic loci used for forensic testing shall be documented in the scientific or technical literature.” AmpFiSTR Profiler Plus Amplification Users Manual, page 12-12. 4.2.4 Polymorphism “The type of polymorphism shall be known” AmpFiSTR Profiler Plus Amplification Users Manual, page 12-13. ****Section 4.3 deals with RFLP Procedures only. 14 4.4 Specific Developmental Validation of PCR Based DNA Procedures 4.4.1 Amplification 4.4.1.1 The PCR primers must be of known sequence AmpFiSTR Profiler Plus Amplification Users Manual, page 1214. 4.1.1.2 Protection Conditions and measures have been established to protect preamplified samples from contamination with post PCR materials as follows: a. There is an extraction area for recovery of DNA samples. b. A separate Pre-PCR area is available for set-up of preamplified samples. c. A PCR area is available for the amplification, development and storage of amplified product. AmpFiSTR Profiler Plus Amplification Users Manual, page 1214. 4.4.1.3 Conditions The reaction conditions such as thermocycling parameters and critical reagent concentrations (primers, polymerase and salts) have been determined to provide the required specificity. AmpFiSTR Profiler Plus Amplification Users Manual, page 1215. 4.4.1.4 Cycles The number of cycles required to produce reliable results has been determined. AmpFiSTR Profiler Plus Amplification Users Manual, page 1216. 4.4.1.5 Differential Amplification 15 Potential for differential amplification has been addressed and is documented in scientific literature. AmpFiSTR Profiler Plus Amplification Users Manual, page 1216 through 12-18. 4.5 Internal Validation of Established Procedures Prior to implementing a new procedure, a substantially modified existing procedure, or an existing DNA procedure developed by another laboratory, inhouse validity and reliability of the procedure must be demonstrated and documented. This internal validation must included the following: 4.5.1 The method must be tested using known samples. -Samples from lab members were analyzed. Including different body tissues, and different extraction techniques. Documentation for tests is located in the STR Validation manuals and also on Jazz discs in the PCR amplification area. -Samples from expired CTS proficiency tests were analyzed. Documentation for tests is located in the STR Consistency manual and also on Jazz discs in the PCR amplification area. -Samples received from the Rhode Island Department of Health were analyzed. Documentation for tests is located in the STR Consistency manual and also on Jazz discs in the PCR amplification area. 4.5.2 If a modification which materially effects the results of an analysis has been made to an analytical procedure, the modified procedure must be compared to the original using identical samples. 4.5.3 Precision must be determined by repetitive analyses to establish criteria for matching. Documentation for tests is located in the STR Precision manual and on Jazz discs in the PCR amplification area. 4.5.4 The laboratory must demonstrate that its procedures do not introduce contamination which would lead to errors in typing. -Proper use of controls protects against contamination and errors in typing. 16 -Ongoing proficiency testing protects against contamination and errors in typing. 4.5.5 The method must be tested using proficiency test samples. The proficiency test may be administered internally, externally, or collaboratively. -Ongoing proficiency testing takes place in the section. 17 5. Equipment, Materials and Facilities Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: 5.1 Equipment Only suitable and properly operating equipment can be employed. To ensure this, critical parameters are monitored and documented to maintain successful operation of the typing technique. 5.1.1 A list of equipment used will be maintained to include (if possible) name of item, manufacturer, Model, serial number, and acquisition date. This list is kept in the green file cabinet in the section. 5.1.2 Manufacturer’s operation manuals are available in the Serology Section. 5.1.3 Routine maintenance and calibration logs will be kept for all instruments and equipment used in the section. These logs are kept in the Calibration and Maintenance Logbook for the Serology section. 5.1.4 Instruments and equipment that are dedicated to a particular area will be marked as dedicated. 5.2 Materials and Reagents Chemicals and reagents should be of suitable quality, correctly prepared, and demonstrated to be compatible with the methods employed. 5.2.1 Logs are maintained of commercial supplies and kits which have expiration dates. 5.2.2 When reagents are made, they are to be logged into the chemical quality control manual including formulation of reagent, lot numbers of chemicals used, concentration, date prepared, and person making the reagent. A lot number is to be assigned and noted on the reagent bottle. 18 5.2.3 When reagents are made, they should be labeled properly, including information on identity, concentration, date of preparation, identity of individual preparing reagents, special storage requirements and expiration date, where appropriate. 5.2.4 A current inventory of supplies and materials is maintained and includes information on supplier, catalog number, lot number, date received, dated opened, date ordered, and cost. 5.2.5 Dedicated materials and reagents are marked as dedicated. 5.2.6 Specific procedures for cleaning, preparing and sterilizing glassware and plastic supplies are located in the Calibration and Maintenance Logbook. 5.3 Laboratory Facilities for PCR Analysis The PCR laboratory will require special laboratory configuration and sample handling. 5.3.1 Examination work area - All preliminary sample collection and preparation will be done in the peninsular table area of the Serology Section, the Trace Evidence Laboratory or the vehicle examination garage. 5.3.2 Extraction work area - This work area is for sample extraction and concentration. It is physically separate from the amplified DNA work area and the PCR set-up area to eliminate the possibility of cross-contamination. 5.3.3 PCR set-up work area - This area is isolated from the extraction area to ensure that the reaction mix cocktails are prepared in a clean environment. All PCR set-up will be done in the biological safety cabinet. This biological safety cabinet is to be used only for PCR set-up and preparation of reaction mix cocktails. 5.3.4 Amplified DNA work area - This work area is physically separate, within the laboratory, for containment of amplified DNA product. This area includes the amplification area with the thermalcycler, and space for all procedures utilizing the product for typing. All equipment and reagents used in this area are dedicated to this area and are not to be used in either the extraction or PCR set-up areas. Amplified DNA should be stored and disposed of in this area. 19 5.3.5 Decontamination - The decontamination procedure for cleaning and decontamination of facilities and equipment from DNA and PCR product DNA is contained in the Calibration and Maintenance Manual for the Serology section. 20 6. Evidence Handling Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: Version 1-1-2000 Reviewed by: Quality Manager Reviewed: Annually Revised: December 24, 2002 Evidence items are collected, received, handled, sampled and stored so as to preserve the identity, integrity, condition and security of the item. 6.1 Sample Labeling Each item of evidence should be labeled with a “CL” number, a Q- or Knumber, and the analyst’s initials. The Q- (Questioned) and K- (Known) item numbers will be assigned according to the Laboratory’s Administrative procedures. 6.2 Chain of Custody A clear well documented chain of custody must be maintained from the time the evidence is first received until it is released from the laboratory. 6.2.1 Sealing of Evidence During analysis of evidence, the analyst should avoid damaging the seals on evidence made by others. When possible, evidence should be cut open in an area not covered by evidence tape. Following analysis, the analyst should seal any openings made in the packaging with evidence tape. The analyst should mark the evidence tape with his/her initials and date of seal. 6.2.2 Acceptance of Evidence Evidence submitted to the laboratory shall be accepted by an Evidence Technician or a serology analyst when necessary (i.e. fetal tissue etc.). The evidence should be marked as received by the Evidence Technician with the initials and date of receipt. Blood and urine tubes may be included inside of or attached to sexual assault kits for the purpose of toxicological testing. Upon receipt of a sexual assault kit containing blood and/or urine tubes, the kit should be cut open and these tubes removed. The tubes are then logged in and marked with the bar code label, and transferred to the toxicology refrigerator. The sexual assault kit is then resealed with evidence tape and the kit marked 21 with the Evidence Technician’s initials and the date the tubes were removed. Incoming serology evidence is checked against the submission sheet to ensure that all items of evidence have been included on the submission sheet. The submission sheet is initialed and dated in the “receipt of evidence” area. After the case has been logged in by the Evidence Technician, and the barcode affixed, the evidence is transferred to the serology store room. 6.2.3 Release of Evidence Evidence will only be released to the submitting agency, or the prosecutor’s office. Any release of evidence is documented on the back of the submission sheet. The Evidence Technician releasing the evidence must initial and date the submission sheet in the area of “released evidence”. 6.3 Sample Handling and Storage The following policy ensures that evidence sampled will be handled, processed and preserved so as to protect against loss, contamination or deleterious change. Whenever possible, a portion of the original sample submission is retained or returned to the submitting agency. 6.3.1 Acceptance for DNA Analysis The criteria associated with accepting samples for DNA testing will be based on the following: A. Quantity of Sample. B. Presence of Seminal Fluid in sexual assault cases. C. Availability of blood standards or buccal swab samples from the individuals involved (or believed to be involved) in the case. 22 6.3.2 Additional Samples In cases where additional samples are needed, an analyst will coordinate and document the procurement of these samples with the detective and or the prosecutor in the case. 6.3.3 Sample Labeling Each working sample must be labeled with a unique identifier. This consists of the case number, analyst’s initials, date, and individual item number such as “Q”, “K”, or name. 6.3.4 Storage A. Short term storage Upon receipt, all biological evidence is stored at room temperature in the locked evidence lockers or in the locked file cabinet in the Serology section. Blood and urine tubes are stored in locked refrigerators in the toxicology or serology sections. B. Long term storage Upon completion of the DNA testing, the DNA analyst has the ultimate responsibility for long term storage of the refrigerated/frozen samples. A portion of the sample that was tested as well as the DNA extract will be retained in the DNA freezer. Buccal swab specimens collected by police agencies will be returned to the submitting agency. DNA extracts of those samples from individuals who have been excluded from the case in question will be destroyed by the DNA analyst at the Hamilton County Coroner’s Laboratory. This policy will be applied retroactively. 23 7. Analytical Procedure Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: December 24, 2002 7.1 Sample Evaluation and Preparation 7.1.1 General characterization of the biological material will be performed prior to DNA analysis. Evidentiary samples submitted will be evaluated to determine the appropriateness for DNA analysis. 7.1.2 When semen is identified, a method of differential extraction will be employed. 7.1.3 Testing of evidence and evidentiary samples will be conducted to provide the maximum information with the least consumption of the sample. Whenever possible, a portion of the original sample will be retained or returned to the submitting agency as established by laboratory policy. 7.2 PCR Standards and Controls At each step of the testing procedure, standards and controls must be applied that not only evaluate the effectiveness of the testing process but also ensure that the procedure is being properly performed. 7.2.1 DNA Isolation Sample contamination The DNA isolation procedure protects against sample cross contamination through a witnessing system in which another analyst witnesses any transferring procedures. The DNA extraction of evidence samples is performed at a separate time from the DNA extraction of reference samples. This precaution will help to prevent potential cross contamination between evidence samples and reference samples. 24 7.2.2 Effectiveness The DNA isolation quantitation and typing procedure is evaluated by periodic use of an appropriate source of human DNA. The internal proficiency test described in the Training Manual for the Serology section utilizes known blood samples which will be extracted, amplified and typed. A NIST standard or NIST traceable standard will also be tested once yearly and the results will be documented in the Critical Reagents logbook. Reagent Blank With each set of extractions a reagent blank must be used. The reagent blank consists of only the reagents used in the test process, must include all reagents, and is processed through the entire typing procedure alongside the evidence samples. If more than one type of extraction procedure is used (with different extraction reagents), then a reagent blank should be set up for each type of extraction or group of extraction reagents used. 7.3 DNA Recovery To estimate the quantity of DNA recovered from the specimens, a slot blot will be performed. An appropriate set of human DNA standards will be used with the slot blot procedure. ****Section 7.4 deals with RFLP analysis only. 7.5 Analytical Procedures for PCR-Based Techniques 7.5.1 Internal Controls and Standards 7.5.1.1 Negative controls to be included with each sample set are: (a) A reagent blank (b) An amplification blank (negative control) 7.5.1.2 A human DNA known type supplied by the manufacturer is amplified as a positive control and carried through the remainder of the typing. 25 7.5.1.3 Substrate controls may be collected from the evidence (e.g. unstained areas adjacent to stained areas, hair shafts adjacent to hair roots) and may be processed at the same time as the evidence samples. 7.5.1.4 Where feasible, the sample will be split for duplicate analysis as early as possible prior to amplification. 26 Polymerase Chain Reaction (PCR) Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Short Tandem Repeat (STR) genetic markers are polymorphic DNA loci that contain a repeated nucleotide sequence. The number of repeat units at an STR locus differs from individual to individual, so alleles of many different lengths are possible. The STR loci can be amplified using the polymerase chain reaction process(PCR). PCR is an enzymatic process in which a specific region of DNA is replicated to produce several million copies of that particular sequence. The method by which the PCR reaction amplifies the DNA follows three steps: 1. First the two strands of DNA are separated by denaturing the DNA with heat. 2. Next, short pieces of laboratory synthesized DNA, called primers, are hybridized to each DNA strand by lowering the temperature of the system. The primers flank the target sequence of the DNA strand which is polymorphic. 3. Finally, the primers are extended by the enzyme Taq DNA polymerase. The DNA polymerase will start at the end of each of the two strands and links nucleotides in the precise order specified by the “template” DNA strands. The cyclic repetition of these steps results in the doubling of the amount of DNA that was present at the beginning of the cycle. At the end of approximately 20-25 cycles, enough product should have been produced to detect the different alleles associated with the different loci being examined. Following amplification, a portion of the amplified DNA is separated by capillary electrophoresis and detected by laser excitation of fluorescent tags. These “excited” fluorescent tags emit a higher wavelength which is collected on a CCD camera. The alleles appear as peaks on electropherograms. Extraction Special Precautions 27 1. All extraction steps and procedures must be performed in the extraction work area. 2. Prepare extracts of known samples and questioned samples at different times. This will help prevent potential cross-contamination between evidence samples and reference samples. 3. Use reagents and equipment dedicated to the operations of extraction. 4. Perform DNA extraction from samples containing high levels of DNA (ex. whole blood) separately from samples containing a low level of DNA (ex. single hairs) to minimize the potential for sample to sample contamination. 5. Use a clean cutting surface (weighing paper) for each piece of evidence. 6. Clean scissors and tweezers thoroughly with 10% bleach and water after cutting each evidence sample. 7. Use disposable gloves at all times and change gloves frequently to avoid sample to sample contamination. 8. Use disposable pipette tips and microcentrifuge tubes. 9. Always change pipette tips between handling each sample. 10. Store reagents as small aliquots to minimize the number of times a given tube of reagent is opened. 11. Avoid splashes by centrifuging all liquids to the bottom of the tubes before opening. Use a microtube decapping device to open closed tubes. 12. Include a reagent blank control with each set of DNA extractions to check for the presence of contaminating DNA in the reagents. 13. Never “blow out” the last bit of sample from a pipettor. 14. Limit the number of samples handled in a single run to a manageable number. 28 Special Precautions for PCR Set Up 1. Use dedicated pipets for preparing the master PCR Reaction Mix and for adding sample DNA to the PCR Reaction Mix. Keep these pipets in the PCR set up area. Never “blow out” the last bit of sample from the pipet. 2. Always add DNA to the PCR Reaction Mix last. This minimizes crosscontamination by reducing the number of opportunities for inadvertent transfer of DNA between samples. 3. After the addition of each DNA sample, cap the tube before proceeding to the next sample. 4. Cap the negative control tube last, after all DNA samples have been added to the other tubes. This control will provide as a check for contamination occurring during PCR setup. 5. Avoid touching the inside surface of the tube caps. 6. Change pipet tips after addition of each sample DNA to a PCR Reaction Mix. 7. Store the DNA Amplification Reagents together in the box provided to serve as a barrier to possible contamination. 29 Special Precautions for Amplified DNA 1. Always remove gloves when leaving the Amplified DNA Work Area to avoid the transfer of amplified DNA into other work areas. 2. Reduce the unnecessary dispersal of DNA around the work area by changing gloves whenever they may have become contaminated with amplified DNA. 3. Avoid splashing by opening tubes containing amplified DNA carefully. A microtube de-capping device makes it easier to open the tubes. 4. Use disposable bench paper to cover the work area used to perform the typing steps to prevent the accumulation of amplified DNA on permanent work surfaces. Diluted bleach should be used periodically to wash exposed work areas. 5. Use the Thermal Cycler only for amplification and denaturation of amplified DNA for typing. Never use the Thermal Cycler for incubation of tubes containing unamplified DNA. 6. Store tubes of amplified DNA in the amplified DNA work area. 30 Extraction of DNA from Non-semen Body Fluid Stains or Whole Blood Using Chelex Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Caution: All extraction steps must be performed in the DNA extraction area. Extract known samples at a different time than that of the questioned samples. Principle: The chelex extraction procedure for use on samples is a rapid and simple method for extracting DNA. Materials: Phosphate Buffered Saline Solution 5% Chelex Solution 1.5 milliliter microcentrifuge tubes Procedure: 1. For liquid blood, add up to 50 microliters to a microcentrifuge tube. For stains, cut the stain into small pieces and place in a microcentrifuge tube. Wipe scissors and forceps with bleach followed by deionized water. This step must be witnessed. Pipette 1 milliliter of sterile PBS into the tube and vortex for 2 seconds. 2. Incubate at room temperature for 30 minutes and mix occasionally by inversion. 3. Spin in a microcentrifuge for 2 - 3 minutes at maximum speed to spin down the white blood cells. 4. Without disturbing the cell pellet, carefully remove and discard all but about 20 to 30 microliters of the supernatant. If the sample is a bloodstain, leave the fabric substrate in the tube with the cell pellet. 5. Add 200 microliters of 5% Chelex to each tube. Vortex tube for 10 seconds. 31 6. Incubate at 56oC for 30 minutes. 7. Vortex tube for 10 seconds. 8. Incubate tube in a boiling water bath for 8 minutes. 9. Vortex tube for 10 seconds. 10. Spin in a microcentrifuge for 3 minutes at maximum speed. 11. The supernatant contains the DNA and is now ready for quantitation by slot blot hybridization. 12. The sample is now ready for amplification. 13. Store samples at 4oC or frozen. Prior to reuse of these samples for amplification, repeat steps 9 and 10. Critical Aspects & Limitations: Chelex beads must be evenly distributed in solution while pipetting. Pipette the volume needed for each sample directly from the beaker after the beads have been mixed into the solution. 32 Extraction of DNA from Oral Swabs Using Chelex Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Caution: All extraction steps must be performed in the DNA extraction area. Extract known samples at a different time than that of the questioned samples. Principle: The chelex extraction procedure for use on samples is a rapid and simple method for extracting DNA. Materials: 1.5 milliliter microcentrifuge tubes 5% Chelex Solution Procedure: 1. Cut the stain into small pieces and place in a microcentrifuge tube. Wipe scissors and forceps with bleach followed by deionized water. This step must be witnessed. 2. Add 200 microliters of 5% Chelex Solution to the sample. 3. Vortex the tube for 10 seconds. 4. Incubate the tube at 56o for 30 minutes. 5. Vortex the tube for 10 seconds. 6. Incubate in a boiling water bath for 8 minutes. 7. Vortex the tube for 10 seconds. 8. Spin in a microcentrifuge for 3 minutes at maximum speed. 9. Estimate the amount of DNA by slot blot hybridization. 10. After quantitation, the sample can be amplified. 33 11. Store samples at 4oC or frozen. Prior to use of samples after storage, they should be vortexed briefly and spun in a microcentrifuge for 5 seconds. (quick spin) Critical Aspects & Limitations: Chelex beads must be evenly distributed in solution while pipetting. Pipette the volume needed for each sample directly from the beaker after the beads have been mixed into the solution. 34 Extraction of DNA from Hair Using Chelex Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Caution: All extraction steps must be performed in the DNA extraction area. Extract known samples at a different time than that of the questioned samples. Principle: The chelex extraction procedure for use on samples is a rapid and simple method for extracting DNA. Materials: 1.5 milliliter microcentrifuge tubes 5% Chelex Solution Proteinase K Procedure: I. Unmounted Hairs 1. Rinse the hair thoroughly in 100% ethanol. Follow the ethanol rinse with a thorough rinse in sterile deionized water. 2. Place at least 1 centimeter of the hair root end into a 1.5 milliliter microcentrifuge tube. Wipe scissors and forceps with bleach followed by deionized water. This step must be witnessed. 3. Add 200 microliters of 5% Chelex 100 solution into the microcentrifuge tube. Add 2 microliters of proteinase K. Make sure that the hair is submerged in the solution. 4. Incubate the samples at 56oC at least six to eight hours or overnight. 5. Vortex at high speed for 5 to 10 seconds. 6. Quick spin in a microcentrifuge for 5 seconds. 35 7. Check that the hair is completely immersed in the Chelex 100 solution and incubate the samples in a boiling water bath for 8 minutes. 8. Vortex the samples for 10 seconds. 9. Spin in a microcentrifuge for 3 minutes. 10. Estimate the amount of DNA in the samples by slot blot hybridization. 11. After quantitation the samples can be amplified. 12. Store samples at 4oC or frozen. Prior to reuse of these samples for amplification repeat steps 8 and 9. II. Slide-Mounted Hair Specimens 1. Loosen the slide coverslip by carefully pipetting xylene around the coverslip edges. If the coverslip will not loosen, the entire slide can be soaked in xylene for one or more hours until the coverslip has loosened. 2. After removal of the coverslip, remove the hair and rinse it thoroughly with xylene. 3. Continue processing at step one of the procedure for unmounted hair specimens. Critical Aspects & Limitations: Chelex beads must be evenly distributed in solution while pipetting. Pipette the volume needed for each sample directly from the beaker after the beads have been mixed into the solution. 36 Extraction of DNA from Non-semen Body Fluid Stains or Whole Blood Using Organic Methods Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Caution: All extraction steps must be performed in the DNA extraction area. Extract known samples at a different time than that of the questioned samples. Principle: The organic extraction procedure utilizes a phenol/chloroform solution which removes proteins from the DNA by denaturing them. Materials: Stain Extraction Buffer Proteinase K TE Buffer Phenol/Chloroform/Isoamyl Alcohol Microcon Concentrator Spin Basket tubes Procedure: 1. Liquid blood samples should be made into bloodstains. Cut the stain into small pieces and place in a spin ease tube. Wipe scissors and forceps with bleach followed by deionized water. Cigarette Butts: Remove the paper from the filter end of the cigarette butt and cut into smaller pieces. Chewing Gum: Cut the gum into smaller pieces. Prior refrigeration may aid the process. This step must be witnessed. 2. To the sample add 300 microliters of stain extraction buffer and 7.5 microliters of proteinase K solution. Vortex for 1 second and spin in a microcentrifuge for 2 seconds (quick spin) to force the cutting into the extraction fluid. 37 3. Incubate the tube at 56oC overnight. (18 hours minimum/24 hours maximum) 4. Spin in a microcentrifuge for 2 seconds (quick spin) to force condensate into the bottom of the tube. 5. Using a wooden applicator stick, transfer the cutting into a spin basket and place the basket into the microcentrifuge tube containing the stain extract. Spin in a microcentrifuge for 5 minutes. 6. Remove and discard the basket insert and cutting into a biohazard container. 7. In a fume hood, add 300 microliters of phenol/chloroform/isoamyl alcohol to the stain extract. Vortex the mixture to attain a milky emmulsion. Spin the tube in a microcentrifuge for 3 minutes to separate the 2 phases. 8. To a Microcon concentrator add 100 microliters of TE buffer. Transfer the aqueous phase (the upper layer) from the tube in step 7 to the concentrator. Avoid pipetting organic solvent from the tube into the concentrator. This step must be witnessed. 9. Place a spin cap on the concentrator and spin in a microcentrifuge at 500 x g for 10 minutes. The DNA sample will remain concentrated in about 20 - 40 microliters of TE buffer in the bottom of the upper microcon reservoir and molecules with a molecular weight of less than about 100,000 daltons will pass through the filter. 10. Carefully remove the concentrator unit from the assembly and discard the fluid from the filtrate cup. Return the concentrator to the top of the filtrate cup. 11. Remove the spin cap and add 200 microliters of TE to the concentrator. Replace the spin cap and spin the assembly in a microcentrifuge at 500 x g for 10 minutes. 12. Remove the spin cap and add a measured volume of TE that is between 40 microliters and 200 microliters to the 38 concentrator. Remove the concentrator from the filtrate cup and carefully invert the concentrator onto a labeled retentate cup. Discard the filtrate cup. 13. Spin the assembly in a microcentrifuge at 500 x g for 5 minutes to transfer the DNA concentrate into the cup. 14. Discard the concentrator. Cap the retentate cup containing the DNA sample. 15. Estimate the quantity of DNA in the sample by slot blot hybridization. 16. After quantification the sample can be amplified. 17. Store samples at 4oC or frozen. Prior to the use of samples after storage they should be vortexed briefly and spun in a microcentrifuge for 5 seconds (quick spin). Critical Aspects & Limitations: DNA extracted from bloodstain evidence is sometimes resistant to amplification by PCR. This resistance may be due to red blood cell components including heme compounds inhibiting PCR. Discoloration of the DNA extract (retentate) is usually predictive of inhibition. To overcome this potential inhibition, the DNA extract can be subjected to several more TE washes using the microcon. 39 Extraction of DNA from Semen Containing Stains Using Organic Methods Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Caution: All extraction steps must be performed in the DNA extraction area. Extract known samples at a different time than that of the questioned samples. Principle: The organic extraction procedure utilizes a phenol/chloroform solution which removes proteins from the DNA by denaturing them. This procedure also utilizes a differential extraction to separate the sperm fraction (male) from the female fraction. Materials: Proteinase K 20% Sarkosyl Solution DTT Phenol/Chloroform/Isoamyl Alcohol TNE Buffer Sperm Wash Buffer TE Buffer Spin Basket Tubes Microcon Concentrator Procedure: 1. Cut swab or fabric using scissors. Use a fresh cutting surface for each sample tested. Add the swab or fabric cutting to a Spinease tube. Wipe scissors and forceps with bleach followed by deionized water. This step must be witnessed. 2. To the sample add 400 microliters of TNE buffer, 25 microliters of 20% Sarkosyl solution, 75 microliters deionized water and 5 microliters of proteinase K. Vortex for 1 second and spin in a microcentrifuge for 2 seconds (quick spin) to force the material into the extraction fluid. 40 3. Incubate at 37oC for 2 hours to lyse the epithelial cells. 4. Using a wooden applicator stick, transfer the swab or fabric cutting into a spin basket and place the spin basket into the tube containing the stain extract. Spin in a microcentrifuge at maximum speed for 5 minutes. 5. Remove the basket insert from the extract tube. Remove the swab material from the basket, place in a clean microcentrifuge tube and store frozen. 6. Remove the supernatant fluid from the extract being careful not to disturb any pelleted material. Place the supernatant into a new labeled tube. This supernatant is the female fraction. Analysis of the female fraction resumes at step 11. The pellet remaining in the tube is the cell pellet. This step must be witnessed. 7. Wash the cell pellet by resuspending it in 1000 microliters of sperm wash buffer, vortexing the suspension briefly, and spinning the tube in a microcentrifuge at maximum speed for 5 minutes. Remove and discard the supernatant fluid, being careful not to disturb the cell pellet. 8. Repeat step 7 two additional times for a total of three washes of the cell pellet. 9. To the tube containing the washed pellet, add 150 microliters TNE buffer, 50 microliters of 20% Sarkosyl solution, 150 microliters of deionized water 7 microliters of DTT, and 10 microliters of proteinase K. Close the tube caps and vortex for 1 second and spin in a microcentrifuge for 2 seconds (quick spin) to force all fluid and material to the bottoms of the tubes. 10. Incubate at 37o for 2 hours. 11. To the tube containing the cell pellet and to the tube containing the female fraction, add 400 microliters of phenol/chloroform/isoamyl alcohol. Vortex the mixture to attain a milky emulsion. Spin the tube in a microcentrifuge for 3 minutes. 41 12. Assemble a microcon unit. To the top of the concentrator, add 100 microliters of TE buffer. Transfer the aqueous phase (upper layer) from the tube in step 11 to the top of the concentrator. Avoid pipetting organic solvent from the tube into the concentrator. This step must be witnessed. 13. Place a spin cap on the concentrator and spin in a microcentrifuge at 500 X g for 10 minutes. 14. Carefully remove the concentrator unit from the assembly and discard the filtrate fluid from the filtrate cup. Return the concentrator to the top of the filtrate cup. 15. Remove the spin cap and add 200 microliters of TE buffer to the concentrator. Replace the spin cap and spin the assembly in a microcentrifuge at 500 X g for 10 minutes. 16. Remove the spin cap and add a measured volume of TE that is between 40 microliters and 200 microliters to the concentrator. Remove the concentrator from the filtrate cup and carefully invert the concentrator onto a labeled retentate cup. Discard the filtrate cup. 17. Spin the assembly in a microcentrifuge at 500 X g for 5 minutes. 18. Discard the concentrator. Cap the retentate cup. 19. Estimate the quantity of DNA in the sample by slot blot hybridization. 20. After quantification, the sample can be amplified. 21. Store samples at 4oC or frozen. Prior to the use of samples after storage they should be vortexed briefly and spun in a microcentrifuge for 5 seconds (quick spin). 42 Extraction of DNA from Hairs Using Organic Methods Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Caution: All extraction steps must be performed in the DNA extraction area. Extract known samples at a different time than that of the questioned samples. Principle: The organic extraction procedure utilizes a phenol/chloroform solution, which removes proteins from the DNA by denaturing them. Materials: Stain Extraction Buffer Proteinase K TE Buffer DTT Phenol/Chloroform/Isoamyl Alcohol Microcon Concentrator Spin Basket tubes Procedure: Unmounted Hairs 1. Rinse the hair thoroughly in sterile distilled water by shaking for 1 hour. 2. Rinse hair briefly in fresh sterile deionized water. 3. Place at least 1 centimeter of the hair root end into a spinease tube. Wipe scissors and forceps with bleach followed by deionized water. This step must be witnessed. 4. Add 500 microliters of stain extraction buffer, 50 microliters of DTT and 15 microliters of proteinase K solution to the sample. Vortex for 1 second and quick spin in a microcentrifuge to force the hair into the extraction fluid. 43 5. Incubate the tube at 56C overnight. 6. Quick spin in a microcentrifuge to force the condensate into the bottom of the tube. 7. Add an additional 50 microliter of DTT and 15 microliters of Proteinase K, and incubate at 56oC overnight. 8. In a fume hood, add 300 microliters of phenol/chloroform/isoamyl alcohol to the extract. Vortex the mixture briefly to attain a milky emulsion. Spin the tube in a microcentrifuge for 3 minutes. 9. Add 100 microliters of TE Buffer to a Microcon Concentrator. Transfer the aqueous phase from the tube in step 6 to the concentrator. Avoid pipetting organic solvent from the tube into the concentrator. This step must be witnessed. 10. Place a spin cap on the concentrator and spin in a microcentrifuge at 500 X g (3000 rpm) for 10 minutes. 11. Remove the concentrator unit from the assembly and discard the fluid from the filtrate cup. Return the concentrator to the top of the filtrate cup. 12. Remove the spin cap and add 200 microliters of TE Buffer to the concentrator. Replace the spin cap and spin the assembly in a microcentrifuge at 500 X g (3000 rpm) for 10 minutes. 13. Remove the spin cap and add 50 microliters of TE Buffer to the concentrator. Remove the concentrator from the filtrate cup and carefully invert the concentrator onto a labeled retentate cup. Discard the filtrate cup. 14. Spin the assembly in a microcentrifuge at 500 X g (3000 rpm) for 5 minutes. 15. Discard the concentrator. Cap the retentate cup. 16. Estimate the quantity of DNA in the sample by Slot Blot hybridization. After quantification the samples can be amplified. 44 Slide-Mounted Hair Specimens 1. Loosen the slide coverslip by carefully pipetting xylene around the coverslip edges. If the coverslip will not loosen, the entire slide can be soaked in xylene for one or more hours until the coverslip has loosened. 2. After removal of the coverslip, remove the hair and rinse it thoroughly with xylene. 3. Continue processing at step one of the procedure for unmounted hair specimens. 45 Extraction of DNA from Bone Using Organic Methods Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Caution: All extraction steps must be performed in the DNA extraction area. Extract known samples at a different time than that of the questioned samples. Principle: The organic extraction procedure utilizes a phenol/chloroform solution which removes proteins from the DNA by denaturing them. Materials: 0.5 M EDTA Stain Extraction Buffer Proteinase K TE Buffer DTT Phenol/Chloroform/Isoamyl Alcohol Centricon Concentrator 15 ML conical tube The following procedure is adapted from the BCI DNA manual: 1. Clean the bone. Remove all flesh Soak the bone in 10% bleach for 1-2 minutes. Rinse and dry the bone thoroughly. Use sandpaper to remove the outer layer of tissue. This may need to be done in a hood. Avoid sawed ends of the bone because they may be contaminated. Avoid the marrow. NOTE: This step is not necessary if the bone is relatively clean. It is to protect against contamination that may occur during the autopsy. 2. Ask a pathologist to assist in generating 5g to 15 g of bone dust. Make sure a clean stryker saw blade is used. The following is adapted from the Journal of Forensic Sciences, Volume 36, pp 1649-1661: 3. Place up to 1 g of bone dust in a 15 ml conical bottom tube or 3 g of bone dust in a 50 ml conical bottom tube. 46 4. To decalcify the bone: Fill the tube nearly to the top with 0.5 M EDTA (500mM). Rotate for 24 hours. Spin the tubes for 15 minutes at 4000 rpm (2000g). Discard the supernatant. Refill tube with fresh 0.5 M EDTA and repeat rotation for 5 days. It is necessary to vortex the sample at this stage to resuspend the pellet. If one of the repetitions falls on a weekend or day off, it is ok to let the repetition go longer. Use a tube with only EDTA as a reagent blank. NOTE: If using a 15 ml conical tube use the large barrel rotor on the centrifuge and use a 50 ml conical tube as a secondary container in case any of the tubes crack while centrifuging. 5. Fill the tube nearly to the top with distilled water, vortex to resuspend the pellet and spin 15 minutes at 4000 rpm. Repeat two more times. 6. Resuspend the pellet in twice the volume of stain extraction buffer. Add between 20-30 ul of proteinase K and, between 10-15 ul of DTT. Incubate overnight at 56o C. Vortex the tubes if possible until the pellet dissolves. 7. Transfer contents from a 15 ml conical tubes to 50 ml conical tubes. Extract 3 times with phenol/chloroform/isoamyl alcohol or until the aqueous phase becomes relatively clear. Use parafilm to seal the tube lids. Add ~5 ML for the first extraction. Spin for 5 minutes at 2500-3000 rpm. 8. If the aqueous phase is not clear, transfer the aqueous phase to a clean 50 ml conical tube and repeat step 7. Repeat step 7 until the aqueous phase is relatively clear. The volume of phenol/chloroform/isoamyl alcohol may be reduced depending on the volume of each aqueous phase. 9. Transfer the aqueous phase to a Centricon 100 containing 500 ul of TE buffer. Spin the Centricon for 10 minutes at 3000 rpm. Repeat twice. 10. Add ~200 ul of TE buffer to the Centricon filter. Invert filter over retentate cup and spin for 2 minutes at 3000 rpm to recover the DNA into the retentate cup. 47 11. Cover the retentate cup and place in the freezer until sample is to be quantitated. 48 Concentrating Extracts Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: Occasionally, samples may be concentrated when the DNA present in the sample is insufficient for typing. Concentrating the DNA into a smaller volume can sometimes enhance the ability to get a result from the sample. Procedure: 1. Add the entire volume of the DNA extract that needs to be concentrated into a fresh microcon. 2. Spin down the sample in a microcentrifuge at 3000 rpm for approximately 10 minutes to reduce the volume of fluid in the sample. The DNA in the sample will still be present on the microcon filter. 3. Discard the fluid from the filtrate cup. 4. Add 20 microliters of TE buffer to the concentrator. Remove the concentrator from the filtrate cup and carefully invert the concentrator onto a labeled retentate cup. Discard the filtrate cup. This step must be witnessed. 5. Spin the assembly in a microcentrifuge at 500 X g (3000 rpm) for 5 minutes. 6. Discard the concentrator. Cap the retentate cup. 7. Estimate the quantity of DNA in the sample by Slot Blot hybridization. After quantification the samples can be amplified. 49 Slot Blot Quantitation of DNA Using PE Quantiblot Kit Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: This procedure has been taken from the Perkin-Elmer Quantiblot Human DNA Quantitation Kit product insert. Principle: Quantitating the amount of DNA that has been extracted from a sample is necessary so that the optimum concentration of DNA can be amplified. The DNA samples, along with two-fold dilutions of DNA standards and DNA calibrators are spotted onto a membrane contained in a slot blot apparatus. The membrane contains positively charged groups and binds the negatively charged DNA. A primate-specific biotinylated probe hybridizes with the DNA sample on the membrane. The results are detected by chemiluminescent methods using ECL detection reagents and an X-ray film development procedure. The intensities of the resulting bands are then compared with the intensities of the standards and the concentrations are estimated. Materials: Quantiblot Human DNA Kit Chemiluminescent Detection Reagents X-ray film Hybridization Tray Slot Blot Apparatus Biodyne B Membrane Hybridization Solution Wash Solution Spotting Solution Pre-wetting Solution 30% Hydrogen Peroxide Citrate Buffer 0.5 milliliter microcentrifuge tubes Plastic-backed paper 50 Procedure: I. Preparation of Reagents Supplied Prepare a two-fold dilution of the DNA Standard A in TE Buffer: 1. Label 7 0.5 milliliter autoclaved microcentrifuge tubes A through G. 2. Vortex the DNA Standard A to mix it thoroughly. 3. Transfer 120 microliters of DNA Standard A into the tube labeled A. 4. Aliquot 60 microliters of TE Buffer into each of the six remaining tubes labeled B through G. 5. Add 60 microliters of DNA Standard A (tube A) to the 60 microliters of TE Buffer in tube B. Vortex to mix thoroughly. 6. Add 60 microliters of diluted DNA Standard B (tube B) to the 60 microliters of TE Buffer in tube C. Vortex to mix thoroughly. 7. Add 60 microliters of diluted DNA Standard C (tube C) to the 60 microliters of TE Buffer in tube D. Vortex to mix thoroughly. 8. Continue the serial dilution through tube G. The seven DNA standard tubes should have the concentrations of human DNA listed below: DNA Standard A B C D E F G Concentration (ng/microliter) 2 1 0.5 0.25 0.125 0.0625 0.03125 Quantity DNA per 5 microliter (ng) 10 5 2.5 1.25 0.625 0.3125 0.15625 Note: Store the diluted DNA Standards at 2o to 8oC. The DNA Standards A through G are stable for at least three months at 2o to 8o C. 51 The Quantiblot Kit contains enough reagents for at least 10 hybridization reactions. Each hybridization reaction must include the following 10 control samples: seven DNA Standards, the two DNA calibrators and one blank (spotting solution only). II. Slot Blotting 1. Determine the number of samples to be analyzed including the seven Human DNA Standards (A through G), the DNA Calibrators 1 and 2 and the one blank (spotting solution only). Aliquot 150 microliters of spotting solution into a new 0.5 milliliter microcentrifuge tube for each sample. 2. Label seven of the tubes containing 150 microliters of spotting solution as follows: A, B, C, D, E, F, and G and label two of the tubes containing 150 microliters of spotting solution as follows: DNA Calibrator 1 and DNA Calibrator 2. 3. Vortex the seven DNA standards and the two DNA Calibrators. Add 5 microliters of each solution to the corresponding labeled tube containing 150 microliters of spotting solution. 4. Add 1 to 5 microliters of each test sample DNA to the remaining tubes containing 150 microliters of spotting solution. 5. While wearing clean gloves, cut a piece of Biodyne B membrane to 11.0 centimeters by 7.9 centimeters. Cut a small notch in the upper right corner of the membrane to mark orientation. Place the membrane in the Hybridization tray containing 50 milliliters of Prewetting solution. Incubate at room temperature for 1 to 30 minutes. 6. Using forceps, remove the membrane from the Pre-wetting solution. Place the membrane on the gasket of the slot blot apparatus, then place the top plate of the slot blot apparatus on top of the membrane. Turn on the vacuum source. Turn off the sample vacuum and turn on the clamp vacuum on the slot blot apparatus. Push down on the top plate to ensure the formation of a tight seal. Pour off the Pre-wetting solution and rinse the Hybridization tray thoroughly with deionized water. 7. Use a new pipette tip for each sample. Pipette each sample (approximately 155 microliters) into a different well of the slot blot apparatus. Slowly dispense each sample directly into the center of each well of the slot blot apparatus ensuring that the pipet tip is approximately 5 millimeters above the membrane. 52 This step must be witnessed. 8. After all samples have been pipetted into the wells of the slot blot apparatus, slowly turn on the sample vacuum. Leave the sample vacuum on until all of the samples have been drawn through the membrane (approximately 30 seconds). Inspect each slot that contains a sample for a uniform blue band. Turn off the sample vacuum. Turn off the clamp vacuum. Turn off the vacuum source. Disassemble the slot blot apparatus and remove the membrane. Do not let the membrane dry out. Clean slot blot apparatus following each use as follows: Soak the slot blot apparatus in a large volume of dilute SDS solution for approximately 5 to 15 minutes. Using a disposable lab towel, clean the gasket and the side of the top plate that contacts the membrane. Then rinse the slot blot apparatus with an excess of water and allow to dry at room temperature. Never use bleach. III. DNA Hybridization For Quantiblot Principle: The DNA Samples immobilized on the nylon membrane must next be hybridized to the biotinylated Quantiblot D17Z1 probe. The hybridized samples are then bound to the Enzyme Conjugate:HRP-SA followed by a stringent wash to remove nonspecifically bound probe. The membrane must not be allowed to dry out at any time during this protocol. The Hybridization solution and the Wash solution must be warmed to between 37o and 50oC in either a water bath or an incubator. All solids must be in solution before use. 1. Pre-hybridization: Transfer the membrane to 100 milliliters of pre-warmed Hybridization solution in the Hybridization tray. Add 5 milliliters of 30% hydrogen peroxide. Place the lid on the tray. Use a weight to keep tray from floating in the water bath. Rotate in a 50oC (+/- 1oC) water bath (50 to 60 rpm) for 15 minutes (+/- 2 minutes). Pour off the solution. 53 2. Hybridization: Add 30 milliliters of Hybridization solution to the Hybridization tray containing the membrane. Tilt the tray to one side and add 20 microliters of Quantiblot D17Z1 probe to the Hybridization solution. Place the lid on the tray. Rotate in a 50oC (+/- 1oC) water bath (50 to 60 rpm) for 20 minutes (+/- 2 minutes). Pour off the solution. 3. Rinse the membrane briefly in 100 milliliters of pre-warmed Wash solution by rocking the tray for several seconds. Pour off the solution. 4. Stringent Wash/Conjugation: Add 30 milliliters of the prewarmed Wash solution to the Hybridization tray. Tilt the tray to one side and add 90 microliters of the Enzyme Conjugate:HRP-SA to the 30 milliliters of Wash Solution. Place the lid on the tray. Rotate in a 50oC (+/- 1oC) water bath (50 to 60 rpm) for 10 minutes (+/- 1 minute). Pour off the solution. 5. Rinse the membrane thoroughly for 1 minute in 100 milliliters of pre-warmed Wash solution by rocking the tray or rotating it on a orbital shaker (100 to 125 rpm) at room temperature. Pour off the solution. Rinse again for 1 minute. Pour off the solution. 6. Wash the membrane by adding 100 milliliters of pre-warmed Wash solution to the tray. Place the lid on the tray. Rotate at room temperature on an orbital shaker (100 to 125 rpm) for 15 minutes. Pour off the solution. 7. Rinse the membrane briefly in 100 milliliters of Citrate Buffer by rocking the tray. Pour off the solution. 54 IV. Chemiluminescent Detection Steps For Quantiblot Note: Chemiluminescent Detection Reagents should be stored separately (at 2o to 8o) and not allowed to cross-contaminate each other. 1. Mix 5 milliliters of each solution together. Do not prepare this mixture more than 5 minutes before use. Add the 10 milliliters of Chemiluminescent Detection reagent mixture to the membrane in the Hybridization Tray and shake for 5 minutes at room temperature. Pour off the solution. Note: For maximum sensitivity, expose the membrane to X-ray film within 10 minutes of incubation in the Chemiluminescent Detection reagents. 2. Cut a piece of plastic-backed paper to approximately 9 x 12 centimeters. Place the damp membrane DNA side up on the plastic coated side of the plastic-backed paper. Cover the membrane with a piece of plastic wrap. Use a paper towel to smooth out any wrinkles or air bubbles in the sides. Fold the plastic wrap around the rest of the membrane. 3. In a darkroom, place a piece of X-ray film in the film cassette. Carefully place the covered membrane on top of the film such that the DNA side in contact with the film. Do not move the membrane once it is placed on top of the film; movement may cause blurring of the resulting image or a “double image”. Close the film cassette. It is very important that the film is in tight, uniform contact with the covered membrane. 4. Expose the film for approximately 5 minutes at room temperature. 5. Process the film with an automatic film processor. V. Results Interpretation Results are interpreted by comparing the signal intensity of the DNA test sample to the signal intensity obtained for the DNA standards. The signal intensity for a sample reflects the total amount of DNA spotted on the membrane. 55 The DNA Calibrators are used to provide DNA of a known concentration to verify that the DNA Standards were correctly diluted and are providing correct results for the test samples. For example, the DNA Calibrator 1 has a stock concentration of 0.7 nanograms/microliter. Five microliters of this control was added to 150 microliters of Spotting solution and the entire 155 microliters was spotted on the membrane. Thus, 3.5 nanograms of this sample was spotted on the membrane (0.7 ng/ul X 5 ul = 3.5 ng). The signal obtained for this control sample should have an intensity that is between the 2.5 and 5 ng DNA Standards. Likewise, the DNA Calibrator 2 should have an intensity that is between the 0.3125 and 0.625 ng DNA Standards. The seven DNA Standards represent the following quantities of DNA spotted on the membrane: A = 10 ng; B = 5 ng; C = 2.5 ng; D = 1.25 ng; E = 0.625 ng; F = 0.3125 ng and G = 0.15625 ng. DNA Calibrator 1 should have an intensity that is between DNA Standards B and C. DNA Calibrator 2 should have an intensity that is between DNA Standards E and F. Quantities for the test samples are determined by comparison of signal intensities to the DNA Standards. The concentration of a DNA test sample is determined as follows: 1. Determining the quantity of DNA test sample spotted on the membrane by comparing its signal intensity to the intensity of the DNA Standards. 2. Divide this quantity by the volume of DNA test sample added to the spotting solution (typically 5 microliters of DNA test sample is added to 150 microliters of spotting solution). This calculation gives DNA concentration in ng/ul. Example: The questioned sample compares favorably with the DNA standard containing 10 ng of DNA. This sample would be equivalent to 10 ng/5 ul, since we added 5 microliters of input DNA for the testing process. This is equal to 2 ng/1 ul. We want 1.0 ng of input DNA for the amplification process. We will need to determine how many microliters of DNA we need to add in order to provide a final concentration of 1.0 ng. Therefore, we set up a ratio: 2 ng/1.0 ul = 1.0 ng/x ul. We cross multiply and get: 2 ng (x ul) = 1.0 ng (1.0 ul). We then solve for x. x ul = 1.0 ng (1.0 ul) 2 ng 56 x ul = ½ ul therefore, x = 0.5 ul of input DNA to provide a final concentration of 1.0 ng of DNA for amplification. Critical Aspects and Limitations: Analysts should use their own discretion when interpreting the results from the Quantitation procedure. Very small samples with no result on the quantiblot should be considered for amplification with extreme caution. 57 DNA Amplification Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: This procedure has been taken from the AmpFiSTR Profiler Plus Amplification Users Manual. 1. Determine the number of samples to be amplified, including controls. Place the required number of tubes in a rack and label them appropriately. 2. Vortex the reaction mix, the primer set and the DNA polymerase and quick spin in a microcentrifuge to remove any liquid from the caps. 3. Prepare the master mix by adding the following volumes of reagents to a microcentrifuge tube: Number of samples x 21.0 ul of reaction mix Number of samples x 1.0 ul of DNA polymerase Number of samples x 11.0 ul of primer set 4. Mix this master mix thoroughly by pipetting up and down several times. 5. Dispense 30 ul of this master mix into each sample amplification tube. 6. Add 20 ul of sample to each tube. DNA Test Sample tubes: Add 20 microliters of sample DNA. Positive Control tube: Add 20 microliters of Control DNA 1. Negative Control tube: Add 20 microliters of TE buffer. Note: Each PCR amplification is performed in a final volume of 50 microliters. 7. For each of the following additions, complete the processing of each tube before proceeding to the next tube. No more than one tube should be 58 open at a time. Use a new pipet tip for each addition. Discard the pipet tip and re-cap the tube before proceeding to the next sample. 8. Transfer tubes to a “carrier rack” and carry to the Thermal Cycler. Do not set the carrier rack down. 9. Place the PCR reaction mix tubes into the Thermal Cycler. Push the tubes down completely into the heat block. Turn on the Thermal Cycler 2400. Press Run Select Profiler program and press Start Choose Reaction volume of 50 microliters and press Start Cycling parameters are: Initial incubation step HOLD at 95oC for 11 minutes. Denature at 94oC for 1 minute. Anneal at 59oC for 1 minute. Extend at 72oC for 1 minute. Program for 28 cycles. Final extension step HOLD at 65oC for 45 minutes. Final step HOLD at 25oC for infinity. 10. After the amplification process, remove the samples from the Thermal Cycler. Samples are now ready for DNA typing using the 310 Genetic Analyzer or they may be stored at 4oC for 7 days, or at -20oC for extended periods. 59 Preparation of Samples for 310 Genetic Analysis Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Materials: Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: 310 Genetic Analyzer 0.5 ml sample tubes 310 Genetic Analyzer Septa for 0.5 ml sample tubes Deionized Formamide Genescan - 500 ROX Internal Lane Size Standard 0.5 milliliter microcentrifuge tubes Plastic-backed paper To prepare the samples for analysis: 1. Add the following reagents to a 1.5 microliter centrifuge tube in the calculated volumes below. 1. GeneScan-500 (ROX) size standard 2. Deionized formamide 1 ul x (number of samples) 24 ul x (number of samples) Mix solution by pipetting up and down several times. Solution should be made fresh before each use. 2. Label an appropriate number of 0.5 milliliter samples tubes, including an allelic ladder, positive control, and a blank control. 3. Aliquot 25 microliters of formamide/ROX solution into each of the sample tubes. 4. Add 1.5 microliters of PCR product or allelic ladder to each tube and mix the samples by pipetting up and down. 5. Seal each tube with a rubber septum. 6. Denature each sample by placing in a heat block for 3 - 5 minutes at 95oC. 7. Snap cool denatured samples for 3 - 5 minutes in an ice bath. 60 8. Samples are now ready for capillary electrophoresis. 61 Setting the Run Temperature Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: 1. Close the instrument doors. 2. Launch the ABI Prism 310 Collection Software. 3. Under the “Window” pull down menu, select “Manual Control” 4. Under the “Function” pull down menu, select “Temperature Set”, enter a value of 60 and choose “Execute” It takes between 20 and 30 minutes for the instrument to reach 60oC. The Sample Sheet and Injection list can be prepared during this warming up time period. 62 Creating a Genescan Sample Sheet Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: 1. Launch the ABI Prism 310 Collection Software. 2. Under the “File” pull down menu, select “New” to create a new file. 3. Select “Genescan Sample Sheet 48 Tubes” from the resulting window. 4. A blank template opens so that the samples can be entered into the sample sheet. 5. Click on the sample box adjacent to A1 and type ladder. This sample will represent the allelic ladder for the run. 6. Enter sample names/numbers for each injection in the sample name column, beginning with A3. This will indicate which sample is in which tube of the sample tray. 7. In the “Pres” (present) column, select all 4 dye colors. 8. A “Diamond” is the STD (standard) column indicates the size standard used. We use ROX - R. 9. The “Sample Info” boxes must be filled in so that Genotyper will operate properly. A. B. C. D. E. F. Highlight all samples in the Sample Name column. Select the “Edit” pull down menu. Choose “Copy” Highlight the “Sample Info” boxes. Select the “Edit” pull down menu. Choose “Paste” 63 10. Under the “File” pull down menu, select “Save As”. 11. Type the name of the sample sheet file and select “Save”. 64 Creating a Genescan Injection List Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: 1. After creating a sample sheet file and saving it, open the “File” pull down menu and select “New”. 2. Select “Genescan Injection List” from the resulting window. 3. To import the sample sheet information onto the injection list, choose the appropriate sample sheet from the Sample Sheet pull down menu by dragging the cursor through the pull down menu to the appropriate “Saved” sample sheet. 4. Verify that the correct Module appears for each sample. (GS STR POP4 (1 ml) F). 5. The injection time should be set at 5 seconds per sample. 6. The injection voltage should be set at 15.0 kV. 7. The run voltage should be set at 15.0 kV. 8. The run temperature should be set at 60oC. 9. The run time should be set to 24 minutes. 10. Choose the appropriate Matrix from the pull down menu under the “Set Matrix File” column. To do this, Click on the arrow in the Matrix column to view the pop up menu of available matrices. 11. Deselect the boxes in the “Autoanalyze” column for each sample. 12. Verify that the analysis parameters indicate “Profiler/Cofiler”. 13. Verify that the sizing standard column lists “none”. 65 14. Deselect the auto print box. 15. Load the sample tubes into the sample tray in the correct order according to the injection list. 16. The injection list does not need to be saved. 17. Select “Run” to start the 310. 66 Developing a Matrix File Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: A matrix file is developed for the 310 capillary electrophoresis unit so that the signals from each of the four dyes can be isolated from each other during multicomponent analysis. Materials: 310 Genetic Analyzer 0.5 ml sample tubes 310 Genetic Analyzer Septa for 0.5 ml sample tubes Deionized Formamide Perkin Elmer Dye Primer Matrix Standards 1. Close the instrument doors. 2. Launch the ABI Prism 310 Collection Software. 3. Under the “Window” pull down menu, select “Manual Control” 4. Under the “Function” pull down menu, select “Temperature Set”, enter a value of 60 and choose “Execute” 5. Prepare the Matrix standards as follows: A. Label 4 310 Genetic Analyzer 0.5 ml sample tubes with: 1. FAM 2. JOE 3. NED 4. ROX B. Vortex and quick spin the stock tubes of dye. C. Add 24 microliters of deionized formamide and 1 microliter of each matrix standard to each of the appropriately labeled tubes. D. DO NOT INCLUDE THE GENESCAN 500 ROX SIZE STANDARD IN THE MATRIX SAMPLES. E. Seal each tube with a rubber septum. F. Denature each sample by placing in a heat block for 3 - 5 minutes at 95oC. G. Snap cool denatured samples for 3 - 5 minutes in an ice bath. H. Samples are now ready for capillary electrophoresis. 6. Create and save a GeneScan sample sheet. 67 A. Under the “File” pull down menu, select “New” to create a new file. B. Select “Genescan Sample Sheet 48 Tubes” from the resulting window. C. A blank template opens so that the samples can be entered into the sample sheet. D. Enter the appropriate sample names (FAM, JOE, NED, and ROX) in positions for each sample. E. Deselect the diamonds in the STD Column F. In the “Pres” (present) column, select all 4 dye colors. G. The “Sample Info” boxes must be filled in so that Genotyper will operate properly. Highlight all samples in the Sample Name column. Select the “Edit” pull down menu. Choose “Copy” Highlight the “Sample Info” boxes. Select the “Edit” pull down menu. Choose “Paste” H. Under the “File” pull down menu, select “Save As”. I. Type the name of the sample sheet file and select “Save”. 7. Create and save a GeneScan Injection List A. After creating a sample sheet file and saving it, open the File” pull down menu and select “New”. B. Select “Genescan Injection List” from the resulting window. C. To import the sample sheet information onto the injection list, choose the appropriate sample sheet from the Sample Sheet pull down menu by dragging the cursor through the pull down menu to the appropriate “Saved” sample sheet. D. Verify that the correct Module appears for each sample. (GS STR POP4 (1 ml) F). E. The injection time should be set at 5 seconds per sample. F. The injection voltage should be set at 15.0 kV. G. The run voltage should be set at 15.0 kV. H. The run temperature should be set at 60oC. I. The run time should be set to 24 minutes J. Under the matrix file heading, each injection should be “none” K. Select “none” for the analysis parameters L. Select “none” for the size standard M. Deselect auto print 8. To begin the 310 Collection software, select “Run” When injections are complete: 68 A. To name and save your completed run, choose “Save Project As” under the “File” pull down menu. B. Launch the GeneScan software C. Under the “File” pull down menu, select “New”. D. Choose the “Matrix” icon. E. The “make new matrix” box appears. 1. Indicate the sample files that correspond to each matrix standard dye color. For example, select the “B” icon and a the sample file that corresponds is FAM. 2. Repeat this procedure for the remaining three dye samples. 3. Select a starting scan number of 3300 for each sample. This starting scan number is intended to exclude the primer peaks. 4. Enter a value of 2500 points. 5. Select “ok” and the matrix file table appears. 69 F. The number values appearing in the matrix table may vary from matrix to matrix. In the boxes where the row matches the column, (B and B), the numerical value should read 1.0000. G. Under the “File” pull down menu, select “Save As”. Name the file and select “ok” to save it. Verify the accuracy of the Matrix File. 1. Open the matrix project file. 2. The “Analysis Control” window will open. a. Select the all the sample files to be analyzed. b. To install the new matrix, under the “sample” pull down menu, select “Install New Matrix”. Choose the new matrix file to be applied and select “open”. c. No size standard should be applied for analysis of the matrix samples. d. Select the “Analyze” icon to analyze the matrix samples. e. In the “Results Control” window, examine the results for all four colors for each of the matrix standard samples. Interpretation The FAM matrix standard results should have peaks for Blue. The other colors should have a relatively flat baseline. A pattern of pronounced peaks or dips in any of the other three colors indicates that the color separation is not optimal. Examine the results for each matrix standard sample in this way. 70 Genescan Data Analysis Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: A. Setting the Analysis Parameters: 1. Launch the Genescan Analysis software. 2. Under the “File” pull down menu, select Analysis Parameters. 3. Fill in the Dialogue box with the settings below: Analysis Range Box Select “This Range” Enter “Start” value of 3200 Enter “End” value of 6300 Data Processing Box Select “Baseline” and “Multicomponent” “Smooth Options” select “Light” Peak Detection Box Select 75 as the Peak Amplitude Threshold for each color Size Call Range Box Select “All Sizes” Size Calling Method Box Select “Local Southern Method” Split Peak Correction Box Select “none” 4. Under the “File” pull down menu, select “Save As” and save these parameters as Profiler/Cofiler 5. Choose “OK” 71 1. Under the “Settings” pull down menu, choose “Auto-analysis defaults”. Once the auto-analysis defaults are set and saved they will not need to be adjusted. Deselect “Always Override Collection Settings” for “Standard” select “none” for “Dye” select “R (red)” for “Parameters” select “Profiler/Cofiler” Deselect “Auto-print” box Choose “ok” 7. Under the “Settings” pull down menu select “Preferences” and “Results Display”. Once the preferences for results display are set and saved they should not need to be adjusted. Default Display Attributes Box: Select “Align by Size,” Select “Show Legends” Select Show Offscale Regions Select “Standard” Plot Colors Select “Transparent Peak Highlighting” Printing Preferences Box: Select “As Shown on Screen” Stacked Electropherogram Panels deselect “Use Common Vertical Scale” enter “2.5” for the minimum panel height 72 enter “14.0” for the maximum panel height B. Creating a size standard: A size standard should be created with each new run. 1. In order to create a size standard, select all samples in the project folder that contain an internal size standard. 2. Under the “file” pull down menu choose “new” 3. Choose the “Size Standard” icon. 4. A window will open prompting you to open a file from your results folder. Apply one size standard to all injections, therefore open an allelic ladder sample to define as a size standard. 5. Another window opens prompting you to define the “Dye and Analysis Parameters” Select “R (red)” Select “Profiler/Cofiler” Choose “ok” 73 6. A window will open so that the peaks of the size standard can be defined. To enter values, place the cursor inside the peak and select the peak. The peak will become highlighted and a box will open in the chart down below for a value to be entered. After the value is entered, press return. 7. Locate the triplet of peaks and label them “139”, “150”, and “160”. 8. The next value is “200”. 9. Do not label the next peak. 10. The final peaks are to be labeled “300”, “340”, “350”, “400”, “450”, “490”, and “500”. 11. The first size peak is often lost within the primer dimer front therefore the remaining peaks should be labeled from where the baseline is stable. (35, 50, 75, and 100) 74 12. Under the “file” pull down menu choose “save as” 13. Save the file as “Size Standard : Date” and close the size standard window. 14. Relaunch the genescan file that you were working on and, define the size standard in the column labeled “Size Standard” in the “Analysis Control Window” and apply the new size standard to the samples in the project file. 15. Define the analysis parameters in the column labeled “Parameters” in the “Analysis Control Window” and apply “Profiler/Cofiler” to the samples in the project file. 16. Select all the samples to be analyzed by clicking on the top left space (above the number column). This selects all four colors for all of the sample files. 17. Choose the “Analyze” button. This fills the sample files with the analyzed data from each injection. 18. After the analysis is complete, confirm that the sizes for the peaks have been correctly assigned. A. Under the “window” pull down menu, choose “Results Control” B. Select “1” electropherogram panel for display C. Select “R” (red) for all the injections to examine the red peaks in overlapping groups D. Select “on” in the Quick Tile Box 1. All the peaks should line up with each other 2. Peak intensity should be between 1500 to 4500 relative fluorescent units. 3. Scroll through the tables to verify the peak assignments for the data. 4. Close this window and select “Clear All” from the 75 “Results Control” window. 19. To examine the data for each color of individual sample files: A. Select “8” electropherograms panels for display B. Select sample 1 to examine the data for each color in an individual panel. C. Select “on” in the Quick Tile Box 20. For data comparison of peak heights, the vertical scale should be adjusted. A. Place the pointer over the vertical number scale for a sample and double click B. A window will open prompting you to fill in the “tick spacing” and the size range of data for display. C. Select the box to apply this scale to all electropherogram panels and choose “ok”. D. Check the peaks in the remaining samples. C. Results and Interpretation After the sample files have been analyzed, the results control window is used to display the results from each injection into a capillary. This window displays the newly analyzed sample files and allows the user to specify a format of results. Selecting both the electropherogram and the tabular data is recommended for reviewing the results. The electropherogram is a chromatographic display with fluorescence intensity indicated as relative fluorescence units on the y-axis. After the internal size standard has been defined and applied, the electropherogram can be displayed with the base pair size on the x-axis. 76 Peaks of all heights within the analysis range specified in the analysis parameters are displayed on the electropherogram, but those peaks below the peak amplitude threshold defined in the analysis parameters will not be listed on the tabular data and therefore are not imported into the genotyping program. Critical Aspects and Limitations: For samples with low peak heights, the injection time may be changed from 5 seconds to up to and including 15 seconds based on the analyst’s discretion. For samples with high peak heights, the injection time may be decreased from 5 seconds to as short as one second. Analysis time may also be changed to accommodate room temperature. Run time may vary from 24 minutes to up to 26 minutes based upon the temperature of the DNA amplification room. The RFU threshold for the 310 Genetic analyzer at the Hamilton County Coroner’s Laboratory is set at 100 RFU’s. This is based on a value of three times the noise level (determined previously to be approximately 20 - 30, by the application specialist from Applied Biosystems). This value for noise was recalculated following NT validation of the 310 and determined to be approximately 35 RFU’s. If necessary, the RFU threshold may be lowered due to decreasing sensitivity of the instrument over time. This may be due, in part, to an aging laser or camera. A sample may be reinjected following a run without rerunning the control samples. The changes in analysis parameters will not need to be validated by the Hamilton County Coroner’s Laboratory since they do not represent a significant departure from the established protocol. 77 Genotyper Data Analysis Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: 2/23/04 Principle: The Genotyper software is used to convert allele sizes obtained from the GeneScan software into allele designations. Genotypes are assigned by comparing the sizes obtained for the unknown sample alleles with the sizes obtained for the alleles in the allelic ladder. 1. From the desktop, launch either the Profiler Plus or the Cofiler program and the appropriate genotyper window will open. 2. Under the file pull down menu, choose “Import GeneScan File (s)” and a window will open prompting you to import your data. 3. Verify that the “Run Folder” is displayed and open, and select the GeneScan Project you are interested in importing into Genotyper. 4. Import the entire GeneScan project or import only select files of interest. 5. Under the “Macro” window, select “Kazam” and double click. This will initiate the Genotyper Macro to begin analyzing the data. 78 Interpretation The following information is intended to be used by the Forensic Scientist as a set of guidelines. The interpretation of data in each case falls to the discretion of the Forensic Scientist. Genotypes are assigned to sample alleles by comparison of their sizes to those obtained for the known alleles in the allelic ladders. Allele categories are defined to be +/- 0.5 base pairs (bp) wide. Peaks that size within +/- 0.5 bp of an allele category will have a label indicating the allele designation. Peaks that do not size within an allele category will have a label indicating “OL Allele?” A sample allele peak must have been “recognized” in GeneScan before it can be recognized by Genotyper. Thus, sample allele peaks that are below the Peak Amplitude Threshold that was specified in the GeneScan analysis Parameters cannot be labeled in Genotyper. Assessment of Successful Amplification and Electrophoresis The internal size standard GeneScan ROX-500 must have correct sizes assigned to the peaks used for sizing in the analytical range of 75-400 bp. The 250 bp peak is not used for sizing purposes. The positive amplification control must type correctly at all loci. Negative amplification controls and reagent blank controls must not exhibit reproducible peaks greater than 150 RFU in any of the dyes within the size ranges covered by any of the loci. Please refer to page 106 of this manual for interpretation guidelines. Examine each sample for any extraneous peaks which are present at a given base pair size in two or more dyes. This may indicate problems with the integrity of the polymer (spikes) for that sample. Labels from this peak may be ignored but may be noted on the print out and reason given. Examine the allelic ladder used for genotyping to determine that all allele designations have been assigned correctly by the Genotyper program. Examine each sample for any peaks present at a given base pair size in one or more dyes which echo the presence of a relatively large peak at that same base pair size in another one of the dyes. This may be an indication of fluorescent pull-up and might result in the pull-up peak being given an allele 79 designation. Labels from this peak may be ignored and may be noted on the print out and reason given. The internal size standard should have a 400 base pair peak. However, the amplification and typing room at the Hamilton County Coroner’s Lab has large temperature fluctuations. This may cause the 400 peak to be absent. Interpretation is at the discretion of the analyst. Allele Definition: For any given locus, minor peaks that are above 75 RFU and are located at a position one repeat smaller than a major peak must be evaluated as to whether it represents stutter or a real allele. Such peaks may be considered as stutter if their peak height percentages to the larger peaks is equal to or less than 10%. Stutter percentages reported in the Profiler Plus and Cofiler procedure manuals may also be consulted. The Hamilton County Coroner’s Lab uses 10% for any stutter calculations. For any given locus, minor peaks that are above 75 RFU and are located at a position one repeat unit smaller than a major peak may be considered as a real allele if their peak heights exceed 10%. For any given locus, minor peaks above 75 RFU with no major peaks at a position one repeat unit larger to it will interpreted as a real allele unless the results of the complete profile cause that particular allele to be judged inconclusive. True off ladder alleles or variants may be verified by re-injecting the sample and demonstrating that the result is not an artifact. The Genotyper data can also be checked to see if the allele in question falls near one of the designated bins for that locus. Determination of the authenticity of the allele in question can then be made by the Forensic Scientist. Peaks for questioned stains and for reference samples should fall between 75 and 6000 RFU. However, due to a large amount of amplification product, peaks larger than 6000 RFU can occur. Interpretation of peaks in excess of 6000 RFU is at the discretion of the Forensic Scientist. 80 Single known profile If the peak heights of two alleles are within a minimum of 70% of one another and they are of at least 75 RFU, they can be considered to be a heterozygote pair. Sample quality and quantity for amplification may result in deviations from the 70% model. Such results may be called inconclusive. Degraded samples may produce results which fall outside the 70% model for interpretation. These samples will be interpreted with caution at the analyst’s discretion. Mixed or unknown profile If peak heights of two alleles are within 70% of one another and they are of at least 75 RFU, they can be considered a heterozygote pair. If the peak height of the smaller allele is less then 70% of the major peak the alleles may represent a mixture from separate sources. Such a mixture may be confirmed by at least one 3 allele locus present in the profile. Three alleles at any locus is indicative of a mixture. Minor and major alleles may be assigned through the use of the heterozygote model of 70%. Example #1 of stutter and peak height ratio evaluation 81 Allele RFU 28 582* 30 287 31 560* 32.2 259 *known allele Minus Stutter(10%) 231 534 1. Compensate for stutter by subtracting 10% of adjacent larger alleles from the smaller alleles. 560 - 26 = 534 287 - 56 = 231 2. Do the two known alleles fit into the 70% model? 534/582 x 100 = 92% Yes 3. Do the two unknown alleles fit into the 70% model? 259/231 x 100 = 90% Yes Example #2 of stutter and peak height ratio evaluation Allele RFU Minus Stutter(10%) 9 491 11 212* 150 12 626* *known allele 1. Compensate for stutter by subtracting 10% of adjacent larger alleles from the smaller alleles. 212 - 62 = 150 2. Do the two known alleles fit into the 70% model? 150/626 x 100 = 24% No 3. What could be the possible peak height for a second unknown? (What is 70% of the unknown peak?) 491 x 0.70 = 343.7 and 491/0.70 = 701. Range = 344 - 701. 4. Subtract out the possible sister allele of the unknown (9) from the first known allele (11). 150 - 343 = Impossible 5. Subtract out the possible sister allele of the unknown (9) from the second known allele (12). 626 - 343 = 283 626 - 491 = 135 626 - 701 = Impossible 82 6. Now, do the two known alleles now fit the 70% model? 150/283 x 100 = 53% No 135/150 x 100 = 90% Yes. Therefore, the unknown pair is 9, 12. 83 Chelex Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: Chelex solution is used in the extraction of DNA. The presence of chelex during extraction prevents the degradation of DNA by chelating the metal ions that may act as catalysts in the breakdown of DNA. Materials: Chelex-100 Resin Reagent Preparation: 5% (w/v), 100 milliliters Weigh out 500 milligrams of Chelex-100 resin into a sterile 15 milliliter tube. Add 10 milliliters of autoclaved, deionized water. Make fresh for each use. 84 Citrate Buffer Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: The citrate buffer is used as part of the color development process for DNA quantitation and for DNA typing. It is used to lower the pH of the system so that the colored product will precipitate onto the nylon membranes for quantitation and typing. Materials: Trisodium citrate, dihydrate Citric acid, monohydrate Reagent Preparation: Dissolve 18.4 grams of trisodium citrate, dihydrate in 800 milliliters of deionized water. Adjust the pH to 5.0 (+/0.2) by adding approximately 6 grams of citric acid monohydrate. Adjust to a final volume of 1 liter using deionized water and mix thoroughly. Store at room temperature. 85 Dithiothreitol Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: 1 M dithiothreitol solution is used in the extraction of DNA. It lyses the sperm head and facilitates protein denaturation. Materials: Dithiothreitol Reagent Preparation: Dissolve 1.54 grams of dithiothreitol in 10 milliliters of sterile deionized water in a sterile disposable plastic 15 milliliter tube. DO NOT AUTOCLAVE. Store 100 microliter aliquots in sterile 0.5 milliliter microfuge tubes at -20oC. Discard any unused portion of a thawed tube. 86 0.5 M EDTA Solution Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: General: Ethylenediamine Tetraacetic acid chelates magnesium ions so that nucleases cannot chew apart DNA. Materials: EDTA Sodium hydroxide 10N Sodium hydroxide Reagent Preparation: Add 93.05 grams of EDTA to 400 milliliters of deionized water. Stir vigorously on a magnetic stirrer. To dissolve the EDTA powder, adjust the pH to 8.0 (+/- 0.2) by adding approximately 10 grams of NaOH pellets. Check the pH and add 10N NaOH if further pH adjustment is needed. Bring volume up to 500 milliliters with deionized water. Autoclave the solution and store at room temperature. 87 Genetic Analyzer Buffer 1X Concentration Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: General: Genetic Analyzer Buffer with EDTA is used during the capillary electrophoresis of samples in the 310 Genetic Analyzer. Materials: Deionized water 10X Genetic Analyzer Buffer with EDTA Reagent Preparation: Mix 1.5 milliliters of 10X Genetic Analyzer Buffer with EDTA and 13.5 milliliters of deionized water. 88 Hybridization Solution for Quantiblot Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: The hybridization solution is the solution used to allow the DNA probe D17Z1 to hybridize with the DNA sample that has been extracted. Materials: 20X SSPE 20% SDS Reagent Preparation: Add 250 milliliters of 20X SSPE and 25 milliliters of 20% w/v SDS to 725 milliliters of deionized water. Hybridization solution solids must be in solution before use. Warming the solution in a water bath will help the solids to dissolve completely. 89 Phosphate Buffered Saline Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Materials: Reagent Preparation: Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Potassium Chloride Sodium Chloride Potassium Phosphate, monobasic Anhydrous Disodium Phosphate Dissolve 0.1 grams of potassium chloride, 4 grams of sodium chloride, 0.1 grams potassium phosphate monobasic, and 1.1 grams anhydrous disodium phosphate in 400 milliliters of deionized water. Adjust pH of solution to 7.4 if necessary. Adjust to a final volume of 500 milliliters using deionized water. Sterilize by autoclaving and store at 2o to 8oC. 90 Prewetting Solution for Quantiblot Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: The prewetting solution is used to moisten the Biodyne B membrane prior to applying the membrane to the slot blot apparatus. Materials: 5 N Sodium Hydroxide 0.5 M EDTA Reagent Preparation: Add 40 milliliters of 5 N NaOH and 25 milliliters of 0.5 M EDTA to 435 milliliters of deionized water and mix thoroughly. 91 Proteinase K Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: CAUTION: POWDERED PROTEINASE K AND SOLUTIONS OF PROTEINASE K CAN BE IRRITATING TO MUCOUS MEMBRANES. WEAR SAFETY GLASSES AND GLOVES WHEN HANDLING. Principle: Proteinase K is an enzyme that degrades Dnase and removes proteins and contaminants from extracted DNA. It chews up proteins in the membrane causing holes in the membrane. Fluid (PBS, water) rushes in and bursts the cells. Materials: Proteinase K Reagent Preparation: Dissolve 100 milligrams of Proteinase K in 10 milliliters of sterile deionized water in a sterile disposable plastic 15 milliliter tube. Store 100 microliter aliquots in sterile 0.5 milliliter microfuge tubes at -20oC. Thaw tubes as needed. Discard any unused portions of thawed tubes. 92 20% Sarkosyl Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: Sarkosyl solution is used during extraction of DNA as a protein denaturing detergent. Materials: N-Lauroylsarcosine Reagent Preparation: Add 20 grams of N-Lauroylsarcosine to deionized water and stir until dissolved. Bring to a final volume of 100 milliliters with deionized water and sterilize by passage through a sterile 0.45 micrometer filter. Aliquot into microcentrifuge tubes and store at room temperature. 93 20% (w/v) Sodium Dodecyl Sulfate Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: CAUTION: WEAR A MASK WHEN WORKING WITH POWDERED SDS. Principle: Sodium dodecyl sulfate solution is a protein denaturant. It acts to lyse the cell wall, denature enzymes and dissociate nucleic acids from proteins. Within the DNA complex it acts to solubilize the membranes of the nuclei. Materials: Sodium dodecyl sulfate Reagent Preparation: Slowly dissolve 100 grams of sodium dodecyl sulfate in 400 milliliters of deionized water. To aid in dissolution, solution may be warmed. Adjust to a final volume of 500 milliliters using deionized water and mix thoroughly. Store at room temperature. 94 10N Sodium Hydroxide Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Materials: Reagent Preparation: Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Sodium hydroxide Dissolve 400 grams of sodium hydroxide pellets in approximately 700 milliliters of deionized water. Adjust volume to 1.0 liter. Store at room temperature. 1.0 N Sodium hydroxide Combine 100 milliliters of 10N sodium hydroxide with 900 milliliters of deionized water. Store at room temperature. 95 Sperm Wash Buffer Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: The sperm wash buffer is used to wash away any extra cellular material away from the sperm cells during the extraction of semen stains. Materials: Sodium Chloride 1.0 M Tris-HCL 0.5 M EDTA 20% SDS Reagent Preparation: Add 5 milliliters of 1 M Tris-HCL, pH 7.5, 10 milliliters of 0.5 M EDTA pH 8, 0.29 grams NaCl, 50 milliliters 20% SDS to 430 milliliters of deionized water. Check pH. Store at room temperature. Aliquot amount needed for appropriate number of extractions into sterile disposable 50 milliliter plastic tubes and discard unused portion of aliquot. 96 Spotting Solution for Quantiblot Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: This solution is mixed with DNA samples and is “spotted” onto the slot blot membrane. Materials: 5 N Sodium Hydroxide 0.5 M EDTA Bromothymol Blue Reagent Preparation: Mix together 750 microliters of 5N NaOH, 470 microliters of 0.5 M EDTA, 18.75 microliters of 0.04% bromothymol blue and 8.125 milliliters of deionized water. Store at room temperature. Solution is stable for 3 months. 97 20X SSPE Buffer Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: This is a sodium chloride, sodium dihydrogen phosphate and sodium EDTA buffer used in hybridization and blot stripping. Materials: Sodium chloride Sodium phosphate, monobasic Disodium EDTA 10N Sodium hydroxide Reagent Preparation: Dissolve 7.4 grams of disodium ethylenediamine tetraacetic acid, dihydrate in 800 milliliters of deionized water. Adjust the pH to 6 (+/- 0.2) with 10N sodium hydroxide. Add 210 grams of sodium chloride and 27.6 grams of sodium phosphate, monobasic, monohydrate. Adjust the pH to 7.4 (+/- 0.2) with 10N NaOH (approximately 10 milliliters). Adjust to a final volume of 1 liter using deionized water and mix thoroughly. Autoclave solution and store at room temperature. 98 Stain Extraction Buffer Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Materials: Reagent Preparation: Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Sodium Chloride 20% SDS 1.0 M Tris 0.5 M EDTA Dissolve 1.46 grams of sodium chloride in 125 milliliters of deionized water. To this solution add 2.5 milliliters of 1.0 M Tris, 5 milliliters of 0.5 M EDTA, and 25 milliliters of 20% SDS. Titrate this solution to pH 8 with HCL. Bring to a final volume of 250 milliliters with deionized water. Store at room temperature. 99 TE Buffer Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: This buffer is used to resolubilize DNA at 56oC. The EDTA is included to bind magnesium ions(Mg++). Materials: 1.0 M Tris-HCL 0.5 M EDTA Reagent Preparation: Add 5 milliliters of 1.0 M Tris-HCL, pH 8.0 (+/- 0.2) and 100 microliters of 0.5 M EDTA to 495 milliliters of deionized water and mix thoroughly. Dispense 1 milliliter aliquots into microcentrifuge tubes and store at room temperature. 100 Tris/EDTA/NaCl (TNE) Buffer Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: TNE buffer is used to extract the DNA from vaginal stain mixtures. Materials: 1.0 M Tris-HCL 0.5 M EDTA 1.0 N Sodium Hydroxide Sodium Chloride Reagent Preparation: Add 1 milliliter 1 M Tris-HCL to 75 milliliters of deionized water. To this solution, add 0.584 grams of sodium chloride and 200 microliters of 0.5 M EDTA. Stir until dissolved. Adjust the pH to 8 with 1.0N sodium hydroxide and bring to a final volume of 100 milliliters with deionized water. Autoclave and store at room temperature. 101 1.0 Tris-HCL Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Materials: Reagent Preparation: Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Trizma base Concentrated HCL Dissolve 30.27 grams of Tris base in 200 milliliters of deionized water. Adjust to pH 8.0 (+/- 0.2) at room temperature by adding approximately 11.25 milliliters of concentrated HCL. Adjust the final volume to 250 milliliters and mix thoroughly. Autoclave and store at room temperature. 102 Wash Solution for Quantiblot Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Principle: The wash solution is used in the Quantiblot procedure for washing the Biodyne B membrane following the DNA hybridization step. Materials: 20X SSPE 20% SDS Reagent Preparation: Add 150 milliliters of 20X SSPE and 50 milliliters of 20% w/v SDS to 1,800 milliliters of deionized water. Wash solution solids must be in solution before use. Warming the solution in a water bath will help the solids to dissolve completely. 103 8. Case Work Documentation, Interpretation, Report Writing and Review Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: 2/23/2004 Laboratories should have policies, checks and balances in place which ensure the reliability and completeness of the documentation, data analysis, reports and review process. 8.1 Case Work Documentation Documentation must be in such a form that a competent DNA analyst, in the absence of the primary DNA analyst, would be able to evaluate what was done and to interpret the data. Case documentation includes all data obtained through the analytical process as well as any pertinent notes regarding evidence packaging and condition. The procedure ensures the preservation of documentation of procedures, standards and controls used, observations made, results of tests performed, photographs, electropherograms, communications, etc., which are used to support the DNA analyst’s conclusions. 8.2 Reading and Interpretation of the STR Data All STR typing data will be “double read” to increase objectivity in the interpretation of borderline results. The double reading will be done by a “qualified second reader” (typically the other serologist/DNA analyst) in the section. Double reading will be done at the time of the technical review process. Second readers are to check the data interpretations of the first reader, and will initial the allele call sheet to document their findings. Any significant differences in results obtained by the two readers must be resolved prior to issuing a final interpretation and report. The two analysts will discuss their findings and determine if there is a basis for agreement. The fact of and rationale for any resulting change in interpretation is to be documented in the notes. If, after discussion and review of the data, disagreement remains regarding a particular result, the result is to be reported as inconclusive. Interpretation of the results within the context of the case is the responsibility of the primary analyst. The primary analyst is also 104 responsible for verifying that consistent results were obtained by the second reader and/or for identifying and addressing any differences. 8.2.1 Evaluation of Controls 8.2.1.1 Guidelines for interpreting and acting upon positive and/or negative control results. A. Reagent Blank The reagent blank is a check for the possible contamination of the sample preparation reagents by other human DNA or by amplified DNA product. The reagent blank is performed by carrying out the DNA extraction on a tube containing no sample. This “blank” extract is then amplified and typed along with the test samples. If there are any peaks present in this sample that are greater than 150 relative fluorescence units that cannot be attributed to being a spike, a pull up peak, or noise, and the peaks follow the pattern of a DNA profile, the test will be considered inconclusive. The samples accompanying this reagent blank will be reextracted and the test repeated. B. Amplification Blank (negative control) The amplification blank is an additional check for contamination during set up of the PCR reaction. It essentially monitors the “environment” in that process for possible sources of contamination. If there are any peaks present in this sample that are greater than 150 relative fluorescence units that cannot be attributed to being a spike, a pull up peak, or noise, and the peaks follow the pattern of a DNA profile, the test will be considered inconclusive. The samples accompanying this amplification blank will be reamplified and the test repeated. 105 C. Positive Control The Profiler Plus and Cofiler control DNA provided in the typing kits are positive controls which are used with each set of samples typed to demonstrate that the kits are performing properly. Each test will be considered inconclusive if these controls do not show the proper type, or are blank. 8.2.1.2 Guidelines for statistical monitoring of the human DNA control is appropriate. This is used only for RFLP analysis. 8.2.2 Evaluation of Samples 8.2.2.1 A sample will be called inconclusive if the “+” control, the “-” control or the reagent blank controls do not perform as expected. Mixed samples will be interpreted with care. The major and minor components will be reported as long as the minor component alleles are greater than 75 relative fluorescent units and cannot be attributed to spikes, pull up peaks, or stutter. The 70% Rule discussed on page 82 of this manual will be employed to determine heterozygote pairs. A questioned sample will be called a match with a known sample if the alleles present in the questioned sample are also present in the known sample, with no extra alleles. A questioned sample will be called a non-match with a known sample if alleles are present in the questioned sample which differ from the alleles present in the known sample. Likewise, if alleles are present in the known sample which differ from the alleles present in the questioned sample, the sample will be reported as a non-match. A sample with apparent degradation, that produces STR results at less than 4 loci should be reported as insufficient for DNA STR typing results. 8.2.2.2 This section deals with RFLP. 106 8.2.2.3 Statistical Evaluation The frequency of occurrence for the DNA profile will be calculated using both the multiplication (or product) rule and the NRC II report, which utilizes the value theta for homozygotes. The Genotype frequencies for all loci are calculated as follows: a. Heterozygote: use 2pq; Homozygote: use p2 + p(1-p), where = 0.01. b. Genotype frequencies obtained for a sample at all thirteen loci are multiplied to obtain a combined frequency estimate. The Hamilton County Coroner’s Lab uses the Popstats program which, was administered by the FBI. The Popstats program uses population databases compiled by the FBI. When reproducible off-ladder variant alleles are observed at a locus, the locus will not be included in the frequency calculation. When triallelism is observed at a locus, the locus will not be included in the frequency calculation. 107 8.3 Report Writing Typical DNA reports should be structured as designed by the Hamilton County Coroner’s Office. However, it is recognized that some unusual cases may require special report structure. The following should be contained in all final reports: 8.3.1 Case Identifier The Crime Laboratory number must be included on all reports. 8.3.2 Identity of Analyst The Analyst who worked the case must have their name and signature an all reports. 8.3.3 Date of report 8.3.4 The DNA locus The DNA locus must be specified for each detected sample. This may be reported as “the thirteen loci approved by the FBI CODIS program”. 8.3.5 Description of methodology This may be indicated by reporting that STR DNA typing was performed. 8.3.6 Results Results, or lack thereof, must be included for all samples analyzed. 8.3.7 Conclusions Conclusions, or lack thereof, must be included for all samples analyzed. 108 8.3.8 Statistical Evaluation Frequency of occurrence data should be included for all probative samples with a reported type. 8.3.9 Signature of the reporting analyst 109 8.4 Review To ensure the proper adherence to protocol and QA standards in all aspects of the typing and reporting procedure, data, documentation and reports are reviewed independently according to the following procedure. Prior to issuing a report, the reviewer(s) and the DNA analyst must agree on the interpretation of the data and the conclusions derived from that data. 8.4.1 Analysis is Completed by DNA Analyst A. Population frequencies are generated for each questioned sample. B. The case is written up according to Hamilton County Coroner’s Office Guidelines. 8.4.2 Case is given to Evidence Technician staff for typing. 8.4.3 Case is given to Laboratory Director for review. A. Approval of the case/results is indicated by initialing on the handwritten copy of the report. In the absence of the Laboratory Director, the analyst will perform an Administrative Review according to instruction in section 2.6 of the Administration Manual. B. Case report is proofread for typographical errors and returned to the secretary to print out on letterhead paper. 8.4.5 Case returned to DNA Analyst Corrections are made, if necessary. 8.4.6 Case is Technical Reviewed by the second DNA Analyst A. For all DNA cases, paperwork and notes are reviewed with special attention given to conclusions and population frequencies. The Technical Review form is completed and placed in the case file upon completion of the technical review. B. Approval of the case/results is indicated by completion of the Technical Review form and by initialing on the DNA Typing allele call sheet. 8.4.7 Report is returned to Evidence Technician staff for distribution. 110 111 9.0 Proficiency Testing Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: January 16, 2003 Proficiency testing is used regularly and periodically to demonstrate the quality performance of the DNA laboratory and serves as a mechanism for critical self-evaluation. This is accomplished by the analysis and reporting of results from appropriate biological specimens submitted to the laboratory as open and/or blind case evidence. All specimens submitted as part of an open or blind proficiency test must be analyzed and interpreted according to the DNA analysis protocol approved by the laboratory for use at the time of the proficiency test. Since the proficiency testing program is a critical element of a successful QA program, it is an essential requirement. The Hamilton County Coroner’s Laboratory Serology section has established its own proficiency testing program, through the use of random samples, which verifies performance on a yearly basis. The Hamilton County Coroner’s Laboratory Serology section also participates in proficiency testing programs, conducted by outside institutions, which are appropriately and specifically designed for forensic DNA analysis. The laboratory currently subscribes to Collaborative Testing Service, Inc. 9.1 Open Proficiency Testing Open proficiency test specimens are presented to the laboratory and its staff as proficiency specimens and are used to demonstrate the reliability of the laboratory’s analytical methods, as well as the interpretive capability of the DNA Analyst. Participation in the open proficiency test program is the primary means by which the quality performance of this DNA laboratory is judged and is an essential requirement since this laboratory performs case work. 112 9.1.1 Personnel Open proficiency testing pertains to those DNA Analysts actively engaged in DNA testing. It is mandatory that the DNA Analyst conduct the entire test alone, without selecting or accepting any assistance from other persons. (This does not include processes that are performed in batch, such as amplification and Quantiblot.) If DNA Analysts have any questions or require assistance, they should contact the Laboratory Director. 9.1.2 Frequency Open proficiency tests are submitted such that each DNA Analyst is tested at least twice a year. 9.1.3 Specimens Each open proficiency test may consist of dried specimens of blood and/or other physiological fluids, either singly or as a mixture. Each sample to be tested should contain an amount sufficient so that a conclusion can be drawn from the results of the analysis. 9.1.4 Sample Preparation, Storage and Distribution A. All specimens and proficiency tests should be uniformly prepared using materials and methods that ensure their integrity and identity. B. All open proficiency test specimens are prepared on washed cotton cloth, cotton swabs or other suitable material. C. Each specimen and set is to be labeled with a unique identifier. D. A portion of each specimen used to prepare the open proficiency test should be retained by the preparing laboratory for possible referee analysis and comparison if circumstances dictate. 113 E. The Laboratory Director is responsible for acknowledgment of receipt of each proficiency test and will assign it to the DNA laboratory staff. 9.3 Documentation of Proficiency Test Results 9.3.1 Open Proficiency Upon completion of a proficiency test, at a minimum, the following proficiency test data and information should be collected and retained and the results submitted to the Laboratory Director for evaluation: 1. Proficiency Test Set Identifier 2. Identity of DNA Analyst 3. Dates of Analysis and Completion 4. Copies of all Work Sheets and Notes 5. Electropherograms 6. Statistics for samples (when necessary) 7. Results/Conclusions 9.4 Review and Reporting of Proficiency Test Results The review for all test materials is the same as that for a case. The results will be reported, sent to the clerical staff for typing, sent for review by the Laboratory Director, sent to the analyst for proofreading and then sent to the submitting proficiency testing agency. All original notes, records, and other data pertaining to the open proficiency test results are retained in a separate filing system within the Serology section. 9.5 Corrective Action The following clearly defines the specific policies, procedures and criteria for any corrective action taken as a result of a discrepancy in a proficiency test. 9.5.1 Authority and Accountability 114 It is the responsibility of the Laboratory Director to assure that discrepancies are acknowledged and that any corrective action is documented. 9.5.2 Administrative Error Any significant discrepancy in a proficiency test determined to be the result of administrative error (clerical, sample confusion, improper storage, documentation, etc.) will be corrected through normal laboratory practices. The Laboratory Director will initiate an investigation to determine the root cause of the administrative error. That investigation may result in modifications to laboratory procedures, additional training, or changes to laboratory practices. The Laboratory Director will be responsible for documenting corrective actions and assessing their effectiveness. 9.5.3 Systemic Error Any significant discrepancy in a proficiency test determined to be the result of a systemic error (equipment, materials, environment) may be handled according to Laboratory Quality Manual Sections 7.00 (Analytical Discrepancies) or 7.01 (Corrective Actions). This may require a thorough review of log sheets for calibration, maintenance, or critical reagent preparation. Once the cause has been identified, it may be necessary to review relevant casework since the last successful proficiency test by that analyst or method. Replacement equipment or materials will be validated before being used for casework. The impact of any environmental changes will be assessed before casework is resumed. 9.5.4 Analytical/Interpretive Error Any significant discrepancy in a proficiency test result determined to be the consequence of an analytical or interpretive error will prohibit the individual from further casework of that type until the cause has been identified and corrected. The Laboratory Director will determine the need to audit prior cases based upon the type of error and its cause. Before resuming analysis or interpretation of case work, the analyst must successfully complete an internal or external proficiency test. 9.6 Documentation 115 The results of all proficiency tests will be maintained by the Serology section in files located in the section. The proficiency test files will be maintained for a period of five years. The Laboratory Director is responsible for maintaining the Proficiency Test Logbook. The Laboratory Director is also responsible for evaluating the Proficiency test results. He is to determine whether the inclusions, exclusions and reported genotypes and/or phenotypes are correct or incorrect. Proficiency test results will be evaluated based upon section 8.2.2 in the STR Procedure Manual. 116 10. Audits Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: Audits are an important aspect of the QA program. They are an independent review conducted to compare various aspects of the laboratory’s performance with a standard for that performance. The audits are not punitive in nature but are intended to provide management with an evaluation of the laboratory’s performance in meeting its Quality Assurance policies and objectives. 10.1 Frequency Audits or inspections should be conducted annually by individuals separate from and independent of the serology section. It is highly desirable that at least one auditor be from outside the serology section. 10.2 Records Records of each inspection should be maintained and should include the date of the inspection, area inspected, name of the person conducting the inspection, findings and problems, remedial actions taken to resolve existing problems and schedule of next inspection. The records are maintained in the Quality Manual, and in the green file cabinet in the Serology section. 117 11. Safety Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: All safety protocol and information is contained in a separate Safety Manual. 118 12. Miscellaneous Reagents and Supplies Effective Date: January 1, 2000 Initiated by: J. Burke, A. Harlukowicz Approved by: Coroner File: STRMAN 2003.DOC Manual: STR Manual Replaces: NA Reviewed by: Quality Manager Reviewed: Annually Revised: January 16, 2003 The Serology/DNA section utilizes numerous reagents and supplies. Listed across from each item below is the order number and company where each item can be purchased. The supply companies listed below are merely suggestions. If desired, alternate companies may be used. Phenol/Chloroform/Isoamy alcohol Microcons 2 ml Dolphin tubes Spin –X insert w/o membrane Quantiblot Chemiluminescent detection reagents X-ray film Hybridization tray Slot Blot apparatus Gasket for Slot Blot Biodyne B membrane Sodium Chloride Chelex Resin Dithiothreitol N-Lauroylsarcosine Trizma base EDTA Sodium hydroxide 10N sodium hydroxide Trisodium citrate, dihydrate Citric acid, monohydrate Proteinase K Sodium dodecyl sulfate Sodium phosphate, monobasic Disodium EDTA Potassium chloride Potassium phosphate, monobasic Anhydrous disodium phosphate GeneScan 500 ROX Size Standard 310 Genetic Analyzer Buffer w/EDTA POP4 Polymer 310 Capillaries Sigma P-3803 Millipore 42413 Fisher 07200210 Fisher NC9217172 PE N808-0114 Pierce 34075 Amersham RPN.2103 PE N808-0136 Gibco BRL 1055AA, 1055AE Gibco BRL 11055-084 VWR 28150-276 Sigma S-3014 Bio-RAD 143-2832 Sigma D-9779 Sigma L-5125 Sigma S-8524 Sigma E-5134 Sigma S-5881 VWR JT5674-3 Sigma C-8532 Sigma C-1909 Sigma P-4914 Gibco BRL 15525-025 Sigma S-3139 Sigma E-4884 Sigma P-3911 Sigma P-0662 Sigma S-3264 PE 401734 PE402824 PE 402838 PE 402839 119 0.5 ml Genetic Analyzer Tubes Septa for Genetic Analyzer Tubes 310 Glass Syringe Profiler Plus/Cofiler Kits Formamide Dye Primer Matrix Standards Microamp Reaction Tubes PE 401957 PE 401956 PE 4304471 PE 4305979 PE 4311320 PE 401114 PE N801-0540 120