A critique for current research practices in limnology Thomaz, SM.1*, Bini, LM.2 and Carvalho, P.1 1 Universidade Estadual de Maringá, Nupelia, PEA-UEM Av. Colombo, 5790, CEP: 87020-900, Maringá, PR, Brasil. E-mail: smthomaz@nupelia.uem.br 2 Departamento de Biologia Geral, ICB, Universidade Federal de Goiás CP: 131, CEP: 74001-970, Goiânia, GO, Goiás, Brasil. E-mail: lmbini@gmail.com (With 1 figure) Key words: limnology, criticism, theory Palavras-chave: limnologia, crítica, teoria Abbreviated title: A critique for limnology * Author for correspondence: Sidinei Magela Thomaz Universidade Estadual de Maringá, Nupelia, PEA-UEM, Av. Colombo, 5790, CEP: 87020-900, Maringá, PR, Brasil. E-mail: smthomaz@nupelia.uem.br Abstract Despite a strong contribution limnologists gave to general ecology in the past, leadership was lost by limnology and criticism on this science became common place after the 1980s. Here, we discussed some possible reasons that would explain the current weakness of limnology. We claimed that the overemphasis on physical and chemical processes of freshwater ecosystems and the need to solve practical problems were, probably, the main causes of weakness of this field. The same rationale can be applied for the teaching of limnology, which in our opinion should be taught focusing mainly upon concepts, but not on limited approaches focused on specific groups of organisms. Thus, we are advocating that limnologists need to increase the diversity of approaches, giving the importance that ecological theory deserves. Resumo: Uma crítica para as atuais pesquisas limnológicas Apesar da forte contribuição da pesquisa limnológica para a teoria ecológica geral no passado, sua liderança foi perdida e a partir da década de 80 essa ciência foi freqüentemente criticada. Nesse artigo, nós discutimos as possíveis razões que explicariam a atual fragilidade da limnologia. Nós sugerimos que a ênfase exagerada nos estudos que abordam os processos físicos e químicos dos ecossistemas aquáticos e a necessidade de solucionar alguns problemas práticos, foram as principais causas da fraqueza dessa área. O mesmo raciocínio pode ser empregado quando analisamos o ensino da limnologia que em nossa opinião deveria ser focado, principalmente, em conceitos, e não em abordagens limitadas que focam grupos de organismos. Portanto, nós sugerimos que os limnólogos necessitam aumentar a diversidade de abordagens, dando a importância que a teoria ecológica merece. 2 “Since part of the cure for weak sciences is unrelenting critical reevaluation of its parts, the recognition of weakness augurs for a return to growth and development, perhaps even for a scientific revolution. Therefore flourishing criticism is not negative or damaging to the science. It is part of rebirth. It is essential to growth.” R. Peters Introduction Limnology was considered a branch of ecology since its beginning and its contributions to concepts and theory for general ecology are well known (e.g., Forbes, 1887; Lindeman, 1942; Hutchinson, 1959). Despite these past contributions, leadership was lost by limnology and criticism on this science became common place after the 1980s. Several authors considered the scientific weakness of limnology and proposed a predictive approach in an attempt to circumvent this weakness (Rigler, 1982; Peters, 1986; Kalff, 1991; Rigler and Peters, 1995). In general, this approach sustains that limnology should focus mainly on solving the problems related to water ecosystems faced by society, like eutrophication and fisheries (Kalff, 1991; Rigler and Peters, 1995). Although recognizing the importance of a problem-solving approach, others argued that understanding (not only predicting) was necessary to launch limnology into maturity (e.g., Lehman, 1986; Wetzel, 1991; 1992; 2001). It was also claimed that an overemphasis on applied issues was the main cause for the decline of limnology´ scientific prestige (Reynolds, 1998; Wetzel, 2001). Thus, it is clear that criticism and discussions about the appropriate approaches in limnology took different, if not, opposite routes (but see Pace, 2001, for a reconciliation between the predictive and understanding approaches). 3 A third group of critics on limnology did not focus on philosophical aspects, but proposed agendas with specific topics and/or concepts that are not being properly addressed by limnology but that could contribute to its advance. Wetzel (1992), for example recognized several important directions poorly approached by limnologists (e.g., microbial, biochemical and genetic limnology, among others). More recently, Reynolds (1998), showed concern about the state of limnology, but he also indicated several possible avenues based on concepts developed by limnologists, trying to integrate them as an organized body of concepts. A more optimistic view, debating Reynolds’ arguments, was presented by Harris (1999), who based on the concept that ecosystems “may well be a lot simpler than we think” also offered several possibilities for the development of limnology. Finally, comments and criticism of current practices in limnology have also been made concerning philosophical and methodological problems. For example, Bourget and Fortin (1995) showed that limnological research was mainly descriptive, rather than experimental, and instead of testing hypothesis, most studies refined descriptive methods increasing their precision, believing that by better describing patterns could increase confidence in untested mechanism. These authors also criticized the excessive databases accumulated by limnologists, which did not necessarily contribute to scientific advances. Limnology is a multidisciplinary science, which has been tough in a variety of departments and, consequently, different definitions and emphases occur (MacDonald, 1996). At this point, it is important to rescue the original meaning of limnology: “the study of the structural and functional interrelationships of organisms of inland waters as they are affected by their dynamic physical, chemical, and biotic environments” (Wetzel, 2001). Thus, limnology is essentially an ecological, not a chemical, physical or social science (e.g., McIntosh, 1985; Lampert and Sommer, 2007; Wetzel, 2001). 4 Unfortunately, as we will try to show here, limnological investigations have been largely ignoring its ecological roots or, at most, repeating old and obsolete approaches. Still, as already recognized ten years ago by Reynolds (1998), freshwater ecology (or limnology) is still dominated by ideas of terrestrial ecologists. Inspired in Rigler and Peters (1995), we will discuss the evidences of its weakness and the probable causes for such weakness. Then, we point for some directions toward recovering the importance that this science had in the past. Most of our arguments are based on our experience as aquatic ecologists, but we always tried to corroborate our ideas with data obtained with analyses of textbooks, scientific journals or specific papers. Symptoms of weakness in limnology We think that a first and simple way of checking for weakness may be to count how many papers produced by limnologists were included in the book Foundations of Ecology (edited by Real and Brown in 1991), which compiles the 40 most influential papers upon theoretical development of ecology, produced from 1887 to 1974. An inspection of the papers contained in this book shows that after 1950 (considering that we are more interested in modern contribution of limnology), only three, out of 26 papers, were produced by researchers recognized by their contribution in the field of Limnology: Hutchinson (1959), Brooks and Dodson (1965) and Likens et al. (1970). These papers received 1259, 1612 and 501 citations, respectively (ISI Web of Science, consulted in December 11 2007). These are certainly important contributions, considering that only 0.01% of all papers published from 1900 to 2005 received more than 1000 citations, and 0.06% received more than 500 citations (Garfield, 2005). However, three papers are not enough, as 11 contributions published after 1950 in the Foundations were based on typical terrestrial organisms, especially birds, 5 mammals and terrestrial vegetation. This book also has three marine/coastal ecosystems papers, and thus this field had a similar contribution of limnology. The leadership of other fields of ecology and their influence on limnology can also be demonstrated in another way. Some of the most successful and influential ideas permeating limnological discussions in the last two decades were not first proposed by limnologists, but they were inspired by ideas from other fields of ecology. We can cite four examples: (i) the concept of alternative stable states, developed by Scheffer (1990) and Scheffer et al. (1993, 2001), was first proposed by May (1977) and applied to marine communities by Simenstad et al. (1978); (ii) the concept of functional classification of phytoplankton (Reynolds, 1980), was inspired on the terrestrial plants relevé method (Tüxen, 1955; Braun-Blanquet, 1964), according to Reynolds et al. (2002); (iii) the relationship between diversity and ecosystem functioning (e.g., Engelhardt and Ritchie, 2001) was first applied to terrestrial plant communities, both in environmental chambers (Naeem et al., 1994) and in the field (Tilman et al., 1996); (iv) the plant strategy approach, successfully used to classify aquatic macrophytes (e.g., Murphy et al., 1990) was based on Grime’s studies (1979) on terrestrial vegetation. Of course, limnologists further developed these concepts and contributed to their advance. However, we have to admit that despite the seminal papers produced in the first half of the 20th century by limnologists, which inspired generations of ecologists (e.g., “The trophic dynamic aspect of ecology” by Lindenan, 1942 and “Homage to Santa Rosalia” by Hutchinson, 1959), the breakthrough concepts in the last two decades were not proposed by limnologists, but by terrestrial, marine or theoretical ecologists. The weakness in limnology can be also verified by comparing the impact factors (IFs) of ecological journals of recognized prestige with those of limnology and how they changed over time (Peters, 1991). Although it must be taken with caution (e.g., Amin and Mabe, 2000; Rossner et al., 2007), IF is considered nowadays one of the most important ways to measure 6 impact of individual journals (Amin and Mabe, 2000; Garfield, 2005). We did this search by using exactly the same leading journals considered by Peters (1991: page 9). It was clear that the IFs of four, out of five journals of ecology considered in his book (namely Annual Review of Ecology and Systematics, The American Naturalist, Evolution and Ecology) increased (50% to 73%) between 1985 and 2006, while the IFs of the limnological journals quoted by him (Limnology and Oceanography and Canadian Journal of Fisheries and Aquatic Sciences) remained almost constant (increases of 3 and 5%, respectively). Still, since Peters’ book, journals in ecology with high IFs were created (e.g., Ecology Letters, IF = 7.5, and Frontiers in Ecology and the Environment, IF = 4.8), but none with such high IFs appeared in Limnology. Thus, also by using the same approach and journals quoted by Peters (1991), the relative weakness of limnology, compared to general ecology, remained apparent in the last two decades. We applied the same procedure to a wider data set, taking IFs of journals of general ecology, limnology and marine sciences / oceanography, obtained at the Journal Citation Reports (ISI Web of Knowledge, 2006). By ranking the IFs (as the well known Whittaker plot, used by ecologists), it was clear that journals in ecology have higher IFs than those in limnology and marine sciences (Figure 1). It is also intriguing that three, out of the top five limnological journals, can not be considered traditionally concerned with theoretical or conceptual aspects of this science, since they deal mainly with paleolimnology (Journal of Paleolimnology) or applied issues (Aquatic Toxicology and Limnology and OceanographyMethods). Thus, also by using this criterion the limnological journals are near the marine ones, but both are positioned behind the general ecology journals. >>> Figure 1 7 Thus, it seems that limnologists are not producing new concepts or theories appealing to a broader public in ecology. We interpret these results as signs of weakness of limnology, and will discuss below possible causes for it. Possible causes of limnology weakness Overemphasis on applied issues and on old concepts The emphasis on physical and chemical processes of freshwater ecosystems was clear since the beginning of limnology and it is comprehensive given the importance these processes on aquatic biota and ecosystems functioning (McIntosh, 1985; Wetzel, 2001). Although this emphasis obviously brought important contributions to ecology, in particular with regard to advances about nutrient cycling and about the human impacts upon ecosystems (e.g., Likens et al., 1970), this over-emphasis probably contributed to one of the reasons of its weakness: the search of solutions for immediate problems caused by pollution and contamination. For instance, limnologists are profoundly interested in eutrophication. There is nothing wrong about studying eutrophication, given this is still (and sadly will remain) one of the greatest problems regarding water quality worldwide (Carpenter, 2005). However, the mechanisms behind eutrohication were long understood and achieved (Vollenweider, 1968; Schindler, 1977). Techniques to solve eutrofication (e.g., effluent treatment, good agricultural practices – GAP) also became common place all over the world, although costs associate with them can be impeditive in developing countries. In addition, and after Richard A. Vollenweider seminal contribution, considered by some as one of the greatest practical and theoretical contributions of limnology (Kalff, 1991; Righer and Peters, 1995), solving problems of eutrophication became common place for several other professionals (e.g., 8 engineerings, applied chemists etc.). If these water problems persist, we cannot blame the lack of scientific knowledge. They persist due to lack of political actions that would overtake the causes of eutrophication. To fight in this arena, we can only use, as citizens, our scientific reputation to persuade politics, but it is not science. The overemphasis on solving practical problems was also recognized by Wetzel (2001), for whom “Limnology is currently experiencing a period of introspection. ...Many problems have arisen, however, in part because of the purported necessity to respond rapidly to governmental and societal demands without an in-depth scientific underpinning.” Lampert (2007) argues the same concern and in a recent article commenting about the end of the traditional Max Planck Institute for Limnology at Plön, Germany, affirms that “at least in Europe, limnology as a whole did not lose importance, but curiosity-driven, fundamental research with potential for discoveries and the development of new paradigms is declining”. This rationale leads naturally to a comparison with physics, considered the model of hard sciences. It is clear that theoretical physicists still find place all over the world, even in small universities, and they study issues which are not always immediately applied (see Pigliucci, 2002 for a similar content about ecology and evolution). However, many times their theories are used by a variety of more “applied” fields, especially in engineering. Again, why should we limnologists attribute lower value to theory, compared to practical problems, and justify our proposals to obtain funds always on solving problems of pollution, contamination, eutrophication and fisheries? The obvious answer seems to be that if we do not do that we will not get funds. Although partially true (we will discuss this later), we should ask why we are so weak in convincing society, managers and funding agencies about the importance of producing concepts and theories, a task that physicists do very well. The tendency of paying less attention to emergent issues in ecology can be illustrated taking into account a hot theme: biodiversity and conservation. Fundamentals about 9 biodiversity and its relationship to community stability and ecosystem functions were primarily developed in terrestrial ecosystems (McNaughton, 1977; Tilman and Downing, 1994; Tilman et al., 1996), but tests of these theoretical advancements in aquatic ecosystems are still infrequent (Harris, 1999). The paucity of research on the design and management of freshwater protected areas has also been a serious obstacle to establish conservation goals (Saunders et al., 2002). In general, freshwater habitats are usually protected as an appendix of terrestrial ones and frequently their protection follows designs addressed for terrestrial ecosystems (Saunders et al., 2002; Agostinho et al., 2005). In fact, in 2007 only 3% of the papers published in Conservation Biology concerned freshwater habitats, while 8.3% concerned marine, 36.1% were theoretical or miscellaneous, and 46.3% were developed in terrestrial habitats. Again, it suggests that limnologists are not producing papers on this issue, despite the fact that aquatic ecosystems are experiencing the highest rates of species extinction (Jenkins, 2003; Saunders et al., 2002). One of the most influential papers in ecology and conservation in the last decade is about the concept and identification of hotspots (Myers et al., 2000). All rationale behind hotspots came from terrestrial ecology. Much work has also been done, but few investigations address the concept of hotspots to freshwater ecosystems (e.g., Chernoff et al., 2000; McCullgh et al., 2002). We should ask: it is not the time to identify and amplify this concept for freshwater ecosystems? Overemphasis on species or groups of organisms Freshwater ecosystems offer excellent opportunities to test general hypotheses and propose new concepts. For example, they are relatively easy of conceptualizing, physically bounded, their biota’s ecology is subject to tangible properties of the environment readily comprehended and easy to manipulate, and still the responses of aquatic species and communities are compatible with the time scales of the human observer (Reynolds, 1998, but 10 see Bourget and Fortin, 1995, for a different opinion). In addition, size spectra, trophic structures, stoichiometric ratios and empirical relationships are particularly easy to measure in pelagic ecosystems because of the small scale of many of the organisms (Harris, 1998). It seems that limnologists do not take the opportunity of using these advantages to propose and test general ecological concepts. Differently from terrestrial ecologists, limnologists devote excessive emphasis on specific groups of organisms (or, “aquatic communities”). For instance, textbooks in general ecology usually are divided in chapters dealing with “habitats”, “populations”, “communities” and “ecosystems” with their related sub-topics (e.g., succession and diversity in community ecology). Differently, textbooks in limnology prioritize specific aquatic communities (“plankton”, “nekton”, “macrophytes”, etc.), in addition to the physical and chemical aspects (chapters are usually titled as “temperature”, “oxygen”, “phosphorus”, etc.), as discussed previously (but see Limnoecology, by Lampert and Sommer, 2007, which is an excellent exception). This tendency shows clearly that textbooks in general ecology are more interested in theories and concepts, which can be applied to all organisms, populations, communities or ecosystems, while textbooks in limnology are more interested in specific variables related to the abiotic environment or to specific aquatic communities sharing the same habitat. Such historical differences in textbooks certainly influenced how we learned and strongly affect how we teach limnology. This separation amongst groups of organisms sharing similar characteristics in freshwater ecosystems is also reproduced in laboratories, which are excellent in training specialists in taxonomy or specific ecological features of a certain group, but usually fail in training students to understanding ecological theories. Overemphasis on concepts exclusive of aquatic ecosystems 11 It is obvious that limnology, as a science, has to deal with aquatic ecosystems. However, there are several concepts and theories produced by terrestrial ecologists that are relevant to aquatic ecologists. Why is the opposite so rare? Again it seems that in addition of being focused on specific groups of organisms, limnologists also overemphasize processes and mechanisms found exclusively in aquatic ecosystems, loosing the chance of testing and producing more general concepts and theories. The seminal contribution of Forbes (1887), “The lake as a microcosm”, is an example showing that it is possible to produce general ecological theory using an aquatic ecosystem. Differently, some of the most influential papers produced in limnology in the last three decades (e.g., the River Continuum Concept, Vannotte et al., 1980, and the Flood Pulse Concept, Junk et al., 1989) are restrict to aquatic ecosystems. Despite overemphasizing problems restricted to water ecosystems, some concepts developed by limnologists have the potential of being widely applied. For example, Wiens (2002) stressed that riverine ecosystems may provide excellent opportunities for developing and testing landscape ecological theory. However, as discussed by Reynolds (1998), when ideas have developed mainly within aquatic ecology (e.g., trophic cascades – Hrbáčzek et al., 1961; Carpenter et al., 1985) they remain restricted to the limnological realm. Maybe the mistake here is that limnologists do not know (or know poorly) how to demonstrate and convince general ecologists about the generality of their concepts. This failure may also be due to lack of consensus in limnology about the major scientific problems to be solved (Kalff, 1991), leading to lack of discussions and more theoretical based papers. Concluding remarks and perspectives We regret to repeat what was written ten years ago by Reynolds (1998): “In short, basic freshwater science is in a poor state of health”. Partially, we think this may be attributable to 12 the fact that we abdicated from prioritizing theory and focus much more on immediate application of the limnological knowledge. After presenting such deep criticism on the way we limnologists are conducting our research, certain pessimism may merge and an obvious question is asked: how can we overcome these weaknesses and promote progress in our science? Some have a philosophical way to do so, as for example, advocating for a complete change in the approach used in limnology (Rigler and Peters, 1995). Others offer agendas with specific topics that should be investigated by limnologists (e.g., Reynolds, 1998; Harris, 1999). We do not have magical answers, neither do we intend to compete with suggestions offered by these authors. However, as a corollary of some of the points advocated by us, we can offer some alternatives to overcome the limnology weakness. Firstly, the emphasis on groups of organisms (or “aquatic communities”) should be changed towards emphasis on concepts and theories. We forecast that great advances would be reached if aquatic communities were considered as models to test concepts and theories, and not the main aim of investigations per se. It does not make much sense to divide limnology in areas like “fish ecology”, “plankton ecology” or “macrophyte ecology”. General ecological concepts can be tested with any of these particular communities and thus, the concepts should become the central focus of limnological studies. Aquatic communities can diverge concerning specific aspects, such as methods of sampling, environmental optima, tolerances or dispersal ability, but general theories or concepts should be tested considering any group and this should be the focus of limnological studies. Along this line, and trying to establish the elements of a linkage between terrestrial and aquatic ecology, Wiens (2002) pointed out that the traditional distinction in ecology between if something is happening on land or in water is of minor importance in the context of landscape ecology and he concludes 13 that the spatial patterns, relationships and processes are what matter, not the substrate or the medium. The same rationale can be applied for the teaching of limnology, which should be taught focusing mainly upon concepts. Wetzel (1991; 1996) also recognized that limnology was not taught adequately (at least in the US), but his point of view was based much more on lack of integration among different fields (e.g., physical, chemical and biological facets). He even presented a proposal with disciplines necessary to form well trained limnologists. Although agreeing with Wetzel, we think that in addition to the need of being more integrated, advances will be reached only if teaching limnology was driven mostly on concepts and theories, not on specific groups or organisms or physical and chemical variables. Secondly, by attaining the importance of theory, limnologists should be aware of new frontiers and hot topics appearing in the most influential journals of ecology and rapidly testing these new concepts in aquatic ecosystems – timing is everything. There are excellent examples of such advances in limnological research when this is done (e.g., alternative stable states by Scheffer, 1990 and phytoplankton functional classification by Reynolds, 1980; Reynolds et al., 2002). We should be concerned about remaining so behind the new issues appearing every day in the literature. In addition to keeping us behind developments in general ecology, it still delays development of concepts useful for applied issues. However, we emphasize that only applying concepts and testing theories generated by other fields is not enough and leadership will only be achieved again if new, more general, concepts and theories are produced by limnologists. As we commented earlier, examples by Forbes, Lindeman and Hutchinson should always serve as inspiration for new generations. Thirdly, and probably most difficult, is how to address the overemphasis on applied issues. It is apparently a dead-end, since most advocate that if we do not do applied science, we do not get funds. We think that this reasoning is only partially true. Firstly, we have to 14 convince ourselves about the importance of formulating and testing ecological theories. Many of us judge grant applications or review manuscripts for scientific journals and ask the investigators where that work will be applied. Two of us are Associate Editor of Hydrobiologia and it is noticeable the high frequency of submitted manuscripts in which the authors call the attention of the potential usefulness of their results in applied issues, even when these potentialities are clearly tangential. We too often forget that scientific curiosity should be enough for publication. Thus, if many of us act this way, what can we expect from our agency decision makers? Also, good science does not necessarily need too much money (Wetzel, 2001; Harris, 1999) neither too much data (Bourget and Fortin, 1995). This is especially true for theoretical work and it would release us from relying on great amounts of money given by financial agencies. Along this direction, it is inspiring to think on the elegance and simplicity of some classical experiments in ecology. For example, what can be simpler than avoid predation by starfish in a small area of rock shore and count the number of invertebrates after a short period of time? Or cut and weight grasses inside quadrats before and after a drought in prairies? Nevertheless, the first experiment launched the key-stone species concept (Paine, 1966) while the second, served as one of the first tests in the field of the diversity-stability hypothesis (Tilman and Downing, 1994), which had been debated since the 1950ths. Both became classical contributions to general ecology and are obligatory in any ecological textbook nowadays. Finally, we are not advocating that all limnologists give up working with applied issues and move toward theory. We understand that limnology was and will ever continue to be an important branch of ecology, with interdisciplinary characteristics and the duty of helping to solve a variety of problems occurring in aquatic ecosystems, not only related to direct use by man but also to biodiversity conservation. We just claim that we will not reach these aims 15 without developing new concepts and theories. 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Limnology: Lake and river ecosystems. San Diego: Academic Press. 850p. WIENS, JA., 2002. Riverine landscapes: taking landscape ecology into the water. Freshwater Biology, vol. 47, p. 501-515. 21 Legends of figures Figure 1. Whitaker plot of the impact factors of journals (Journal Citation Reports – ISI Web of Knowledge 2006) in general ecology, limnology and marine ecology. The five top journals are TREE, Annual Review of Ecology and Evolution, Ecology Letters, Ecological Monographs and Frontiers in Ecology and the Environment (general ecology), Limnology and Oceanography, Journal of Paleolimnology, Aquatic Toxicology, Freshwater Biology and Limnology and Oceanography – Methods (limnology) and Oceanography and Marine Biology, Limnology and Oceanography, Paleoceanography, Marine Biotechnology and Limnology and Oceanography – Methods (marine ecology / oceanography). 22 16 ecology limnology marine ecology / oceanography 14 Impact Factor 12 10 8 6 4 2 0 0 10 20 30 40 50 60 Rank Figure 1 23