USING BIODIVERSITY PLANS TO GUIDE MITIGATION AND OFFSETS FOR A ZINC MINE IN NORTHERN CAPE, SOUTH AFRICA Introduction Black Mountain Mining (BMM), a subsidiary of Vedanta, proposed a new Zinc mine (hereafter referred to as the ‘Gamsberg Project’) in a semi-desert area located in the heart of the Bushmanland Inselberg Region in the Northern Cape, South Africa. The area covers 6300km2 and is home to unique succulent flora and is a national priority for protected area expansion (DEA, 2010). Several inselbergs had already been identified as “Critical Biodiversity Areas” (CBAs) in the Namakwa Bioregional Plan (Desmet et al, 2011), based on fine-scale vegetation mapping (Desmet et al 2005). ERM was commissioned to conduct an Environmental and Social Impact Assessment (ESIA) for the project in parallel with a separate Biodiversity Offset Study (Botha et al 2013). This was based on prior knowledge of the area’s biodiversity importance and recommendations by the Northern Cape’s Department of Environment and Nature Conservation (DENC). This approach accords with Vedanta’s sustainability framework which is aligned with IFC Performance Standards. The process followed by the ESIA and Offset Study recognised that an offset is a ‘last resort’ and every effort must be made to avoid and minimize potential impacts. The need to avoid irreplaceable(1) habitat was thus considered in the early planning phases of the project. This paper describes the approach followed to optimise application of the mitigation hierarchy through the ESIA and biodiversity offset planning process. It further outlines the advantages of the availability of fine scale vegetation mapping and spatial plans that identify Regional Critical Biodiversity Areas (CBAs) with conservation targets. Site Setting and Biodiversity Importance The Bushmanland landscape comprises mostly flat to gently undulating grassy, sand covered plains that slope gently northwards down towards the Gariep (or Orange) River and forms the border of South Africa and Namibia (Figure 1). Scattered rocky inselbergs lie between 1100 and 1200 masl. Climate in this semi-desert region is typified by sparse and variable rainfall averaging around 98mm a year - reaching 200mm in some years - while maximum summer temperatures range between 30-35oC (Desmet 2000). The Gamsberg Project is located in the Succulent Karoo Global Biodiversity Hotspot and is identified as the Gamsberg Centre of Endemism within the broader Eastern Gariep Centre (Desmet 2000). The region is rich in succulent flora. A total of 397 plant species are recorded from Gamsberg (excluding annuals and monocots), of which 16 are of conservation concern i.e. endemic or rare of which four two are restricted (Desmet 2000). The Gamsberg inselberg is considered the most botanically diverse and important with priority plant habitats being gravel quartzite patches. The presence of permanent water in a ‘kloof’ on the northern side of the Gamsberg inselberg close to the mine deposit is one of three permanent water sources in the Bushmanland region. (1) “Irreplaceable habitat” is equivalent to the IFC PS6 definition of those biodiversity values that trigger "critical habitat" determination, while “constrained and flexible habitat” are equivalent to the “natural habitat” definition. 1 Figure 1. Gamsberg StudyArea Within Bushmanland Inselberg Region, Showing Gariep River Source: Desmet et al 2005 The Mine Project and Alternatives The deposit comprises a steep sided inselberg in a crater-like structure measuring 7 km x 5km with a life of mine estimated at 19 years. Open pit mining would yield 190 million tons of concentrate while underground mining would produce 125 million tons in the same period. The ESIA compared trade-offs between underground and open pit mining: the latter having a larger impact on biodiversity. However, given technical constraints, sterilisation of >40% of available ore reserve, and low financial returns underground mining was not considered viable. The emphasis thus shifted to evaluating whether open pit mining, with all required mitigation (including offsets) could be viable. Alternatives for the development of the open-pit mine design plans included various designs for the open pit, and locations for support infrastructure such as access roads, waste rock dumps, tailings facilities, and processing facilities. Application of the Mitigation Hierarchy Avoidance Application of the mitigation hierarchy considered the viability of underground versus open cast mining. However, once it was understood that it was not economically viable, the assessment focused on alternative pit designs and locations for mine infrastructure and waste dumps in relation to impacts on sensitive habitats, hydrogeology, visual and archaeological sensitivity. A series of sensitivity maps were compiled and later integrated into an overall sensitivity map. The habitat sensitivity map was a primary driver for influencing mine layout changes. This map defined habitat areas (based on species rarity, endemicity and threat) and defined three categories reflecting degree of flexibility for locating infrastructure, as follows: Flexible areas impacting <5% of the regional extent of a habitat feature and where a complete like for like offset is possible; 2 Constrained areas impacting 5-20% of regional extent of a habitat feature, where offset likely to be possible; and Irreplaceable areas impacting >20% of the regional extent of a habitat where features of conservation concern are only known from 5 or less locations, and where no offset is considered possible. The sensitivity maps were overlain onto the original mine layout plan and used by the engineering team to shift infrastructure to avoid irreplaceable and sensitive vegetation. The southern and southwestern side of the Gamsberg inselberg has the highest ecological value. Avoidance measures were achieved through: i) Siting tailings, waste rock dump and processing facilities to avoid impacts on irreplaceable habitats; and ii) Moving the access road, crusher and workshop to the north to avoid the southern slopes with irreplaceable succulent habitat. Minimisation Once the mine layout had been optimised to avoid sensitive areas as far as possible, additional minimisation measures were considered to further reduce residual impacts on biodiversity. Minimisation measures were achieved through: i) selecting least impact options for tailings, waste rock dump and processing facilities to minimise impacts on sensitive or important habitats; ii) increasing the set-back distance between edge of open pit and the permanent water body (kloof), and reshaping the slopes of the pit for greater stability and to avoid risks of contamination; iii) designing sprinkler systems for dust suppression within the open pit; and iv) appropriate management of water to reduce the risk of contamination of habitats. Restoration and rehabilitation of disturbed areas was not considered to be an option in these arid environments. Biodiversity Offsetting The approach to biodiversity offsetting for the Gamsberg project was underpinned by the principles in the Business and Biodiversity Offset Policy (BBOP); IFC Standards; the South African National Biodiversity Offsets Policy (SANBI/DEA 2012) and the Draft Guideline on Wetland Offsets (SANBI 2012). In South Africa, the aim of biodiversity offsets is ‘no net loss in relation to conservation targets’, rather than the internationally accepted goal of an absolute ‘no net loss’. Scientifically determined conservation targets are used as the basis for calculating offset requirements. Residual adverse impacts of the Gamsberg Project on biodiversity were quantified as the basis for determining offset needs, by: i) Calculating the area of different habitats lost, including a buffer zone to allow for dust and water contamination. Note: the potential impacts of mine-related black dust on succulent species which typical occurring in white quartzite gravel patches are uncertain, and therefore a precautionary approach was taken in quantifying the offset requirement and identifying mitigation measures for dust. The residual impact totalled 2785ha of habitat in the project footprint. 3 ii) Calculating the percentage habitat loss at a regional level. Habitats with the greatest regional loss were kloof, headwater seeps and wetlands, all scarce and localised in the landscape but which were predicted to be impacted due to groundwater lowering from pit dewatering. iii) Calculating offset ratios for each impacted habitat derived from the conservation targets set for each recognised vegetation type in the National Biodiversity Strategy and Action Plan (NBSAP) (Driver et al 2004), taking into account the proportion of the total remaining extent of that habitat that would be lost as a result of mining. iv) Adjusting the offset ratio by applying three types of multipliers to cater for risks and uncertainties, habitat condition, and biodiversity priority (i.e. CBA). v) Multiplying the adjusted offset ratio by the size of the impacted area to give the required offset area of each habitat type in hectares. The highest ratio of 16X was applied to calcrete gravel plains as an Endangered habitat type. Using existing fine scale vegetation mapping available at the time of the ESIA, land within the core Bushmanland Inselberg Region was assessed for its ability to meet offset requirements. Land units were identified and selected in an incremental process based on the following criteria: ability to best meet the conservation targets for impacted vegetation types, location in adjoining areas for optimal management; least potential land use conflicts (eg with other proposed developments), and were smallest in extent to reduce purchase and management costs. Priority was given to selecting plateaux tops and south-facing slopes as climate refugia; corridors linking the inselberg units and all available kloof and seep type habitats. Set asides of mine property unaffected by mining were also included to contribute to the biodiversity offset. Outcome of Biodiversity Offset Selection and Approval Process Most habitat targets could be met through securing the optimal selection of properties as a protected area in perpetuity except Quartz and Calcrete Gravel types if and only if ‘worst case’ dust impacts were to occur; and kloofs, headwater seeps and springs. Net gain could be achieved for a further two habitat types. Importantly, the freshwater habitats are not highly threatened or irreplaceable in terms of national conservation targets, but are considered to be significant features for the Bushmanland Inselberg Region. For these habitats, protection of kloofs and wetlands in the neighbouring Eastern Gariep Centre of Endemism was recommended as compensation. For loss of Quartz and Calcrete Gravel habitats compensation could be achieved by securing regional representations of unique succulent communities. Following confirmation of the potential to secure a biodiversity offset for the project, an Environmental License was awarded subject to implementation of a biodiversity offset. As required of the license, a Biodiversity Offset Agreement was signed in late 2014 between the mine and the provincial conservation authority (DENC). This agreement specified that IUCN’s Biodiversity and Livelihood Committee shall oversee and audit the offset implementation for a period of at least five years, subject to renewal. The agreement requires the mining company to secure, fence, manage and protect the biodiversity offset, extending to a period ten years beyond submission of application of a closure certificate. The land is to be transferred to the provincial conservation authority (DENC), and prescribed amounts for its management paid to a Trust. Lessons Learned Key lessons learned include: 1. The availability of regional spatial data of habitats and species and suitable experts provided the basis for a well-informed evaluation of biodiversity impacts in a regional context, and confirmed the potential to achieve biodiversity offsets. 2. Team approach to the ESIA enabled the linkages between different disciplines to be explored as the basis for understanding potential risks between aspects such as increased dust and groundwater lowering on habitats. 4 3. Overlap between the ESIA and biodiversity offset process optimised the potential for the mine design to avoid impacts through design re-planning and minimise the residual adverse impacts prior to calculating the offset requirements. 4. Uncertainty of the potential links between groundwater lowering and dust dispersion on habitat and species survival led to inclusion of additional land area requirements for offsetting. In following the precautionary principle, these uncertainties may have over-estimated the offset area requirement and monitoring is needed to confirm the actual impacts. 5. The alignment of the offset planning and ESIA processes in parallel served to increase the trust of conservation stakeholders in the process and outcome. Engagement with key conservation stakeholders during the offset identification and planning process improved the level of stakeholder support for the outcome. This has led to the successful agreement between the mining company and the provincial conservation regulatory authority to implement and manage the biodiversity offset. 6. That despite the best efforts to secure an offset area for conservation, mining rights could take precedence over the surface land rights. It is possible that the long term security of the offset could be compromised by approved mining rights in offset areas. Despite the uncertainties and risks indicated above, the Gamsberg Project is one of the few real examples where a practical and achievable offset has been identified, confirmed and approved based on an expert-driven process, and subject to a tight agreement between the mining company and regulatory authority within the bounds of legal frameworks. As a result of the legal agreement, the offset has a high potential for being implemented successfully. Figure 2. Gamsberg Sensitivity Map Showing Mine Layout 5 References BMM/DENC (2014). Biodiversity Offset Agreement between BMM and DENC. Oct 2014. Business and Biodiversity Offsets Programme (BBOP) (2009). Biodiversity Offset Design Handbook, Appendices. Washington, D.C. Business and Biodiversity Offsets Programme (BBOP) (2012). Standard on Biodiversity Offsets. Washington, D.C. Available from http://bbop.forest-trends.org/guidelines/Standard.pdf Department of Environmental Affairs (2010). The National Protected Areas Expansion Strategy. Pretoria. Department of Environmental Affairs and Development Planning (DEA&DP). (2011). Information Document on Biodiversity Offsets. EIA Guideline and Information Document Series. Western Cape Department of Environmental Affairs (2011). National Environmental Management: Biodiversity Act (10/2004): including National list of ecosystems that are threatened and in need of protection. Notice No. 1002, National Gazette No 34809 of 09 December, 2011, 539 pages. Desmet 2000. Regional Context of the Gamsberg Flora. Supplement to the Vegetation Report for the EIA of Gamsberg Mine. Desmet, PG, Yates, M, and Botha, M. (2005). Bushmanland Conservation Initiative: Spatial Data Report. August 30, 2005 Desmet, PG; Oosthuysen, E and Job, N (2011). Namakwa District Municipality Critical Biodiversity Area Map Technical Report. Northern Cape Province Department of Environment and Nature Conservation (Northern Cape DENC), Directorate: Policy Coordination and Environmental Planning, Springbok. Driver, A, Maze, K, Rouget, M, Lombard, AT, Nel, J, Turpie, JK, Cowling, RM, Desmet, P, Goodman, P, Harris, J, Jonas, Z, Reyers, B, Sink, K and Strauss, T (2004). The National Spatial Biodiversity Assessment. Priorities for biodiversity conservation in South Africa. Strelitzia 17. SANBI. ERM, 2013. ESIA for the Gamsberg Zinc Mine and Associated Infrastructure. Commissioned by Black Mountain Mining. SANBI (2012). Towards a best practice guideline for Wetland Offsets in South Africa. Beta version obtained from SANBI. 6