Summary of Nodal Protocol Revisions Effective: September 1, 2014 Section 1: NPRR622 – Replace Planning and Operations Information Website References with MIS This Nodal Protocol Revision Request (NPRR) replaces references to the Planning and Operations Information website with the Market Information System (MIS) location in preparation of the decommissioning of the Planning and Operations Information website. Revised Subsection: 1.3.3 [effective upon system implementation of PR006-01, Planning Site Transition to MIS] Section 2: NPRR593 – Clarification of Generic Transmission Limit Posting Requirements This Nodal Protocol Revision Request (NPRR) creates and defines the term “Generic Transmission Constraint” (GTC) to distinguish between the transmission constraint itself and the value of the transmission constraint’s Generic Transmission Limit (GTL), modifies the definition of GTL to be consistent with this clarification, and clarifies the posting requirements for GTCs and GTLs. Revised Subsections: 2.1 and 2.2 NPRR615 – PVGR Forecasting This Nodal Protocol Revision Request (NPRR) establishes a definition for ShortTerm PhotoVoltaic Power Forecast (STPPF) and clarifies the use of the resulting forecast within the Protocols. Revised Subsections: 2.1 and 2.2 [effective upon system implementation] NPRR626 – Reliability Deployment Price Adder (formerly “ORDC Price Reversal Mitigation Enhancements”) This Nodal Protocol Revision Request (NPRR) mitigates the price reversal/suppression associated with the deployment of Load Resources and/or other out-of-market reliability deployments that may inappropriately reduce the total Real-Time price in times of scarcity. Revised Subsections: 2.1 and 2.2 [effective upon system implementation] Section 3: NPRR593 – Clarification of Generic Transmission Limit Posting Requirements Page 1 of 6 Summary of Nodal Protocol Revisions Effective: September 1, 2014 See Section 2 above. Revised Subsection: 3.10.7.6 NPRR604 – Modification to Submission Timeline for Changes to Emergency Operations and Weatherization Plans This Nodal Protocol Revision Request (NPRR) modifies the requirement that Resource Entities submit any changes to their emergency operations or weatherization plans within 30 days of such change to only submit twice per year. Revised Subsection: 3.21 NPRR615 – PVGR Forecasting See Section 2 above. Revised Subsections: 3.9.1 and 3.13 [effective upon system implementation] NPRR624 – Generation Resource Operational Designation Transparency This Nodal Protocol Revision Request (NPRR) requires ERCOT to send a Market Notice regarding Generation Resource operational designation changes, and the posting of a Notification of Suspension of Operations in one additional instance. Revised Subsection: 3.14.1.9 NPRR626 – Reliability Deployment Price Adder (formerly “ORDC Price Reversal Mitigation Enhancements”) See Section 2 above. Revised Subsections: 3.5.2.1, 3.5.2.2, 3.5.2.3, 3.5.2.4, and 3.5.2.6 [effective upon system implementation] Section 4: NPRR615 – PVGR Forecasting See Section 2 above. Revised Subsection: 4.2.3 [effective upon system implementation] NPRR619 – Minimum Quantity for DAM PTP Obligation Bids This Nodal Protocol Revision Request (NPRR) adds a one-tenth of one Megawatt (MW) minimum quantity for Point-to-Point (PTP) Obligation bids into the DayPage 2 of 6 Summary of Nodal Protocol Revisions Effective: September 1, 2014 Ahead Market (DAM). Revised Subsection: 4.4.6.1 [effective upon system implementation] Section 5: NPRR615 – PVGR Forecasting See Section 2 above. Revised Subsections: 5.7.4 and 5.7.4.1.1 [effective upon system implementation] NPRR616 – Alignment of Transaction Timing to the PUCT Performance Measures This Nodal Protocol Revision Request (NPRR) clarifies that the ERCOT Operator has discretion as to when to send a notification to affected Qualified Scheduling Entities (QSEs) when an Ancillary Service is found to be undeliverable due to infeasibility during a Reliability Unit Commitment (RUC) Study Period. Revised Subsection: 5.5.2 Section 6: NPRR614 – Clarification of Telemetered Value of HSL for Combined Cycle Generation Resources providing RRS This Nodal Protocol Revision Request (NPRR) clarifies that Combined Cycle Generation Resources providing Responsive Reserve (RRS) may adjust the telemetered High Sustained Limit (HSL) in compliance with Resource limits in providing Ancillary Services. Revised Subsection: 6.5.5.2 [effective upon testing completion] NPRR615 – PVGR Forecasting See Section 2 above. Revised Subsection: 6.3.1 [effective upon system implementation] NPRR616 – Alignment of Transaction Timing to the PUCT Performance Measures See Section 5 above. Revised Subsection: 6.4.9.1.2 NPRR626 – Reliability Deployment Price Adder (formerly “ORDC Price Reversal Mitigation Enhancements”) Page 3 of 6 Summary of Nodal Protocol Revisions Effective: September 1, 2014 See Section 2 above. Revised Subsections: 6.3, 6.3.2, 6.4.4.1, 6.5.7.3, 6.5.7.3.1, 6.5.9.2, 6.6.1, 6.6.1.1, 6.6.1.2, 6.6.3.1, 6.7.4, and 6.7.5 [effective upon system implementation] NPRR629 – Removal of Black Start Plan Posting Requirement This Nodal Protocol Revision Request (NPRR) removes the Black Start plan posting requirement from the Protocols as this requirement is being relocated to the Nodal Operating Guides. Revised Subsection: 6.5.9.6 NPRR630 – As-Built Clarifications to Settlements of ORDC This Nodal Protocol Revision Request (NPRR) defines the System-Wide Discount Factor and clarifies the role of this factor in the formulas used in the Settlements of the Operating Reserve Demand Curve (ORDC); and corrects an error in the formula for calculating the Real-Time Ancillary Service Imbalance Amount in Section 6.7.4, Real-Time Ancillary Service Imbalance Payment or Charge. Revised Subsections: 6.5.7.3 and 6.7.4 Section 9: NPRR618 – Market Notices for Resettlement Statements and True-up Settlement Timeline Changes This Nodal Protocol Revision Request (NPRR) replaces requirements to post Notices on the Market Information System (MIS) for communication of DayAhead Market (DAM) and Real-Time Market (RTM) Resettlements and True-Up Settlement timeline changes with Market Notices. Revised Subsections: 9.2.6, 9.5.7, and 9.5.9 NPRR626 – Reliability Deployment Price Adder (formerly “ORDC Price Reversal Mitigation Enhancements”) See Section 2 above. Revised Subsection: 9.5.3 [effective upon system implementation] NPRR628 – Notification of Financial Impact of Settlement Disputes This Nodal Protocol Revision Request (NPRR) aligns the Protocols with the current practice for reporting on the financial impact of Settlement disputes and Page 4 of 6 Summary of Nodal Protocol Revisions Effective: September 1, 2014 requires ERCOT to provide a report on the Market Information System (MIS) containing the status of each dispute submitted. Revised Subsections: 9.14.4, 9.14.4.2.2, and 9.14.4.2.3 NPRR630– As-Built Clarifications to Settlements of ORDC See Section 6 above. Revised Subsection: 9.5.3 Section 15: NPRR608 – Alignment of Transaction Timing to the PUCT Performance Measures This Nodal Protocol Revision Request (NPRR) aligns ERCOT’s processing time with the transactional timing in the Public Utility Commission of Texas’ (PUCT’s) Performance Measures. Revised Subsections: 15.1.1.7, 15.1.4.1, 15.1.4.2, 15.1.4.3, 15.1.4.5, 15.1.4.7.1, 15.1.4.7.2, 15.1.5.2, 15.1.5.6, and 15.3 Section 16: NPRR620 – Collateral Requirements for Counter-Parties with No Load or Generation This Nodal Protocol Revision Request (NPRR) revises the calculation of credit exposure for Counter-Parties that represent neither Load nor generation by adjusting the M1 factor for forward exposure risk to reflect the fact that these Counter-Parties do not have Mass Transition risk, reducing the 40-day “look back” period for certain exposure components to 20 days, and specifying a Minimum Current Exposure (MCE) for these Counter-Parties that is also used as the Initial Estimated Liability (IEL). Revised Subsections: 16.11.4.1, 16.11.4.2, and 16.11.4.3 [effective upon system implementation] NPRR621 – Counter-Party Specific Calculations for M1 Variable This Nodal Protocol Revision Request (NPRR) replaces the fixed value for M1 with a calculation that will be specific to each Counter-Party. Revised Subsections: 16.11.4.1 and 16.11.4.3 Administrative Changes: Page 5 of 6 Summary of Nodal Protocol Revisions Effective: September 1, 2014 Non-substantive administrative changes were made such as spelling corrections, formatting and correcting Section numbering and references. Revised Subsections: 3.10, 6.7.4 Page 6 of 6