An Chomhairle um Thaighde sna Dána agus sna hEolaíochtaí Sóisialta Irish Research Council for the Humanities and Social Sciences & An Chomhairle Taighde na hÉireann um Eolaíocht, Innealtóireacht agus Teicneolaíocht Irish Research Council for Science, Engineering and Technology GRADUATE RESEARCH EDUCATION PROGRAMME May 2007 IRCHSS / IRCSET Graduate Research Education Programme - Call for Implementation 1 General Notes The call for applications 1. The Irish Research Council for the Humanities and Social Sciences (IRCHSS) and the Irish Research Council for Science, Engineering and Technology (IRCSET) issue a joint call for applications for funding of Graduate Research Education Programmes. The Graduate Research Education Programme is designed to develop structured research student education on a collaborative basis. An application for funding under this scheme should comprise a number of elements: proposals for course development and course delivery to research students in the programme; measures designed to assist in the administration and promotion of the programme, in the development of graduate education networks and in the recruitment of well-qualified students. The duration of a programme for which funding is sought may be up to five years; funding continuation may be subject to review to be agreed between the applicant and the Council. 2. Each Council will fund a limited number of such programmes in its respective subject areas, with scope for joint funding of interdisciplinary proposals which span the boundaries of each Council’s remit. 3. This call is open to eligible applicants as set out in the terms and conditions for the scheme. Eligibility for this call is not dependent on success in the 2006 Exploratory Grants Scheme 4. It is anticipated that a further call for applications will be made by the Irish Research Council for Science, Engineering and Technology in October 20071. The next call for applications from the Irish Research Council for Humanities and Social Sciences will be made in 2008. The context: new developments in graduate education 5. The specific purpose of this scheme is to provide researchers with the opportunity to develop structured graduate education within individual disciplines or within interdisciplinary or multidisciplinary groups. Applications may focus on major research questions in disciplines, or in clusters of related disciplines and interdisciplinary areas, in which well-qualified research students will be recruited. A further aim of such programmes will be to provide access to broader skills and knowledge which will allow research students to integrate emerging research from related disciplines, to move easily into adjacent disciplines, or to learn to adapt to changes within their own discipline. The programmes will also focus on the development of specialist courses in the research area in question and will promote the acquisition on the part of students of a range of high-level transferable skills. 1 This will be designed and timed to facilitate recruitment of new scholars for commencement in October 2008. IRCHSS / IRCSET Graduate Research Education Programme - Call for Implementation 2 6. The Graduate Research Education Programme is one of a number of schemes being developed by national research funding agencies in the context of the Strategy for Science, Technology and Innovation: 2006–2013 (SSTI) and the National Development Plan: 2006–2013 (NDP). Under the SSTI, it is intended that researcher numbers in Ireland will double between now and 2010. Crucial to this programme of expansion is the development of structured graduate education programmes, an objective that this scheme is designed to assist. 7. The Councils have developed the Graduate Research Education Programme in parallel with the development of related by programmes by other agencies, including the Graduate Education Enhancement Programmes being funded by the HEA under the PRTLI and the development of Graduate Schools under the Strategic Innovation Fund (SIF), again funded by the HEA. Intending applicants are urged to familiarise themselves with the strategic and funding framework within which it is intended that research education will be developed in the period to 2013. This Research Councils’ scheme is specifically intended to further the key guiding principles agreed at the Graduate Education Forum held by the HEA jointly with the Councils in 2006 (see www.hea.ie/index.cfm/page/publications/category/143/section/details/id/1064 and other references on the websites of the Councils). Graduate Research Education Programmes: strategic directions 8. This scheme is intended to support research students and their supervisors in the core element of their work, which is the advancement of knowledge through original research. It is intended that actions funded under the scheme will support in particular the development of primary network of responsibilities and relationships between the student, the supervisor(s) and the institution. 9. The specific aim of the scheme is to encourage actions that will broaden and deepen the intellectual training which the student will receive; to develop innovative structures for the provision of generic skills and of high-level interdisciplinary skills. It is anticipated that specific actions designed to achieve these objectives will vary widely across the range of disciplines covered by the scheme. 10. Actions which will promote the recruitment of well-qualified students to research Masters and Ph.D. programmes will be funded under the scheme. 11. One of the objectives of this funding scheme is to encourage collaboration in the development of research education, either between researchers in a specific research area or discipline working in one or more institutions, or between researchers in a number of related interdisciplinary or multidisciplinary areas working in one or more institutions. In the case of proposals in specific research areas or disciplines, the Councils favour the development of networks likely to maximize the impact across as wide a range of institutions as practicable. In all cases, it is envisaged that IRCHSS / IRCSET Graduate Research Education Programme - Call for Implementation 3 collaboration will enhance the range and quality of the programme, particularly in the provision of high-level training in specific research areas and in a range of transferable skills. 12. A further objective of the scheme is to promote developments which will have a longterm impact on an expanded and enhanced programme of graduate research education. Applicants will accordingly be expected to demonstrate how proposed programmes will be supported after the period of funding in the institutions and networks concerned. 13. Applicants are referred to the Terms and Conditions for guidance on the application and assessment procedures. It should be noted that the Councils, and the International Assessment Board, will attach particular importance to a number of features of this scheme. Applicants will be expected to show how proposed programmes build on an established record at national and international levels of success both in research and in Ph.D. supervision. Applicants will also be expected to show how proposed programmes will have a long-term impact on the development of graduate education at several levels: the discipline or specific research area; the institution(s) in which the programme will be developed; and the network of researchers which the programme will bring together. Particular importance will therefore be given to the effectiveness of the proposed governance and management structure for the programme and its capacity to ensure the long-term maintenance of high-impact graduate education in the area(s) proposed. IRCHSS / IRCSET Graduate Research Education Programme - Call for Implementation 4 Terms and Conditions/Assessment Procedures N.B. Applicants should carefully study these Terms and Conditions before submitting their applications. Eligibility Requirements and Scope of the Programme 1. Applications under this Scheme must be submitted by a designated Graduate Education Programme Director(s) for the group (hereafter called the ‘applicant’). He/she will be a full-time member of the academic staff, either permanent or on temporary contracts of sufficient duration to cover the period of the programme, of a higher education institution within the meaning of Section One of the Higher Education Authority Act, 1971 and/or in receipt of public funding as approved by the Minister for Education and Science for the purposes of the Free Fees Initiative. 2. The Research Council must receive a formal assurance by the institution of its willingness to host the programme for its duration and of its readiness to provide accommodation and other resources appropriate to the proposal. Confirmation of the employment/contractual status of the applicant(s) must be furnished by the institution in addition to notice of the institution’s assent to his/her/their participation in the proposed programme. 3. The applicant(s) must demonstrate how the programme will be embedded and developed as part of the wider institutional / national strategy for graduate education during and after the funding period. 4. The applicant(s) shall demonstrate that they will have adequate time to implement the programme for which they are applying to the Research Council(s). 5. The applicant(s) will demonstrate the added value of the involvement of external stakeholders, where appropriate, in the design and delivery of the programme. 6. Graduate Research Education Programmes shall support a minimum of five postgraduate students working in related research areas. The maximum support available to any individual student under this programme will be 48 months. The proposal should include details on how students will be recruited. Evaluation Procedures 7. Along with the programme description applicants must submit their CV. The Graduate Education Programme Director shall submit a CV of no more than 3 pages to include publications and research activities which are relevant to the application. Other programme members shall submit a CV of no more than 1 page. Previous record of research and publication in areas of relevance to the IRCHSS / IRCSET Graduate Research Education Programme - Call for Implementation 5 proposal will be considered in the evaluation of the application. 8. The proposal should detail the contribution of each member of the programme team to the development and delivery of the graduate research education programme. 9. Applications to the Scheme will be evaluated on a competitive basis by an International Assessment Board from outside the Irish system whose primary purpose is to arrive at a qualitative ranking for the applications. 10. The Board will rank the applications on the basis of the materials supplied, will arrive at an overall judgement of standard and will make final recommendations to the Research Councils. The scoring allocations will be as follows: Area The way in which the proposed programme will enable the best research leaders to expand their research training capacity through structured approaches to recruitment, induction and researcher formation. Specific characteristics to be assessed will include the content of the programme, scope and quality of teaching in high-level transferable skills, professional skills training, access opportunities for engagement with high quality students from outside of the group, mobility and placement opportunities for students where appropriate and the number of postgraduate students to be catered for. Established expertise of the team in the proposed area of research and in supervising PhD students. Specific characteristics to be assessed include the track record of the team in terms of attraction and supervision of PhD students, a list of publications, grants secured and any other objective indicators of attainment that can be adduced. The way in which the programme will link with the goals and objectives of the strategy of the institution(s) in terms of graduate education and the appropriateness of the management structure. Specific characteristics to be assessed will include plans regarding development of the programme during and after the initial commitment of funding, the long-term impact and sustainability of the research education programme within the institution(s), adequacy and specificity of management and governance arrangements for the programme, substance and quality of consortium agreement and engagement with stakeholders. Visibility of the programme and demonstration of the potential to culminate in the establishment of a highly Marks available 30 marks 25 marks 25 marks 20 marks IRCHSS / IRCSET Graduate Research Education Programme - Call for Implementation 6 competitive graduate education programme. Specific characteristics to be assessed include the scale and scope for recruitment of well-qualified graduate students to the programme, preparedness of scholars for their future career, how programme will compete and complement with world-class programmes elsewhere and clarity in other indicators for success as identified 11. All members of the International Assessment Board will subscribe to an agreed Code of Conduct. 12. The Research Councils’ decision whether or not to award a Grant under this Scheme shall be final. The Research Councils will make available a report of the evaluation of the application. Reports shall be on a strictly anonymous basis. 13. The Irish Research Council for the Humanities and Social Sciences would hope to fund one application in the humanities area and one application in the social sciences area subject to satisfactory evaluations on the part of the International Assessment Board. Role of Host Institution Awarded Programme Grants 14. Grants shall be paid through the relevant offices of the Graduate Education Programme Director’s institution. Grants will be paid to the contact person’s institution on the basis of formal letters of award from the Research Councils to the institution. 15. Applications for Programme Grants must be countersigned both by the Head of Department/Head of Research Centre or equivalent and, on behalf of the institution, by the Vice-President/Dean of Research, or by their authorised nominees. Timing 16. The deadline for the submission of completed applications is 5pm on 4th July 2007. All applicants must complete the appropriate application form. 17. Applicants will be notified of the outcome of their applications before 31st July. Funded programmes may commence from October 2007, subject to the agreement of the programme of work to be carried out with the awarding Council. IRCHSS / IRCSET Graduate Research Education Programme - Call for Implementation 7 Expenditure, Reporting and Financial Controls 18. Eligible expenditures will include the stipends for the recruited scholars (valued at €16,000 pa per student), fees, travelling expenses, the provision of appropriate resources for course development and course delivery, dissemination costs, management of a central resource to provide leadership, governance and administration of the programme and programme overheads. 19. The Irish Research Council for the Humanities and Social Sciences will fund a graduate research education programme up to a maximum of €1,000,000. The Irish Research Council for Science, Engineering and Technology will fund a graduate research education programme scaled according to the approved annual graduate intake. Applicants should contact grep@egrants.edu.ie for further clarification in this regard. The decisions of each Council will be informed by factors including the expected rate of growth of PhD numbers in the context of the SSTI, the resources of each Council and the different cost base in the range of disciplines that may be funded under this Scheme. 20. Consistent with the objectives of the programme, the group may propose the participation of higher education institutions other than those defined in paragraph 1 of the Terms and Conditions to facilitate all-Island or international collaboration where appropriate. The added value of such proposed participation must be shown. Support will be available to cover costs associated with this collaboration including the cost of visits to the Irish institution (travel and accommodation and research costs while in Ireland) and costs of visits of Irish members of the consortium to the partner institution. 21. The Councils anticipate a contract negotiation phase arising from the recommendations of the Assessment Board. 22. The Research Councils attach considerable importance to procedures for monitoring all Grants. The applications must incorporate clear measures of success and through the use of indicators that applicants believe monitor the achievement of their aims. A full review and reporting schedule will form part of the contract negotiation phase. 23. All receipts and expenditures relating to an Award must be separately recorded by the host institution in a designated account. Details of this account shall be made available to the awarding Research Council on request. On completion of the expenditure programme, a full statement of expenditure shall be provided to the awarding Research Council on request. The statement of expenditure may be subject to audit by an independent auditor appointed by the awarding Research Council. In the event of expenditure being less than projected, the under-spend shall be refunded to the awarding Research Council as soon as this becomes apparent. IRCHSS / IRCSET Graduate Research Education Programme - Call for Implementation 8 Acknowledgement of Research Council Funding 24. All publicity, including public lectures, publications, print materials and press releases, television and radio advertisements, websites, film, video and audio recordings associated with or arising from the programme must contain acknowledgement of funding received from the 'Irish Research Council for the Humanities and Social Sciences' or the ‘Irish Research Council for Science, Engineering and Technology’. Other Conditions 25. Should any of the programme team holding an Award be unable for any reason (including medical reasons) to pursue the agenda which has been the basis of the award, they must inform the awarding Research Council’s Director as soon as possible. In such situations, the Research Council will have regard to the usual conventions of the relevant institutions. However, given the basis on which a Grant is awarded, the Research Council reserves the right to suspend or withdraw a Grant. The Research Council shall have no liability whatsoever in respect of the programme being undertaken and the host institutions will accept full responsibility for all claims for compensation or other claims for which it may become liable as employer, or howsoever otherwise in respect of the programme funded under this Scheme. 26. The Research Councils reserve the right to revise the Terms and Conditions of this Scheme. 27. Applications which are technically or otherwise inadmissible under the Terms and Conditions of this Scheme will not be eligible for funding. The Research Councils’ conclusions on these matters will be final. 28. Applications to this Scheme will not be assessed if they are incomplete (i.e. they do not include one original signed version), or have been received with a postmark subsequent to the advertised closing date (postal marks will be taken to constitute definitive evidence of the date of postage). Supporting materials submitted with applications are non-returnable. An electronic version of the proposal must also be submitted to grep@egrants.edu.ie to aid in the assessment process. Please note the word count, specified in the application form, must be strictly adhered to and any additional text will be ignored. Proposals may not be forwarded to the Assessment Board if these requirements are not adhered to. IRCHSS / IRCSET Graduate Research Education Programme - Call for Implementation 9 NOTE: APPLICANTS WILL BE INFORMED BY E-MAIL AND/OR LETTER OF THE OUTCOME. THE SECRETARIAT WILL NOT DISCUSS THE RESULTS OF THE SCHEME OVER THE TELEPHONE. APPLICATIONS WHICH ARE EITHER LATE OR INCOMPLETE WILL BE AUTOMATICALLY DISQUALIFIED Applicants are required to submit an electronic and hard copy of their applications to the address below to meet the deadline of 17.00 on 4th July 2007. Joint Call for Graduate Research Education Programme Implementation Grants IRCSET/ IRCHSS Brooklawn House Shelbourne Road Ballsbridge Dublin 4 IRCHSS / IRCSET Graduate Research Education Programme - Call for Implementation 10