FIELD DESCRIPTIONS FOR BASINS AT RISK WATER EVENT DATABASE Shira Yoffe – February 2002 DRAFT – FOR DISTRIBUTION WITH THE WATER EVENT DATA Citation for BAR Event Database: Yoffe, Shira and Kelli Larson. “Basins at Risk: Water Event Database Methodology” in Shira Yoffe. Basins At Risk: Conflict and Cooperation Over International Freshwater Resources, Ph.D. Dissertation, Department of Geosciences, Oregon State University, 2002. DATE This field indicates the date (or closest approximation thereof) of when an event occurred. All dates are entered in a month/day/year format. For meetings or events covering a period of days, often the last date of the event is used, with additional date information covered in the event summary or comments fields. If only a year is available for the event date, it is still entered in the database in a month, day, year format and the convention 01/01/year is used. If only a month and year are available, the 1st or 15th of the month is used as the day. A note is placed in the comment field that the date is an approximation. DYAD_CODE This field is a concatenation of the fields CCode1 and CCode2, in that order. BCODE A four letter code indicating the basin in which the event occurred. See the BAR Master Codes.xls file for the key to the basin codes. #_OF_BASINS The total number of basins associated with an event. A “99” indicates ‘basin not specified’. LOCATION More specific information (beyond the basin identification) of where an event occurred. CCODE1 and CCODE2 These fields contain the three letter country codes for the countries involved in an event. For each pair of actors, the country code used in the CCode1 column is the one that comes first alphabetically, based on the country codes. See the BAR Master Codes List.xls file for the key to the country codes. COUNTRY_LIST Perhaps a more appropriate title for this column is entity_list. In this column are listed all the names of the countries or entities involved in an event (and not just the country pair for that row). Country names are spelled out and separated by a double dash (“--“). Information in ( ) following a country names provides more specific identification information. For example, China (Yunnan Province); German Dem. Rep. (East Germany); Turkey (Kurdish rebels). #_OF_COUNTRIES The total number of entities associated with an event. The number of countries should match the number of entities in the Country_List column. 1 BAR_SCALE A numerical score ranging from –7 to +7, with –7 denoting the most negative events, 0 denoting neutral events, and + 7 denoting the most positive events. See Table describing Water Event Intensity Scale in Appendix 1 for descriptions of the BAR Scale categories. EVENT_SUMMARY A detailed description of the event. ISSUE_TYPE1 and ISSUE_TYPE2 This field contains a number indicating the main issue area of an event. The Issue_Type1 column is for the main issue area and the Issue_Type2 column is for additional issue areas. See Appendix 2 for a list and description of Issue Areas. COMMENTS This field is used to provide additional information or clarification regarding the coding of an event, raise questions or concerns, or provide information regarding the event’s relationship to other events in the Event Database. SOURCE_BAR Indicates where we obtained the event information, e.g., another database; electronic news files; historical compendiums. These sources are often not primary data sources. SOURCE_SOURCE Indicates the more specific source of the event data, often the primary data source from which the information was obtained. FBIS_REGION Indicates the world region for FBIS and WNC documents. Facilitates finding original source articles if searching FBIS electronic files. DOC_DATE Indicates the date a source article (or book, web page,…) was published. 2 APPENDIX 1: WATER EVENT INTENSITY SCALE COPDAB SCALE 15 14 13 12 11 ANTIRELOGGED, RECENTERED CENTERED (BAR) SCALE SCALE -7 -6 -5 -4 -3 -198.3 -130.4 -79.4 -43.3 -19.8 EVENT DESCRIPTION Formal Declaration of War Extensive War Acts causing deaths, dislocation or high strategic cost: Use of nuclear weapons; full scale air, naval, or land battles; invasion of territory; occupation of territory; massive bombing of civilian areas; capturing of soldiers in battle; large scale bombing of military installations; chemical or biological warfare. Small scale military acts: Limited air, sea, or border skirmishes; border police acts; annexing territory already occupied; seizing material of target country; imposing blockades; assassinating leaders of target country; material support of subversive activities against target country. Political-military hostile actions: Inciting riots or rebellions (training or financial aid for rebellions); encouraging guerilla activities against target country; limited and sporadic terrorist actions; kidnapping or torturing foreign citizens or prisoners of war; giving sanctuary to terrorists; breaking diplomatic relations; attacking diplomats or embassies; expelling military advisors; executing alleged spies; nationalizing companies without compensation. Diplomatic-economic hostile actions: Increasing troop mobilization; boycotts; imposing economic sanctions; hindering movement on land, waterways, or in the air; embargoing goods; refusing mutual trade rights; closing borders and blocking free communication; manipulating trade or currency to cause economic problems; halting aid; granting sanctuary to opposition leaders; mobilizing hostile demonstrations against target country; refusing to support foreign military allies; recalling ambassador for emergency consultations regarding target country; refusing visas to other nationals or restricting movement in country; expelling or arresting nationals or press; spying on foreign government officials; terminating major agreements. Unilateral construction of water projects against another country’s protests; reducing flow of water to another country, abrogation of a water agreement. 3 Water Event Intensity Scale (cont.) COPDAB SCALE 10 9 8 7 6 RECENTERED (BAR) SCALE -2 -1 0 1 2 ANTI-LOGGED, RE-CENTERED SCALE -6.6 -1.0 0.0 1.0 6.6 EVENT DESCRIPTION Strong verbal expressions displaying hostility in interaction: Warning retaliation for acts; making threatening demands and accusations; condemning strongly specific actions or policies; denouncing leaders, system, or ideology; postponing heads of state visits; refusing participation in meetings or summits; leveling strong propaganda attacks; denying support; blocking or vetoing policy or proposals in the UN or other international bodies. Official interactions only. Mild verbal expressions displaying discord in interaction: Low key objection to policies or behavior; communicating dissatisfaction through third party; failing to reach an agreement; refusing protest note; denying accusations; objecting to explanation of goals, position, etc.; requesting change in policy. Both unofficial and official, including diplomatic notes of protest. Neutral or non-significant acts for the inter-nation situation: Rhetorical policy statements; non-consequential news items; non-governmental visitors; indifference statements; compensating for nationalized enterprises or private property; no comment statements. Minor official exchanges, talks or policy expressions-mild verbal support: Meeting of high officials; conferring on problems of mutual interest; visit by lower officials for talks; issuing joint communiqués; appointing ambassadors; announcing cease-fires; non-governmental exchanges; proposing talks; public non-governmental support of regime; exchanging prisoners of war; requesting support for policy; stating or explaining policy. Official verbal support of goals, values, or regime: Official support of policy; raising legation to embassy; reaffirming friendship; asking for help against third party; apologizing for unfavorable actions or statements; allowing entry of press correspondents; thanking or asking for aid; resuming broken diplomatic or other relations. 4 Water Event Intensity Scale (cont.) COPDAB SCALE RECENTERED (BAR) SCALE 5 4 3 3 4 5 ANTI-LOGGED, RE-CENTERED SCALE 19.8 43.3 79.4 2 6 130.4 1 7 198.3 EVENT DESCRIPTION Cultural or scientific agreement or support (nonstrategic): Starting diplomatic relations; establishing technological or scientific communication; proposing or offering economic or military aid; recognizing government; visit by head of state; opening borders; conducting or enacting friendship agreements; conducting cultural or academic agreements or exchanges. Agreements to set up cooperative working groups. Non-military economic, technological or industrial agreement: Making economic loans, grants; agreeing to economic pacts; giving industrial, cultural, or educational assistance; conducting trade agreements or granting most favored nation status; establishing common transportation or communication networks; selling industrialtechnological surplus supplies; providing technical expertise; ceasing economic restrictions; repaying debts; selling non-military goods; giving disaster relief. Legal, cooperative actions between nations that are not treaties; cooperative projects for watershed management, irrigation, poverty-alleviation. Military economic or strategic support: Selling nuclear power plants or materials; providing air, naval, or land facilities for bases; giving technical or advisory military assistance; granting military aid; sharing highly advanced technology; intervening with military support at request of government; concluding military agreements; training military personnel; joint programs and plans to initiate and pursue disarmament. International Freshwater Treaty; Major strategic alliance (regional or international): Fighting a war jointly; establishing a joint military command or alliance; conducting joint military maneuvers; establishing economic common market; joining or organizing international alliances; establishing joint program to raise the global quality of life. Voluntary unification into one nation: Merging voluntarily into one nation (state); forming one nation with one legally binding government. 5 APPENDIX 2: ISSUE_TYPE CATEGORIES Issue Area # 1 2 3 4 5 6 7 8 9 Description of Issue Areas* Water Quality Events relating to water quality or water-related environmental concerns Water Quantity Events relating to water quantity Hydro-power/Hydroelectricity Events relating to hydro-electricity or hydro-power facilities Navigation Events relating to navigation, shipping, ports Fishing Events relating to fishing Flood Control/Relief Events relating to flooding, flood control, flood damage, flood relief Economic Development Joint Management General economic/regional development Events involving joint management of basin or water resources, especially where the management concerns cover a range of issue areas Irrigation Events relating to irrigation of agricultural areas Infrastructure/Development Events relating to the infrastructure or development projects, including dams, barrages, draining of swamps for development purposes, canals. Technical Cooperation/Assistance Events relating to technical or economic cooperation or assistance, including project evaluations or river surveys and funds for ranges of improvements to water-related technology/infrastructure 10 11 12 13 Border issues Territorial issues Events relating to rivers as shared borders/boundaries Events relating to territorial claims, where the territory is associated with a water body, e.g., a river island *Note that not all issue areas listed are relevant "events" in and of themselves. 6