Introduction Around the world, environmental topics are a source of controversy. One big reason for this controversy is the increased cost of being environmentally friendly. Furthermore, two questions must be asked: how much is one willing to pay to be environmentally friendly, and who pays that price? In recent years, developing a process for biodegradable plastics made from renewable resources has become important, not only because of the limited supply of fossil fuels, but also because of decreasing availability of landfill space. Yet, due to the fact that these processes have traditionally involved expensive fermentation steps which often created excessive amounts of low value salts from neutralizing agents within the reactor, they have not been cost competitive. While a number of biodegradable plastics have been developed, which include poly hydroxyl butanol (PHB), starch based plastics, and polymer-starch blends, the biodegradable plastic with the most attention at present is polylactic acid. This process, described below, involves no by-product formation, and is produced by a prevalent crop: corn. Historical Perspective As shown in this section, plastics are causing a huge amount of waste in the United States, with their use only expected to grow in the future. With recycling efforts failing to significantly reduce the amount of garbage, a new solution is needed to cut down the waste. Within the last few years, research has been performed to find a more natural way to produce plastic materials, which would hopefully decompose after disposal. The solution may lie in biodegradable plastics made from renewable feedstock. One example of these new biodegradable plastics is polylactic acid. Polylactic acid, otherwise known as PLA, is a polymer made from dextrose, a derivative of corn. In a controlled compost environment, PLA can take 45 to 60 days to breakdown – this may range depending on the thickness and grade of plastic. PLA degrades down to its monomer, lactic acid, or into carbon dioxide and water, with the aid of microorganisms. This is a huge advantage for the facilities that produce PLA, as any off-grade product produced could be converted back to lactic acid, and then reintroduced to the process at any step without any problems. The word plastic can be defined as any organic compound, more specifically, a long, chain molecule comprised of repeating subunits, which can be formed into various shapes by molding or extruding. Therefore, “plastic” is not a specific raw material, but can be various different products. Plastic compounds can be traced back to the Old Testament, where plastic-like compounds were used as adhesives and fillers [19]. The first “official” plastic compound, cellulose nitrate, was discovered back in 1861 by John Wesley Hyatt. He was actually searching for a replacement for ivory billiard balls, and ended up patenting his findings. Today’s current plastics weren’t developed until the 1930’s, when polyvinyl chloride, low density polyethylene, polystyrene, and polymethyl methacrylate were all introduced. The use of plastics has become more prevalent since their inception, due to their wide range of properties and uses. Unfortunately, this has lead to other problems, as most plastic products are single-use items, meaning consumers dispose of the item immediately after using only once. Currently, waste disposal has become a huge problem 1 in the United States. Analyzing the cross section of a landfill gives a better perspective of how much of a waste source plastic has become. According to [28], plastics constitute 11% of waste in landfills in 2001, as shown in Figure 1. This chart illustrates that there are only three components with an amount of waste greater than plastic: paper, yard trimmings, and food scraps. Plastic, being the fourth most abundant waste compound, is most common compound contained in landfills that does not degrade within a few years. Table 1 demonstrates this fact, with the amount of time it takes for various materials to biodegrade. Paper takes 2 to 5 months, and yard trimmings and food scraps are all natural products. The plastic components, shown in bold, range from 5 years to never actually being able to biodegrade. Glass 6% Wood 6% Other 3% Paper 36% Rubber, Leather, and Textiles 7% Metals 8% Plastics 11% Food Scraps 11% Yard Trimmings 12% Figure 1: Breakdown of Waste, 2001 [28] 2 Table 1: Breakdown Times for Common Materials to Biodegrade [15] Products Time to biodegrade Cotton rags 1 to 5 months 45 to 60 days Polylactic acid plastic Paper 2 to 5 months Rope 3 to 14 months Orange peels 6 months Wool socks 1 to 5 years Cigarette butts 1 to 12 years Plastic coated paper milk cartons 5 years Plastic bags 10 to 20 years Leather shoes 25 to 40 years Nylon fabric 30 to 40 years Tin cans 50 to 100 years Aluminum cans 80 to 100 years Plastic 6-pack holder rings 450 years Glass bottles 1 million years Plastic bottles Forever The majority of plastics produced can be recycled, and most states have made recycling very easy for their citizens by providing curbside pickup programs and recycling stations. However, recycling can actually be a tiresome task, as there are seven different categories of plastic which cannot be mixed together. Plus, the strength of plastics decrease with each time they are recycled. Despite this fact, recycled plastics can still be useful in some applications such as outdoor furniture, toys, jacket insulation, and egg cartons. Figure 2 demonstrates that even though plastics can be somewhat useful when recycled, the recycling efforts do not make much of an impact in how much plastic is produced per year. The only good thing this chart demonstrates is that more plastic is being recycled, as the amount of plastic produced increases. 3 30,000 Amount/thousands of tons 25,000 20,000 Amount Recycled 15,000 Generated 10,000 5,000 0 1960 1970 1980 1990 2000 Figure 2: Amount of Plastic Generated and Recycled, 1960 – 2000 [28] Marketing Aspects As of the year 2000, overall plastic consumption was at 150 million tons per year. The projected consumption of plastic products in 2010 is expected to be 258 million tons. This averages out to be an annual growth rate of five percent. Currently, over one fourth of the total consumption of plastic takes place in North America in 2000. It can be expected that North America will continue to consume roughly the same fraction of the market in 2010. Figure 3 illustrates the breakdown of plastic products in the United States for the year 2001. The durable goods category, which includes appliances and furniture, makes up the largest amount of plastic products, at approximately eight million tons. The other categories imply that they are disposable goods, meaning that they are not meant to last, and are therefore used only for a short time before the consumer throws them away. 4 Soft drink, milk, and water containers Other containers Amount Recycled Generated Other packaging Bags, sacks, and wraps Nondurable Goods Durable Goods 0 1000 2000 3000 4000 5000 6000 7000 8000 9000 Amount/thousands of tons Figure 3: Breakdown of Plastic Products, 2001 [28] The physical properties of polylactic acid make it an extremely appealing venture. PLA is insoluble in water, as well as moisture and grease resistant, which makes it ideal for applications such as food packaging. It is biodegradable, compostable, and does not need an enzyme to break down. Its clarity and glossiness make it very much like its other plastic competitors. By changing its molecular weight, the properties of polylactic acid can be changed to make it a perfect substitute for various types of plastic. One of the key markets to be targeted is food packaging, considering this area has the shortest lifespan in terms of actual use. This type of plastic is normally thin and is not required to be durable, and therefore is relatively cheap to produce (in comparison to other grades). Though polylactic acid may not be cheaper than petroleum based plastics, there are some advantages to this. One main advantage is that polylactic acid is extremely environmentally friendly, due to the fact that it can biodegrade. There are a number of other reasons PLA could become very helpful as a large commodity on the market. For example, in small farms in Japan, mulch is removed after the growing season and placed into polyethylene bags, which then need to be eliminated and burned. Labor cost is therefore increased. If biodegradable bags were used instead, which could initially be more expensive, the farmers may actually save money through reduced labor requirements. Another area where PLA appears to be very useful is biomedical applications, such as drug delivery. However, this area is still being researched and tested, and probably will not be a key market for awhile considering the higher costs of producing polylactic acid and the need to be approved by the United States Food and Drug Administration. Another important factor in the sustainability of the PLA market is that it is made from a renewable feedstock. Unlike traditional plastics, which are petroleum based, PLA can be 5 manufactured using dextrose from corn as a starting material. Dextrose can be fermented to lactic acid, which after much further processing is eventually polymerized to PLA. As the energy costs continue to increase, this factor will become more and more important. Currently, dextrose can be purchased at roughly $0.21 per pound. The primary target market will be the disposable plastics market which is traditionally supplied by polyethylene or polyethylene terephthalate (PET). The current market price for PET typically ranges between $0.55 and $0.65 per pound, and is continuing to rise. In order to make polylactic acid competitive, production costs need to be low enough to make a profit selling polylactic acid at a similar price. If these prices are not met, other methods would need to be employed to convince consumers that polylactic acid is an alternative to traditional plastics. The current market price for PLA is $1.50 per pound, which leaves a large margin for profitable production even if the goal of joining the PET market is not met. Government stipends to aid in development of environmentally friendly products may alleviate a portion of this problem. Process Overview Figure 5 illustrates the process in a block flow diagram. For a more detailed process diagram, see Appendix H. A detailed process description can be found under Process Description. Complete process chemistry is found in the process design section under process chemistry. The initial feed for the polylactic acid process would be corn; however, our project will begin with a dextrose feed derived from corn, because this is the first process that is somewhat unique to the production of polylactic acid. The dextrose will first be placed into a fermentation reactor. Once it has left the reactor, it must undergo esterification, and hydrolysis to obtain lactic acid. The lactic acid is then polymerized to the low molecular weight, unstable polylactic acid. Meanwhile, the ammonia used for pH control, and the butanol from the esterification are recycled. The low molecular weight polylactic acid is then converted to the pre-polymer, lactide. The lactide will then be distilled to remove any impurities. After that, polymerization will take place. Any unconverted monomer will be recycled to the acidification step while the polylactic acid will be further processed into pellets. Key Challenges or Issues The market for normal plastic resins has been well established over the past century. However, it is hard for companies to switch to a new, biodegradable plastic for their products if nothing is wrong with their current product. Biodegradable plastics have undergone extensive testing of their properties, but since they have only been around for a few years, not all aspects have been looked at. Finding a market for polylactic acid can become a problem. Even though polylactic acid can be substituted into a number of markets, it may be difficult to convince consumers that this new product is of the same quality as the original product in each market. This becomes extremely important if the polylactic acid products are more expensive. In order to be successful in the market, polylactic acid must be sustainable as well as similar in properties. 6 The future does look promising for polylactic acid as the United States strives to reduce landfill growth. Yet, two major factors may change polylactic acid’s market. On the positive side, the United States is currently not producing as much corn as they could, since the demand for this crop is not very high. In twenty-five years, a total of 33% of today’s used land could be taken out of production, requiring improved production on a per acre basis [26]. Therefore, if an increase in demand occurs, possibly due to the emergence of biodegradable plastics and biodiesel, more land will be needed for corn – still, there should always be enough farm land. Yet, during the last century, the population of Earth tripled, and is only expected to continue this trend throughout this next century. Land is already a concern as it is lost to new developments, such as housing, roads, and businesses. In addition, water supply will become a growing concern. In summary, the immediate future of polylactic acid looks promising and will continue to be as long as farmland is available. Key Engineering/Design Issues In general, considering the polylactic acid process has only been around for a few years, there are limited amounts of information available to the public. Companies want to keep their process chemistry “top secret”, so that no one else can steal their ideas. As a result our group has been forced to look at vague lab scale studies and attempt to scale them up. To add to the difficulty the lab scale experiments are generally so specific that they only include one or two smaller steps in the whole process. Therefore, the scaled up experiments also had to be pieced together to form the complete PLA process. This brings about concerns involving mixing requirements and capabilities for the larger scale system, as well as continuity of the process. The fermentation step is the most involved step of the polylactic acid process. The pH and the temperature must be carefully watched to ensure a high percent conversion of dextrose to lactic acid Temperature affects reaction rate and culture growth. It is found that as temperature increases, lactic acid production increases until cells begin to die, usually at about 50°C. To achieve adequate lactic acid production rates, yet prevent death of the culture, a temperature of 30°C has been chosen. Testing specific to the bacteria chosen would need to be performed to fully optimize this portion of the process. However, the productivity of bacteria tends to decrease more sharply with temperature fluctuations as temperature approaches death conditions. It has also been found that certain growth media give better production rates. However, many of these materials have high costs which may not make up for the gain in production seen. Estimations for reactor sizing, bleed rate, and dilution rate were conducted in Mathcad (Appendix B). The pH control for the fermenters was maintained by the addition of 8 molar ammonia. Though this appears to be the best option for neutralization, the separation process that follows may need further tuning. 7 During the fermentation step, the pH within the reactor drops as dextrose is transformed into lactic acid. If the pH drops too far, the rate of reaction decreases, the reactivity of the enzyme could decrease, and eventually, the bacteria would die. Yet, as pH increases above the pKa for lactic acid, lactate salt is preferentially formed. For the given conditions, pKa of lactic acid is approximately 3.8. To maintain adequate culture growth, and reasonable amounts of free lactic acid, pH just below neutral is generally used in this type of fermentation. We will use a pH of 6.0. The optimum pH would need to be determined from additional testing. Because the lactate salt is preferentially formed under these conditions, the choice of neutralizing agent is also important. Ammonia as a neutralizing agent allows for sufficient pH control while preventing the need to process and dispose of waste salts. As can be seen in the process description, nearly all of the ammonia can be captured in later processing steps and recycled to the reactor. In addition to reactor conditions, there are also many differing types of bioreactors. Each type of bioreactor has benefits and drawbacks. The main concern in choosing a bioreactor for this process is that the choice in bioreactor affects downstream processing. Because a continuous fermentation process is desirable, a cell recycle reactor is chosen in this study. Not only does the cell recycle reactor allow for continuous lactic acid production, but it also gives the highest yield of any reactor investigated. The other major design portion of the process is the polymerization step. There are many catalysts available for the formation of polylactic acid through ring opening polymerization. Because the main focus of our process is to sell our product to a food packaging manufacturer, the catalyst must either be safe for contact with humans, or fully removable from the end product. The easiest way to ensure the catalyst will not affect the final consumer is to use an immobilized catalyst. This allows for the use of a packed bed reactor and prevents the catalyst from incorporating into the polymer. Though immobilization is possible with many catalysts, reaction times for the majority of these catalysts are not reasonable. Hence, a catalyst was chosen with reaction time near half an hour for the desired molecular weight range. Aside from time and catalyst, temperature, pressure, and stereo-isomer of lactide affect polymer properties. Temperature should be kept at a reasonable value to reduce utilities cost for heating and minimize safety concerns. Pressure should also be maintained at a point that optimizes cost while preventing extreme safety risk to employees. The stereoisomer of lactide used for the food packaging industry is L-lactide with 95% purity. In order to form L-lactide, L-lactic acid must be fed into the pre-polymerization step. To best achieve this, a micro-organism capable of preferentially producing L-lactic acid versus D-lactic acid is necessary. Much research around optically pure lactic acid production has been performed recently. Because one such experiment performed with much higher yields than all others, the bacteria from this experiment is to be used. 8 Within the polymerization step, not only are there many catalysts to choose from, there are a variety of properties and chemical structures that can result based on reactor conditions. At this point, a preliminary look at catalyst safety and ease of separation has been performed. A molecular weight between 60,000 and 150,000 is what is typically required of PLA to possess the properties required for one time use products. There are a number of finely tuned grades of these one time use plastics. In order to vary the grades of PLA produced, temperatures, pressures, and residence times within the reactor will need to be able to be adjusted to give the desired product. In addition to varying reactor conditions, there are often a number of additives that are used to obtain the needed properties and appearance. One desirable effect of our catalyst choice is that silica immobilized zinc β-diiminate complex produces a 94% conversion rate in approximately a half an hour (51). This is very helpful in reducing the reactor size due to space time considerations. Unfortunately, as we got further into the project we became aware of the fact that this catalyst was very expensive. Another complication with this catalyst is the fact that one can only obtain a molecular weight of approximately 28000 (51). In addition, the price of the catalyst we used in our process was not available until near the end of the project development. Once we found out the price of our catalyst it became apparent that any fouling of our catalyst would destroy profitability. In the proposed process, an extremely high raw material cost is associated with the nbutanol due to its lack of recovery from the process and discarding it as waste. A liquidliquid extractor utilizing di-ethyl-ether to separate the n-butanol from the waste water stream was proposed. This process would also require a few additional flashtanks and an extra distillation colum which would increase capitol costs but would significantly lower the raw material cost for n-butanol. Further research in this area is required and would be beneficial in decreasing raw material costs and complying with environmental regulations for the disposal of n-butanol. There are solvent-free ring opening polymerization processes that should also be explored in an attempt to alleviate some safety and environmental concerns brought about with the use of solvents, as well as elimination of process equipment. The main source of design information would be patents and journal articles. The hope is that these articles and patents will give the necessary design equations to size the polymerization reactor with the aid of Mathcad and Excel for calculations. Additional research should be performed in the area of lactide formation. It does not appear as though there are as many people interested in this area of study as some of the other process steps involved, which has lead to the belief that optimization here will not be as important as the afore mentioned portions of the process. However, as this is a major step in the process, it should not be overlooked entirely. Additional work could be done in the area of catalyst selection, as well as pre-polymer formation optimization. These would be completed with the assistance of journal articles and Mathcad. 9 Plant Scope Plant Information Market demand for degradable plastics was 20 million pounds in 1997 and is expected to reach 167 million pounds, resulting in revenue of $185 million this year [39]. Total capacity of this proposed polylactic acid plant is anticipated to produce 500 million pounds annually. This capacity allows for commodity production levels, while keeping dextrose demands in line with expected production from an average corn processing facility. Even though biodegradable plastics demand has not yet reached this level, demand is rising and it will be assumed that when this plant is built, market demand will be in accord. Currently, a co-venture facility with Cargill and Dow Chemical resulted in a 300 million pound polymer plant recently; a second similar plant is under consideration. Two assumptions of this proposed plant is that it is built next to a currently operating corn milling facility and that the dextrose production can be increased to provide the required amount of dextrose. For the best market stability, the process would be an addition to an existing corn milling facility. This alleviates the cost of transportation of one raw material: dextrose. It also allows for production swings to mirror demand on dextrose and polylactic acid. Ideally, the plant would be located in southwestern Minnesota, Iowa, Nebraska, Oklahoma, or Wisconsin. These are some of the largest corn producing states as well as being centrally located to American consumers. The plastics industry had a trade surplus of $7.3 billion in 2000 [19], so Minnesota may be highly considered because it is in close proximity to the Great Lakes, a major waterway that could be used for product distribution during the warmer portion of the year. Product Description The only product created in this process is polylactic acid. There are no by-products formed in our process. Polylactic acid can be used in a wide variety of areas. As mentioned before, it is primarily used for single-use items such as plates, utensils, cups, and film wrap. It is especially marketed towards plastic bottling and fast-food companies, which will be our primary market. Nevertheless, polylactic acid can also be used for paper coatings, as clothing fibers, and for compost bags. It is also being investigated for biomedical applications, such as in the aiding of drug delivery (as microcapsules), as well as in the cosmetics industry as a filler-substance for wrinkles. Product purity will vary according to the grade demanded by the consumer. Generally, polylactic acid is relatively pure with the only impurities being those intentionally added to assist or delay deterioration. This process would produce polylactic acid as a raw pellet for further processing and possibly film to be sold to consumers. By producing polylactic acid as a pellet, plastic companies can transform it into whatever form is needed for their product. Pellets are also much easier to ship than rolls of plastic sheeting and are less susceptible to damage during transportation. In addition, a wide variety of polymer grades can be produced from polylactic acid, depending on the market demand for specific properties such as 10 strength, elasticity, crystallinity, melting temperature, glass transition temperature, density, and hardness. Storage Requirements The main raw material, dextrose, will be acquired from the neighboring corn milling facility. A raw material storage capacity to accommodate up to one week of production during process upsets or equipment upgrades in the corn milling facility should be sufficient. Other minor raw materials should have about the same storage capacity. Large quantities of n-butanol will be needed to reduce the lactate salt into the salt free acid form. The n-butanol could be shipped in by railcar. Ammonia will also be needed. This will be supplied by truck in eight molar solution with water and stored in totes. Additional water would be obtained from the local utilities company. Process Utilities A large amount of energy will be required to support this process. The easiest and probably most economically feasible option is to purchase power from the local utilities vendor. Alternatives could include supplemental wind power, solar power, and burning of waste biomass. Fairly large quantities of water will be required for this process, placement of the facility near a hefty source of water would be beneficial. In addition, wastewater treatment will be a fairly involved task. The fermentation reaction brings about a fairly high quantity of biochemical oxygen demand in the waste water; in order to meet government regulations this water will need tertiary wastewater treatment. This will either make the initial construction cost of the plant increase, or the plant will absorb the significant cost to aid the local waste treatment facility in adding or maintaining the proper equipment for handling a waste stream with the biochemical oxygen demand. The amount of product storage will depend on the number of grades of polylactic acid polymer that are produced and the change-over time required for each grade. Long grade change times would result in fewer grade changes and vice versa. Longer grade change times translate into greater desired final product storage capacity. Product Distribution Railcars will provide transport to select regions to be further transported by cargo ships or trucks. Cargo ships will provide the best means to transport cargo to markets in Europe, and Asia. Trucks can pick up the product from railcars and then deliver it to specific processing sites as needed. Other Considerations The largest environmental concerns revolve around the fermentation reactor. First, a biochemical waste stream is created which will be difficult to treat. Also, because of the necessary pH control and the resulting lactate salt, there are some undesirable process chemicals present. Furthermore, there is a need for organic solvents in the final 11 polymerization steps. Although the finished product is environmentally friendly, the challenge now becomes making the process match. Neutralization and acidification chemicals surrounding the fermentation reactor could cause concern for operator safety if used in high concentrations. Nevertheless, it will probably be most beneficial to the process to have a higher concentration of these chemicals. 12 Process Design Process Chemistry The first reaction of the chosen polylactic acid process occurs in the fermentation reactor. This reaction produces two molecules of lactic acid for every molecule of dextrose that enters. This reaction occurs in an aqueous phase with the use of bacteria. The fermentation reaction is as follows: C6 H12O6 2C3 H 6O3 Given that pH control is necessary in the reactor, the product collected from the bioreactor usually takes the form of a soluble lactate salt, in this case, it is ammonium lactate. There are various methods of reducing this salt to lactic acid. The method chosen is esterification with n-butanol. This frees the ammonia, but leads to the formation of butyl lactate. The butyl lactate is then hydrolyzed freeing the lactic acid. Once lactic acid has been isolated, excess water must be removed from the system. With the removal of water, the lactic acid will undergo polymerization to an unstable, low molecular weight polymer. With further heating in the presence of a catalyst, the low molecular weight polymer breaks down and evaporates in the form of a lactide ring. The lactide stream is then purified, and sent to a polymerization reactor. There, it undergoes the final polymerization step in the presence of a catalyst. The chemical form of lactic acid, the lactide, and the basic polylactic acid building block formula are shown in Figure 2. Figure 4: Lactic Acid, Lactide, and Polylactic Acid Molecules Block Flow Diagram Below, in Figure 5, is a block flow diagram of the process with relevant flow rates and major process steps labeled. A more detailed process flow diagram can be found in Appendix G. 13 Figure 5: Block Flow Diagram Process Description The detailed process flow diagram can be found in Appendix G. A block flow diagram is found above. The main reactant of the production of polylactic acid is dextrose, a derivative of corn. Dextrose is sent to the reactor in aqueous solution (approximately 20 grams per liter of water) to allow for easier transport. The bioreactors (R-101 and R-102) are encased with a cooling jacket, and are kept at 30°C. Within the reactors, Lactobacillus rhamnosus bacteria is utilized to ferment the dextrose into lactic acid. Two continuous reactors are used in series to achieve higher product yield and concentration. After each reactor, the product concentration is augmented by using membrane filtration (V-101 and V-102). This also serves to separate the cells from the product stream. Because the product is acidic and the reactor contains living organisms, a pH control system must be incorporated. The neutralizing agent, ammonia, is added to maintain pH at 6.0. Although this is not ideal for formation of free lactic acid, it is found that neutral pH is desired for culture growth. The addition of the neutralizing agent results in ammonium lactate formation in equilibrium with free lactic acid, the desired product. After leaving the bioreactor, excess ammonia is allowed to flash off in V-104, and recycled to the pH control system. Then, the ammonium lactate must undergo esterification by n-butanol with the addition of small amounts of sulfuric acid in V-106. This allows the remaining ammonia and any water to be removed in a three phase separator (V-107). The ammonia is recycled to the esterification step, and the water is sent to waste treatment. The resulting product, butyl lactate is now hydrolyzed (V-108) forming free lactic acid and n-butanol. The n-butanol is separated from the lactic acid through two liquid phase separation (V-109) and recycled to the esterification step. 14 Once free lactic acid is obtained, it is sent to an evaporator (V-201). After a large portion of the water has been removed, the lactic acid is sent to R-201 where additional water is removed causing the lactic acid to polymerize. The polylactic acid formed in this step does not have the required molecular weight, nor is it stable enough for consumer goods. Therefore, the polylactic acid is then mixed with a tin octanoate catalyst and sent to a heater (R-201). As heat is added, the polylactic acid decomposes and lactide escapes as a vapor. To prevent impurities from entering the lactide vapor stream, a bleed is taken from the lactide reactor (R-202) and sent back to the evaporator (V-201). The lactide vapor is then further purified in a distillation column (T-201) where water, lactic acid, and other impurities are removed as a vapor and returned to the lactide reactor (R-201). The purified lactide is condensed and continues to polymerization. To achieve polymerization, the lactide is dissolved in toluene and passed through a silicaimmobilized zinc β-diiminate catalyst in a packed bed reactor (R-203) with a residence time of 30 minutes. The polymer and solvent are sent on to a methanol quench (V-202). The methanol quench not only stops the reaction, but also causes the polymer to precipitate. This precipitated polymer can then be filtered (V-203) and dried. The methanol/toluene mixture is distilled (T-202), and the methanol and toluene are recycled to the quench (V-202) and the polymerization reactor (R-203) respectively. Novelty Given that there is not an abundance of information regarding the best way to obtain lactic acid in a free form from the fermentation reactor, this allows for novel developments. Although lactic acid has been produced for some time as a commodity chemical, the use of renewable agricultural starting materials has lead to new challenges. The greatest challenge being integrated fermentation and separation. In addition, the large scale production of polylactic acid as a biodegradable biopolymer is fairly new. Discussion of Process Alternatives & Design Choices There were many choices made when developing this process. Most of the options revolved around the bioreactor and the final polymerization step. Since the fermentation reactor influenced the rest of the process, this area received the most attention. However, there are areas of particular importance toward the end of the process which will also be addressed. The first choice made involved the type of bioreactor to be used. There are various reactor systems that could have been used. Early on, it was determined that either a reactor with high cell concentration or a reactor that incorporated product separation would be the best choice. This decision is made based on the fact that higher cell concentration gives higher yield, as well as the knowledge that lactic acid fermentation is product inhibited. Two promising systems were found. One system involved electrodialysis for product separation and neutralization. This system alleviates the product inhibition, but because the cell concentration within the reactor is fairly low, the productivity is not as high as it could be. The other technique was a two stage cell 15 recycle reactor system which incorporated membrane separation. This system runs at high cell concentration, and still allows for a more concentrated product than other systems due to the membrane separation. The two stage cell recycle system is thought to be the most promising alternative. This alternative has been scaled up to an appropriate industrial size and utilized in the process design. Once the reactor style was chosen, the number of stages was determined based on the information presented in the research article. Within the research article, the affects of additional reactors was investigated. A sizable production gain was found in having a second reactor. However, after the addition of a second reactor, the gains in production did not appear as though they would outweigh the cost of additional reactors. With this reactor choice, an appropriate neutralizing agent needed to be found. At acceptable pH for cell growth, lactic acid takes the form of a soluble lactate salt, most often sodium lactate or calcium lactate. There are various methods of reducing this salt to lactic acid. Examples include the introduction of gypsum, ion exchange, electrodialysis, or use of the CO2 process. All of these methods involve the formation of a low value by-product salt. An alternative was found in ammonia. Ammonia can easily be dissociated from lactic acid and recycled; decreasing the raw materials cost and removes the burden of finding a buyer for the by-product. The separation process becomes somewhat more complicated because of this choice of neutralizing agent, though it was found that any separation process for a fermentation system is complex. Another choice involving the reactor was the bacteria to be used. This affects the orientation of the lactic acid formed. The isomer of lactic acid used in polymerization determines the properties of the finished product. It was found that most food packaging materials utilize the L-lactic acid isomer. Therefore, a bacteria was chosen for the reactor which would preferentially produce L-lactic acid. Fortunately, this bacteria is the same one used in the research article for the desired reactor. This means that the bacteria is capable of forming the desired product at the concentration and rate found in the article for bioreactor set up. Following the reactor, the esterification of the ammonium lactate could be performed with any number of solvents. N-butanol was chosen based on information from a research article. This article tested various solvents and found that n-butanol gave good conversion in this step while allowing for fairly easy separation through the formation of two liquid phases. The next major decision to be made involved the catalyst used in lactide formation. There were numerous options here. Information involving lactide formation catalysts was taken from Cargill-Dow patents and evaluated. In the end, tin octonoate was chosen because of its high conversion and low residence time requirements. This is also the catalyst used in the Cargill-Dow process. 16 After forming the lactide, decisions concerning the purification of the lactide became important. Most processes crystallize the lactide prior to polymerization. Because Cargill-Dow currently seems to have the best process for PLA production, patents were searched to find their process for this section. It was found that introduction of the product stream from the lactide reactor as a vapor into a distillation column gives the greatest product yield while maintaining adequate purity. When crystallization is used, the meso isomer is often lost to a waste stream, or recycled. Though this accounts for only a small portion of the lactide produced, any production that can be conserved in a single pass should be. This approach also reduces the equipment requirements and utilities. Then, the final polymerization catalyst needed to be selected. The catalyst used in the Cargill-Dow process was researched. It was found that this catalyst can be harmful to humans and the environment if it makes it to the final product. This prompted a search for an alternative catalyst. The alternative catalyst, silica-immobilized zinc β-diiminate catalyst, was chosen based on residence time required, molecular weight of polymer that can be produced, and immobilization capabilities. Unfortunately, cost was not initially considered. The chosen catalyst may need to be re-evaluated as the cost associated with it has since been found to be extreme. Summary of Key Process Design Assumptions Many assumptions needed to be made for the design of this process as there is only one operational full scale plant in existence. The largest assumption is that full scale equipment will behave in a manner comparable to laboratory scale equipment. This assumption was used to scale up almost every major piece of equipment in the process. The realization that additional pilot scale, and possibly even laboratory scale testing would need to be performed exists. However, given the limitations for this project, such testing could not be performed. Additional assumptions include compatability of equipment from differing laboratory studies, and all assumptions detailed in Appendix B, which shows the equipment design calculations, mainly ideal systems. 17 Material and Energy Balances Overall Material Balance The overall picture of the entering and exiting materials can be seen below, in Figure 6. A more detailed diagram is shown in Figure 5. For more specific flows, see Appendix E. Figure 6: Overall Material Balance Component Material Balances Due to the size of our process, the stream table can be found in Appendix E. A detailed stream table from HYSYS is also available, though this does not specify every stream as shown on the process flow diagram. For a general balance of materials around major process areas, see Figure 5. Energy Balances (Utility Requirements) Complete utilities cost with breakdowns for each piece of equipment can be found in Appendix C. A summary of costs by utility type can be found below in Figure 7. As the graph clearly shows, the major utility cost is low pressure steam. One possible way to reduce this requirement could be heat exchanger integration. Given the incredible amount of steam used, this appears to be a good option to investigate. 18 High-Pressure Steam, $1,220,000 , 1% Cooling Water, $13,949,754 , 11% Refrigeration, $27,600,000 , 22% Electricity, $230,931 , 0% Low-Pressure Steam, $82,878,000 , 66% Figure 7: Utility Costs, by Type Figure 8 gives a breakdown of utilities cost by equipment type. As expected, heat exchangers utilize the majority of the utilities. It might be possible to look into ways of optimizing the system to reduce temperature changes within the process. This information also supports the idea of attempting heat exchanger integration, mentioned above to reduce low pressure steam costs. 19 Vessels, $19,396,000 , 15% Exchangers, $68,221,754 , 55% Reactors, $38,030,000 , 30% Pumps, $230,931 , 0% Figure 8: Utility Costs, by Equipment 20 Equipment Design Major Equipment Listing Fermentation Reactors (R-101, R-102) Dextrose is fed to R-101 where a portion of it is converted to lactic acid. The product of R-101 is then passed on to R-102 where production of lactic acid continues. The expected productivity is 52 gL-1hr-1. R-101 and R-102 were scaled up based on desired flow rate of product and production of lactic acid. The assumption of a height to diameter ratio of 2:1 was made, as this is generally used in fermentation design. The experimental reactor assumed Monod kinetics for cell growth. The bleed ratio is assumed to be optimized at 0.053 for both reactors. The cell concentrations are 100g/L and 120g/L for R-101 and R-102 respectively. Specific design calculations can be found in Appendix B for all process equipment. Membrane Separators (V-101, V-102) V-101 and V-102 are the two membrane separators utilized to separate the product from the reactor slurry coming from R-101 and R-102 respectively. The desired lactic acid concentration leaving the second membrane is 92g/L. The membrane area for each was scaled up based on the increased flow rate. Esterification Promoting Can (V-106) Esterification of ammonium lactate occurs in V-104. During this step, the ammonium lactate is converted to n-butyl lactate. Sizing of this piece of equipment was based on required residence time as well as product flow rate. Phase Separators (V-104, V-105, V-107) Phase separators were sized based on Reynold’s number calculations and fluid properties. For the three phase separator, it is assumed that the residence time needed for the ammonia to flash is negligible in comparison to residence time for n-butanol/water separation. Therefore, residence time was based on reasonable settling time for the nbutanol/water system. From the residence time and required flow through the system, vessel sizing was possible. V-104 is used to capture excess ammonia from the fermentation reactor prior to esterification, and is treated as a flash tank. V-107 is the three phase separator which removes ammonia and water from the n-butanol/n-butyl lactate solution after esterification. V-105 separates n-butanol and water following hydrolysis to allow for n-butanol recycle. Hydrolysis Step (V-108) After the ammonia and water have been separated from the n-butyl lactate/n-butanol system, the n-butyl lactate is hydrolyzed in T-102. The residence time and required lactic acid flow rate leaving the vessel were used to determine size. 21 Prepolymer Reactor (R-201) The formation of the low molecular weight polymer formed directly from lactic acid takes place in R-201. This reactor vaporizes water from the lactic acid solution, thereby causing polymerization. R-201 was sized based on the residence time needed for this to occur, as well as the desired product flow rate. Specific calculations are found in Appendix B. Lactide Reactor (R-202) R-202 is utilized in forming the lactide ring structure from the low molecular weight polymer formed in R-201. R-202 was sized by utilizing residence time data, and required product flow rate. Polymerization Reactor (R-203) The final polymerization occurs in R-203. The product from this reactor is the desired product, polylactic acid. To size this reactor, the desired product flow rate and required residence time were used. Precipitation Vessel (V-202) V-201 is where the polylactic acid formed in R-203 is precipitated from the solvent. It is assumed that precipitation is instantaneous. The main factor in sizing V-201 was the flow rate through the vessel. A reasonable residence time was assumed. Detailed calculations outlining these parameters can be found in Appendix B. Filters (V-103, V-203) Filters are used for the bleed stream on R-102 to allow for product recovery as well as cell recycle. They are also used to collect the formed polymer from the solvent. Filters were sized based on experimental data. Detailed calculations for individual filters can be found in Appendix B. Filter V-103 separates the cells from the products and reactants in the bleed leaving R-102 before sending on the liquid stream. Filter V-203 separates the polymer from the solvent Heat Exchangers Heat Exchangers are found mainly before or after reactors in the process and are used to maintain desired temperatures for each process area. They are also used in our distillation columns. Negligible heat loss to surroundings, negligible fouling factor, negligible tube wall thermal resistance, negligible kinetic and potential energy changes, and constant fluid properties were assumed. All heat exchangers were treated as counterflow models. Specific calculations for each heat exchanger can be found in Appendix B. Compressors Compressors are used to increase pressure on gas streams, particularly the ammonia feed for neutralization in the reactor, and ammonia recycle streams. Compressors were sized using Bernoulli’s Equation. Individual compressor calculations can be found in Appendix B. 22 Distillation Columns (T-201, T-202) Distillation columns are found in various locations in the process for the separation of impurities from recycle streams as well as product streams from reactors. HYSYS was used to determine reflux ratio and number of trays for distillation columns. Heights and diameters were calculated using the spreadsheet found in Appendix B. T-201 purifies the lactide stream prior to polymerization by removing water and unreacted lactic acid. T-202 separates the methanol and toluene streams to allow for recycle of both solvents. Pumps All pumps were sized using Bernoulli’s Equation and placed based on frictional pressure drops and reasonable pressure drop assumptions across equipment. Efficiency of 75% was assumed. Detailed calculations for individual pumps can be found in Appendix B. Tanks Tanks were sized based on volumes from HYSYS and a two to one height to diameter ratio. 23 Economic Evaluation Summary of Key Economic Assumptions Table 2: Key Economic Assumptions 12% after-tax return is the minimum Benchmark Interest Rate acceptable rate Pricing data from Chemical Market Product/Raw Material Pricing Reporter and Economic Research Services of the USDA End-2003 CEPC Index for Equipment cost Cost Index estimates 2 years to construct, with 40% of fixed Project Construction Schedule capital expended in the first year of construction, and 60% in the second year Plant Starts at the end of year 2. learning curve for operating rate projected to be: Start-up Schedule -75% of design in first year -90% of design in second year -100% of design after second year Working Capital 15% of Fixed Capital Location Addition to existing corn milling facility Land Costs 0 Project Life 15 years (including construction) Based on Design product flow, assuming Design Production rate 8000 hours of operation per year 40% tax rate and MACRIS depreciation (5 Financial Assumptions year accelerated). Minimum acceptable DCFROR = 12% after-tax Equipment Cost Summary Detailed equipment costing can be found in Appendix C. Below is a graph summarizing equipment cost by equipment type. As expected, reactors dominate the equipment cost. Vessels and heat exchangers also make up a large portion of the equipment cost. More exact studies of necessary storage space could be done to reduce the amount, or size of vessels within the process. Optimization of reactors could also help to reduce size and cost. In addition, attempts to maintain more even temperature throughout the process could reduce heat exchanger costs. 24 Compressors, $772,324 , 1% Vessels, $28,176,940 , 28% Exchangers, $13,976,800 , 14% Pumps, $208,360 , 0% Towers, $264,124 , 0% Tanks, $798,200 , 1% Reactors, $56,698,000 , 56% Figure 9: Equipment Costs, by Equipment Fixed Capital Investment Details on the calculation of the fixed capital investment can be seen in Appendix D. The fixed capital investment was calculated to be $265 million. This assumes no land costs due to the fact that this process will be an addition to an existing facility. However, because of the size of the process, it was assumed that the land was undeveloped. Therefore, the Grass Roots pricing method was used. Manufacturing Cost Estimate The manufacturing cost estimate was found to be $245 million. For a more detailed account of manufacturing costs, see Appendix D. Investment Analysis This venture is profitable at the current raw selling price for PLA and current raw materials cost. Below, in Figure 10, is the discounted cash flow rate of return. The IRR of the process is 101%, and the payback period is 0.7 years from the point of start-up. 25 2000.00 Cash Flow (MM$) 1500.00 1000.00 500.00 0.00 0 2 4 6 8 10 12 14 16 (500.00) Year Figure 10:Discounted Cash Flow Rate of Return Sensitivity Analysis Figure 11 shows the effect of each raw material on IRR. From this graph, it is easy to see that n-butanol has the greatest affect on the profitability of the process. This information helps justify the notion of researching better n-butanol recovery systems. Yet even with a cost swing of 50% in the cost of n-butanol, the process remains profitable. 26 147% 146% IRR 145% Dextrose Ammonia 1-Butanol Sulfuric Acid Toluene Methanol Tin Octanoate Catalyst Zinc Diiminate Catalyst Waste water 144% 143% 142% 141% 140% -25% -20% -10% 0% 10% 20% 30% 40% 50% Percent change in price Figure 10: Effect of percent change in price of material to IRR Comparison of Base Case to Alternatives There is only one industrial scale PLA plant in the world, which is owned and operated by a joint venture between Cargill and Dow. They do not have all of their process patented, which has created a major hurdle in acquisition of information about their facility for a comparison of this design to the Cargill Dow design. Since, they do not yet own the rights to all of their plant design they have to keep them a secret to ensure their competitive edge. We do know that they sell their product at a price that is competitive with PET. We have performed a calculation to see if we could also be profitable at this selling price. We found that we remain profitable, with an IRR of 28% and a payback period of about 3.5 years after start up. The details of these calculations can be found in Appendix D. We have just recently made contact with a research engineer and obtained a list of major patents that are used in the process. This information would allow for a reasonable comparison of the two processes. However, sufficient time to adequately perform such a study was not available. 27 Other Important Considerations Safety There are many chemicals which pose potential health hazards if equipment is not properly maintained in this process. A full hazard analysis has not yet been completed, but as with any process, storage of dangerous chemicals should be kept to a minimum. Chemical storage units should also be located as far from potential fire hazards as possible. Toxic chemicals should be stored in low traffic areas and appropriate monitoring of these chemicals should be in place, such as pressure gauges on tanks, or chemical sensors/alarms to detect leaks. Below are some more specific chemical risks followed by process areas that may pose potential risks. Dextrose can form explosive mixtures with air when in dry dust form; however, for this process, aqueous forms will be used and this should not be an issue. If a fire should occur, toxic fumes can be released, and a self contained breathing apparatus should then be used. Because of this, dextrose should be stored in an area where flammable products are not kept. The main risk associated with ammonia is inhalation. Ammonia concentrations in the air must remain at or below 25 PPM to prevent severe irritation. Piping and tanks will need to be inspected on a regular basis. Alarm systems will also need to be placed on these portions of the process in case of rupture. It may also be advisable to double wall all ammonia piping. Explosion hazards arise only when in the presence of halogens, which should not be an issue with the desired process. Also, when ignited, ammonia produces toxic fumes, so storage should take place away from fire hazards. Ammonium lactate poses almost no risk, though adequate ventilation systems should be in place to prevent dangerous levels from being reached. It is stable under normal conditions and does not pose a problem until it is exposed to temperatures nearing 200°C. Temperature control measures should be taken to ensure maintenance below dangerous levels. N-butanol vapors are hazardous to humans and presence of n-butanol vapor should be monitored. Also, all storage units should be tightly closed as N-butanol is lighter than air and could travel to a remote ignition source where it may flash back to a storage unit and cause an explosion hazard. N-butanol should be kept away from excessive heat and flames. Excess n-butanol should be disposed of in a responsible manner (with appropriate permits and at acceptable levels), or combusted in a controlled environment. N-butyl lactate is also flammable and is capable of forming an explosive mix with air. When burned, hazardous gas may be released. Vapor levels should be periodically checked to ensure harmful exposure levels are avoided. As there is no storage of n-butyl lactate, the esterification reactor (R-103), three phase separator (V-106), and hydrolysis reactor (R-104) should all be monitored for leaks and temperatures and pressures should be carefully observed. Secondary containment should also be utilized to prevent flow into wastewater. 28 Toluene vapor levels should be monitored to ensure no health risk to employees. Equipment that contains toluene (R-203, R-204, V-202, and T-204) should be inspected for leaks on a regular basis. Although toluene is stable, it should be stored at ambient temperature and atmospheric pressure. Secondary containment should be utilized to prevent flow into wastewater streams. Methanol causes blindness with repeated exposure and vapor levels should be monitored. R-204, V-202, and T-204 should be inspected regularly for leaks and structural integrity. Also, methanol is flammable and its vapor is slightly heavier than air allowing for travel to ignition sources and flashback. Methanol should be stored away from ignition sources, and in reasonable quantities. Spills should be cleaned quickly, and secondary containment should be utilized so as not to allow methanol to enter the sewer. As there are many potentially hazardous solvents within the process, inhalation and flammability hazards stand out the most. Smoking should preferentially not occur within the facility. However, if this is not possible, designated smoking areas should be created in enclosed, well ventilated areas away from solvent storage to reduce explosion hazards. Temperatures within the lactide formation step will be somewhat high and caution should be taken in this area. Also, even though exact pressure for the polymerization step has not yet been determined, this could be a potentially hazardous area of the process as well. Environmental Currently, 8300 lbs/hr of the n-Butanol that is used in the esterification step is lost to waste treatment. N-Butanol becomes fairly miscible in water at high temperatures and forms a difficult solution to separate by distillation. It has been discovered that a liquidliquid extractor using diethyl-ether successfully removes the n-butanol from the water. The problem has now transformed into separating the n-butanol from the diethyl-ether. A distillation column could work for this separation, but further research would need to be performed, possibly using HYSYS. The only other waste stream is water containing sulfuric acid, which can be sent to an off site water treatment plant and have little or no effect on the environment. Control Issues The main control issues are the reactors which can be easily affected by disturbances in temperature, flow rates, and pressure. These disturbances can have negative effects on product properties, and reaction conversion rate. The fermentation reactors need pH and temperature control to ensure high product yield and growth of bacterial cells. Cell purge will also have to be monitored so as to maintain proper cell concentration. If too many cells are taken out then lactic acid productivity will be decreased, and if not enough are taken out than the filters will become obstructed also decreasing productivity. The polymerization reactor will have to have temperature, pressure, and flow controls which will vary depending upon the grade of polymer that is to be made. This area will 29 not be covered in great depth due primarily to time constraints and technicality of the nature of this topic. 30 Discussion of Results The proposed design shows promise to be competitive with the PET market. Given that another facility has already been designed to meet these criteria, it is feasible to create such a facility, even with the current market price of PLA being approximately three times that of PET. The main factor in the cost of the process revolves around the fermentation step, because the fermentation affects the separation process used. As the fermentation step of the Cargill Dow process seems to be the area they have not yet patented, the information surrounding that portion of the process is currently trade secret and unavailable for comparison. It is possible that they have a system similar to ours that utilizes a different neutralizing agent, or possibly a different esterification solvent. Based on the economic analysis, it seems fair to say that they are getting approximately the same productivity out of their fermentation reactors. It is already known that Cargill Dow uses a different catalyst than that outlined in this proposal. For their process, a tin based catalyst is used. Because this catalyst is harmful not only to the environment, but also to humans, it is assumed that some method of catalyst immobilization is used. This idea has already been incorporated into the current design. Additional information on immobilization capabilities, price, and regeneration/destruction rates of the tin catalyst would need to be found in order to determine if that catalyst would be a better option. In general, the proposed process seems to be an approximate model of the Cargill Dow process. Though process flow data to accurately support this is lacking, through communication with an employee of Cargill Dow, re-enforcement of the idea that this is a comparable process has occurred. 31 Conclusions The proposed process meets the aforementioned goal of being cost competitive with PET. There are still many areas of improvement, which means this process can only become more profitable. The main area of improvement seems to be the n-butanol recovery system. Although the researchers cited observed the greatest product yield and solvent/water separation factor with n-butanol of all solvents used, it is also possible that a different solvent could be used in the esterification step. Still, the process is profitable as a commodities polymer producer. The future of PLA truly does look bright. 32 Recommendations There are many areas in which optimizations can be performed for this process. Most of these optimizations require laboratory studies. Starting from the beginning, fermentation reactor operating temperature and optimal pH should be tested. It would also be beneficial to test mixing of the system in a pilot scale operation to ensure a proper microenvironment in all areas of the bioreactor for cell growth and lactic acid production. Though the system was designed for one set of fermentation reactors in series, it could be of use to have two or three such sets. This would allow for continued production of PLA should contamination of a fermentation reactor occur. It may also improve mixing within each reactor. Additional work on the neutralization/separation system of the fermentation process should also be carried out. It has already been determined that the vast majority of the nbutanol currently lost to waste treatment in the process can be captured through the use of liquid-liquid extraction with di-ethyl ether as the solvent. The method of separation of nbutanol from di-ethyl ether has yet to be determined. However, this option gives hope for a more environmentally friendly and economically sound process, depending on final equipment design. Though the formation of the lactide seems fairly straightforward, additional research should be performed in this area as well. Because the lactide formation had the fewest design variables, it received the least attention for process optimization. Scale-up limitations, optimal temperature ranges, and optimal bleed rates could be determined through laboratory scale, and pilot scale testing. Unless this portion of the process began to be seen as a major cost area, it may be best to focus on other areas for optimization first. Finally, the polyermerization step requires attention. One major problem in the polymerization is that the catalyst originally chosen has become infeasible if production of PLA at PET prices is the goal. The limiting factor is the cost of the catalyst, and its inability to be regenerated. Work to ensure the tin based catalyst does not make it into the final product or into a waste stream could be performed. Also, additional work with the chosen catalyst could be performed on a pilot scale, utilizing a plug-flow reactor followed by a separate purge vessel, since it was concluded that it is the methanol purge that destroys the catalyst. Also, it should be noted that the desired end form of the polymer is pellets. This has not yet been achieved by the process currently laid out. The cost would increase because of the additional equipment associated with this portion of the process. 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