Richard III Legacy Project What is the Legacy Project? The project has been set up by the KRIII Project Board to ensure that all the important documentation created from the discovery of the remains in 2012 to the reburial activities is preserved for future generations. It is exciting to think that the work done in the 21 st century will still be available and talked about in hundreds of years – as King Richard still is! Where will the archive be stored? The KRIII Project archive will be held in secure and environmentally controlled conditions at the Record Office for Leicestershire, Leicester and Rutland based in Wigston Magna. This is the archive service covering both counties and the city and holds thousands of records dating from long before King Richard’s time to the present day. The archivists there will be collecting, cataloguing and storing the material for future generations. Will the archive be publicly accessible? No – the archive will not be immediately accessible to the public. Some parts of the work which are already in the public domain such as the Orders of Service, invitations and press cuttings will be available to view. Most material will still be sensitive and confidential including procurement and financial records, contracts, event plans and correspondence (including emails). There will be no public access to much of this information and some records will remain closed for many years in order to protect the confidentiality of the individuals and organisations involved. If the material can’t be viewed why is it being kept? We are asked this a lot. In order to provide future generations with a full record, the material transferred to the archive should be as complete as possible. This does not mean everything will be publicly available immediately. However, if it is not preserved in the first place, it cannot be recreated at a later date, especially once the Project Board is disbanded and individuals move on. The Richard III archive is an important part of the heritage of the city and county as well as being of national and international interest. How will requests for information be handled? We will make agreements with the different organisations and individuals; however, we would expect most requests to be handled as part of our normal work at the Record Office. We will process requests made under the Freedom of Information Act 2000 and other relevant legislation; however, various exemptions will apply to most of the information, for example, it would not be lawful to disclose information damaging to a company’s commercial interests. See our separate factsheet on archival material and legislation. We are always happy to discuss particular concerns and ensure that all parties are satisfied with arrangements before material is transferred. Jenny Moran, Senior Archivist (Access and Information) Record Office for Leicestershire, Leicester and Rutland Jenny.moran@leics.gov.uk 0116 2571080 Records Management of Richard III Project Board Records What is Records Management? In the archival administration sense records and information management refers to the process by which we deal with records that are no longer in current use but need to be kept for statutory or other purposes. They are not necessarily archives as they may not be selected for permanent preservation. However, they could be required as an evidence base, for example, if decisions were challenged or financial matters investigated. The Role of the Project Board The Board need to consider how they want to identify and handle this material. It may be that most or all financial records are held discretely and that certain files (e.g. on procurement) can be identified at an early stage. Material that is private (i.e. not integral to the work of the Board) should be privately deposited by the individual. This will highlight it as separate to the official records and give greater protection from disclosure under access laws. NB: this is not a way to evade legal responsibilities – it only applies to genuinely privately created material such as photographs taken by an individual in their private capacity or their own personal property such as a diary. In addition to identifying material, there will also be the question of how to respond to requests relating to it. These may be Freedom of Information requests from anyone, or could be investigations relating to the running of the project. Once the Project board has been disbanded it will no longer be possible to consult its members and this problem will become magnified as time goes on and relevant people cannot be contacted. The Role of the Records Office The Record Office is competent to advise on modern records material as part of our usual appraisal of the material. Robin Jenkins managed the modern records service in the County Council until a recent restructure and Jenny Moran has extensive modern records experience in Leicestershire and Northamptonshire local authorities. We are also able to respond to general enquiries at the direction of the Project Board members and can advise on information which may be liable to disclosure under Freedom of Information Laws. We are also able to advise on relevant exemptions within the legislation. Recommendations: The Record Office staff work with Board members to identify the material that may fall into this category. Review and closure periods can then be set. Robin and Jenny work on agreements with Project Board members and organisations about consultation and disclosure. The default action where an information request has been received and the relevant Board member cannot be contacted is that the request is dealt with under Leicestershire County Council’s policies and procedures. After ten years (or at a set review date) all the material can be reappraised and added to the archive where appropriate. Jenny Moran and Robin Jenkins Senior Archivists, Record Office for Leicestershire, Leicester and Rutland April 2015 Richard III Legacy Project Information of Archival Value In order to provide future generations with a full record, the material transferred to the archive should be as complete as possible. This does not mean everything will be publicly available immediately. Some records will remain closed to general inspection for many years in order to protect the confidentiality of the individuals and organisations involved. This is a brief guide to help project board members evaluate the information produced. It is not intended to be exhaustive and will only cover the main types of records. Further guidance will be available from the Record Office at any time. Starting the Project Documentation from the beginning of the project - such as its suggested outline. Where did the idea for the project come from? Lists of board members and stakeholders. Formulation of the project board Project planning documents such as scoping records, charts and budgetary information The Project in Operation Agendas and minutes Associated reports Financial records Other meeting records e.g. with external contractors or stakeholders Official correspondence (hardcopy and via email) with the project Communications relating to project decisions and discussions between board members Project Outcomes Planning for memorial and tomb in cathedral Planning for the visitors' centre Other proposals and suggestions for commemoration and exploitation of the discovery of the remains Plans for public ceremonies Records relating to events e.g. plans, guest lists, invitations, menus Outreach and Publicity Press releases and articles Photographs Press and media coverage Social media contributions Public feedback and opinion End of Project Documentation relating to winding up of the project Final decisions and outstanding issues Evaluation information and more informal expressions of opinion from board members and stakeholders Richard III Legacy Project Access Legislation For the legacy project to be a success the archive must be as complete as possible. Richard III has been a fascinating figure for over 500 years and it is exciting to think that in decades to come the work of the project board will be an important resource, permitting historians and members of the public to consider how the 21st century commemorated the discovery of the remains of England's most controversial monarch. There are three main pieces of legislation which apply to the information produced by the project. The Freedom of Information Act 2000 (FOI) and the Environmental Information Regulations 2004 (EIR) apply to public authorities such as central and local government, universities and many other organisations performing public services. These laws cover most types of information. The Data Protection Act 1998 covers personal data (information relating to living individuals) and applies to most organisations holding such information. The records to be accumulated by the project will probably fall within one of these categories, so careful thought must be given to questions of public access and disclosure before information is transferred to the Record Office. There are various exemptions and exceptions to disclosure of some information which will protect the project and its stakeholders from the adverse consequences of disclosure of the inappropriate disclosure of information. Generally available records Information already in the public domain, such as published articles, social media output and press releases cannot be confidential and so should be freely available. Similarly, the normal business of the project, such as signed or agreed minutes, planning records and some reports should have the presumption of openness. Closed or restricted records On occasion the board may have had access to information which it feels should not yet be made public. These cases must be flagged up with the record office as soon as possible, so a suitable closure period can be set. Some information, such as designs for the memorial or the visitors centre, may be commercially sensitive and, therefore, not made generally available. The most controversial information is likely to relate to the decision making process and exchanges of opinion between board members, or between the project staff and members of the public. Access legislation contains strong protection for individuals expressing private opinions and public servants discussing the pros and cons of different courses of action. Access should be considered carefully and the Record Office asked to ensure that material is restricted or redacted so that individuals involved are not identified inappropriately. Record Office staff can advise on appropriate courses of action. Robin Jenkins and Jenny Moran Senior Archivists