Comprehensive Exams/Dr. Roxanne Parrott Nan Yu/March 10, 2008 Discuss theoretical approaches to the concept of message framing. Include a discussion of the key constructs, predictions, and findings for 1) media framing and framing analysis, and 2) prospect theory (loss and gain frames). Place particular emphasis on the predictions and findings related to health. The term “framing” can have different meanings toward scholars in communications. For those who concern about how public issues are conceptualized in the media, framing means the representation and interpretation of public events in the news or other media outlets. For those who concern about how tailored messages can influence people’s attitudes or behaviors, framing means one type of systematically persuasive effect of messages or appeals. In the following discussion, I will first review the applications of media framing in the research related to health issues. Then, I will continue the discussion and emphasize on the theory of message framing, an approach that has been central to the strategic health communication research. 1) Media framing and framing analysis Media Framing In a broad sense, frames are ways people organize their understandings and make sense about the social world (Pan & Kosicki, 1993; Reese, 2003). Rooted in a social constructionist perspective, frames can be understood as “organizing principles that are socially shared and persistent over time, that work symbolically to meaningfully structure the social world ”(Reese, 2003, p.11). In other 1 words, studies of media framing provide the socially recognized interpretation of public issues and allow the whole society to understand the social reality based on these frames. From this perspective, framing analysis primarily refers to the approach to understand how different social actors collectively produce these organized ideas that make sense of the world (Gamson & Moligliani, 1987). News media has been the focus of framing studies given that they consistently provide flow of information to the mass audience about a variety of issues and events. Over the past several decades, scholars have been trying to find out how media uniquely (or universally) interpret social issues and events through the use of symbolic devices, such as metaphors, exemplars, visuals, repeated words, quotes, emotional appeals, or themes (Gamson & Modigliani, 1989). The significance of these researches lies in a sense that the choices of languages by the media may serve as a basis for the general understanding of the public issues. Following this approach, scholars emphasize on how frames manifest themselves in the text (Entman, 1993). Through framing studies of the media content, scholars can investigate the patterns in the way issues are presented and discussed in the news or other media content. Furthermore, by examining these patterns, scholars discover what Gamson and Modigliani (1989) referred to as “interpretive packages (p. 2).” Studies of understanding and identifying media frames (interpretive packages) have normally focused on the salience and media selection of certain frames by looking at what was included and what was left out, or by look at what was emphasized or de-emphasized (Entman, 1993; Reese, 2003). Entman (1993) continued to argue that this selective interpretation of societal events is to “promote a particular problem definition, 2 causal interpretation, moral evaluation and/or treatment recommendation (p. 52).” Another root of media framing studies originates from cognitive science. The researchers from this approach emphasize at specific effects of frames on audience (e.g. Iyengar, 1991). For example, Iyengar (1991) proposed that news stories could be either “episodic” or “thematic.” Episodic frames emphasize on specific cases or events, whereas thematic frames concentrate on general and background information of the issue. The author stated that episodic frames might inhibit the understanding about the whole issue and could reduce the chance alleviate related problems (Iyengar, 1991). Health issues constantly come into sight in the public debates and media coverage. Media frames are considered as an important way that media reflect and interact with the public’s understanding of a health issue (Menashe & Siegel, 1998). Understanding how an issue is framed in the mass media provides a basis for understanding how the public perceives an issue, or at least what type of sense-making interpretation may have impacts on public perceptions of the health issue (Menashe & Siegel, 1998). In the following discussion, I will review some of the studies in most recent literature pertaining to the framing of a variety of health problems and issues in the media. Framing cancer Cancer has been central to the studies pertaining to the coverage of health issues in the media. For example, Andsager and Powers (2001) discovered that U.S. women’s magazines emphasized on frames such as coping strategies, personal examples and risk factors. In addition, the angels of the reports highlighted the needs of women. In addition, Jennifer (2007) discovered five major frames used in cervical cancer stories in U.S. popular women’s magazines. The frames the author revealed were 3 consciousness-raising, confusion in abnormality, controversy, innovation/medicalization, and differences across identities. However, the study found the coverage of interventions was little in the magazines. Some scholars emphasized on investigating the frames that indicate consequences of cancer. For example, Jae-Hwa and Glen (2006) suggested that the coverage of cancer concentrated more on individual burdens (e.g. physical, psychological, social, economic and medical costs of cancers on individuals) rather than social burdens (e.g. economical, environmental and policy-related costs). Brown et al. (2001) investigated how the causes of breast cancer were covered in daily newspapers, newsweeklies, science periodicals, and women’s magazines in the U.S. The authors revealed that coverage didn’t emphasize on possible environmental causation, or corporate and governmental responsibility to the increasing of the disease. Most the coverage emphasized on individual responsibility for diet, age at birth of first child, other personal behaviors, and genetic causation. In general, the reports in the print media made the personal responsibility of preventing the disease more salient in the coverage and de-emphasized the influences of external forces. Framing smoking Smoking was another major health problem that has attracted attention from media scholars. For instance, Menashe and Siegel (1998) did an extensive examination of the frames in The New York Times and The Washington Post from 1985 to 1996. They discovered that frames that were used to support more controls over tobacco industry included deceit/manipulate (e.g. smoking ads convincing people that tobacco is harmless), nonsmokers’ right (e.g. second-hand smoking), smoking kids, and smoking as a killer. Frames that support the tobacco industry emphasized on positive economic force, 4 morality (e.g. smoking is not morally wrong), and free speech/legal products (e.g. tobacco ads are legal). The authors further argued that the competition of these frames in the media invoked a public debated over the tobacco issues. Durrant, Wakefield, McLeod, Clegg-Smith and Chapman (2003) suggested that the most frequent themes related to smoking issues in national and State capital city Australian newspapers were second-hand smoking, education, prevention, and cessation programs and services. The authors also stated that a majority of the coverage showed positive attitudes towards (i.e. over 60 percent) tobacco control. Long, Slater and Lysengen (2006) found an opposite pattern among the U.S. media. After examining the daily newspapers, local and TV newscast, and national news magazines, they discovered that there was little coverage on the negative effects of smoking toward health. Therefore, the media didn’t provide a rationale for tobacco control. In addition, there was little coverage of smoking issues on TVs, but more on the newspapers. Framing STDs or HIV/AIDS The framing of HIV/AIDS and sexually transmitted diseases (STDs) were constantly investigated by communication scholars over the past several decades. One of the recent pieces from Davidson and Wallack (2004) found that U.S. national newspapers in general lacked detailed coverage of STDs (including HIV/AIDS). More specifically, only fewer than 20 percent of the stories mentioned the STDs’ cause, transmission, preventions, treatment and symptoms. The authors also discovered that the news reports of STDs failed to reveal the consequences of sexual behaviors. The authors suggested that the information in the print media about STDs was not accurate or detailed enough and could create confusion about the STDs 5 (Davidson & Wallack, 2004). Rogers, Dearing and Chang (1991) provided one of the early evidence on the coverage of HIV/AIDS in the U.S. news media. They found that the news stories about government actions for anti-AIDS and those reporting scientific findings about AIDS were the dominant themes in six of the major mass media outlets in the United States during 1980s. However, Brodie, Hamel, Brady, Kates & Altman (2004) found the leading frames were HIV prevention and transmission in a variety of U.S. media outlets. Some researchers focused on how HIV/AIDS was covered in the media targeting on specific ethnic groups. For example, Krishnan, Durrah and Winkler (1997) investigated the coverage of HIV/AIDS in magazines targeting on African Americans. They discovered that most of the stories emphasized on definitions, trends, prevention and education of HIV/AIDS and paid less attention to the development of treatments and new scientific findings related to HIV/AIDS. Also, the people with HIV/AIDS were depicted as “emphatic and pessimistic (p.285).” The studies pertaining the framing of HIV/AIDS even went beyond the U.S. media and included media outlets in foreign countries such as China, Africa, Malaysia, Portugal, Spain and Brazil (e.g. Wu, 2006; Pratt, Ha, & Pratt, 2002; Lim, 1995; Traquina, 2004). For example, Wu (2006) discovered the different patterns of HIV/AIDS coverage in the wire stories from news agencies of China (i.e. Xinhua) and U.S. (i.e. AP). The study revealed that for a long time, AP’s reports concentrated on anti-government frames such as dishonesty/oppression, human rights abuser, and the incompetent, whereas Xinhua emphasized on pro-government frames such as the defense, the progress, and the ambivalence/ambiguity. 6 Hoffman-Goetz, Friedman, and Clarke (2005) examined the coverage of HIV/AIDS in Canada. They revealed that media portrayed the risk factors of getting infected with HIV/AIDS emphasized more on unprotected sexual intercourse, and much less on sharing needles for drug uses, blood transfusions, and mother-to-baby transmissions. Prostitutes, homosexual men, sex sexual abuse victims, prisoners, and women were portrayed as at-risk groups in the coverage (Hoffman-Goetz, Friedman, & Clarke, 2005). Framing new diseases Scholars also paid lots of attention to the newly emerged diseases or health risks such as avian influenza or severe acute respiratory syndrome (SARS). For example, Dudo, Dahlstorm and Brossard (2007) examined the coverage of avian influenza in the U.S. newspapers. They found out that the coverage of avian influenza was dominated by episodic frames and sensationalism (e.g. emphasized on worst-case scenarios and emotionally-charged languages). However, the coverage failed to present information that could promote self-efficacy (e.g. how to avoid or treat the bird flu). In another study, Wallis and Nerlich (2005) found out that the UK press framed SARS as a killer and a plague. Chiang and Duan (2007) also investigated the conceptual metaphors used for reporting SARS by looking at two newspapers in Taiwan and one newspaper in mainland China. They found that SARS was portrayed as a natural disaster, a war, and a political issue rather than medical discourse. Summary In sum, studies of media framing related to health issues primarily followed the social constructionist perspective, in which scholars tried to examine what information was selected by media and made salient. Scholars often used either qualitative or quantitative analysis to investigate whether certain frames or themes were 7 highlighted and stressed over time. In addition, the research of media framing related to public health issues suggested that media frames were not static; they could change, evolve, and shift over time (Menashe & Siegel 1998; Roger & Dearing, 1991). Furthermore, the framing studies of health issues suggested that the frames used to illustrate specific health issues might be different in various countries and cultures or toward different ethnic groups (Wu, 2006; Traquina, 2004). All of the research summarized above, along with other important research associated with the media framing of health issues, suggest that mass media have served as one of the important channels for the public to understand how diseases or health problems are caused, transmitted, cured or how the medical treatment to illness has developed (Dearing & Rogers, 1992). The significant and important educational role of mass media in publicizing the knowledge of health and health problems cannot be neglected and should be stressed. However, the role of mass media can have opposite impacts when the coverage of health is biased, unbalanced, stigmatized, or containing misleading and confusing depictions of the health issues (Davidson & Wallack, 2004; Jennifer, 2007). Parrott, Efbert, Anderton and Sefcovic (2002) noted that “too often, health messages intended to arouse fear fail to include message components to address self-efficacy (p.64).” In other words, messages can educate people about the facts of a disease but fail to inform people how to deal with it. Since the idea of solely relying on the coverage of health issues via mass media may not be completely reliable, health scholars and professionals started to give high hopes on the strategic health communication campaigns for decades. They expect that the strategically designed health messages can promote preventions or controls of diseases or 8 illness (Parrott, et al., 2002). In the following discussion, I will review the key studies related to message framing theory, which has attracted substantial attention from health communication scholars. 2) Prospect theory and message framing From a psychological perspective, many scholars have contributed their efforts in investigate particular types of messages that may maximize the persuasive effects of health information (for a review, see Rothman, Bartels, Wlaschin, & Salovey, 2006). Message framing theory, developed from the perspective of prospect theory, has been central to this line of research. Prospect theory The framing postulate of prospect theory has been used as a steer for many studies regarding the persuasive messages and how they may facilitate an initiation of a healthy behavior or a maintaining of a current healthy behavior. Prospect theory suggests that people’s behavioral types are sensitive to how message is framed. More specifically, people tend to avoid risks when potential gains or benefits are salient, but tend to take risks when potential losses or costs are salient (Tversky & Kahneman, 1981). According to prospect theory, people can be either risk-averse or risk-seeking depending on how their behavioral preferences are motivated. If a message emphasizes the potential benefits or good outcomes of a particular behavior, people’s inclination to avoid risks will be motivated. If a message emphasizes the potential losses and negative consequences of a particular behavior, people’s willingness to take risks will be motivated (for a review, see Rothman, et al., 2006; Salovey, Schneider, & Apanovitch, 9 2002). Message framing and health behavioral types The theoretical framework constructed by prospect theory allows researchers on message framing to predict a message’s persuasive impact on people’s behavioral decisions. Traditionally, the concept of “risk” in prospect theory has been operationalized as “uncertainty” and Rothman et al. (2006) extend this approach in the domain of health. Behaviors with uncertain outcomes are likely to be perceived as risky, as opposed to behaviors with known or expected outcomes. In the health context, such uncertain outcome behaviors are associated with disease detection, whereas certain outcome behaviors are associated with prevention. Within this framework, therefore, gain-framed messages are expected to be more effective when promoting prevention behaviors and loss-framed messages will be more effective when promoting detection behaviors. Detection behaviors involve a potential risk of discovering a health problem. For example, making a decision to have a mammography or HIV-test could be a risky decision; the result might not be pleasant. In this scenario, loss frames would be more effective in motivating (risk seeking) detection behaviors. Prevention behaviors involve reducing the risk of getting ill or maintaining current health conditions. For example, making the decision to use a condom could prevent or reduce the risk of getting infected with sexually transmitted diseases. In this scenario, gain frames would be more effective in promoting the use of prevention behaviors (e.g. to use a condom during sex intercourse) (Rothman et al., 2006). A series of empirical studies have shown that loss frames are more effective than gain frames in promoting detection behaviors such as mammography (Banks, et al., 1995), 10 breast self-examination (BSE) (Meyerowitz & Chaiken, 1987), skin cancer examinations (Block & Keller, 1995, Salovey, Pronin, Rothman, Zullo, & Leffell, 2001), HIV-testing (Kalichman & Coley, 1995), use of plaque-detecting disclosing rinse (Rothman, et al.,1999), and blood-cholesterol screening (Maheswaran & Meyers-Levy, 1990). However, the framing effect of loss frames on detection behaviors could be moderated by factors such as family history (Finney & Iannotii, 2002), race or income (Schneider, et al. 2001, Consedine, Horton, Magai, & Kukafka, 2007), the certainty of the outcome (Apanovitch, McCarthy, & Salovey, 2003), and perceived risks (Meyerowitz, Wilson, & Chaiken, 1991). The advantages of gain frames in promoting preventive behaviors have been supported by studies of framing effects across several domains, such as the use of sunscreen to prevent skin cancer (Detweiler et al., 1999; Rothman, et al., 1993), the use of condoms (Kiene, Barta, Zelenski, & Cothran, 2005), and smoking cessation (Wong & McMurray, 2002). The persuasive impact of gain frames could also be moderated by cultural characteristics of uncertainty avoidance (Reardon, et al., 2006), and gender or issue involvement (Kiene, et al., 2005). Some research suggested that message framing theory can go beyond the operationalization of loss and gain frames. Gain frames can either emphasize on the benefits of attaining a desirable outcome or avoiding an undesirable outcome. Loss frames can either focus on the cost of accomplishing an undesirable outcome or the failure to achieve a desirable outcome (Brendl, Higgins, & Lemm, 1995; Detweiler et al., 1999). However, studies have revealed that no significantly difference was detected between the two types of gain frames or between the two types of loss frames in terms of 11 their effectiveness in the same context (Detweiler, et al., 1999). Although a number of studies have provided fruitful evidence that gain- or loss frames would effectively motivate people to either take actions to avoid risks or to seek risks, some research has found no such effects at all (Lauver & Rubin,1990; Lalor & Hailey, 1990). Rothman et al. (2006) stated that the mechanism through which loss- and gain frames function was still unclear. Moderating the effects of message framing In this section, I will concentrate on reviewing several studies that demonstrating the interaction effects between message framing and other factors (e.g. other message frames, cultural variables, etc.), hoping these studies could lighten the next steps of testing message framing theories and lead to a better understanding of the theory. The role of ethnicity Schneider et al. (2001) suggested that whether messages containing elements targeting on a specific ethnic group or not (e.g. targeting solely on Latina vs. targeting on African American, Latina, and White) could interact with loss-gain frames. They discovered that videotapes with loss-framed messages and targeting on multicultural groups were the most persuasive. The main effect of message framing was not significant when the factor of ethnic orientation was introduced into the message. This study implied that people’s ethnicity could play a role in moderating the message framing effect. The role of issue involvement Rothman et al. (1993) explored the role of issue involvement in moderating the effects of loss-gain frames. They revealed that for the health issue like skin examinations to detect skin cancer, women showed more concerns and thus more involved. Therefore, females and males in this context represented high 12 versus low involvement toward the issue. The study found that loss-framed messages were more persuasive to women (i.e. high involvement), whereas gain-framed messages were more persuasive to men (i.e. low involvement). The authors further argued that the loss frames with detection behaviors were more effective for people that were highly involved in the issue. The role of regulatory focus Individuals can be either prevention focused (i.e. want to feel safe and secure) or promotion focused (i.e. want to feel fulfilled and accomplished) (Higgins, 1998). This factor is often denoted as regulatory focus and considered as a personality factor. Apanovitch, McCarthy and Salovey (2002) suggested that this distinction in personality (i.e. prevention-focused vs. promotion-focused) could moderate the effect of message framing. More specifically, the authors found the messages stressing on the benefits (gain frames) of HIV testing were more effective to women who wanted to seek for desirable outcomes in life (promotion-focused) than to those who wanted avoid undesirable outcomes in life (prevention-focused). In addition, the authors discovered that the prevention/detection distinction could be shifted depending on how people construed the goals of the behavior. For example, HIV testing is generally considered as an early detection behavior and loss frames should be more effective if following the predictions of message framing theory. However, this study found the opposite pattern – the gain frames were more persuasive. The rationale for this finding was that the female participants indicated that they wanted to take the HIV testing so as to prevent their partners from getting the disease. In this context, the HIV testing was not construed as an early detection behavior, but more as a preventive behavior. Therefore, this finding was still consistent with the basic gain prevention/loss 13 detection hypothesis of message framing theory, which predicts that gain frames should be more effective for activating prevention behaviors (Apanovitch, McCarthy, & Salovey, 2002). The role of mood Wegener, Petty, and Klein (1994) indicated that pre-existing mood would moderate the effect of message framing. More specifically, gain-framed messages were more effective for people with happy moods, whereas loss-framed messages were more persuasive for people with sad moods. However, the researchers called for more studies to better understanding the interactions between mood or affect and message framing. The role of self-efficacy Block and Keller (1995) conducted two studies to investigate the relationships between perceived efficacy and depth of processing, as well as perceived efficacy and message framing on the issue of skin cancer. They revealed that low-efficacy conditions motivate more in-depth processing. In addition, the study showed that negative frames are more persuasive than positive frames when in-depth processing occurred. In contrast, when efficacy was high, the valences of the message frames was less effective because individuals performed less processing for messages with more certain behaviors. The role of family history Finney and Iannotti (2002) conducted a study in a natural environment in which they tested the interaction effects between message framing and family history. They sent letters of mammography to 929 randomly selected women with having either a positive or negative family history of breast cancer. Each of the women received one of the three letters with different frames (gain frames, loss frames, or a neutral-valence letter). The authors discovered that the neutral letter was the most 14 persuasive among the three especially for women with a positive family history after two months of the message exposure. In addition, the framed letters (no matter gain- or loss framed), actually decreased the compliance of mammography (Finney & Iannotti, 2002). This study provided an example of how the message framing theory can be tested in a more real and natural surroundings and investigated the role of family history in moderating the message framing effect. The role of cultural factors Reardon, et al. (2006) conducted an experiment in nine culturally different countries with a sample of over 2000 students. They found that cultural factors (e.g. uncertainty avoidance: a society’s tolerance for uncertainty and ambiguity) could moderate the effects of message framing. More specifically, they suggested that loss-framed messages about the issue of anti-smoking were more persuasive to young kids with high uncertainty avoidance than gain-framed messages. The role of exemplars Cox and Cox (2001) extended the investigation of the effects of exemplars (anecdotes) by conducting a 2 (anecdotes versus statistics) X 2 (loss versus gain) experimental study in the context of a health detection issue—the use of mammography. The findings revealed that a loss-framed anecdotal message appeal is more effective in promoting the likelihood of performing a mammogram than a gain-framed anecdotal message appeal. In addition, the study demonstrated that people that were exposed to the gain-anecdotal message appeal showed significantly less susceptibility toward breast cancer and more positive emotions. Those who were exposed to the loss-framed anecdotal message appeal demonstrated more negative emotions, such as fear. This study is the only, or one of very few, which has investigated the combined effects of exemplar-statistics and loss-gain message frames. 15 The role of temporal frames Chandran and Menon (2004) tested the interaction effect of temporal frames and the outcome valence on the issue of heart disease. When the outcome was framed negatively (e.g. lots of people succumb to heart disease) and it happened every day, people demonstrated a higher perceived risk and severity toward heart disease. They also become more anxious, thought the designed messages as more persuasive, and more inclined to participate in educational and preventive behaviors. Reverse patterns were discovered when the message framed positively (e.g. lost of people avert heart disease) and occurred every year. This study is the only, or one of very few, which has investigated the combined effects of time frames and loss-gain message frames. Summary A substantial amount of research have revealed that the gain-framed messages would be more effective in promoting prevention behaviors, whereas loss-framed messages would be more effective in promoting detection behaviors (for a review, see Rothman et al., 2006). This gain prevention/loss detection hypothesis of message framing theory is rooted in the prospect theory in which the salience of gain or loss of an issue will influence the decisions of how to cope with the risk – either to avoid or seek for risks (Rothman et al., 2006). In addition, the gain frames might be operationalized as either to achieve desirable outcomes or avoid undesirable consequence of a health problem, whereas the loss frames could be operationalized as either to attain undesirable consequences or fail to achieve desirable outcomes. Studies have shown that the two different sets of operationalization could yield similar effects (Detweiler, et al., 1999). Although there were ample evidence demonstrating the compelling main effects 16 of loss- or gain frames in activating certain health behaviors, a variety of factors would interact these effects, such as regulatory focus (Apanovitch, McCarthy and Salovey, 2002), uncertain avoidance (Reardon, et al., 2006), family history (Finney & Iannotti, 2002), issue involvement (Rothman et al.,1993), mood (Wegener, Petty, & Klein, 1994), or self-efficacy (Block & Keller, 1995). The effect of message framing would also be influenced when loss- and gain frames were combined with other types of frames, such as time frames (Chandran & Menon, 2004), ethnic orientation in the message (Schneider et al., 2001), and statistics - and anecdotes frames (Cox and Cox, 2001). These studies enriched the understanding of how the effect of message framing in a way that loss- or gain frames would function differently among people with different personalities or family background, or within people who were engaged in different moods or had various levels of involvement with the health issue. These studies also extended the loss-gain-frame scope and examined the effects of frame combinations within the same message. 3) Ending notes In sum, the media framing studies pertaining to health issues provided a basic overview of how mass media construct a societal understanding of certain illness and diseases. Studies that followed this perspective revealed a diverse pool of frames that were existing in the mass media. Most these studies showed that journalists did a poor job in disseminating the accurate or complete information about health issues. One of the major criticisms was that mass media could successfully raise the salience or fears toward a health problem but often failed to provide proper intervention strategies or address the 17 ways to combat the illness in the coverage (Parrott, et al, 2002). In another scenario, scholars try to investigate the persuasive effects of the messages that have been strategically designed and targeted on particular types of health behaviors. The effects of gain- and loss- framed messages have attracted significant amount of attention from scholars. In general, they suggested that the emphasis of gains or losses in the message could have impacts on health decisions or behaviors in certain circumstances. 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