Grammatical Functions and Categories 15 Part 2: Verbs: Their forms and types 2. Verbs as a word class 2.O. Identifying verbs as a word class: Overview of defining properties 2.O.1. Defining criteria for the identification of verbs as a word class How can we identify verbs in the passages that follow? What criteria do we have at our disposal in the process of determining which of the words in them belong to this word class? (1) a. The Roman republic was beginning to break down in the years after Marius's victories over the German barbarians. Caesar joined forces with Pompey, the popular general who had defeated Mithridates of Pontus, and with Crassus, one of the richest men in Rome - who would have given most of his wealth to have enjoyed some real affection from the people. The career of Caesar amply testifies to this seemingly exaggerated combination of virtues and characteristics. b. The sky over London was glorious, ochre and madder, as though a dozen tropic suns were simultaneously setting round the horizon; everywhere the searchlights clustered and hovered; then swept apart; here and there pitchy clouds drifted and billowed; now and then a huge flash momentarily froze the serene fireside glow. c. The last time the oil companies felt the heat because of British policy was during the reign of General Obasanjo, angry at Britain’s failure to force its defiant ex-colony Rhodesia, now Zimbabwe, towards majority rule. 2.O.1.1. The semantic (or notional) criterion First of all, there is the traditional semantic or notional criterion which tells us that verbs denote events (such as actions and processes) and states. But how reliable is this criterion? It does not take long to realize that other word classes can denote these as well. A handful of examples from the passages above will suffice to drive this point home. While adjectives like glorious, ochre, etc. in (1) a. above can be said to denote qualities proper, angry in (1) c. certainly denotes a state. A noun like heat also denotes a 16 Part 2: Verbs: Their forms and types state. Further, nouns (which may but need not be derived from verbs) may also denote events, i.e. actions or processes, e.g. victory, reign, failure, flash, glow. For example, in the sentence: His victory in the competition was loudly celebrated, both victory and competition semantically refer to events, yet they are linguistically encoded as nouns. It appears that this criterion is not sufficient to identify verbs as a word class and that it needs to be combined with some other criterion or a cluster of criteria. However, this broad semantic division into verbs denoting events and verbs denoting states seems to be universally valid, and is, in fact, extremely important in the grammatical description of English verbs, as will become clearer in Part 3 of the present volume where we discuss aspectual oppositions. Verbs denoting events (actions and processes) are said to be DYNAMIC, those denoting states are STATIVE. More precisely, we should say that verbs can be used in a dynamic or a stative way. It is true that most verbs are inherently dynamic and just a small set of verbs are inherently stative, but there is a third set which cannot be claimed to be inherently either dynamic or stative. They can be used either way, with or without certain shifts in meaning. A set of criteria that may be used to test whether a verb is used dynamically or statively is discussed in some detail in Chapter 5, together with a subclassification of verbs based on this distinction. 2.O.1.2. Morphological (or formal) criterion A definition of verbs may be attempted on a purely formal basis. This means that we could check all the forms assumed to be verbs for the range of morphological processes that they may undergo or have undergone. This morphological check-up can proceed in two directions (with respect to derivational or word formation processes and with respect to inflectional processes), both involving several steps. Morphological classification of verbs with respect to word formation structure According to their derivational (word formation) structure verbs can be: 1. Single-word verbs 2. Multi-word verbs The former group comprises verbs that can be derivationally simple or complex, the latter is by necessity comprised of complex units. This general division is not very useful in practical terms, when it comes to determining whether a given form is a verb or not. What is more, there are grave difficulties in determining the exact status of multi-word units, i.e. to which particular subtype they belong, provided we can establish that they are verbs at all, since there are various multi-word combinations involving not only verbs and particles but also adjective phrases and noun phrases, which makes them look rather like phrases, i.e. units at a next higher level of analysis, or like idioms. Grammatical Functions and Categories 17 Single-word verbs Single-word verbs can consist of just one lexical morpheme or be some combination of two or more lexical morphemes. In the former case, they are said to be simple verbs, like: (2) be, fly, ride, like, come, write, jump, force, wash, etc. Native English verbs and borrowed verbs of foreign origin that appear to consist of more than one lexical morpheme, like become and decide, respectively, count as simple verbs because they cannot be analyzed into smaller meaningful units that have morphemic status in the present-day English language (they can be treated as complex only from a historical, i.e. diachronic, and etymological point of view). Note that word formationally simple single-word verbs are in fact morphologically complex when furnished with some inflectional, i.e. grammatical morphemes: (3) a. fly – flie.s, fly.ing b. jump – jump.s, jump.ed, jump.ing Depending on the type of lexical morphemes involved, morphologically complex single-word verbs can be: 1. compound-like verbs 2. affixations Compound-like verbs involve two lexical morphemes. There are very few compound verbs proper in English that consist of two verbal elements. Cf.: (4) typewrite, test-market, freeze-dry Note that some sequences of two verbs are in fact nouns or adjectives: (5) a. make-believe (story) b. pass-fail (test), go-go (dancer), stop-go (economics) More frequent are combinations of verbs with particles as first elements exemplified in: (6) overachieve, overeducate, outperform Verbs such as: 18 Part 2: Verbs: Their forms and types (7) blackmail, block-bust, baby-sit, breast-feed, browbeat, carbon-date, day-dream, deep-freeze, ghost-write, head-hunt, proof-read, spoon-feed at first blush appear to be compound verbs with a noun or adjective as the first element, followed by a verb. However, most of these are results of the word formation process called back formation, whereby a more complex form, in this case a noun furnished with some suffix (e.g. baby-sitter), is converted to the word class of verbs, which is accompanied by the disappearance of the suffix that marks the source word as a noun. Verbs formed by affixation can be prefixations or suffixations, depending on the position of the affix relative to the word that functions as the base. The base itself may be a derived word formed by one of the word formation processes. Suffixation may be word class maintaining or word class changing. In the former case, the base to which a verb-forming suffix is added and the resulting word belong to the same word class, in the latter, the base and the resulting word belong to different word classes. It so happens that all verb forming suffixes in English are word class changing, i.e. the base is a word from some other word class, most commonly a noun or an adjective. These suffixes that have causative or inchoative meaning (‘make/cause to be such as base’ or ‘become such as the base’) tend to be distinctively verbalizing in that they do not appear to be involved in the formation of words other than verbs (although they may have the same form as some other suffixes with different meaning and different combinatory potential). The most important verb forming suffixes in English are: (8) -ate [eΙt], -en, -ify/-fy, -ize/-ise (Note: AmE / BrE) (9) a. b. c. d. hyphenate, orchestrate, capacitate, fractionate; activate, domesticate deafen, sadden, blacken, widen, quicken, ripen amplify, diversify, electrify, intensify, beautify, codify brutalize, hospitalize, ionize, legalize, modernize, nationalize, normalize, popularize, symbolize, terrorize, unionize, Prefixes are normally word-class maintaining. Verb-forming prefixes in English may, however, combine not only with verbal bases, but with non-verbal ones as well. They may also appear with nouns and adjectives without change of word-class. The most common verb-forming prefixes are: (10) be-, de-, dis-, em-/en-, inter-, mis-, pre-, re-, un- What is the semantic contribution of these prefixes? Consider the following examples: (11) a. b. c. d. e. befuddle, belie, belittle, besmear, bespeak dehumanize, dethrone, decentralize, devalue disappear, disburden, discontinue, disown embitter, enkindle, empower, enslave, encage interact, interconnect, interrelate Grammatical Functions and Categories f. g. h. i. 19 misbehave, misinform, misfire, misunderstand preconceive, predetermine, prefabricate reconstruct, re-elect, refuel, refresh, renew unbalance, undo, undress, unsaddle In which of the above words are the prefixes word class changing? Multi-word verbs The most important classes of multi-word verbs in English are combinations of verbs with particles (which may be a preposition or an adverb). There are hundreds of such verbs. They come in three main subtypes, illustrated in (12) below: 1. phrasal verbs 2. prepositional verbs 3. phrasal-prepositional verbs (12) a. bring about, call off, look up, take off b. rely on, call on, hear of, listen to, refer to c. put up with, do away with, look forward to Phrasal verbs are single verb lexemes in spite of their leaving the impression that we are dealing with two words. This is a single meaningful unit consisting of at least two morphemes, which incidentally may be written as two orthographic words - the basic verb and the particle. Three observations are worth pointing out briefly here. First, the meaning of many such combinations is hardly predictable from the meanings of the basic verb and of the particle, respectively. In other words, the meaning of such verbs is often idiomatic, e.g. bring up, fall out. Secondly, a single combination often has more than one meaning and use. This means, for non-native speakers, that multi word verbs have to be drilled and largely learned by heart. Finally, phrasal verbs, on the surface of it, look like prepositional verbs since many particles can function as either prepositions or adverbs: (13) We relied on him to do the job. We are dealing in (13) with a verb governing a prepositional complement, i.e. with a verb followed by a prepositional phrase. The meaning of such combinations is compositional, i.e. the addition of a preposition does not change the basic meaning of the verb. Note that there is nothing against a phrasal verb combining with a prepositional complement, thus yielding a phrasal-prepositional verb, e.g. put up with. 20 Part 2: Verbs: Their forms and types The distinction between the two types of verbs can be made on syntactic grounds, too. One of the tests is the separability of the particle with transitive phrasal verbs if the object is pronominal: (14) a. We gave it up. b. *We relied it on. For some additional notes on phrasal, prepositional and phrasal-prepositional verbs, see 2.T.1. below. Morphological classification of verbs with respect to inflectional processes The inventory of verbal inflectional affixes in English (all are suffixes) does not happen to be very large: there are all in all only four morphemes that can be added to the BASE FORM of the verb. These are: (15) -S, -ED, -EN, -ING. Morphemes are abstract units that may be realized in various ways by means of morphs. To express the fact that morphemes are abstract units they are capitalized, as in (15) above. Allomorphs are members of a family of morphs realizing a single morpheme, e.g. [s], [z], [iz] as realizations of –s in speaks, mugs and buzzes respectively. According to their inflectional make-up, we can distinguish four different forms of verbs, in addition to the base form: 1. BASE FORM: break 2. -S FORM: testifies used in: a. present simple tense, except 3rd person singular; Ex. Old bones break easily. b. imperative; Ex. Break the cauliflower into florets… c. subjunctive (present); Ex. The teacher suggested we break into groups. d. infinitive (bare infinitive and to-infinitive) Ex. He never let his jailers break him. used in: a. 3rd person singular of the present simple tense Ex. The open door testifies to the fact that she has left in a hurry. Grammatical Functions and Categories 3. -ED FORM (PAST) ED1 FORM joined 21 used in: a. past simple tense Ex. Telephone operators joined the strike. 4. -EN FORM used in: (PAST PARTICIPLE, -ED PARTICIPLE, a. perfective aspect; ED2 FORM) Ex. Our party has defeated our opponents! b. passive voice; defeated Ex. The proposal was defeated by just one vote. c. participial clauses Ex. Defeated by her arguments, he decided to go. 5. –ING FORM (-ING PARTICIPLE) beginning used in: a. progressive aspect; Ex. After waiting for half an hour,she was beginning to get angry. b. participial clauses Ex. Beginning to understand, he said nothing and left. Verbs can be classified according to whether they will take these suffixes, and according to which allomorph. First, one can distinguish between regular and irregular verbs. Secondly, one can establish a special class of defective verbs. Regular vs irregular verbs The first subclassification has to do with whether the verb forms the simple past tense (-ed form) and the past participle (-en form) by adding the –ed morph of the –ED morpheme. There is a large number of verbs that productively take regular suffixes. Their –ed and –en forms are therefore identical. These are called regular verbs. Some verb forms are sometimes formed in an irregular way. There are some 200-odd so called irregular verbs whose -ed forms (past forms) and -en forms (past participles) are not predictable from the base form, although some of their forms may actually exhibit the regular suffix. 22 Part 2: Verbs: Their forms and types (16) base form give put write read -ed form gave put wrote read -en form given put written read The term STRONG VERB is sometimes used to refer to a verb which forms the past tense and the past participle by a change of a vowel, i.e. in an irregular manner. Verbs forming these by adding a suffix are known as WEAK VERBs. The pairs of terms, strong and irregular, on the one hand, and weak and regular, on the other, do not appear to be coextensive, i.e. they do not comprise exactly the same sets. This distinction is discussed briefly in 2.T.2. below. Defective verbs (Anomalous finites) There is a small number of verbs that are defective in morphological sense in that they do not take any of the four morphemes, i.e. they have only one form that is considered to be finite. These verbs are central modal auxiliaries such as must, can, will, etc.: (17) a. must, *musts, *musting, *musted, *to must b. can, *cans, *canning, *caned, *to can 2.O.1.3. Syntactic (or functional) criterion Looking back at our illustrative sentences we can see that some verbs can also be identified as the central part of the predicate of a sentence. This is the so-called functional criterion in defining this word class. The predicate of a sentence may be simple, i.e. consist of just one word, or be quite complex and comprise a verb form and a noun, two verb forms that can in turn be followed by a noun, etc. In fact, the predicate can assume the form of a quite long string of words. In all these cases, regardless how simple or complex the predicate, we can speak of a VERB PHRASE (VP). In: (18) would have given we have three verb forms within one VP: would, have, and given. Is there any difference between them in terms of their meaning and status within the VP? Given belongs to the class called lexical or main verbs that have a meaning of their own and most of them can function as predicates alone, or at least as the central part of Grammatical Functions and Categories 23 the predicate or VP, when complemented by objects or other elements of a sentence. Would and have belong to auxiliary verbs. These will be discussed in more detail in Chapter 3. Lexical or main verbs may be further subclassified according to the syntactic environment in which they may appear. They can in the first step be divided into intensive and extensive verbs. Intensive verbs, also called copular, copulative or linking verbs, are obligatorily followed by predicative structures (called subject complements) such as noun phrases, adjective phrases, clauses, etc. that complete their meaning: (19) be, seem, appear, look, sound, become, turn, grow, prove, stay, remain (20) a. John is my friend. b. Ann seems to be very clever. c. They are growing restless. All other verbs are extensive. They can be further subclassified into intransitive and transitive verbs. A verb is intransitive if it is not obligatorily followed by any constituent, cf. (21). Transitive verbs can be followed by one or two objects, one or two prepositional complements, by a combination of these, or by a direct object and an object complement. Consequently, transitive verbs are monotransitive, ditransitive, or complex-transitive (if they are followed by an object and an object complement): (21) a. They didn’t sleep (at all). b. The boy yawned. (22) a. b. c. d. e. The girl wrote a story. Peter sent her a letter. We relied on our friends. We warned him of the danger. They made us quite happy. Note that the term transitivity is used in a rather broad sense throughout this book to denote verbs that are obligatorily or optionally followed by one or two complements (NP, PrepP, AdjP). Thus, both rob and deprive can be described as ditransitive, although only the latter obligatorily requires two complements: They robbed him. vs *They deprived him. 2.O.2. A survey of inflected verb forms With the vast majority of English verbs the four morphemes (-S, -ED, -EN, -ING) are simply added to the base form in order to derive the remaining morphologically more complex forms. Note that we have said that morphemes are abstract units that may 24 Part 2: Verbs: Their forms and types be realized in various ways by means of morphs. If there are several morphs realizing a single morpheme, they are referred to as allomorphs. However, it is quite often the case that a verb does not display five different forms. They are sometimes formed in an irregular way. Some of them are not distinct from other forms. Some verbs can even have fewer or more than five morphologically distinct forms. Later, we will see that some auxiliary verbs in fact have only one form, and to be as many as 8 different forms. We shall now take a closer look at the four derived forms, noting different allomorphs that may be involved in their derivation, as well as certain spelling peculiarities they exhibit. 2.O.2.1. -S form Phonological realizations There are three spoken realizations, i.e. phonologically conditioned allomorphs, depending on the sounds that precede the 3rd person singular present simple morpheme. These allomorphs are: (23) [iz], [z] or [s] The allomorph [iz] is found after bases ending in: a. voiced sibilant sounds [z], [], [d]: (24) a. buzz - he buzzes; sneeze – he sneezes b. dodge - he dodges; bulge – it bulges c. garage - he garages the car b. voiceless sibilant sounds [s], [∫], [t∫]: (25) a. hiss - he hisses; dress – she dresses b. push - he pushes; wash – he washes c. catch – it’s the early bird catches the worm; watch – he watches a match The s-morpheme is realized as [z] after bases ending in voiced sounds other than voiced sibilants (These sounds include not only voiced consonants but all vowels too): (26) a. call - he calls b. see - he sees c. drive - he drives It is realized as [s] after bases ending in voiceless sounds other than sibilants: Grammatical Functions and Categories 25 (27) a. kick - he kicks b. cut - he cuts c. cook - he cooks The spelling of the s-form As for the spelling of -s forms, there are several simple rules: 1. -es is added to verbs ending in –ss, -ch, -sh, -x, -z or to the verbs ending in -o: (28) a. pass - he passes; watch - he watches; crush – he crushes; buzz – he buzzes; xerox – he xeroxes b. go - he goes; do - he does; lasso - he lassoes 2. Final –s may be doubled in a few verbs (derived from nouns by means of conversion) before the addition of –es: (29) bus – he busses/buses gas – he gasses/gases focus – he focuses/focuses 3. Final -y preceded by a vowel letter remains unchanged, otherwise it becomes –ie (the same applies to –ed forms), but it does not change in –ing forms: (30) a. play - plays – played; stay – stays - stayed b. buy - buys c. cry - cries – cried - crying d. fly - flies - flying 4. Final –ie remains before –s (but changes before –ing): (31) die – dies - dying tie – ties - tying 2.O.2.2. -ed form (past forms) and -en form of regular verbs Phonological realizations -Ed forms (past forms) and -en forms of regular verbs are identical and may be phonologically realized in three ways, as: 26 Part 2: Verbs: Their forms and types (32) [Id], [t], or [d] The allomorph [Id] occurs after bases ending in [d] or [t]: (33) guard - guarded hunt – hunted The allomorph [d] is found after bases in voiced sounds other than [d]: (34) call - called clean - cleaned Finally, the allomorph [t] is selected after bases that end in voiceless sounds other than [t]: (35) kiss - kissed work - worked The spelling conventions for the ed-form and en- form of regular verbs The final consonant letter is doubled before the suffixes -ed (and –ing) in: a. monosyllabic verbs, i.e. verbs consisting of only one syllable, spelled with a single vowel letter immediately followed by a single consonant letter: (36) a. plan - planned - planning stop - stopped - stopping b. hit - hitting What accounts for the doubling not taking place in the following? (37) cook - cooked - cooking hoot - hooted - hooting bark - barked - barking bang - banged - banging b. disyllabic verbs (consisting of two syllables) with the stress on the second syllable ending in a single consonant letter immediately preceded by a single vowel letter: (38) infer - inferred - inferring commit - committed - committing What accounts for the doubling not taking place in the following? Grammatical Functions and Categories 27 (39) import - imported - importing enter - entered - entering c. final l is doubled even in unstressed syllable in British English (but not in American English): (40) travel - travelled - travelling signal - signalled – signalling quarrel – quarrelled - quarrelling d. with some verbs as exceptions in BrE (but not in AmE, except handicap): (41) traffic - trafficked - trafficking humbug - humbugged – humbugging program – programmed – programming worship – worshipped – worshipping kidnap – kidnapped – kidnapping hiccup – hiccupped – hiccupping handicap – handicapped - handicapping Verbs ending in silent -e drop it before the suffix -ed: (42) force - forced shape – shaped trade – traded crease - creased Final –ie drops –e before –ed (but changes before –ing): (43) tie – tied – tying lie – lied – lying 2.O.2.3. The spelling of –ing form There is practically no allomorphy here, except for the stylistically conditioned alternation between the default [ŋ] and the colloquial [n], as in coming vs comin’. There are, however, a few notes concerning the spelling of this form. Verbs ending in silent -e drop it before the suffix -ing (except those ending in -ee, e.g. agree, agreeing, see, seeing): (44) force - forcing shape - shaping 28 Part 2: Verbs: Their forms and types Final -e is retained before -ing in words like singe, singeing [sinŋ] in order to distinguish it from sing, singing. Also in the -ing forms of: (45) canoe, dye, eye, hoe, shoe (46) a. dye - dyed - dyeing b. die - died - dying Verbs ending in -ie generally drop the -e and change the i to y when before -ing, so as to prevent two i's coming together: (47) die - dying tie – tying 2.T. Topics for further discussion 2.T.1. Multi-word verbs The label multi-word verbs is used to refer to several phenomena in the present-day English. The three main categories are phrasal verb, prepositional verb, and phrasalprepositional verb, exemplified in the following: (1) How are you getting on? (2) He thanked me for the help. (3) We are looking forward to meeting you. The label itself may appear contradictory at first blush. We have been employing the label verb to refer to a class of words. The term word may be used in a number of ways, to refer to a lexical item or a lexeme as an abstract unit, or to its realizations (to refer to a morphological, a phonological unit, to an orthographic unit, to various forms of lexical items). The term multi-word verb will be used here to refer to a verbal lexeme that consists of more than one phonological/orthographic items, but semantically and/or syntactically functions as a single lexeme. Verbs are not the only word class that exhibit such complex members. There are, among others, numerous complex prepositions, two-word sequences (4), and three-word sequences (5), such as: (4) because of, due to, except for, apart from, as for, according to, irrespective of, prior to (5) in charge of, in front of, in need of, by dint of, on behalf of In an example such as: