Influence of the type of solvent on spectral properties of axially

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THE SOLVENT EFFECT UPON SPECTRAL PROPERTIES OF

AXIALLY SUBSTITUTED Zr(IV) AND Hf(IV) PHTHALOCYANINES

Y. S. Gerasymchuk

1

, S. V. Volkov

2

, V.Ya. Chernii

2

,

L. A. Tomachynski

2

and St. Radzki

1

1 Faculty of Chemistry, UMCS, M. Curie-Sklodowska Sq. 2, 20-031 Lublin, Poland, e-mail: radzki@hermes.umcs.lublin.pl; http://hermes.umcs.lublin.pl/users/radzki

2

Institute of General and Inorganic Chemistry, Palladina Av. 32/34, 03680 Kyiv,

Ukraine.

Introduction.

The biological and technological importance of porphyrins and phthalocyanines makes them a widely studied class of compounds because of their particular photophysical and photochemical properties. Porphyrins and phthalocyanines are organic dyes of increasingly diverse application: from industrial (catalysis, laser dyes, photoconductors, fluorescent probes) [1], through a system which can mimic photochemical reaction in photosynthesis, to the biomedical use (photodynamic therapy) [2]. The optical spectra of the porphyrins and phthalocyanines are dominated by the bands associated with the heteroaromatic, 16 atom, 18 π-electron inner perimeter cyclic polyene. Despite experimental measurements spanning over 60 years, no model exists that completely accounts for all bands in the UV–VIS–near IR regions in each of the accessible redox states of many of these ring compounds. Spectral data for many neutral porphyrin and phthalocyanine compounds with a range of metals, axial and peripheral substituents have been reported from absorption and magnetic circular dichroism (MCD) techniques [1].

In this paper we present the optical properties of twelve new complexes of phthalocyanines of Zr(IV) and Hf(IV) without axial ligands, and with gallic, 5sulfosalicylic, oxalic acids, catechol and methyl ether of gallic acid as axial ligands directly bonded to the metal located out-of-plane of the N

8

moiety. Axial substitution of pthalocyanines caused several effects: first of all, including of axially substituted ligand to metal atom makes that phthalocyanine complexes becomes water and DMSO soluble, what is not characteristic of metal phthalocyanine complexes. Also, electronic structure of the phthalocyanine ring N

8

moiety could be altered; additional perpendicular to the macrocycle plane dipole moment can be observed; new axial ligands vary the spatial relationships between neighboring molecules via steric effects and also change the magnitude of the intermolecular interactions; large axially coordinated ligands are able to alter the packing of the molecules in the solid state and their tendency to aggregate in solutions. Each of these effects can influence the photo-conductive and non-liner optical properties of phthalocyanines [3-5,14].

Materials and methods.

All investigated complexes (Fig. 1) have been synthesized by methods described earlier [3-5]. The structures and purity of all synthesized complexes were confirmed by elemental analysis, IR and NMR

1

H (Bruker, 300MHz) spectroscopy [5].

Preparation of the solutions and spectral investigations: Starting solutions of complexes were prepared by dissolving 5·10

-6

M of phthalocyanine in 25ml of DMSO

(Sigma-Aldrich). For the absorbance investigation of phtalocyaninato metal complexes

1

in various solvents we added 100 μl of starting solution to 2 ml of solvent in 1cm

Hellma quartz cell. Absorption measurements were carried out using a Carl Zeiss-Jena

M42 spectrophotometer. The spectra were recorded between 300 and 900 nm at 21±1

°C. In the Lambert–Beer low linearity experiments, the solvent was titrated by 10 μl portions of starting solution in 2, 1, 0.5 and 0.1 cm Hellma quartz cells for EtOH and by

20 μl portions for H

2

O. The spectra were recorded between 550 and 750 nm at 21±1° C.

M

OH

OH

PcM(IV)(OH)

2

M

O

O

PcM(IV)Gallic

OH

O

OH

O

M

O

O

S

O

OH

O

PcM(IV)5-Sulfosalicylic

O

O O O

O

CH

3

O

M

M M

O O

O

O

H O

PcM(IV)Oxalic

PcM(IV)GallicMethylEther

PcM(IV)Catechol

Fig.1 Molecular structures of phthalocyanines with metal-coordinated ligands. M=Zr(IV) or Hf(IV).

Fluorescence measurements were carried out using a Fluoromax-2 spectrofluorometer (Jobin Yvon-Spex, Horiba Group), with the detector oriented at 90° relative to the light source and using 1-cm quartz cell. All the fluorescent spectra were excited at the wavelength of the Soret band and recorded at 21±1 °C in the range of

300-850 nm. Absorption and emission spectra were recorded digitally and the Sigma

Plot (Jandel Corp.) program was used in data processing.

2

Solutions of phthalocyaninato metal complexes were freshly prepared in the spectral purity solvents at the concentration range about 10

-5

M. We have tried to dissolve the expatiated phthalocyanines in less polar solvents, but they were insoluble or soluble in such small amounts that it was impossible to register a high quality spectrum.

Solutions were kept in the dark to prevent photo degradation. All the fluorescence and absorption spectra were recorded for the same samples.

Results and discussion.

The absorbance spectra of all axially substituted Zr(IV) and Hf(IV) phthalocyanines are characterized by presence of ultraviolet Soret band (λ max

in the range of 335 to 350 nm) and visible Q band (λ max

in the range of 675 to 701 nm), as it was described in the literature for similar compounds [6-9]. The position of λ max

in the

Soret region and in Q region depends on the solvent polarity - the lower is Reichardt’s empirical parameter of solvent polarity, the higher red shift of λ max is observed.

Furthermore, this shift is bigger in the Q region [10, 13]. The red shift of absorbance band maxima in the Q region for the solvents with relatively high polarity (MeOH,

EtOH) and for the solvents with relatively low polarity (CH

2

Cl

2

, CHCl

3

) is up to 10 nm

(Tab. 1), as it was observed for other phthalocyanines [11, 12].

Tab 1. Dependence of λmax [nm] from Reichardt empirical parameter of solvent polarity (E

N

T

).

Solvent E N

T

PcZr(OH)

2

λmax [nm]

PcHf(OH)

2

λmax [nm]

PcZr(IV) gallic

λmax

[nm]

PcHf(IV) gallic

λmax

[nm]

PcZr(IV) sulfosalicylic

λmax [nm]

PcHf(IV) sulfosalicylic

λmax [nm]

S Q S Q S Q S Q S Q S Q

H

2

O 1 345 699 345 697 337 690 346 701 343 696 341 689

MeOH 0.762 348 684 351 683 340 682 346 684 350 684 350 683

EtOH 0.654 348 685 349 684 339 682 349 686 349 685 340 685

DMSO 0.444 350 690 347 686 342 685 349 690 348 688 347 687

DMF 0.404 346 685 346 687 341 681 347 688 347 684 346 681

Aceton 0.355 347 683 345 682 344 683 348 687 348 693 347 685

CH

2

Cl

2

0.309 350 689 348 696 341 688 349 696 348 686 347 689

CHCl

3

0.259 349 692 348 693 341 689 348 693 349 693 346 691

PcZr(IV) PcHf(IV) PcZr(IV) PcHf(IV) PcZr(IV) PcHf(IV)

Solvent E N

T oxalic

λmax[nm] oxalic

λmax[nm] catechol

λmax[nm] catechol

λmax[nm]

Gal-Me-Ether

λmax[nm]

Gal-Me-Ether

λmax[nm]

S Q S Q S Q S Q S Q S Q

H

2

O 1 338 345 345 682 345 696 343 699 343 700 344 695

MeOH 0.762 341 347 347 676 347 685 346 685 348 684 345 685

EtOH 0.654 342 347 347 678 347 686 346 686 349 684 347 686

DMSO 0.444 343 349 349 678 349 689 349 691 349 688 347 688

DMF 0.404 340 350 350 675 350 682 348 687 446 682 346 686

Aceton 0.355 341 349 349 676 349 687 347 685 346 684 347 685

CH

2

Cl

2

0.309 342 348 348 683 348 692 349 692 348 690 347 692

CHCl

3

0.259 342 350 350 686 350 687 349 695 349 692 349 693

Unusual phenomenon could be observed in water solutions. Although water has the highest value of empirical parameter of solvent polarity among the used solvents, in the contrast to other solvents, Q band for water is not shifted into red region. Among the studied phthalocyanines, it is the biggest deviation from observed interdependence of

3

empirical solvent parameter polarity and absorption wavelengths. Also the shape of Qband in water solutions varies from the Q bands for the other solvents. These effects are result of the complexes dimerization in aqueous solution, what is additionally confirmed by Lambert-Beer low linearity investigations. Deviation from Lambert-Beer low linearity was observed in water solution for all investigated complexes, also by other authors for the similar phthalocyanines [12]. For the DMSO and ethanol solutions such a deviation from Lambert-Beer law linearity was not observed.

The investigation of the fluorescence spectra confirms that position of characteristic emission maxima (in the range from 725 to 737 nm) is dependent on the type of axial ligand present in the complex, and on the type of metal in N

8

moiety (Tab.

2). The additional emission maxima in 420-550 nm region were also observed. Such a maxima were not observed for complexes of metallophthalocyanines without axially coordinated ligand (PcM(OH)

2

) and were not earlier described in the literature neither for phthalocyanines nor for the metallophthalocyanines. These additional bands depend on the type of axial ligand and on the nature of metal.

Tab 2. Dependence of the phthalocyanine absorbance and emission band maxima in the

DMSO solution on the type of central metal atom and on the nature of axial ligand (ΔS [nm] = Stokes shift).

Investigated complexes

Absorption λmax

[nm] Excitation

λ [nm]

Emission λmax [nm]

ΔS

[nm]

S

PcZr(IV)(OH)

2

PcHf(IV)(OH)

2

PcZr(IV)gallic

350

347

PcHf(IV)gallic

342

349

PcZr(IV)sulfosalicylic 348

PcHf(IV)sulfosalicylic 347

PcZr(IV)oxalic 343

PcHf(IV)oxalic

PcZr(IV)GallicMeEther

341

349

PcHf(IV)GallicMeEther 349

PcZr(IV)pirocatechol 347

PcHf(IV)pirocatechol 349

Q

690

686

685

690

688

687

681

678

688

691

688

689

420

420

420

420

420

420

410

410

410

410

420

418

420-550nm region

493

489

499

474

539

525

496

478

498

475

499

475

600-750nm region

728

735

730

735

725

732

726

737

735

737

724

726

Conclusion.

In the absorption spectra of the axially substituted Zr(IV) and Hf(IV) phthalocyanines in various solvents, the red shift of the Q spectral band with the decreasing of solvent polarity was observed. The phenomena observed in the water solutions of complexes, can be explained by the dimerization of complexes in water solution. The conclusion is additionally confirmed by the deviation from the Lambert-

Beer law linearity, observed in water solution for all investigated complexes.

The analysis of the fluorescence spectra reveals that position of characteristic emission maxima (in the range from 725 to 737 nm) depends from the type of axial ligand coordinated directly to the metal. Also, additional emission maxima in the 420-

550 nm region were observed. The presence of this band in the emission spectra of phthalocyanines and metallophthalocyanines was not earlier reported.

37

45

45

59

38

49

45

45

49

44

36

35

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