Week 11 Standing and Privative Clauses STANDING and PRIVATIVE CLAUSES Texts: Creyke & McMillan Ch 17 & 15 Aronson, Dyer & Groves Ch 11 & 17 Standing - ADJR ACT ADJR Act ss 3(4), 5, 6, 7 Standing - ADMINISTRATIVE APPEAL TRIBUNAL AAT Act s 27 AAT Act s 30(1A) (joinder) Introduction - Standing Standing to sue - the right to commence legal proceedings - is fundamental to access our legal system. Participation in proceedings that have commenced, either as an intervenor or as a friend of the court, can be important in protecting rights or interests or in contributing to the quality of the resolution of the dispute. An applicant for review must have sufficient interest in the decision to seek review of it. In formal language, they must have standing or locus standi. Public interest litigation has increased in the last twenty years. This increase is closely related to the growth in administrative and judicial review of government decisions and to an increase in the number of statutory 'public rights'. The increase in public interest litigation also reflects the fact that while litigation is primarily used as a means of resolving disputes between two parties, it is also an important mechanism for clarifying legal issues or enforcing laws to the benefit of the general community. For example, litigation may determine, enforce or clarify an important right or obligation affecting the community or a significant sector of the community or it may develop the law generally so as to reduce the need for further litigation. This is often the case in proceedings testing the validity of particular government actions or legislation. There are also laws creating public rights, such as those in relation to the environment and consumer protection, which rely on private enforcement as an integral part of ensuring compliance. In these types of proceedings the courts and the legislature have developed rules of standing to allow persons other than those whose immediate rights or interests are at stake to bring the matter to court. The history of standing has been one of gradual extension or liberalisation of the scope for private individuals to enforce public interest rights. There is an obvious tension here with the doctrine of separation of powers. Traditionally, as we will see, only the Attorney-General had standing to invoke the Royal prerogative and challenge the legality of a government decision, unless a person's private rights were affected. The trend by courts, both in England and Australia, towards liberalisation of standing rules certainly enhances government accountability, but may also undermine legitimate and necessary executive powers. Common Law Historically, there appeared to be a number of different standing requirements because the formula for standing varied from remedy to remedy. But the terms were fuzzy and the interests and interferences that they describe were not clearly marked out. So, while the words varied, in a practical sense there was not much difference between most of these formulas. Phrases such as “person affected” and “person aggrieved” use different words but scarcely conjure up radically different positions for an applicant. Even if there was any difference in principle, it would be overtaken by the flexibility of the formula in practice. Consequently, despite different formulas for standing for the various remedies, in practice in most cases there was little, if any, discernible difference in standing from one remedy to another. For the most part the variation was more semantic than substantive. Prerogative Remedies A person has standing to seek prohibition if that person was a party to the proceedings before the tribunal or inferior court against which prohibition is sought. However, a 'stranger', who is not a party to the proceedings, has standing only at the discretion of the court. Prior to recent changes to the procedure and standing test for gaining judicial review in the United Kingdom the test of standing to seek prohibition and certiorari had already undergone liberalisation by the courts. Provided the person was not a 'mere busybody', any member of the public whose interests were affected had standing to seek these remedies in a case of a flagrant and serious breach of the law by a government authority which was continuing unchecked. See, for example, R v Liverpool Corporation; Ex parte Liverpool Taxi Fleet Operators' Assn [1972] 2 QB 299; R v Greater London Council; Ex parte Blackburn [1976] 3 All ER 184. However, tests applying in the United Kingdom are no longer safely relied upon in Australia (see Onus v Alcoa of Australia Ltd (1981) 149 CLR 27 at 73). Australian courts have not adopted the English test and tend instead to use the test of whether the applicant has a 'special interest in the subject-matter of the action', which is strictly a test of standing to seek an injunction or declaration (see later). A person aggrieved has standing as of right to seek certiorari (see Cheatley v R (1972) 127 CLR 291). A person aggrieved is a person who has suffered damage greater than that suffered by ordinary members of the public. However, a stranger, who comes forward as a member of the general public with no particular interest in the matter, has standing only at the discretion of the court. Nevertheless, where there is a manifest want of jurisdiction, a stranger generally has standing. As in the case of prohibition, the more liberal standing test developed in the United Kingdom is not clearly applicable in Australia, and there is a tendency to have resort to the liberalised test of standing to seek an injunction or declaration, namely whether the applicant has a 'special interest in the subject-matter of the action'. A person whose 'legal specific right' is affected has standing to seek mandamus to compel the administrator to decide, or decide again, according to law. This test of standing appears to be narrower than that for prohibition and certiorari. However, as in the case of those remedies, the standing test for mandamus underwent liberalisation in the United Kingdom through the development of the notion that only a person who was a 'busybody' in relation to the action should be excluded from seeking judicial review. A person who exercises a legal right to participate in a tribunal hearing has standing to seek mandamus in respect of the tribunal's proceedings. See Sinclair v Mining Warden at Maryborough (1975) 132 CLR 473. Standing of others Persons other than the Attorney-General have standing to seek an injunction or declaration in two situations. The starting point of most discussions is the decision in Boyce v Paddington Borough Council [1903] 1 Ch 109. Special interest in subject matter of action A second limb in Boyce's case was modified and liberalised as a result of the decision of the High Court in Australian Conservation Foundation Inc v Commonwealth (1980) 146 CLR 493 ('ACF case'). A special interest was distinguished from a 'mere intellectual belief or concern', which did not found standing. Although a special interest need not amount to a legal right, it was not established by the Australian Conservation Foundation in the ACF case. The foundation was simply a group of people sharing a common concern for the environment. In Onus v Alcoa of Australia Ltd (1981) 149 CLR 27, the High Court held that an interest of a spiritual or emotional nature may ground standing to seek an injunction. However, the special position of the aboriginals, who were the plaintiffs in Onus, in terms of aboriginal customary law, gave them standing where perhaps general environmental groups seek standing to restrain development in breach of environmental and planning legislation may in some cases have more difficulty in establishing a 'special interest'. Judicial Review Act For proceedings under the Judicial Review Act there are three parties whose standing must be considered. First, there is the plaintiff. To obtain review under ss5, 6 and 7, and to obtain reasons under s13, the plaintiff must be a person who is aggrieved, that is, aggrieved by the decision, (s5) conduct (s6) or failure to make a decision. (s7) Second, under s12 a person may join an application for review once the application is made. To do this they have to be a person interested. (s12) Third, the Attorney General can also intervene, (s18) although the Attorney General intervenes as of right. Hence, the only standing required is to be the Attorney General. Definition: Person Aggrieved There is an inclusive definition of “person aggrieved” in s3(4). It defines the phrases “aggrieved by a decision,” “aggrieved by conduct,” and “aggrieved by a failure to make a decision.” In each case, a person is aggrieved when their interests are “adversely affected” by the decision, conduct or failure to decide. Since this definition is merely inclusive and not exhaustive, there are two tests for standing, (i) a person whose interests are “adversely affected,” or a (ii) person “aggrieved” in its natural sense. Standing may be approached through either of the two phrases. As it turns out, the cases have largely ignored the definition and focused on person aggrieved itself. The reason for this probably lies in the similarity of the two phrases – “person whose interests are adversely affected” semantically differs little from “person aggrieved.” Nevertheless the definition reveals something important. The phrase “person whose interests are aggrieved” reveals clearly that standing has two requirements, the stake or interest which the applicant has (“interest”) and a threatened interference with it (“adversely affected”), whereas in the formula in the ss 5. 6 and 7, both of these concepts are wrapped up in “aggrieved.” Much of this has now been overtaken by the High Court’s action in translating just about all standing requirements as entailing that a plaintiff seeking judicial review must have a special interest. This is discussed below. Decision, Conduct or Failure to Decide While much of the attention given to standing focuses on the meaning of “aggrieved,” it is important not to overlook that under ss5, 6 and 7 respectively an applicant for review must be aggrieved by the relevant decision, conduct or failure to decide. As such, standing under the ADJR Act depends upon the applicant establishing that he or she is a 'person aggrieved'. To reiterate, the ADJR Act defines a 'person aggrieved' as a person whose interests are adversely affected by a decision or determination to which the ADJR Act applies. The test of standing therefore depends upon the decision being justiciable under the ADJR Act. See Australian Broadcasting Tribunal v Bond (1990) 170 CLR 321. There is also a standing test for joinder as a party to proceedings under the ADJR Act. This is a test of 'person interested' (ADJR Act section 12). Introduction – Privative Clauses A ‘privative clause’ is a provision in legislation that purports to exclude or limit judicial review of decisions made under that legislation. Examples include clauses which: confer wide discretionary powers on the decision-maker restrict the kinds of inquiry a court can engage in preventing remedies being granted by the courts restrict the grounds for review impose time limits on when an application for review can be sought oust the judiciary’s ability to review decisions in a particular jurisdiction. Hickman The High Court appeared to reconcile conflicting principles in this area in the 1945 case of R v Hickman, ex parte Fox and Clinton ("Hickman"). In a statement that came to be described as "classical", Dixon J (as he then was) set out this interpretive approach: “The particular regulation is expressed in a manner that has grown familiar. Both under Commonwealth law, and in jurisdictions where there is a unitary constitution, the interpretation of provisions of the general nature of reg 17 is well established. They are not interpreted as meaning to set at large courts or other judicial bodies to whose decision they relate. Such a clause is interpreted as meaning that no decision which is in fact given by the body concerned shall be invalidated on the ground that it has not conformed to the requirements governing its proceedings or the exercise of its authority, provided always that the decision is a bona fide attempt to exercise its power, that it relates to the subject matter of the legislation, and that it is reasonably capable of reference to the power given to the body.” What is the Hickman principle? There is sometimes confusion about how many "limbs" of the Hickman principle there actually are. The most common version of the Hickman principle contains only 3 limbs. A privative clause will successfully oust judicial review only if: 1. The tribunal's decision was a bona fide attempt to exercise its power. 2. The decision relates to the subject matter of the legislation. 3. The decision is reasonably capable of reference to the power given to the tribunal. However, some texts (e.g. Aronson & Dyer) add a 4th and 5th limb: 4. The decision does not display a jurisdictional error on its face; 5. The decision is not in breach of a specific statutory limitation on the tribunal's power which it is reasonable to suppose Parliament intended to be supreme (i.e. the breach is not intended to be protected by operation of the clause). Limited privative clauses "Finality" and "no appeal" clauses "No certiorari" clauses (and similar) "Conclusive evidence" clauses "Time limit" clauses Limiting review grounds Plaintiff S157 of 2002 v The Commonwealth of Australia [2003] HCA 2 The Migration Act Privative Clause Section 474 of the Migration Act was inserted by the Migration Legislation Amendment (Judicial Review) Act 2001 (Cth) and came into effect on 2 October 2001. It contains the following privative clause: (1) A privative clause decision: (a) is final and conclusive; and (b) must not be challenged, appealed against, reviewed, quashed or called in question in any court; and (c) is not subject to prohibition, mandamus, injunction, declaration or certiorari in any court on any account. (2) In this section: privative clause decision means a decision of an administrative character made, proposed to be made, or required to be made, as the case may be, under this Act or under a regulation or other instrument made under this Act (whether in the exercise of a discretion or not), other than a decision referred to in subsection (4) or (5). Selected Readings - Standing * ALRC Beyond the door-keeper: Standing to sue for Public Remedies Report No 78 (1996 AGPS) Allars, M 'Standing: the role and evolution of the test', (1992) 20 Federal Law Review 83 Barker, M L 'Standing to sue in public interest environmental litigation: from ACF v Commonwealth to Tasmanian Conservation Trust v Minister for Resources', (1996) 13 Environmental and Planning Law Journal 186 Barnes, J 'Standing: environmental groups get the green light', (1990) 18 Australian Business Law Review 338 Burmester, H 'Standing to Sue for Public Remedies', (1997) 8 Public Law Review 3 Caldwell, J L 'Locus standi in administrative law', [1982] New Zealand Law Journal 21 Campbell, L 'Who should right the public wrong? The ALRC's proposal for a test for standing', (1997) 5 Australian Journal of Administrative Law 48 Cane, P 'The function of standing rules in administrative law', [1980] Public Law 303 Coyle, K A 'Standing of third parties to challenge administrative agency actions', (1988) 76 California Law Review 1061 Duns, J 'Winding up: standing and abuse of process', (1996) 4 Insolvency Law Journal 100 Enderbury, J 'Equity and public law in the law of standing: Bateman's Bay Local Aboriginal Council v the Aboriginal Community Benefit Fund Pty Ltd', (1999) 21 Sydney Law Review 129 Fisher, E and Kirk, J 'Still Standing: An Argument for Open Standing in Australia and England', (1997) 71 Australian Law Journal 370 Glindemann, R 'Standing to sue for environment protection: a look at recent changes', (1996) 24 Australian Business Law Review 246 Lane, P D 'Standing to sue for a declaration and injunction in the public interest', (1988) 18 Queensland Law Society Journal 115 Lynch, P 'Representative actions in the Federal Court of Australia', (1994) 12 Australian Bar Review 159 Mack, K M 'Standing to sue under Federal administrative law', (1986-87) 16 Federal Law Review 319 Naughton, T F M 'The limits of jurisdiction and locus standi in the Land and Environment Court of New South Wales', (1991) 65 Australian Law Journal 149 Nott, S 'The use of the relator action in present-day administrative law', [1984] Public Law 22 O'Connor, K 'Rights to appear before tribunals', (1981) 6 Legal Service Bulletin 225 Peiris, G L 'The doctrine of locus standi in Commonwealth administrative law', [1983] Public Law 52 Rose, A 'Standing to sue for public law remedies', (1996) 11 AIAL Forum 25 Ryland, M 'Beyond the door-keeper: standing to sue for public remedies', (1996) 69 Reform 35 Spry, M 'A "Person Aggrieved" under the ADJR Act: three recent cases on standing', (1996) 3 Australian Journal of Administrative Law 120 Taylor, G D S 'Individual standing and the public interest: Australian developments', [1983] Civil Justice Quarterly 353 Tokar, J J 'Administrative law: locus standi in judicial review proceedings', (1984) 14 Manitoba Law Journal 209 Selected Caselaw - Standing Allan v Transurban City Link Limited [2001] HCA 58 * Australian Conservation Foundation Inc v Commonwealth (1980) 146 CLR 493 Australian Conservation Foundation v Minister for Resources (1989) 19 ALD 70 Australian Institute of Marine and Power Engineers v Secretary, Department of Transport (1986) 13 FCR 124 * Bateman’s Bay Local Aboriginal Land Council v The Aboriginal Community Benefit Fund Pty Ltd (1998) 194 CLR 247 Douglas v Minister for Aboriginal Affairs (1994) 34 ALD 192. Minister for Immigration and Multicultural Affairs v Vadarlis (2001) 110 FCR 491 * North Coast Environment Council Incorp v Minister for Resources (No 2) (1994) 127 ALR 617 (See further: Tasmanian Conservation TrustInc v Minister for Resources (1995) 127 ALR 580) * Ogle v Strickland (1987) 71 ALR 41 * Onus v Alcoa of Australia Ltd (1981) 149 CLR 27 R v Justices of Surrey (1870) LR 5 QB 466 * Re Control Investment and Australian Broadcasting Tribunal (No 1) (1980) 3 ALD 74 Re Gay Solidarity Group and Minister for Immigration and Ethnic Affairs (1983) 5 ALD 289 Re McBain; Ex parte Australian Catholic Bishops Conference (2002) 209 CLR 372 Right to Life Association (NSW) Inc v Secretary, Commonwealth Department of Human Services and Health (1995) 128 ALR 238 Shop Distributive and Allied Employees Association v Minister for Industrial Affairs (SA) (1995) 183 CLR 552 Sinclair v Mining Warden at Maryborough (1975) 132 CLR 473 Transurban City Link Ltd v Allan [1999] FCA 1723 Truth About Motorways Pty Ltd v Macquarie Infrastructure Investment Management Ltd (2000) 74 ALJR 604 United States Tobacco Co v Minister for Consumer Affairs (1988) 82 ALR 509; rev’d (1988) 83 ALR 79 Selected Readings – Privative Clauses Craig, P ‘Competing Models of Judicial Review’ [1999] Public Law 428 Crock, M ‘Privative Clauses and the Rule of Law: The Place of Judicial Review within the Construct of Australian Democracy’ in Susan Kneebone (ed) Administrative Law and the Rule of Law: Still Part of the Same Package? (1999) AIAL 78. Evans, S ‘Protection Visas and Privative Clause Decisions: Hickman and The Migration Act 1958 (Cth), (2002) 9 Aust Admin L Jo 49 Kneebone, S ‘Removing Judicial Review of Migration (Refugee) Decisions: A System in Crisis in Need of a Holistic Approach’ (2000) 11 Pub L Rev 87 Loughton, G "Privative Clauses and the Commonwealth Constitution: A Primer", unpublished paper delivered to the Australian Government Solicitor's Constitutional Law Forum at Old Parliament House in Canberra on 23 October 2002. Sackville, R ‘Judicial Review of Migration Decisions: An Institution in Peril?’ (2000) 23 UNSW L Jo 190 Selected Caselaw – Privative Clauses Bignell v New South Wales Casino Control Authority (2000) 48 NSWLR 462 Darling Casino Ltd v NSW Casino Control Authority (1997) 143 ALR 55 Deputy Commissioner of Taxation v Richard Walter Pty Ltd (1995) 183 CLR 168 Houssein v Department of Industrial Relations and Technology (1982) 148 CLR 88 Minister for Immigration and Multicultural Affairs v Yusuf [2001] HCA 30 NAAV v Minister for Immigration and Multicultural Affairs and others [2002] FCFCA 228 Osmond v Public Service Board of NSW [1984] 3 NSWLR 447 O'Toole v Charles David Pty Ltd (1991) 171 CLR 232 Plaintiff S157/2002 v Commonwealth [2003] HCA 2 (4 February 2003) Public Service Association (SA) v Federated Clerks Union (1991) 173 CLR 132 The Queen v Coldham; Ex parte Australian Workers’ Union (1983) 153 CLR 415 R v Hickman; Ex p Fox and Clinton (1945) 70 CLR 598 Shergold v Tanner (2000) 179 ALR 150 Vanmeld Pty Ltd v Fairfield City Council (1999) 46 NSWLR 78 Woolworths Limited v Pallas Newco Pty Limited [2004] NSWCA 422 (19 November 2004) Selected Readings – Privative Clauses Craig, P ‘Competing Models of Judicial Review’ [1999] Public Law 428 Crock, M ‘Privative Clauses and the Rule of Law: The Place of Judicial Review within the Construct of Australian Democracy’ in Susan Kneebone (ed) Administrative Law and the Rule of Law: Still Part of the Same Package? (1999) AIAL 78. Evans, S ‘Protection Visas and Privative Clause Decisions: Hickman and The Migration Act 1958 (Cth), (2002) 9 Aust Admin L Jo 49 Kneebone, S ‘Removing Judicial Review of Migration (Refugee) Decisions: A System in Crisis in Need of a Holistic Approach’ (2000) 11 Pub L Rev 87 Loughton, G "Privative Clauses and the Commonwealth Constitution: A Primer", unpublished paper delivered to the Australian Government Solicitor's Constitutional Law Forum at Old Parliament House in Canberra on 23 October 2002. Sackville, R ‘Judicial Review of Migration Decisions: An Institution in Peril?’ (2000) 23 UNSW L Jo 190 Selected Caselaw – Privative Clauses Bignell v New South Wales Casino Control Authority (2000) 48 NSWLR 462 Darling Casino Ltd v NSW Casino Control Authority (1997) 143 ALR 55 Deputy Commissioner of Taxation v Richard Walter Pty Ltd (1995) 183 CLR 168 Houssein v Department of Industrial Relations and Technology (1982) 148 CLR 88 Minister for Immigration and Multicultural Affairs v Yusuf [2001] HCA 30 NAAV v Minister for Immigration and Multicultural Affairs and others [2002] FCFCA 228 Osmond v Public Service Board of NSW [1984] 3 NSWLR 447 O'Toole v Charles David Pty Ltd (1991) 171 CLR 232 Plaintiff S157/2002 v Commonwealth [2003] HCA 2 (4 February 2003) Public Service Association (SA) v Federated Clerks Union (1991) 173 CLR 132 The Queen v Coldham; Ex parte Australian Workers’ Union (1983) 153 CLR 415 R v Hickman; Ex p Fox and Clinton (1945) 70 CLR 598 Shergold v Tanner (2000) 179 ALR 150 Vanmeld Pty Ltd v Fairfield City Council (1999) 46 NSWLR 78 Woolworths Limited v Pallas Newco Pty Limited [2004] NSWCA 422 (19 November 2004)