Guide to Form B Amending your scope of registration This information is designed to be read in conjunction with Form B: Application for amending scope of registration. It explains the information your organisation is required to provide in an application. Level 4 Casselden Place 2 Lonsdale Street Melbourne Vic 3000 GPO Box 2317 Melbourne Vic 3001 T (03) 9637 2806 F (03) 9032 1579 qar@edumail.vic.gov.au www.vrqa.vic.gov.au Introduction Once registration has been granted, registered training organisations (RTOs) may apply to make changes to their scope of registration at any time. Assessment of your application From 2 May 2013 a valid application to add training package qualifications, units of competency and/or accredited courses (scope items) to your registration consists of Form B, evidence of readiness to provide training and payment of the invoice for the relevant fee. The VRQA assesses valid applications using a proportional risk-based approach. An assessment may involve a desk review or a site audit depending on the risk profile of the provider. The risk profile includes, amongst other things, the applicant’s audit history, any outstanding compliance matters, record of complaints upheld and current scope of registration. Fees On receipt of an application to add scope items to your registration, the VRQA will send you an invoice. A summary of VRQA fees and charges is available on the VRQA website. The VRQA VET fees calculator, also available on the VRQA website, has been designed to assist you to estimate the fees for adding scope items to your registration. Application fees are non-refundable. If fees are not paid by the required date, the application is not valid and will not be processed. Should a site audit be required, you must agree to an audit date within four weeks of contact by the auditor. If evidence of readiness to provide training is incomplete, and/or does not support your application, the VRQA will not grant your application. The VRQA will notify you in writing of the outcome of your application. If your application is approved, the changes to your scope of registration will be updated on the VRQA State Register and on the national database Training.gov.au. An application to remove scope items from your registration only requires the completion of Form B. GUIDE TO FORM B: AMENDING YOUR SCOPE OF REGISTRATION JUNE 2013 2 1 Completing Completing Form Form BB General Instructions Check that the details for the Principal Executive Officer (PEO) or RTO contact on Training.gov.au are correct. If the details are incorrect, follow the instructions on the VRQA Change contact details web page and the VRQA will make the relevant changes to your PEO or RTO contact details. Read and sign the declaration on page 3. Adding scope items Check Training.gov.au to make sure that all additions are current and codes and titles are correct. For each addition to scope item, indicate: Assessment only - If your RTO will only conduct assessments, tick Yes. If your RTO will both deliver and assess, no action is required. Removing scope items To remove one, or more, scope item complete this section. There is no application fee for removing scope items. An RTO must manage the transition from superseded training packages within 12 months of their publication on the Training.gov.au website, and also manage the transition from superseded accredited courses so that it delivers only currently endorsed training packages or currently accredited courses. When removing scope items, ensure that all students have either: transitioned into the replacement program (without disadvantage) completed or discontinued their training and been issued with a qualification or statement of attainment. Partnership delivery - If another organisation will provide training and/or assessment on your behalf, tick Yes. If not, tick No. Multiple sites - If your RTO intends to deliver training on more than one site, tick Yes. If not, tick No. Delivery modes (indicate at least one of the following): A = face-to-face; B = work-based training; C = online (learners must be resident in Vic and/or WA). Please note that work-based training refers to learners who are at least partially trained/assessed while actively engaged in work as part of employment (eg on the job, apprenticeship/traineeship or other enterprise based training), practical placement or structured workplace learning. Work-based training does not refer to face-toface training in workplace venues where learners are not actively engaged in work. Delivery to students under 18 years of age - If you are willing to enrol students under the age of 18, tick Yes. If not, tick No. GUIDE TO FORM B: AMENDING YOUR SCOPE OF REGISTRATION JUNE 2013 3 Evidence of readiness to provide training The following documented evidence must be forwarded with Form B. Competencies of trainers and assessors A list of staff who will deliver and assess all of the qualifications/units and accredited courses applied for, and evidence that they have the necessary training and assessment and vocational competencies. This information is usually provided in the form of a Curriculum Vitae (CV) along with copies of relevant qualifications. RTOs should include a trainer skills matrix that identifies the competencies of the trainer/assessor in the qualification/unit of competency to be delivered. The CV or skills matrix must be signed by the trainer/assessor. Qualifications must be verified, signed and dated by the RTO or otherwise certified. If any staff member is under supervision, details of the arrangements in place must be provided including the relevant qualifications of the supervising staff. If you are willing to enrol learners under the age of 18 years, you must provide proof that trainers/assessors hold a current Working with Children Check or have Victorian Institute of Teaching registration. Training and assessment strategies Separate strategies for each scope item must be provided where there are distinct learner groups requiring different delivery approaches. For example, strategies for traineeships will differ to those for job seekers. Training and assessment strategies may be provided as a consolidated document or a range of documents. The following information must be forwarded with Form B. Description of the intended target group / entry requirements or restrictions Your description of the target group should include any key characteristics or features that you took into account when developing training and assessment strategies. Training and assessment strategies should be consistent with learners’ and their needs. Ensure you are aware of any entry requirements such as age restrictions. Some qualifications and courses have been developed for specific target groups and this should be clearly identified. Proposed scheduling of delivery Ensure that you provide a clear plan of your delivery program. Scheduling information must include: delivery hours per week; number of weeks; actual hours of delivery for each unit. Actual hours refer to training and assessment activities conducted by the RTO. These hours do not include the time spent in individual study, research and completing assignments. Delivery methods for each unit or cluster of units including any work-based training Assessment methods for each unit or cluster of units including workplace assessment and third party reporting Resources required for the delivery and assessment of each unit or cluster of units The summary of resources must be consistent with the training to be delivered and the selected strategy. It is important to indicate where the RTO will access resources owned by another organisation eg an employer. Trainer/assessor for each unit or cluster of units The evidence provided on trainer/assessor competencies must clearly support the competencies required to deliver and/or assess the nominated unit/s. Availability of appropriate and sufficient numbers of employers where delivery strategies include practical placements or structured workplace learning It is not sufficient to state that learners will be required to organise their own practical placements. RTOs must ensure that the delivery strategy they have selected is viable and there are employers willing to participate in practical placements or structured workplace learning. RTOs must have sufficient resources to engage with employers where any type of work-based training and assessment arrangement is in place. Core and selected elective units / pre- and co-requisites When selecting electives, ensure you have the required staff, facilities, equipment and resources. It is important to identify any pre-requisites, and also indicate if there are no pre- or co-requisites. GUIDE TO FORM B: AMENDING YOUR SCOPE OF REGISTRATION JUNE 2013 4 Frequently asked questions 1. Why have I not heard from the VRQA since submitting my Form B and evidence? A. The VRQA invoice may not have reached you if your contact details on Training.gov.au are incorrect. In this case please refer to the VRQA website and follow the instructions to request a change to your RTO contact details. Once the correct details are reflected on Training.gov.au contact finance.vrqa@edumail.vic.gov.au B. Your invoice has not been paid C. You may have quoted the incorrect invoice number when making the payment. If you have not paid using the correct invoice number, contact finance.vrqa@edumail.vic.gov.au 2. What is the process after I have paid my invoice? A. The VRQA will conduct a risk assessment of your application and determine:– If a desk review of evidence will be undertaken. If a site audit is required the VRQA will advise you and you will be contacted by an auditor to schedule a suitable date. No extra fee is required for a site audit. The VRQA will advise you if further information is required. B. Based on the outcome of a risk assessment, a desk review or a site audit, your application will be granted or not granted. 5. If my application is not granted, can I submit another application? You may submit a new application for the same scope items at any time. It is important that you rectify any noncompliance before this is done. 6. Does a desk review imply full compliance with the AQTF Essential Conditions and Standards for Continuing Registration (AQTF) and VRQA Guidelines for VET Providers? If your application has been granted following a desk review, it does not imply full compliance with the AQTF and VRQA Guidelines since the desk review only considers a selection of requirements. A site audit assesses a broader range of evidence. 7. What is assessed at a site audit? A. AQTF Conditions 3, 7 and 8 B. AQTF Standards 1.2 – 1.5, 2.3, 2.4, and where relevant 3.3 C. VRQA Guidelines part of 1 (1.3.4), 2.1, 4.1, 4.2, 4.4 and 5.1. 8. I listed an incorrect qualification, unit of competence or accredited course on my Form B and these have already been approved on my RTO’s scope of registration. Can the VRQA rectify the error? If you have applied for an item in error and it has been approved and added to your scope, you must apply to remove the relevant item and reapply using the correct code. An application fee will apply for any additions. Note: Your application will be placed on hold if there is outstanding non-compliance from a previous audit or any outstanding complaint against your RTO until these matters are resolved. 9. I want to deliver and promote a unit of competency which is part of an existing qualification that I have on my scope of registration. Should I apply to list this unit of competency separately on my scope? 3. Will I be informed if my application is successful? Where the unit of competency is part of an existing qualification on your scope of registration, you may deliver and promote the unit of competency. You are not required to apply for the individual unit to be added on your scope of registration. The only exception is units that require Victorian WorkCover approval. For more details please see Delivery of elective and standalone units on the VRQA website. The VRQA will inform you in writing if your application is granted. 4. What happens if my application has not been granted? If your application is not granted, a VRQA delegate will write to you with the reasons for not granting your application. GUIDE TO FORM B: AMENDING YOUR SCOPE OF REGISTRATION JUNE 2013 5 10. A qualification on my scope of registration has been superseded. Is the new qualification automatically added to my scope of registration? No, the new qualification is not automatically added to your scope of registration. Where qualifications are equivalent, the VRQA will prepare transition advice. For more details please refer to training package transitions on the VRQA website. 11. A qualification on my scope of registration has been superseded. The mapping summary on Training.gov.au indicates that the replaced qualification is not equivalent and I would like to have the new qualification on my scope of registration. What do I have to do? Where a replaced qualification is not equivalent, you need to submit Form B and the required evidence to the VRQA. 12. I would like to apply for a qualification that has an additional requirement associated with vocational licensing. What do I have to do? Information on additional requirements can be found on the VRQA website. You may need to meet the requirements of an industry regulatory body before submitting your application. For example, a verification letter from the Victorian WorkCover Authority is required to add the unit of competency CPCCOHS1001A Work safely in the construction industry. 13. I would like to apply for an accredited course that is not crown copyright. What do I have to do? Please provide evidence that you have permission from the copyright owner. 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