Swedish Patent and Registration Office

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National Institute of Industrial Property, Brazil (BR)
Project: CE455
Subject: Amendments to the Guidelines for revision of the IPC
and other basic IPC documents
Date: 03/01/2014
We appreciate SE efforts to improve the Guidelines for Revision of the IPC. In annex 5, SE
proposed some amendments in paragraphs 37 and 38.
In our opinion, the word “function” should be avoided in those paragraphs. After all, scopelimitation references and precedence reference are both limiting references, and its function
can be understood as to limit a group. Besides, the work “function” is already used in the
Guidelines and in the IPC scheme with another meaning.
We also suggest the example to be more realistic as possible.
With that in mind, we suggest the following modifications over the SE proposal.
Proposal for modifications of paragraphs 37 and 38 of the Guidelines for
Revision of the IPC, and for a new paragraph 37bis:
37. Limiting references should always be presented both in the classification schemes and
in the Definitions. There are two types of limiting references:
–
Scope-limitation references exclude specified subject matter from the scope of
a classification place, which subject matter would otherwise be covered by that place,
and indicate the place(s) where this subject matter is classified.
–
Precedence references are used when subject matter is classifiable in two
places, or when different aspects of the subject matter are classifiable in two places,
and it is desired that the subject matter should be classified in only one of those places.
37bis. Precedence references are necessary because of two reasons, depending on the
relationship between the affected places:
–
Reason A: it is necessary to have a precedence reference to a place which is a
subset of the place where the reference stands, acting as a scope-limiting reference.
–
Reason B: it is necessary to have a precedence reference to a place which is not
a subset of the place where the reference stands, but acting as a classification rule for
combination-type subject matter.
Or, more simple,
–
Reason B: it is necessary to have a precedence reference acting as a
classification rule for combination-type subject matter.
Hypothetic example:
10/00 Mechanical means (20/00, 30/00 take precedence)20/00
means
30/00 Chemical means
Hydraulic
–
The precedence reference from 10/00 to 20/00 have exactly the same idea of a
scope-limiting reference. Since hydraulic means are a type of mechanical means, the
reference to 20/00 refer out a subset of the matter covered by 10/00 and place it in a
different place.
–
The precedence reference from 10/00 to 30/00 do not refer out chemical means
per se, since chemical means per se aren't covered by 10/00. In principle, a reference
from 10/00 to 30/00 could only be an informative reference. The precedence reference
from 10/00 to 30/00 refers out subject matter that would otherwise be classified in both
places, i.e. combinations of mechanical means and chemical means. The precedence
reference to 30/00 is a shortcut to the liming reference which could be worded as
"(mechanical means in combination with chemical means 30/00)".
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