Session 1.3.1: Leadership in a humanitarian context Learning objectives At the end of this session, participants will be able to: o o o Know why leadership behaviours are relevant to all staff in humanitarian response List and describe leadership behaviours in humanitarian response Examine their own leadership strengths and skills Timing and methods Method 1. Presentation 2. Facilitator input 3. Self-assessment questionnaire 4. Facilitator input 5. Paired discussions 6. Wrap up Total Content Time Introduction to the session and leadership 10 ALNAP Leadership in Action report 10 Individually complete short questionnaire on 15 situational leadership Introduce the Situational Leadership concept and 20 the importance of adaptability and flexibility Active listening to share what each has learnt about 25 their leadership styles Reinforcement of key messages 10 90 Resources needed Files PowerPoints Attachment 1 – Executive Summary ALNAP Leadership in Action Attachment 2 – Leadership Styles background notes Equipment and supplies Workbooks Video player (optional) Preparation Familiarise yourself with the Leadership Questionnaire in the workbook, and the description of the different leadership styles. Read the ALNAP Leadership In Action report and watch the video. http://www.youtube.com/watch?v=x4LoIBqYRL8&feature=player_embedded Key messages Leadership skills are important at all levels in an agency - drawing upon the capabilities and motivations of a wide range of staff to perform quality results. Humanitarian leadership: requires strategic leadership and vision; strong relationship and communication skills (especially active listening skills); decisionmaking and risk-taking; management and organisational skills; and strong personal qualities. Flexible, situational leadership styles are key. Session 1.3.1 Leadership in humanitarian context 1 Instructions _________________________________________________________________________ Activity 1: Introduction to the session – plenary discussion 10 mins Introduction to the session – plenary discussion 10 mins Show Slide #2 – session objectives Know why leadership behaviours are relevant to all staff in humanitarian response Be able to list and describe leadership behaviours in humanitarian response Examine your own leadership strengths and skills Ask participants in plenary: Think of good leaders in your organisation. What do they do really well? (i.e. behaviours / evidence of the qualities). List on flipchart. Show Slide# 3 – Definition of Humanitarian Leadership behaviours Ask participants: What skills are particularly needed for leadership in humanitarian response? What happens in situations where there is not good leadership? Ask for examples from current work experiences, too. Reinforce: You may not be a ‘formal’ leader in the organisation or have manager or leader in your formal title BUT you have responsibility to show leadership in the role you have. Activity 2: Facilitator input - ALNAP Leadership in Action findings 10 mins Leadership skills 10 mins Optional video Show Slides #4 – 6 Findings from the ALNAP study on Leadership. (see Attachment 1 and Workbook page #) Leadership behaviours and skills are things you can learn, copy and model. Self-awareness is a key part of leadership. You could also show the video on this study http://www.youtube.com/watch?v=x4LoIBqYRL8&feature=player_embedded Session 1.3.1 Leadership in humanitarian context 2 Activity 3: Exercise – Leadership Styles questionnaire 15 mins SelfAsk participants to turn to page x in their workbooks. assessment questionnaire Introduce the Leadership Questionnaire and explain how to complete 15 mins it and score it. Everyone then completes and scores their own questionnaire. Participants will finish at different times, but walk around, check who is struggling, who needs help with the scoring, and talk to those who have finished early, engaging them in what they think of the findings. Activity 4: Facilitator input – Leadership Styles 15 mins Situational Show Slide #7 —Situational Leadership Styles Leadership Styles Explain that the purpose of the exercise is to highlight the different 20 mins styles of leadership and the importance of using the right style at the right time. Describe the model and the thinking behind it, using the PowerPoint – i.e. that no one style of leadership is right – that you need to adapt to the circumstances and the individuals you are leading. (see Attachment 2 and Workbook #) Link with their flipcharts on the expectations of good leaders. The balance of time will need to be in ‘participating’ though there will, at times, be a need for all styles. However, it is important to recognise one’s own preferences and tendencies, and to compare them with the key requirements. Be prepared to address own areas of weakness. Also stress that the questionnaire is only a tool to encourage selfreflection. Activity 5: Paired Exercise – Leadership Styles 25 mins Paired Remind participants that listening skills are key for leaders (as discussions highlighted in their discussions on leadership skills in Activity 1; in the 25 mins ALNAP study, and in the Core Competencies): - ‘Demonstrate active listening to encourage team collaboration’ Introduce the active listening skills Restating / Paraphrasing Summarising Asking good questions / probing questions Non-verbal cues Ask the participants to work in pairs, and use Active Listening to Session 1.3.1 Leadership in humanitarian context 3 discuss, one at a time: What have you learned from this session, and from this workshop, about your leadership style – strengths, preferences and limitations? What might you do to develop your effectiveness as a leader? After 10 minutes, ensure they have changed over, and allow the other person to talk. Activity 6: Wrap up 5 mins Summarise and review key learning points 5 mins Reinforce the key messages: Leadership skills are important at all levels in an agency drawing upon the capabilities and motivations of a wide range of staff to perform quality results. Humanitarian leadership: requires strategic leadership and vision; strong relationship and communication skills; decisionmaking and risk-taking; management and organisational skills, and strong personal qualities. Flexible, situational leadership styles are key. Encourage each to identify which skills they want to practise and develop during the rest of the programme. Attachments ___________________________________________________________________ Attachment 1 - EXECUTIVE SUMMARY – ALNAP Leadership in Action A consistent finding across all the case studies was the significance of personal authority as the determining factor of effective leadership, as opposed to the authority vested in position or status. The qualities and experience of the individual leader matter as much as, or more than, their job title. Five main areas of leadership qualities emerged from the case studies: (i) Strategic leadership skills that relate to the bigger picture, comprising: a. the ability to understand the context and dedicating time to contextual analysis b. a clear and strategic vision of what the humanitarian operation is attempting to achieve, beyond short-term funding horizons, and building ownership around that vision c. a focus on the affected population and their needs, for the long-term vision and in day-to-day decision-making (ii) Relational and communication qualities, comprising: a. the ability to listen and to learn from others b. the ability and willingness to share information and be transparent c. the preparedness and ability to speak out, to have courageous conversations d. the ability to build relationships with key political stakeholders Session 1.3.1 Leadership in humanitarian context 4 e. connecting with staff f. presentational skills (iii) Decision-making and risk-taking skills, comprising: a. the ability to make decisions rapidly when needed, according to the situation on the ground, and knowing when to end consultation b. being able to make decisions on the basis of incomplete, unreliable and sometimes contradictory information c. the flexibility to change decisions as the situation changes d. the willingness to be held accountable for decisions taken e. a mature and balanced approach to risk-taking, prepared to innovate, yet quickly learning from and correcting mistakes (iv) Management and organisational skills, including: a. putting together a strong team in the spirit of distributed leadership, leading by example and mentoring staff b. being a good manager, with an eye for detail, as well as being a good leader with visionary and strategic skills (v) Personal qualities, such as: a. being principled and acting with integrity b. being self-aware as well as having an inner self-confidence c. humility – willing to credit and to learn from others d. tenacity and determination e. energy and enthusiasm Taken together, these qualities point to the importance of ‘relational leadership’ based on networking, communication and team-building that brings out the leadership potential of others. The relational nature of operational humanitarian leadership is underscored by the finding that the ability to build consensus across agencies is critical to effective leadership; however, it is equally important for those in leadership positions to know when to bring consultation to an end in order to make a clear decision. This requires judgement, courage, and being comfortable with dissent. Attachment 2 - LEADERSHIP STYLES - Background Reading Introduction and Definition Most leaders think very little about their own leadership style. They "do what comes naturally" when leadership is needed. If they are successful leaders, their instincts usually serve them well. To develop your leadership ability, however, you need to be more aware of how you lead. A leader is someone who influences others. We all have an image of a leader, often described by words such as intelligent, courageous, persuasive, skilful, and powerful. You may have heard the myth that “Leaders are born, not made!” However, numerous leadership studies and programmes have shown that individuals with a desire to do so can take steps to learn, practise and improve their leadership capabilities and develop into leaders. In this course, our working definition for leadership is the following: Leadership refers to the initiative or ability of a person (or group) to mobilise and/or influence internal and/or external stakeholders to achieve desired results. Session 1.3.1 Leadership in humanitarian context 5 Teamwork -- A leader cannot achieve success alone. The old notion that a leader is "the top of the pyramid" is false. An effective leader is involved and in touch with group members, enabling them to act by providing technical assistance, emotional support and vision. Effective leaders insist on the support and assistance of those affected by the project. They think in terms of "we" not "I". Visioning -- A leader also develops a vision of the organisation's future. It is important to communicate this vision to members of the group, allowing them to respond and become part of the visioning process. You should build a vision with others. Visioning is a collaborative effort! Your group will grow and prosper by building commitment to a vision or dream that is shared by all. Telling others outside of the organisation about the vision is important to the process of developing your own commitment to it. Taking risks -- A leader is a risk-taker and an innovator. New ideas may come from you, from others in the organisation, or from the community. A leader should recognise good ideas, actively support them and encourage action. One may call them early adapters of innovation. Just think of the first time you played, say, baseball. You probably were not perfect at hitting the ball or running the bases. Leaders are learners and must be able to learn from their mistakes as well as their successes. So they must encourage their group members and support them through their mistakes. Without mistakes, there is no learning or growth. All changes and innovations involve risk and challenge. Recognition and encouragement -- An effective leader must take the time to recognise and reward people for what they've done. Individuals may become tired, bored or frustrated with a particular task or goal; they are often tempted to give up. A leader must provide the encouragement that motivates members to carry on. Recognition comes in many forms; it may be given to individuals or to groups. It may be as simple as a word of encouragement: "You did a great job, thanks." Whatever the method, give credit and praise when and where it is due. And do not forget to reward yourself. Celebrate when goals or milestones have been reached. Showing a genuine concern and respect for your work, your people and your community may be the best strategy in reaching your goal of outstanding leadership. Leadership styles -- Most writing on leadership deals with three styles of leaders. These three styles are called by different names; characteristics of each are included below. Each column represents the different names used. Directive Initiates task Direct others Decisive Participative Democratic Initiates process or discussion Involves others Facilitates building consensus and decision-making Delegative Lets others take ownership of the task Group makes decisions Uses expertise of others When a leader is directive, that leader initiates action, structures activities, motivates others, delegates responsibility, and praises or reprimands subordinates. A participative leader gets results by leading discussions, asking questions to involve others, encouraging others to volunteer for responsibilities, confirming commitments, and asking for a vote to get a consensus decision or a majority decision. A delegative leader refuses to make decisions for others, uses silence until someone in the group speaks out, gives non-verbal support (nods or smiles) to others who show positive leadership, and gradually fades out of a group when others in the group show an ability and a willingness to take over. Session 1.3.1 Leadership in humanitarian context 6 Different situations require different styles of leadership. A sudden change in the security situation can call for directive leadership to ensure immediate action is taken. Deciding among several suggestions for organising a needs assessment calls for participative leadership, to ensure commitment to the process. Setting up technical or working groups calls for delegative leadership – giving them clear responsibility and timeframes. Leadership will be most effective if a leader can look at a situation, decide what style of leadership is needed by the group and act accordingly. When a leader is able to use each of the three leadership styles appropriately, we call that effective facilitator leadership. A facilitator then may direct, use participative leadership or intentionally let the group provide its own leadership. The style used will vary according to the leader's formal role within the group, the size of the group, skills and experience of group members, motivation and goals of group members. It also depends on group maturity. An effective facilitator leader will learn to quickly consider all of these factors and choose the best leadership style for the situation. Improving Facilitator Leadership Skills If you aim to improve your facilitator leadership, try the following: Directive Leadership - Before you "take command" of a group, think - Does the group need directive leadership? Are you the best person to direct? Who in the group will compete with you for leadership? How can you win that person's cooperation? If you are sure it is the right style, communicate clearly and openly; explain the reasons for your actions; motivate others by sharing the vision and benefits; allocate tasks fairly and recognising individuals' contributions; give positive feedback; follow up to ensure actions are carried out. When a decision you have made is wrong, admit it and reorganise. Participative Leadership - Facilitation skills are key: ask questions to get others involved, especially the quieter members. Use active listening; give clear direction on the process but encourage others contribute ideas. Use a variety of techniques for decision-making (consultation, majority voting, consensus, negotiation). Summarise agreements and commitments. Delegative Leadership - Be aware of the capacity of all participants and delegate responsibility to match. Encourage the group(s) to make decisions for themselves, but ensure agreement on the vision and framework. Have clear reporting lines and times. In summary, a "Facilitator" Leader assesses the situation and chooses an appropriate leadership style: Directive Initiates Structures Motivates Delegates tasks Gives direct feedback Participative Asks questions to involve others Leads discussion Tests to see if consensus exists Encourages others to take responsibility Session 1.3.1 Leadership in humanitarian context Delegative Delegates responsibility Uses silence and non-verbal support Encourages the group or subgroups to make decisions Uses the knowledge, skills and experience of all group members 7