IMPLEMENTATION PLAN FOR THE U.S. NATIONAL VEGETATION CLASSIFICATION Federal Geographic Data Committee, Vegetation Subcommitee Draft of 29 November 2007 Version 7.1 TABLE OF CONTENTS EXECUTIVE SUMMARY ........................................................................................................... ii A. INTRODUCTION .................................................................................................................... 3 B. VISION ...................................................................................................................................... 3 C. THE FUNDAMENTAL PARTNERSHIP.............................................................................. 4 FEDERAL GEOGRAPHIC DATA COMMITTEE (FGDC), VEGETATION SUBCOMMITTEE .............................. 4 U.S. FOREST SERVICE .......................................................................................................................... 5 NATIONAL BIOLOGICAL INFORMATION INFRASTRUCTURE (USGS-NBII) ................................................ 5 FEDERAL AGENCY MEMBERS................................................................................................................ 5 ECOLOGICAL SOCIETY OF AMERICA...................................................................................................... 5 NATURESERVE ..................................................................................................................................... 6 D. STAKEHOLDERS AND APPLICATIONS .......................................................................... 6 E. IMPLEMENTATION GOALS AND ROLES ....................................................................... 8 F. CORE IMPLEMENTATION ACTIVITIES ....................................................................... 10 F1. MAINTENANCE AND DISSEMINATION OF THE DYNAMIC CONTENT .....................................................10 F2. MAINTENANCE AND DISSEMINATION OF SUPPORTING DATA ...........................................................11 F3. SUBMISSION OF PROPOSALS FOR REVISION OF THE CONTENT .........................................................12 F4. PEER REVIEW OF PROPOSALS FOR CHANGE IN THE NVC CONTENT ................................................12 F5. REPORTING AND DOCUMENTING THE RESULTS OF THE REVIEW PROCESS ........................................13 G. SUPPLEMENTARY IMPLEMENTATION ACTIVITIES .............................................. 13 G1. LINKING ALL THE PIECES IN AN NVC WEB PORTAL .........................................................................13 G2. CROSSWALKING METHODS FOR THE NVC .....................................................................................14 G3. DIRECT USE OF THE NVC ............................................................................................................14 G4. OUTREACH AND TRAINING ............................................................................................................14 G5. COMPATIBILITY WITH OTHER VEGETATION CLASSIFICATION STANDARDS .......................................15 H. LONG-TERM OPERATION ................................................................................................ 15 I. NEXT STEPS AND TIME LINES ........................................................................................ 16 I.1. THE FIRST YEAR (2008) ................................................................................................................16 I.2. CONTINUING ON AN ANNUAL BASIS (STARTING 2009) .....................................................................18 J. INITIAL BUDGET ................................................................................................................ 19 J.1. FIRST YEAR BUDGET....................................................................................................................19 J.2. CONTINUING BUDGET .................................................................................................................20 K. RELEVANT REFERENCES ................................................................................................ 21 i EXECUTIVE SUMMARY This implementation plan guides development and use of the revised U.S. National Vegetation Classification (NVC) Standard. Interagency Federal use of the Standard will produce uniform federal statistics about vegetation resources across the nation and will provide encouragement to non-Federal partners to use a common system for vegetation classification when working with their Federal partners. The Standard and this implementation plan have been developed by Federal and non-governmental partners, including the Federal Geographic Data Committee Vegetation Subcommittee members, U.S. Forest Service, National Biological Information Infrastructure, Ecological Society of America, and NatureServe. The Standard is a dynamic content standard, which means that it creates a process for adopting and improving individual vegetation classification types over time. The implementation plan brings together five core components to achieve this dynamic process: 1) maintenance and serving of content, 2) maintenance and distribution of supporting data, 3) preparation and submission of proposals for revising the content, 4) peer review and evaluation of proposals for revising content, and 5) publication of peer review results and incorporation of approved changes into the public record of the classification content. Supplementary activities include dissemination of guidelines on how to directly use the NVC and how to crosswalk other classifications to the NVC, outreach and training, and international collaboration. The implementation plan includes a prioritized list of activities and tools, based on the requirements of the NVC specified in the Standard. The dynamic nature of this Standard requires that the Standard receive base funding to ensure its effective operation, including funding for program management, vegetation plot data management and distribution, classification management and maintenance, website development, peer review, and outreach and training. The U.S. Forest Service, acting through the Vegetation Subcommittee and working closely with the partners, is the lead federal agency tasked to oversee acquisition of adequate funding and effective partnership operation of the components. ii A. INTRODUCTION The Vegetation Subcommittee of the Federal Geographic Data Committee has revised the National Vegetation Classification Standard by redefining the structure and naming of the upper levels of the vegetation classification hierarchy, defining the nature of the lower, floristic levels of the hierarchy, and restructuring the classification from a content standard to a dynamic process standard (FGDC 2007). In recommending this revised standard to the Federal Geographic Data Committee, the Subcommittee identified the need for an implementation plan that would accompany the new standard and include steps needed for implementing both cultural and natural vegetation classification standards. Implementation that began in 1997 with adoption of the original standard needs to take new steps to realize and take advantage of the dynamic content approach. This Implementation Plan describes the implementation steps for vegetation classification in terms of a number of core activities that are needed to a) disseminate and archive the classification content, b) document the vegetation plot data that form the basis for the recognized types, c) propose revisions to vegetation types or adopt new types, d) conduct peer review for new and revised types, and e) report the results of the peer review process in a public proceedings and through incorporation of approved changes into the public record of the classification content. The intent is that all interested parties be able to participate in the process of type definition and that the types recognized be defined in such a way as to facilitate federal agency decision-making through coordinated agency understanding, description, reporting, and management of vegetation classifications. The implementation plan also identifies the need for a number of supplementary activities, including tools for both crosswalking and direct use of the classification, outreach and training, and long-term maintenance of the classification. Together these activities will provide the needed support for successful implementation of the revised National Vegetation Classification Standard. B. VISION The overall purpose of this Implementation Plan for the revised National Vegetation Classification Standard (hereafter referred to as the “Standard”) is to guide development and use of the Standard to achieve a consistent but evolving national vegetation classification (hereafter referred to as the “NVC”). Having and applying such a consistent classification will permit federal agencies to produce uniform statistics about vegetation resources across the nation, facilitate interagency cooperation on vegetation management issues that transcend jurisdictional boundaries, and encourage non-Federal partners to utilize and contribute to a common system when working with their Federal partners. This Standard and its Implementation Plan do not preclude Federal agency use of alternative classification approaches and systems that address their particular, agencyspecific needs. Nor do they hamper local Federal efforts designed to meet specific purposes, such as site-specific inventory, monitoring, and mapping. The Standard and 3 Implementation Plan are intended to facilitate orderly development of a national vegetation classification, interagency coordination and cooperation, and collaboration with international vegetation classification activities. C. THE FUNDAMENTAL PARTNERSHIP The land cover of the U.S. is currently undergoing rapid change, related to increased demand for, and conflict over, goods and services derived from diminishing natural resources. To evaluate and manage these resources, substantial work to inventory, classify, and map vegetation is underway by public, private, and professional organizations. The efficacy of this work depends on a national vegetation classification standard that promotes the complementary capabilities of all engaged partners. Cooperative efforts built on the strengths of the respective organizations serve the national interest better than the efforts of any individual organization alone and assure greater participation and acceptance across all interested parties. Such cooperative efforts to date have promoted cooperation, coordination, and collaboration in developing vegetation classification activities that have minimized duplication of effort, ensured that information produced by each of the partners is made available and used to the maximum extent possible, and led to development of the proposed Standard and Implementation Plan. In keeping with this history of the partnership that helped established the Standard, the Implementation Plan provides for, and depends on, continuing cooperation and collaboration among partners. Working under the umbrella of the Vegetation Subcommittee, these partners include the U.S. Forest Service as lead agency for the FGDC Vegetation Subcommittee, the other Federal members of the Subcommittee, the USGS National Biological Information Infrastructure, the Ecological Society of America, and NatureServe. Federal Geographic Data Committee (FGDC), Vegetation Subcommittee The FGDC was established in 1989 through the Office of Management and Budget Circular A-16 and under Executive Order No.12906 (1994). It is charged with coordinating various surveying, mapping, and spatial data activities of federal agencies in order to meet the needs of the nation. Major FGDC objectives include promoting efficiencies in mapping and spatial data activities, establishing geospatial standards, providing wider access to geospatial data, and coordinating geospatial data-related activities among the public, private, and academic sectors. The FGDC Vegetation Subcommittee is charged with developing standards of accuracy and currency in vegetation data, the exchange of information on technical improvements for collecting vegetation data, and standards for the classification of vegetation. The Vegetation Subcommittee brings to this Implementation Plan partnership the representation of federal government interests and a focus on achieving consensus and acceptance of a nationwide vegetation classification standard within the federal agency community. 4 U.S. Forest Service The U.S. Forest Service, in the U.S. Department of Agriculture, accepted FGDC delegation of the lead Federal responsibility for developing the national vegetation classification standard under the aegis of the FGDC. In this role, the Forest Service has provided the Subcommittee chairperson, Subcommittee scribe, and mechanisms for funds to be consolidated and obligated to accomplish Subcommittee business. National Biological Information Infrastructure (USGS-NBII) The U.S. Geological Survey (USGS) leads a broad, multi-organizational cooperative effort to develop the National Biological Information Infrastructure (NBII). The NBII is a distributed federation of organizations that maintain biological data, information, and analytical tools. The NBII federation includes government agencies, non-government organizations, academic institutions, and others throughout the U.S. and the world. The objectives of the NBII are to make it easier to locate, exchange, and integrate biological data and information from many different distributed sources, and to apply information to natural resources management decisions. The NBII program also promotes development and adoption of standards and protocols needed to support more effective collection, management, exchange, integration, and application of biological data. As a partner in this Implementation Plan, the NBII will make the NVC system and its associated data and information products broadly accessible by incorporating them into the NBII federation. The NBII also will promote adoption and implementation of the NVC Standard and system by the federal community and among the broad network of NBII partners, both nationally and internationally. Federal Agency Members Working under the leadership of the U.S. Forest Service, many affected Federal agencies have contributed and are expected to continue to contribute to the development and implementation of the NVC. During the course of development of the Standard and the associated implementation plan, the following agencies at one time or another have participated: U.S. Department of Agriculture (Forest Service, National Agriculture Statistical Service, Natural Resources Conservation Service), U.S. Department of Commerce (National Oceanic and Atmospheric Administration – National Marine Fisheries Service), Department of Defense (Tri-Service Technology Center, U.S. Army Corps of Engineers), U.S. Department of the Interior (Bureau of Land Management, Bureau of Indian Affairs, Fish and Wildlife Service, National Biological Service, National Park Service, U.S. Geological Survey-BRD/NBII), Environmental Protection Agency, and National Aeronautics and Space Administration. Ecological Society of America The Ecological Society of America (ESA) is a non-partisan, nonprofit professional organization of scientists founded in 1915 to stimulate sound ecological research, clarify and communicate the science of ecology, and promote the responsible application of ecological knowledge to public issues. ESA's many members conduct research, teach, and work to provide ecological knowledge, knowledge which often is 5 used to solve environmental problems. ESA has supported a Panel on Vegetation Classification since 1995 to facilitate development of a standardized, scientifically credible North American vegetation classification system. The Panel has conducted its work in close coordination with the FGDC Vegetation Subcommittee (Jennings et al. 2006, Jennings et al. 2008). ESA brings to the partnership a forum for debate of scientific issues relating to vegetation science and taxonomy, and the capabilities of professional ecologists spanning academic, agency, and non-government sectors. ESA has developed extensive experience with methods for professional evaluation and peer review of scientific research and has identified mechanisms for applying this experience to operation of a dynamic content standard. ESA also has facilitated development of a database (VegBank) for information and data derived from vegetation plots and has identified mechanisms for applying this database to operation of a dynamic content standard. NatureServe NatureServe is a non-profit, non-governmental conservation group dedicated to providing the scientific information and technology needed to guide effective conservation action. NatureServe represents a network of 75 natural heritage programs and conservation data centers in the United States, Canada, and Latin America that collect and analyze information on plants, animals, and ecosystems. NatureServe is a leading source for detailed scientific information about rare and endangered species and threatened ecosystems. Over twenty years ago, staff of NatureServe, at that time a part of The Nature Conservancy, identified the need to implement a standard vegetation classification system and, together with Natural Heritage Program scientists, began development and implementation of vegetation classification standards and types that today form the basis of the NVC and the International Vegetation Classification (IVC). As part of this work, NatureServe developed data systems to manage and serve vegetation classification information. NatureServe also collaborated with ESA to develop a vegetation plot database (VegBank) that can archive plot data that provide the scientific basis for NVC types. NatureServe conducts its scientific activities through a well-developed network of vegetation scientists who are strategically placed across the U.S. in state agencies and offices. D. STAKEHOLDERS AND APPLICATIONS Federal agencies are expected to use this Standard appropriately in their work and are encouraged to participate in the ongoing development of the NVC through the proposed implementation of this Standard. Non-federal organizations might find it useful to use the Standard to increase the compatibility of their efforts with those of partner federal land managers, to make their efforts more compatible with activities that involve federal agencies, and more generally to increase compatibility with other efforts that require characterization of vegetation composition. Examples of organizations and groups that could benefit from using the Standard include: 6 Federal regulatory agencies (e.g., Army Corps of Engineers, EPA, NOAA, etc), Federal resource management and science agencies (e.g., BLM, NPS, USFWS, USFS, USGS, etc.), Other Federal agencies that impact or study vegetation (e.g., DOD, NASA, etc.), State and Tribal governments that manage and regulate vegetation (e.g., state Natural Heritage Programs), Local governments, Conservation organizations (e.g., The Nature Conservancy, NatureServe, Land Trusts, etc.) Research scientists (especially those who need to characterize the vegetation context within which their work is conducted), Private stakeholders with an interest in vegetation management, conservation and stewardship, Industry, particularly those needing to report to federal agencies on land impacts and uses (e.g., ranchers, tourism, developers, etc.), and International agencies or programs (e.g., CEC, IABIN, UNESCO, IUCN, etc.). This Standard is intended to be used for information sharing by federal agencies and other stakeholders, including those engaged in land use planning or management, such as county and state governments, teaching or research institutions, and the private sector. Widespread use of these standards will facilitate integration of existing vegetation data collected by diverse users to address national and regional information needs. Each Federal agency is required to collect enough data to permit crosswalking to the Standard, while also being free to develop vegetation classification systems that meet their own information and business needs. The ecological characteristics of such local vegetation types can help guide the design of map legends (sets of map units) to address varying land management issues at multiple spatial scales. The NVC is expected to provide the common link to compare and relate these various map legends to each other and facilitate information sharing between federal agencies and other organizations. Examples of uses of the NVC include but are not limited to (1) cross boundary land management, (2) inventory, e.g. U.S. Forest Inventory and Analysis Program, (3) mapping, e.g., National Park Service/U.S. Geological Survey vegetation mapping program, (4) State Heritage Programs, e.g. inventory and management of natural areas, (5) creation of a national set of consistent plot data, (6) setting national vegetation policies, e.g., biofuels, carbon markets, ecosystem services, (7) research plots and networks, e.g., Long Term Ecological Research stations, Research Natural Areas, experimental forest and rangelands, National Earth Observation Network (NEON) sites, (8) inventory, management and assessment of state parks, forests, wildlife areas, (9) state wildlife action plans, (10) documenting the ecological context within which research was conducted, (11) inventory, mapping and assessment by large private landowners, e.g., forest industry, ranches, The Nature Conservancy, megafarms, (12) developing national 7 cropland statistics, e.g., National Agricultural Statistic Services, and (13) site assessments by consulting firms. E. IMPLEMENTATION GOALS AND ROLES Goals It is important that as agencies map or inventory vegetation they collect sufficient core data to translate it for national reporting, aggregation, and comparisons. The ability to crosswalk other vegetation classifications and map legends to the NVC will facilitate the compilation of regional and national summaries. The overall purpose of this standard encompasses five broad objectives: 1. To facilitate and support the development of a standardized vegetation classification for the United States and its use for information sharing. 2. To maintain and disseminate the classification content. 3. To define and adopt standards for vegetation data collection and analysis used in maintenance and revision of the classification. 4. To maintain scientific credibility of the national classification through peer review of proposed changes. 5. To facilitate inter-agency collaboration and inter-agency product consistency. This standard requires that when Federal efforts are conducted, they are conducted in ways that, whatever else they do, they provide the minimum data needed to integrate plot data and crosswalk vegetation types and map units to the Standard (the NVC). Individual plots should be assignable to one vegetation type at the level of the NVC hierarchy that is reasonably attainable from the collected plot data. Local vegetation types and map units may crosswalk to one or more NVC vegetation types at a similar level of the NVC hierarchy. Details on the scope, applicability, related standards, standards development procedures, guiding principles, and maintenance authority are specified in the Standards document (FGDC 2007). Governance As lead agency for the subcommittee and working closely with subcommittee member agencies and partners, the USDA Forest Service will oversee both maintenance and updating of the Standard through periodic review, and also maintenance, updating, dissemination, and implementation of the NVC content that derives from implementation of this Standard. Future revision of this Standard shall follow the standards development process described in the FGDC Standards Reference Model (FGDC 1996). The dynamic content of the NVC shall be updated at appropriately prescribed intervals under the direction of a national review board as authorized and overseen by the USDA Forest Service acting on behalf of the Subcommittee and its partners. The Subcommittee will maintain the implementation plan and ensure that tasks specified in the plan are assigned to specific work groups for development of detailed plans and implementation, and will review those plans and monitor their implementation. 8 Content requirements The vegetation classification process described in this standard cannot succeed without careful and explicit rules for information flow and data management. The classification process requires three dynamic and interacting datasets: (1) the actual content of the classification at all classification levels, (2) documented vegetation field plots that provide the scientific basis specifically for the association- and alliance-level types of the classification, and (3) the botanical taxonomy including not only the nomenclature but also the concepts behind that nomenclature and their relationships to the concepts behind the taxa recognized in the USDA PLANTS standard list. It is the synthesis of these datasets that will allow development and evolution of a consistent classification of the vegetation of the United States and its Trust Territories. Components of a dynamic content standard An FGDC data standard maintained as a dynamic content standard presents challenges not confronted by other data standards, and these challenges must be addressed in plans for short-term implementation and long-term maintenance of the Standard. In particular, five core activities must be addressed: 1) maintenance and dissemination of current and previous versions of the dynamic content of the Standard, 2) maintenance and dissemination of supporting data that form the basis for decisions on content, 3) preparation and submission of proposals for revising the content, 4) review and evaluation of proposals for revision of the classification content, and 5) dissemination in the public record of both the results of the review process and also the approved changes incorporated into the classification content. This implementation plan for the vegetation standard is described in terms of these five sets of activities. In addition, supplementary activities are needed, including development of tools for both crosswalking and direct use of the classification, outreach and training, and long-term maintenance of the classification. The appendices provide detailed lists of anticipated tasks for both core and supplemental activities. Together these core and supplemental activities will provide the needed support for successful implementation of the National Vegetation Classification Standard and dynamic development of its content. Administration Coordination and development of the processes central to the vegetation standard require dedicated staff to address three essential functions: Program Management, Training and Outreach Coordination, and Website and Database Management. Without personnel dedicated to each of these functions, the implementation of the standard is likely to stall for lack of individuals who have sufficient available time to keep the core components running smoothly. In addition, these individuals need to have a physical home, preferably associated with one of the key partners in the implementation. Logical partners to house personnel include the Science Office of the Ecological Society of America, the NatureServe Headquarters, NBII, and the Forest Service. Selection of the appropriate home will be a responsibility of the Lead Agency, to be undertaken in consultation with the Subcommittee. Communication 9 The five core activities involved in developing and adopting the dynamic content for the vegetation standard require a mechanism for communication among the participating partners as well as for their communication with other parties ranging from agency personnel to the general public. An NVC web portal would optimally serve this purpose. The portal would provide a single location for viewing or linking to the current and past versions of the dynamic content, vegetation plots that support the content, records of proposals for changes in the content and their supporting documentation, tools for preparing, submitting, and reviewing proposals for changes in the content, applications and tools for applying the content in various contexts, and training materials for those wishing to apply the standard or to teach the standard. Such a portal should have versions designed for users with different backgrounds and needs, such as a general public version and an experienced user version. F. CORE IMPLEMENTATION ACTIVITIES The five core implementation activities addressed in this section include: 1) maintenance and dissemination of current and previous versions of the dynamic content of the Standard, 2) maintenance and dissemination of supporting data that form the basis for decisions on content, 3) preparation and submission of proposals for revising the content, 4) review and evaluation of proposals for revision of the classification content, and 5) dissemination in the public record of both the results of the review process and also the approved changes incorporated into the classification content. For each of these core activities the goals are described first followed by the proposed assignment of roles and responsibilities. F1. Maintenance and dissemination of the dynamic content Goals The Standard requires a process for adopting and improving individual vegetation classification types over time, which requires that the partners construct and maintain a database where confirmed and provisional NVC types and supporting documentation are managed and maintained. The database must function as the dynamic classification content record, allow content editing, and be easily searched and flexibly viewed by the user community. Initial content should be provided by carefully screening provisional types developed since 1997. A web resource that is efficiently searchable, viewable, and citable provides appropriate public access to the NVC types, content, and supporting documentation and serves as the primary access point for viewing and retrieving information on the NVC. Data types and domain ranges of data attribute values should be specified, where possible, for all attributes (fields) of the data base. The data exchange schemas will comply, to the extent practical, with other national and international data exchange standards. Roles and Responsibilities Maintenance of the dynamic classification content including data editing and entry currently resides with staff from NatureServe. Further development of the database system and web portal will be guided by the NVC Manager in consultation with the partners. Maintenance of the software and public dissemination through the web 10 portal could be done by NBII, NatureServe, USFS, or others. Oversight and review of data maintenance and distribution will be the responsibility of the NVC Manager in consultation with the Subcommittee. Communication with peer reviewers and collaborating ecologists on classification changes surrounding proposed upgrades currently resides with NatureServe. Data analysis focused on reconciling and integrating new and revised content received from collaborators currently resides with NatureServe. Creating the initial dynamic content of the upper and mid-level natural types currently resides with the FGDC Vegetation Subcommittee’s Hierarchy Revisions Working Group. Overseeing the screening of provisional NVC natural vegetation alliances and associations for incorporation as initial content currently resides with NatureServe. Providing an initial dynamic content for cultural types resides with the FGDC Vegetation Subcommittee in consultation with NRCS and BLM. F2. Maintenance and dissemination of supporting data Goals Plot data used to define and document NVC types must be archived in freely and publicly accessible and searchable databases that meet the requirements specified in the Standard, such as that all fields needed for a type description be supported, that plots be linked to descriptions of vegetation types in the vegetation classification database, and that databases used to archive plot data documenting the NVC have assured data permanency and be able to export plot data in a consistent and well-documented format (Standard 3.4.1.b.). A permanent database of plant taxon concepts; nonstandard, idiosyncratic identifications; and their relationships must be available and include at least the concepts used by USDA PLANTS, and preferably concepts used by others, as well. The data import and export formats for both plot and plant taxa data should be compliant with widely recognized international data exchange standards. An explicit schema for the type and domain range of data attribute values for the supporting databases will be created and made available, so that contributors may design their own databases and/or data export functions that are compliant with the NVC databases. Roles and Responsibilities The ESA Vegetation Panel currently is responsible for VegBank (see Section K), a vegetation plot database that meets all the requirements of the Standard, currently serves as the primary vegetation plot archive and database for the NVC, and could be maintained in the future by either ESA or NBII with appropriate assistance from the participating parties. For plant taxonomy standards, short term needs can be addressed by using VegBank and NatureServe’s Biotics database. In the long term, upgrading the USDA PLANTS database to support plant concepts, show plant concept relationships, and provide dynamic versioning will be vital. 11 F3. Submission of Proposals for revision of the content Goals The NVC Standard requires a process whereby investigators can prepare and submit proposals for revisions to NVC content in an efficient manner. To that end, submission of proposals for change in the content of the NVC would be through an online tool that provides a template that contains all required and optional fields, and which supports submission of supplementary documentation. The submission tool would provide links to VegBank (and other approved plot databases), the content database, and the Proceedings of the NVC (see F5). Roles and Responsibilities The Ecological Society of America Vegetation Panel is responsible for a prototype online submission, peer-review and proceedings software system (see section K). The NVC Manager, working with NatureServe and the ESA Vegetation Panel, would be responsible for evaluating functionality of the submission portion of this software and system and prescribing any needed changes. NBII could assume responsibility for additional development and long-term maintenance of this software system. F4. Peer review of Proposals for Change in the NVC content Goals A key function of the entire NVC Standard is to permit any investigator opportunity to review and propose changes to the NVC set of vegetation types, with proposed changes being evaluated by an independent peer-review board. This authoritative peer-review process maintains the consistency, credibility, orderly change, and rigor of the classification (see Standard 3.3.1, 3.3.2) by ensuring compliance with classification, nomenclature, and documentation standards and quality and sufficiency of the vegetation data and other supporting documentation. Roles and Responsibilities The peer review process (see Standard 3.3.2) shall be administered by the NVC Peer Review Board, a responsibility which, for natural vegetation, currently resides with the ESA Vegetation Panel. Partners, such as NRCS and BLM, would be relied on to help oversee the peer review process for cultural types As a first step to upgrading the necessary digital tools for peer review of proposals, the NVC Manager would coordinate a collaborative evaluation by NatureServe, the ESA Vegetation Panel and NBII of the existing peer-review component of the prototype peer review tool and proceedings software developed by the ESA Vegetation Panel (see Section K). Follow-on developmental steps and long-term maintenance of the peer-review software could become the responsibility of NBII. The Peer Review Board would consist of vegetation classification specialists appointed by the Subcommittee with the advice of the ESA Vegetation Panel. 12 The Training and Outreach Coordinator would oversee development of training materials, demonstrations, and tests of both the software used in peer review and the conduct of the peer-review process itself. F5. Reporting and documenting the results of the review process Goals An open, peer-reviewed process requires that the results of that process be made freely and publicly available. Thus, accepted proposals for change in the NVC content would be published in a web-distributed Proceedings of the NVC or equivalent publication. The Proceedings would constitute the primary literature underpinning the content of NVC, document key attributes of both new and revised types as detailed in the standard, and describe the rationale for changes made in the NVC. The Proceedings would also contain supporting material justifying proposals and decisions submitted as part of the proposal. Roles and Responsibilities The prototype digital proceedings and peer-review tool developed by the ESA Vegetation Panel (see F3 & F4 above) will provide the NVC Manager a valuable starting point for working with partner organizations to develop the data exchange, publication standards, and web functionality of the Proceedings of the NVC. Longterm maintenance of the software system for the Proceedings could be the responsibility of NBII (experienced in the dissemination of biological data and information over the web) or of ESA (experienced in creation and maintenance of scholarly journals and data repositories). G. SUPPLEMENTARY IMPLEMENTATION ACTIVITIES Supplementary activities include developing tools for both crosswalking and direct use of the classification, outreach and training, and collaborating with other national and international vegetation standards. G1. Linking all the pieces in an NVC web portal Goals An NVC web portal is needed to provide a single access point for viewing or linking to current and past versions of the dynamic content, vegetation plots that support the content, records of proposals for changes in the content and their supporting documentation, tools for preparing, submitting, and reviewing proposals for changes in the content, applications and tools for applying the content in various contexts, and training materials for those wishing to apply the standard or to teach the standard. Such a portal should have versions designed for users with different backgrounds and needs, such as a general public version and an experienced user version Roles and Responsibilities 13 The NVC Manager would work with all the partners to develop a design for the NVC web portal. The development and maintenance of this portal could be the responsibility of NBII. G2. Crosswalking Methods for the NVC Goals The NVC standard is a crosswalk standard providing both methods and tools to facilitate accurate and efficient crosswalking of plots, types, and polygons for which vegetation has been classified according to alterative classifications. Roles and Responsibilities The Subcommittee, in collaboration with the ESA Vegetation Panel, will oversee the review, publication, and dissemination of protocols and software tools to facilitate crosswalking alternative vegetation classification systems to the NVC. These protocols and tools would be distributed through the NVC Web portal. G3. Direct Use of the NVC Goals In addition to being a crosswalking standard, the NVC also offers a standardized, widely applicable, scientifically credible vegetation classification system applicable in many contexts. Use of the NCV can in many circumstances be far more efficient for inventory, assessment, and management of the nation's ecosystems than development of an alternative classification. Roles and Responsibilities The Subcommittee, in collaboration with the ESA Vegetation Panel, would oversee the review, publication, and dissemination of protocols, software tools, and training materials for the direct application of the NVC. These protocols and tools would be distributed through the NVC Web portal. G4. Outreach and Training Goals Availability of training and outreach materials and activities will enable agency personnel and partners to effectively employ and further develop the dynamic content mandated by the standard and to incorporate these products into their ongoing training and information programs. In addition, agencies and partners will be enabled to develop and maintain mechanisms that ensure that feedback from trainees and other users is provided to the Subcommittee. Roles and Responsibilities 14 The NVC Manager, with the assistance of the Training and Outreach Coordinator, would develop marketing and communication plans, which would be reviewed by the Subcommittee. The Training and Outreach Office would take the initiative for general training and education in vegetation classification, in consultation with the ESA Vegetation Panel. The Subcommittee and Federal partners would promote training and education in use of the Standard, referring interested parties to the Training and Outreach Coordinator for assistance. All Subcommittee partners would have a role in informing stakeholders about how best to use the Standard and in obtaining feedback about the utility and ease of use of the Standard for use in improving and refining informational materials and the Standard, itself. Some Subcommittee partners would be involved in outreach to and interaction with vegetation classification activities in other countries. In reaching out to other countries, the Subcommittee partners could use training and outreach materials developed for domestic purposes and could transmit feedback received from partners in other countries to the NVC Manager for use in domestic efforts to maintain the Standard and inform users about the Standard. G5. Compatibility with Other Vegetation Classification Standards Goals Collaborations between the NVC and other national and international vegetation classification initiatives, especially those in Mexico and Canada, would help build a vegetation classification framework that would provide a basis for developing standards and compatible data layers for vegetation both nationally and internationally. Roles and Responsibilities The Subcommittee would encourage individuals to maintain formal collaborative relationships with individual country classification initiatives, especially with those of Mexico and Canada, as well as with broader hemispheric initiatives, especially NatureServe’s International Vegetation Classification (IVC). These collaborations would be encouraged to develop protocols for collaboration on content development that spans international boundaries. Subcommittee partners would keep the Subcommittee and staff informed of international classification and standards initiatives and exemplary national vegetation classification programs. The NVC Manager, together with ESA Panel members, would assure NVC representation at critical international meetings where data exchange standards relevant to the NVC are evaluated or established. H. LONG-TERM OPERATION Goals 15 The Lead Agency, collaboratively with partner agencies, must seek and provide appropriate levels of predictable base funding as needed to implement the core processes of the NVC as defined in this implementation plan. The Lead Agency or its designee must develop and maintain cooperative agreements or other business arrangements between Federal partners and non-Federal partners. The Subcommittee should continue to develop and regularly update the implementation business plan so as to provide the necessary structure for refining maintenance cost estimates over time, formulating and allocating budgets, assigning personnel, and initiating and renewing the needed procedural arrangements among Federal and non-Federal partners. Guided by periodically updated provisions of the implementation business plan, Federal Subcommittee members will need to provide statements of support for future budget requests of the lead funding agency and/or partner agencies. Federal Subcommittee members also will need to seek their own future budget increases to obtain funds they either might spend directly or might appropriately transfer to another agency for implementation of the Standard. Federal agencies also will need to document their plans for in-kind contributions to implementing the Standard, either through memoranda to the Subcommittee or through interagency memoranda of understanding or interagency agreements. Federal agencies will need to develop and amend, as appropriate, agency direction relating to the Standard (as mandated by OMB Circular A-16). Partner members of the Subcommittee may find it beneficial to their own programs to develop individual or coordinated fund-raising strategies to strengthen their contributions to implementing the Standard. The Federal members may have supportive roles in these efforts, either through providing statements of support for Partner contributions to maintaining the Standard or through offering cooperative funds. Roles and Responsibilities U.S. Forest Service, as Lead Agency for the Subcommittee, will be responsible for long-term maintenance of the Standard. Federal agencies will need to develop and amend, as appropriate, agency direction relating to use of the Standard as per OMB Circular A-16. The Subcommittee will advise the Lead Agency on how to best assure the long-term maintenance of the vegetation standard and its content. I. NEXT STEPS AND TIME LINES I.1. The First Year (2008) First six months, Lead Agency responsibilities, in collaboration with the Subcommittee Acquire initial funding to initiate implementation of the vegetation standard. Develop a workplan for the various core and supplementary activities. 16 Select an administrative home for the office and staff. For example, this could be located in the Science Office of the Ecological Society of America or the Headquarters of NatureServe, or within the facilities of a federal agency. Affiliation with one of the non-federal partners would reinforce the collaborative partnership that forms the basis of the core implementation activities. Develop an appropriate contract or MOU with the unit that will house the NVC office and staff. Develop a workplan for the various core and supplementary activities Develop a description of website and database development needs Identify staff needs and job descriptions for: o o o o o o NVC Project Manager (and advertise in the first six month). vegetation plot data staff needs. website development needs. classification management staff needs. staff needs for initial peer review. outreach and training staff needs. First 6 months –Subcommittee responsibilities Construct a preliminary NVC web portal. Assemble demonstration peer review panel. Establish a framework and implementation process for the initial screening of the NVC types (upper, mid and lower level units). Submission of demonstration proposals for testing and development of the peer review process. Review of the current Peer Review and Proceedings software by NatureServe staff. Hire the Project Manager. Second 6 months – Subcommittee, ESA Panel, and NVC staff responsibilities Establish the office of the NVC. Hire or contract the staff needed to address the core activities of the NVC. o o o o Vegetation plot database development and management. Website development. Classification management. Peer review and editing needs. 17 Develop and submit a draft multi-year but short-term business plan and budget, which will be reviewed by the Subcommittee, revised as appropriate, and submitted to the Lead Agency. Establish a suitable peer review body for the initial screening of the NVC types (upper, mid and lower level units) (e.g, NatureServe Staff, Hierarchy Revisions Working Group members, state Heritage/agency staff, federal agency staff, etc). Peer review of demonstration proposal. First meeting of the peer review panel. Formal design specifications for NVC portal, in collaboration with NBII. Develop a job description and advertise for a Training and Outreach Coordinator (TOC). I.2. Continuing on an Annual Basis (starting 2009) Hire, in consultation with the Program Manager, the Vegetation Training and Outreach Coordinator (TOC). The TOC will develop, in consultation with the Subcommittee and Director, a marketing plan. The TOC will develop, in consultation with the ESA Vegetation Panel, a longrange training and outreach plan. Other ongoing activities as needed to achieve the goals described in Sections F and G. 18 J. INITIAL BUDGET J.1. First Year Budget NVC BUDGET: YEAR 1 Tools Start-Up Costs Classification Website & NVC Portal Review and Revision of VegBank and Proceedings GS13 GS13 SALARY RATE 88,000 88,000 Programmatic Personnel Program Manager GS13 88,000 0.375 33000 9900 42,900 Training & Outreach Coordinator GS11 62,000 0 0 0 0 Type Data Management GS10 56,000 0.5 28000 8400 36,400 Coordination of Classification Changes GS12 74,000 0.5 37000 11100 48,100 Analysis (documenting legacy types etc) GS12 74,000 0.5 37000 11100 48,100 Plot Databases GS11 62,000 0.25 15500 4650 20,150 Taxon Databases GS9 51,000 0 0 0 0 Classification Management (Screening) Supporting Management Peer Review Board FTE 0.7 0.7 Actual Salary 61600 61600 Benefits (@30%) 18480 18480 Total 80,080 80,080 Travel for peer review 20,000 - 20,000 Temporary personnel to serve on peer review board 20,000 - 20,000 Travel for ESA Panel meeting 15,000 - 15,000 Reporting NVC Proceedings Database GS9 51,000 0 0 0 0 Website & Help Desk IT Officer (website and portal) GS13 88,000 0.1 8800 2640 11,440 Help Desk (support data requests, etc) GS11 62,000 0 0 0 0 Office Office Total 15,000 - 15,000 437,250 (overhead not included) 19 J.2. Continuing Budget NVC BUDGET YEARS 2 AND ONGOING SALARY RATE Programmatic Personnel Classification Management Supporting Management Peer Review Board Reporting Website & Help Desk FTE Actual Salary Benefits (@30%) Total Program Manager GS13 88,000 0.75 66000 19800 85800 Training & Outreach Officer GS 11 62,000 0.5 31000 9300 40300 Type Data Management GS10 56,000 0.5 28000 8400 36400 Coordination of Classification Changes GS12 74,000 0.5 37000 11100 48100 Analysis (documenting legacy types etc) GS12 74,000 0.5 37000 11100 48100 Plot Databases GS11 62,000 0.25 15500 4650 20150 Taxon Databases GS9 51,000 0.1 5100 1530 6130 Travel for peer review 20,000 - 20,000 Temporary personnel to serve on peer review board 20,000 - 20,000 Travel for ESA Panel meeting 15,000 - 15,000 NVC Proceedings Database GS9 51,000 0.1 5100 1530 6630 IT Officer (website and portal) GS13 88,000 0.1 8800 2640 11440 Help Desk (support data requests, etc) GS11 62,000 0.1 6200 1860 8060 Office Total 15,000 - 15,000 381,610 (overhead not included) 20 K. RELEVANT REFERENCES 1. Federal Geographic Data Committee. Federal Geographic Data Committee. 2007. National Vegetation Classification Standard, Version 2 – Working Draft. FGDC-STD-005 (version 2), October 30, 2007. Vegetation Subcommittee, Federal Geographic Data Committee, FGDC Secretariat, U.S. Geological Survey. Reston, VA. 57p (+ Appendices). This classification standard is a revision to the 1997 NVC Standard of the U.S. National Vegetation Classification. 2. ESA Panel Guidelines Jennings, M.D., D. Faber-Langendoen, R.K. Peet, O.L. Loucks, D.C. Glenn-Lewin, A. Damman, M.G.Barbour, R. Pfister, D.H. Grossman, D. Roberts, D. Tart, M. Walker, S.S. Talbot, J. Walker, G.S Hartshorn, G. Waggoner, M.D. Abrams, A. Hill, M. Rejmanek. 2006. Description, Documentation, And Evaluation Of Associations And Alliances Within The U.S. National Vegetation Classification, Version 4.5. Ecological Society of America. Jennings, M.D., D. Faber-Langendoen, O.L. Loucks, R.K. Peet, and D. Roberts. 2008. Characterizing Associations and Alliances of the U.S. National Vegetation Classification. (Submitted to Ecological Monographs). These guidelines, available in both report form and journal form, summarize the major recommendations to the FGDC Vegetation Subcommittee on how to develop standards for the alliance and association levels of the NVC hierarchy. They substantially shaped version 2 of the NVC Standard (FGDC 2007). 3. VegBank VegBank is the vegetation plot database of the Ecological Society of America's Panel on Vegetation Classification. VegBank consists of three linked databases that contain (1) vegetation plot records, (2) vegetation types recognized in the U.S. National Vegetation Classification and other vegetation types submitted by users, and (3) plant taxa recognized by USDA PLANTS as well as all other plant taxa recorded in plot records. Vegetation records, community types and plant taxa may be submitted to VegBank and may be subsequently searched, viewed, annotated, revised, interpreted, downloaded, and cited. There are direct links from plots to taxonomic information in PLANTS and to vegetation types of the NVC as reported in NatureServe Explorer. http://www.vegbank.org/vegbank/general/info.html 4. NatureServe Databases 21 NatureServe Explorer is the NatureServe web portal to the 70,000 plants, animals, ecosystems, and vegetation types that it tracks in its Biotics database. As such it is the current official public copy of the content of the vegetation. The Vegetation types in Explorer have direct links to the supporting plots in VegBank. This content is expected to move to the formal NVC portal as described in section E above. http://www.natureserve.org/explorer/ Biotics 4 is NatureServe's biodiversity data management software. The system incorporates custom applications for spatial data management, tabular data management, data import/export and reconciliation, and reporting. It is the primary tool for maintaining the current content of the NVC. http://www.natureserve.org/prodServices/biotics.jsp 5. The Proceedings of the U.S. National Vegetation Classification is a fully functional demonstration prototype of the proposed system for formulating, receiving, peer reviewing and ultimately publishing proposals for revision of the NVC. http://herbarium.unc.edu:8080/nvcrs/ 22