Table of Contents Executive Summary……………………………………………………………ii Abbreviations……………………………………………………………………iv List of Tables…………………………………………………………………….v List of Maps……………………………………………………………………..vi Introduction…………………………………………………………………..…1 Project Overview Evaluation Criteria Project Context ……..………………………………………………………….6 Introduction Biodiversity Conservation in Costa Rica National system of Conservation Areas (SINAC) La Amistad-Pacific Region Conservation Area Osa Conservation Area Project Evaluation……………………………………………………………15 Introduction Institutional Development Component Scientific Investigation Component Sustainable Development Component Finance Component Comments Lessons Learned………………………………………………………………36 Project Design Project Management and Administration Financing Participation Integrated Regional Development Planning Recommendations……………………………………………………………43 For Costa Rica For GEF-UNDP Literature Consulted…………………………………………………………48 Contacts List………………………………………………………………..…51 Terms of Reference……………………………………………………………52 Executive Summary COS/92/G31/GEF/99 From June 1993 until July 1998 the Government of Costa Rica executed the project, Conservation of Biodiversity and Sustainable Development in the ‘La Amistad-Pacific Region’ and ‘Osa’ Conservation Areas. This project—originally funded with US$7,993,381 from GEF-UNDP1, was to “Contribute to the protection of important species and habitats of biodiversity through support to the National System of Conservation Areas (SINAC)” in four subject areas: 1) Strengthening of the operational capacity of the National Park Service (57.89% of the budget); 2) Organizing research programs on biodiversity and its economic potential (21% of the budget); 3) Support for sustainable development activities in the communities of the La Amistad-Pacific Region and Osa Conservation Areas (13.5 % of the budget; and, 4) Developing self-financing mechanisms built around ecotourism and research on biodiversity (0.44% of the budget). The vast majority of these funds were to go to the institutional strengthening of the National Park Service. However, in May of 1995, SINAC was restructured and absorbed the functions and budgets of the three primary institutions within the Ministry of Environment and Energy (MINAE) concerned with the management of renewable natural resources: the National Park Service, the General Directorate of Forestry, and the Directorate of Wildlife. At this point the Project became one of support to the institutional development of SINAC rather than to support for the institutional strengthening of the National Park Service. Fewer than half the buildings for housing, administration, control, operations, and research activities envisioned by the Project were constructed (11 of 23) but these will substantially improve the living and working conditions of SINAC field staff. Likewise, vehicles and other equipment funded by the Project are in place although additional funds for both vehicle and building maintenance will be required. Several roads that provide access to the National Parks were improved through cooperative efforts between the Project, government agencies, municipalities and local communities. Boundaries and trails for Corcovado, Chirripó and La Amistad National Parks were surveyed, cleared, and marked in the more accessible regions. However, the buildings and trails were sited and built without the support of well thought-out management plans for the National Parks. It is urgent that such management plans be developed for these protected wild-lands and, since planning is a continuous effort, National Park staff must be trained to do this. 1 The final cost of the Project will be close to US$8,700,000. ii A new cartographic base for the two Conservation Areas was developed with aerial photos taken under Project auspices and similar studies are now anticipated for the remainder of the country using funding from elsewhere. Although both Conservation Areas now have access to two electronic information systems for improved administration of both research and tourism, considerable work remains in training, organization, and in raising the level of interest for field staff to make these systems useful for their work. Information on the biodiversity found in the National Parks of both Conservation Areas was significantly increased as a result of thousands of specimens collected by parataxonomists trained through the Project. Such data will be useful in the long term, but equivalent effort on research and training aimed at resolving specific management problems and for developing management plans in the protected areas is equally urgent. Trust funds were established that encourage a more neighborly form of development in the privately occupied landscapes surrounding the protected areas. Although somewhat deficient in terms of technical support and orientation, local committees now evaluate and approve proposals to use these Trusts for sustainable development projects in the two Conservation Areas. The Trust Funds and the fact that SINAC personal now live permanently in the local communities should begin to improve relations with populations living outside of the protected areas. On the other hand, relationships with the larger local and outside resource users will probably continue to deteriorate and ways must be found to also include them in the strategies and management plans for the protected and buffer areas of both ACOSA and ACLAP. The Project was completed two years behind schedule largely due to setbacks caused by Hurricane Cezar but also because of early problems in the execution of building design contracts, changes in national government, reorganization of project administration, and a shift in the make up of the institution that was to be strengthened through execution of the Project. The difficulties in project design and management found in this evaluation gave rise to a series of recommendations concerning the conduct of future GEF projects in Costa Rica and elsewhere. The more important of these recommendations affect project design, reporting standards, monitoring, and the validity of using the model of national execution for other GEF projects of this size. iii Abbreviations ACLAP ACOSA ASDI IDB COACODES CR DGF DVS FPN FUCE FUDEU FUNDAFAC FUNDEVI GEF GCR INBio MAB MIDEPLAN MINAE MIRENEM PILA PIR PN ProAmbi UNDP Ramsar SAPI SAPT SETENA SINAC SINACODES SPN UIAMbi UCR UNDP UNESCO La Amistad-Pacific Region Conservation Area Osa Conservation Area Swedish International Development Agency Inter-American Development Bank Conservation and Development Area Commission Costa Rica Forestry Directorate Wildlife Directorate National Parks Foundation State Cooperation Foundation Urban Development Foundation Foundation for Development of the Engineering School at the University of Costa Rica Foundation for Development of Research at the University of Costa Rica Global Environment Fund Government of Costa Rica National Biodiversity Institute Man and the Biosphere Program of UNESCO Ministry for National and Economic Policy Ministry of Environment and Energy Ministry of Natural resources Energy and Mines La Amistad International Park Project Implementation Review National Park Foundation for the Biology School at UCR United Nations Development Program International Wetlands Convention Research Support System Tourism Support System National Environmental Technical Secretariat National System of Conservation Areas National Conservation and Development Areas System National Parks Service Environmental Impact Unit of the ProAmbi Foundation University of Costa Rica United Nations Development Programme United Nations Organization for Education, Science and Culture iv List of Tables Table 1: Protected areas of the La Amistad-Pacific Region Conservation Area………………………………………………………..……..10 Table 2: Protected Areas of the Osa Conservation Area………………………………………………………………13 Table 3: Construction Sites and Activities…………………………………20 Table 4: Actions taken with respect to the Scientific Investigation Component..…………………………………………27 Box 1: Project Achievements………………………………………………………………..………36 v List of Maps Map 1: Sistema Nacional de Areas de Conservación………………………7 Map 2: Area de Conservación La Amistad Pacifico……………...……….…11 Map 3: Area de Conservación Osa…………………………………...………..14 vi