RECRUITMENT POLICY 1.0 Statement of Purpose The Ministry of Social Development (Ministry) is committed to recruiting people with the skills and qualities necessary to carry out their roles effectively, efficiently and in keeping with the Ministry’s values. The recruitment policy and procedures are intended to assist people within the Ministry who are responsible for recruitment to make fair and objective selection decisions that support the Ministry in achieving its vision and goals. 1.1 Background Recruitment is a key part of the Ministry’s Human Resources function and forms an integral part of its policies and procedures. The recruitment policy applies to the appointment of permanent, temporary (fixed term), and casual staff to positions in the Ministry. This policy is to be read in conjunction with the process guidelines and should be followed irrespective of who is managing the recruitment process. 1.2 Guiding Principles Effective recruitment is one way that the Ministry builds its people capability. Our recruitment policy and procedures are supported by the following principles: selection on merit open, honest and transparent processes valuing diversity privacy for the individual In practice, these principles mean that: The person best suited to the job is appointed to the position. (s60 State Sector Act 1988). Applicants are given sufficient information to allow clear and accurate understanding of the role. Updated version 20/07/05 1 1.3 Recruitment and selection processes are open, consistent, and fair. Selection decisions are merit-based and do not discriminate (either directly or indirectly) or appear to discriminate. (s21 Human Rights Act 1993) Recruitment and selection processes are professional and objective, with selection based on relevant, specific selection criteria. All processes and recommendations are documented. The Ministry values diversity and works to build a people profile that reflects its communities and clients. The privacy of all people who express interest in a vacancy is protected. Ministry staff are encouraged to apply and be considered for positions within the organisation thus supporting retention and career development strategies. Ministry staff can seek a review of an appointment and there are clear procedures available to support this. Diversity and Legislation The policy and guidelines comply with relevant legislation including the Human Rights Act 1993, the Privacy Act 1993, the Employment Relations Act 2000 and our obligations under the State Sector Act 1988. 1.4 Definitions Hiring manager The manager responsible for the vacant position. This will usually be the manager to whom the appointee will report. Approving manager The manager two levels above the vacant position, i.e. the person the Hiring Manager reports to. (Note: A General Manager can approve the recruitment of a level three manager) Substantive position A staff member’s permanent position within the Ministry. Substantive appointee A staff member who holds a position on a permanent basis. Backfilling Updated version 20/07/05 Using an acting or temporary appointment, or a secondment, to fill a position while the substantive appointee is acting in another role, away on a secondment or is on long term leave. 2 1.5 Initiating a recruitment process Before recruiting for a new or existing position, the hiring manager must determine the most efficient way to manage the work and to determine whether a genuine vacancy exists over the longer term. Permanent appointments are only made to genuine vacancies after considering: the position’s current and future workload; its fit within the unit or group; the Ministry’s strategic direction; and any budgetary constraints. The hiring manager may decide to: make a permanent appointment; make a temporary (fixed term) appointment; use an acting appointment; use a secondment; or use a contractor or consultant. The hiring manager must discuss the case for recruitment with the approving manager and gain his/her approval before proceeding. 1.6 Permanent appointments Where a new position is being established the hiring manager must refer to the Ministry’s Guidelines for Establishing a Position. Vacancies that arise out of formal organisational change processes or other restructuring (e.g. within a team, unit or group) may be subject to specific processes developed to manage that change. It is common practice to delay making a permanent appointment until the change process is completed. Hiring managers must contact their Human Resources Consultant for further information in these cases. 1.7 Temporary (Fixed Term) Positions Temporary (fixed term) appointments can be used for defined tasks or projects that have a fixed term or limited period – usually no more than twelve months duration. Temporary appointments are used to employ people with a particular set of skills or expertise that will only be required for a defined period. The hiring manager must have genuine reasons for specifying that employment is temporary and will end on a specified date, or following a specified event, or at the end of a specified project. If a temporary position is to be for a period of twelve months or more, this recruitment policy and the guidelines apply in full. Updated version 20/07/05 3 The approving manager has the discretion to waive certain recruitment procedures in cases where it is considered that following the full process will not add substantial value. In these cases the approving manager should discuss this with their Human Resources Consultant and document their reasons for not following policy. Note that the parts of the process that cannot be waived are outlined in the recruitment procedures. If a temporary (fixed term) position is subsequently converted to a permanent position, it must be treated as a new vacancy with the full recruitment policy and procedures being followed. 1.8 Acting Appointments An acting appointment can be a useful way to fill a role while decisions are made about the future direction of the position and its place in the unit or group. An acting appointment may also be used to backfill a position when the substantive appointee is away on secondment, parental leave, study leave or extended sick leave. An acting appointment is usually for a specific period. The acting appointee holds the delegations of the position for the duration. Any allowances to be paid to the acting appointee must be agreed in writing with the approving manager before the appointee begins in the acting role. Further information about acting appointments (and allowances) is included in the Ministry’s Secondments Policy and the relevant procedures on iNet. 1.9 Secondments Secondments provide useful opportunities for staff to broaden their work experiences and grow their careers, and for the Ministry to undertake its functions flexibly and effectively. Secondments may be made within the Ministry or between the Ministry and other organisations. At the end of a secondment the secondee returns to his/her substantive position which has been held open for the duration of the secondment but may have been backfilled. Refer to the Ministry’s Secondments Policy and the relevant procedures on iNet for further information about secondments. 1.10 Advertising Positions The Ministry requires that every vacancy (permanent, temporary, casual, contract or fixed term) that is over six months in duration is advertised at least internally. Wherever possible the Ministry encourages all vacancies (including short term ones) to be advertised more widely to build capability within the Ministry and across the Public Service. The only exceptions to this policy may be for some secondment positions, some acting positions and temporary positions of less than six months’ duration, and situations where recent advertising for an identical position has not identified any suitable applicants internally or externally. Updated version 20/07/05 4 Any decision not to advertise internally or externally should be discussed with the Human Resources Consultant and documented and approval obtained from the approving manager. Please refer to the Ministry’s Guidelines for Advertising on the iNET. 1.11 The Selection Process The selection process for all permanent positions in the Ministry includes the following components as a minimum requirement: 1.12 ideal person profile (where available); structured short-listing process to identify applicants for interview; structured interview(s); and structured reference and other relevant pre-employment checks. Use of a Recruitment Agency Hiring managers based in the regional offices will be required to manage their own recruitment assignments. Hiring Managers based in National Office will work with a Recruitment Consultant based in National Office HR. There may be occasions where it is beneficial or necessary to engage a recruitment agency to manage a recruitment assignment, i.e.: It is a senior management or key position where a search process in required. There is a shortage of applicants with the required skills and experience in the external market and it is necessary to tap into an agency’s pool of applicants and/or resources. There is a ‘mass’ recruitment assignment that requires the assistance of external resources to handle the recruitment and selection process. It is known that suitable applicants for a position are more likely to apply through a recruitment agency than respond directly to an advertisement placed by the Ministry. The Manager does not have the time or resources to manage the recruitment effectively him/herself and other staff are unavailable. Hiring managers based in National Office are advised to discuss this approach with their Recruitment consultant so that a suitable agency is engaged for the role. If the use a recruitment agency is required, the hiring manager must prepare a case and gain approval from the relevant General Manager or Regional Commissioner prior to entering into discussions with an agency. Updated version 20/07/05 5 1.13 Variations to Standard Offer Terms and Conditions On rare occasions there may be reason to consider a non-standard individual employment agreement or a variation to standard offer terms and conditions of employment. Approval for any non-standard provisions can only be given by the General Manager, Human Resources and must be discussed and approved at this level before it is discussed with the prospective staff member. 1.14 Commencing in the Position The successful applicant will not normally start work until the offer of appointment is accepted (by signing the letter of offer) and relevant checks have been completed. In some instances the successful applicant may start work before all the checks have been completed. In these circumstances the appointment remains provisional until all checks have been completed and cleared, including the Department for Courts Criminal Convictions Check, Bankruptcy checks through the NZ Insolvency and Trustee Services website and Baytrace checks for known aliases, as well as the Full Benefit Declaration checks. 1.15 Recruitment Documentation Each recruitment process must be well documented to provide a record that may be used in any review and / or complaints process, or if subsequent questions arise about the appointment. Key documents generated by the recruitment panel during the recruitment process e.g. Memorandum of Decision to Appoint Staff, are to be held on the Manager’s file until two conditions are met: The review of appointment period has passed and any reviews have been completed. This is outlined in section 1.16 below and refers to the 10 day period within which Ministry staff may seek a review of an appointment. A minimum of twelve months has passed since the recruitment process commenced or a complaint made about the process under the Human Rights Act is bought to resolution, whichever is the longer. The regional hiring manager are responsible for collating and filing the documentation and holding it in a secure place. Once the above conditions have been met, the documentation may be destroyed. For national office hiring managers, the recruitment consultant will collate all the relevant documentation. In addition to keeping on file documentation on the recruitment process, documentation about the successful candidate will need to be held permanently on that staff member’s personal file e.g. their application form. Requirements on what documents must be held for the successful candidate is outlined in the Recruitment Procedures. Updated version 20/07/05 6 1.16 Review of an Appointment Ministry staff have 10 working days to seek a review of an appointment. The appointment remains provisional during this time and until any reviews have been completed. The review process is intended to provide an effective means of dealing with a staff member’s concern about a particular appointment process. The review is a process where an independent reviewer gathers information from all parties and considers the fairness of the process to the individual staff member and to the Ministry. (The process has been approved in accordance with section 65 of the State Sector Act 1988.) Updated version 20/07/05 7