REVIEW REQUEST FOR Intensity Modulated Radiation Therapy (IMRT) Provider Data Collection Tool Based on Medical Policy THER-RAD.00007 Policy Last Review Date: 11/05/2015 Policy Effective Date: 11/09/2015 Provider Tool Effective Date: Individual’s Name: Date of Birth: Insurance Identification Number: Individual’s Phone Number: Ordering Provider Name & Specialty: Provider ID Number: 11/09/2015 Office Address: Office Phone Number: Office Fax Number: Rendering Provider Name & Specialty: Provider ID Number: Office Address: Office Phone Number: Office Fax Number: Facility Name: Facility ID Number: Facility Address: Date/Date Range of Service: Service Requested (CPT if known): Place of Service: Outpatient Home Inpatient Other: Diagnosis Code(s) (if known): This medical policy based data collection tool is for a medical necessity review request for the use of intensity modulated radiation therapy (IMRT). Select the applicable IMRT treatment area and check all options that apply to the individual: Request is for Intensity Modulated Radiation Therapy (IMRT) (Please check all of the following that apply to this individual) Individual is less than 21 years of age with a radiosensitive tumor Individual requires repeat irradiation of a field that has received prior irradiation IMRT is for treatment of prostate cancer Localized prostate cancer Post-prostatectomy for dose escalation greater than or equal to 64 Gy (check all that apply) PSA remains detectable at 6 months after surgery PSA is detectable and increases on two or more lab determinations Individual has post-operative stage T3b to T4 Individual’s post-operative pathology reveals positive surgical margins Other (Please list); Other (Please list); IMRT is for treatment of head and neck cancer Larynx cancer (Stage I and II) Larynx cancer (Stage III or IV) Mucosal melanoma arising in head and neck region Nasal cavity Occult primary arising in the head and neck region Oral Cavity, Lips, or Pharynx (oropharynx, hypopharynx, or nasopharynx) Paranasal sinuses (frontal, sphenoid, ethmoid, maxillary) Salivary glands Other (Please list); REVIEW REQUEST FOR Intensity Modulated Radiation Therapy (IMRT) Provider Data Collection Tool Based on Medical Policy THER-RAD.00007 Policy Last Review Date: 11/05/2015 Policy Effective Date: 11/09/2015 Provider Tool Effective Date: 11/09/2015 IMRT is for treatment of Thyroid cancer IMRT is for treatment of Tumor(s) within the Chest and Chest Wall Tracheal Cervical esophagus Lymphoma arising in the head and neck region Lung cancer (check all of the following that apply) Individual with primary lung cancer where concurrent chemotherapy and radiation is to be used Percent of normal lung receiving more than 20 Gy (V20) accounts for more than 35% of the normal lung, defined as the total lung volume minus the planning target volume (PTV) The IMRT plan will reduce the V20 to at least 10% below the V20 that is achieved with the 3D-CRT plan (for example, from 40% down to 30% or lower) There is documentation that the treatment plan addresses tumor motion that is both accounted for and managed such as: (check all that apply) A 4D planning CT scan was performed and the primary tumor and included lymph nodes were observed to move less than 1 cm and this degree of motion was included in the planning tumor volume A 4D planning CT scan was performed and respiratory gating will be employed to minimize the risk of inadequate coverage. A 3D planning CT scan was performed with free-breathing, end-inspiration and endexpiration breath-hold to minimize risk of inadequate coverage Other (Please list); IMRT is for treatment of Central Nervous System (CNS) primary or metastatic lesions. (Check the following when it applies to the individual) The lesion is located in close proximity to optic nerve, lens, retina, optic chiasm, cochlea, or brainstem Other (Please list); IMRT for the treatment of cancer of PELVIC ORGANS IMRT is for treatment of cancer of the anus or anal canal IMRT is for treatment of primary malignant gynecologic tumor (uterus, cervix, ovary, fallopian tube) IMRT is for treatment of primary pelvic sarcoma IMRT is for treatment of bladder carcinoma IMRT is for treatment of rectal adenocarcinoma Other: ____________ REVIEW REQUEST FOR Intensity Modulated Radiation Therapy (IMRT) Provider Data Collection Tool Based on Medical Policy THER-RAD.00007 Policy Last Review Date: 11/05/2015 Policy Effective Date: 11/09/2015 Provider Tool Effective Date: 11/09/2015 IMRT is for treatment of breast cancer (If checked, mark all of the following that apply to the individual) Individual has left sided breast lesions Target volume coverage results in cardiac radiation exposure that is expected to be greater than or equal to 25 Gy to 10cc or more of the heart (V25 greater than or equal to 10cc) with 3D conformal radiation therapy (3D-CRT) despite the use of a complex positioning device (such as VAC-LokTM) With the use of intensity modulated radiation therapy (IMRT), there is a reduction in the absolute heart volume receiving 25 Gy or higher by at least 20% (for example, volume predicted to receive 25 Gy by 3D-C-RT is 20cc and the volume predicted by IMRT is 16 cc or less) Other (Please list); Individual has large breasts when the treatment planning with 3D-CRT results in hot spots (focal regions with dose variation greater than 10% of target) and the hot spots can be avoided with IMRT. Individual is to receive internal mammary node irradiation (If checked, mark the reason for the irradiation) Individual has pathologically enlarged internal mammary lymph node(s) as reported based on imaging technique by CT, MRI, PET/CT or CXR Individual has pathologically involved internal mammary lymph node(s) (based on aspiration cytology or tissue biopsy pathology) Individual is high risk for internal mammary lymph node involvement (If checked, mark the individual’s risk factors) Equal to or greater than 4 positive axillary lymph nodes Medial quadrant tumor with 1 or more positive axillary lymph nodes Medial quadrant T3 tumor Other (Please list); IMRT is for treatment of abdominal cancer. (If checked, mark the following cancer location that applies to this individual) gastric gastroesophageal junction pancreas hepatobiliary Other (Please list); Mark all of the following that apply to the individual The disease is non-metastatic Dosimetric treatment planning comparisons between 3D-CRT and IMRT have been made Dosimetric treatment planning with IMRT predicts the radiation dose to adjacent organs would be within normal tissue tolerance; (If checked, mark the following predictions that apply) 3D-CRT planning predicts the mean liver dose will be greater than 30 Gy and IMRT planning predicts the mean liver dose would be less than or equal to 25 Gy 3D-CRT planning predicts a mean dose to the bilateral kidneys of greater than 18 Gy and IMRT planning predicts that no more than 90% of the volume of one kidney receives greater than 18 Gy. If only one kidney is present, the IMRT planning predicts that no more than 15% of the kidney receives greater than 18 Gy 3D-CRT planning predicts the maximum spinal cord dose would exceed 50 Gy and IMRT planning predicts the maximum spinal cord dose would be less than or equal to 45 Gy 3D-CRT planning predicts the maximum dose to the small bowel will be greater than 54 Gy and IMRT planning predicts the maximum dose to the small bowel would be less than 50 Gy. Note: The maximum dose of radiation is defined as the highest dose to a volume of 0.03 cc. IMRT is for treatment of cancer of unknown primary IMRT is for treatment of treatment of large arteriovenous malformations (AVM) REVIEW REQUEST FOR Intensity Modulated Radiation Therapy (IMRT) Provider Data Collection Tool Based on Medical Policy THER-RAD.00007 Policy Last Review Date: 11/05/2015 Policy Effective Date: 11/09/2015 Provider Tool Effective Date: 11/09/2015 IMRT treatment is for other organ/location not specified above (Please list): This request is being submitted: Pre-Claim Post–Claim. If checked, please attach the claim or indicate the claim number I attest the information provided is true and accurate to the best of my knowledge. I understand that the health plan or its designees may perform a routine audit and request the medical documentation to verify the accuracy of the information reported on this form. _____________________________________________________________ Name and Title of Provider or Provider Representative Completing Form and Attestation (Please Print)* Date *The attestation fields must be completed by a provider or provider representative in order for the tool to be accepted Anthem UM Services, Inc., a separate company, is the licensed utilization review agent that performs utilization management services on behalf of your health benefit plan or the administrator of your health benefit plan.