PRETREATMENT STREAMLINING RULE TPDES IMPLEMENTATION
NONSUBSTANTIAL MODIFICATION SUBMITTAL
CONTROL AUTHORITY NAME
PERMIT NUMBER
Pretreatment Streamlining Rule
Yes No
Required Elements Checklist
1.
The Control Authority (CA) is
required to include slug control
requirements in significant
industrial user (SIU) control
mechanisms, i.e. permits
DATE OF SUBMISSION___
Section,
Page No.
__
Comments
[40 CFR §403.8(f)(1)(iii)(B)(6)]
Please fill out the CA Slug Control
Checklist
2.
The CA is required to
evaluate SIUs for a plan, or
other action, to control slug
discharges within a year of
becoming a SIU
[40 CFR §403.8(f)(2)(vi)]
Please fill out the CA Slug Control
Checklist
3.
The SIUs are required to
notify the CA immediately of
any changes at its facility
affecting potential for a slug
discharge
[40 CFR §403.8(f)(2)(vi)]
 The CA is required to
incorporate notification
requirements into SIU
permits
[40 CFR §403.8(f)(1)(iii)(B)(6)]
4.
The CA is required to ensure
that enforceable BMPs
compliance information is in
SIU reports
[40 CFR §403.12(b), (e), and (h)]
Please fill out the Best
Management Practices Checklist
Form No. TCEQ-20433
Revised March 2008
Page 1 of 6
_________
PRETREATMENT STREAMLINING RULE TPDES IMPLEMENTATION
NONSUBSTANTIAL MODIFICATION SUBMITTAL
CONTROL AUTHORITY NAME
PERMIT NUMBER
Pretreatment Streamlining Rule
Required Elements Checklist
5.
The CA is required to revise
significant noncompliance
(SNC) criteria to include
additional types of
pretreatment standards and
requirements
DATE OF SUBMISSION___
Yes No
Section,
Page No.
__
Comments
[40 CFR §403.8(f)(2)(viii)(A) – (C) & (H)
]
6.
 other numeric limits
 instantaneous limits
 narrative standards, which
may include:
o operational standards
o narrative limits
o enforceable best
management practices
(BMPs)
The CA is required to include
enforceable BMPs, required
by a pretreatment standard,
local limits, State and local
law, in SIU permits
[40 CFR §403.8(f)(1)(iii)(B)(3)]
Please fill out the Best
Management Practices Checklist
7.
Documentation of enforceable
BMP compliance is required
to be maintained as part of
the record keeping
requirements
[40 CFR §403.12(o) ]
 The SIU’s record keeping
requirements
 The CA’s record keeping
requirements
Please fill out the Best
Management Practices Checklist
Form No. TCEQ-20433
Revised March 2008
Page 2 of 6
_________
PRETREATMENT STREAMLINING RULE TPDES IMPLEMENTATION
NONSUBSTANTIAL MODIFICATION SUBMITTAL
CONTROL AUTHORITY NAME
PERMIT NUMBER
Pretreatment Streamlining Rule
Required Elements Checklist
8.
Those CAs that perform
sampling for SIUs are
required to perform any
required repeat sampling and
analysis within 30 days of
becoming aware of a violation
DATE OF SUBMISSION___
Yes No
Section,
Page No.
__
Comments
[40 CFR §403.12(g)(2)]
Please fill out the Sampling
Protocols Checklist
9.
The CA shall require all SIUs
(including noncategorical
SIUs) to comply with sampling
requirements for SIU periodic
compliance reports
[40 CFR §403.12(g)(3)]
Please fill out the Sampling
Protocols Checklist
 The CA shall specify the
number of samples required
for baseline monitoring
reports (BMRs), 90 day
compliance reports, and SIU
(including noncategorical
SIUs) periodic compliance
reports, including the
specification of the number
of grab samples
[40 CFR §403.12(g)(4)]
Please fill out the Sampling
Protocols Checklist
 All IUs subject to periodic
reports on continued
compliance (including
noncategorical SIUs) are
required to report all
monitoring results to the CA
[40 CFR §403.12(g)(6)]
Form No. TCEQ-20433
Revised March 2008
Page 3 of 6
_________
PRETREATMENT STREAMLINING RULE TPDES IMPLEMENTATION
NONSUBSTANTIAL MODIFICATION SUBMITTAL
CONTROL AUTHORITY NAME
PERMIT NUMBER
Pretreatment Streamlining Rule
Required Elements Checklist
10. Noncategorical SIUs are also
required to provide
representative sampling
during the reporting period in
their periodic reports
DATE OF SUBMISSION___
Yes No
Section,
Page No.
__
Comments
[40 CFR §403.12(g)(3)]
Please fill out the Sampling
Protocols Checklist
11.
Notifications of IU changed
discharge are required to be
sent to the following
[40 CFR §403.12(j)]
12.
13.
 the CA
 the CA and to the POTW
where the POTW is not a
CA
How and when the CA may
designate a “duly authorized
representative”
 to sign CA reports to the
Approval Authority
according to 40 CFR
§403.12(m)
 to approve IU signatory
revisions according to 40
CFR §403.12(l)(1)(ii)
Although EPA published 13
required elements, the
updated removal credits
provisions relating to
[combined sewer] overflows
do not apply in Texas
[40 CFR §403.7(h)]
14.
15.
Please fill out the Legal
Authority Checklist
Please submit revised
 Enforcement Response
Plan
 IU Compliance Evaluation
 Inspection
Form No. TCEQ-20433
Revised March 2008
Page 4 of 6
_________
PRETREATMENT STREAMLINING RULE TPDES IMPLEMENTATION
NONSUBSTANTIAL MODIFICATION SUBMITTAL
CONTROL AUTHORITY NAME
PERMIT NUMBER
Pretreatment Streamlining Rule
Required Elements Checklist
Forms/Procedures
 Sampling Protocols – Self
Monitoring and Compliance
Monitoring
 IU Permits
 IU Reporting Requirements
 CA Compliance and
Sampling Tracking
Database
 Other Standard Operating
Procedures
Form No. TCEQ-20433
Revised March 2008
DATE OF SUBMISSION___
Yes No
Section,
Page No.
__
Comments
Page 5 of 6
_________
PRETREATMENT STREAMLINING RULE TPDES IMPLEMENTATION
NONSUBSTANTIAL MODIFICATION SUBMITTAL
CONTROL AUTHORITY NAME
PERMIT NUMBER
DATE OF SUBMISSION___
__
_________
Certification Statement:
I,
Typed
or
printed
name____________________________________________
Title______________________________________, certify under penalty of law that this document
and all attachments were prepared under my direction or supervision in accordance with a system
designed to assure that qualified personnel properly gathered and evaluated the information submitted.
Based on my inquiry of the person or persons who manage the system, or those persons directly
responsible for gathering the information, the information submitted is, to the best of my knowledge and
belief, true, accurate, and complete. I am aware there are significant penalties for submitting false
information, including the possibility of fine and imprisonment for known violations.
I further certify that I am authorized under 30 Texas Administrative Code Section 305.44 to sign this
document and can provide documentation in proof of such authorization upon request.
Signature:
Date:__
_______________
Required Elements Checklist
The approved pretreatment program may need to be revised in one or more of the
following components:
X
Legal Authority
X
Enforcement Response Plan
X
IU Compliance Evaluation
X
Inspection Forms/Procedures
X
Sampling Protocols – Self Monitoring and Compliance Monitoring
X
IU Permits
X
IU Reporting Requirements
X
CA Compliance and Sampling Tracking Database
X
Other Standard Operating Procedures
Form No. TCEQ-20433
Revised March 2008
Page 6 of 6